EURONEXT GROWTH OSLO RULE BOOK - PART II MARCH 2021 TABLE OF CONTENTS 1. GENERAL PROVISIONS .................................................................................................................................. 3 1.1 DEFINITIONS ........................................................................................................................................... 3 1.2 SCOPE ..................................................................................................................................................... 3 1.3 CHANGES ................................................................................................................................................ 4 1.4 CONFIDENTIALITY ................................................................................................................................... 4 2. ADMISSION TO TRADING RULES FOR ISSUERS ............................................................................................ 4 2.1 CONDITIONS FOR ADMISSION TO TRADING ON EURONEXT GROWTH OSLO ........................................ 4 2.1.1 REQUIREMENT OF HAVING A EURONEXT GROWTH ADVISOR ...................................................... 4 2.1.2 GENERAL CONDITIONS .................................................................................................................. 4 2.1.3 COMMERCIAL CRITERIA ................................................................................................................. 5 2.1.4 MANAGEMENT AND BOARD OF DIRECTORS ................................................................................. 5 2.1.5 SHARES ........................................................................................................................................... 6 2.1.6 TIMING OF SHARE ISSUES AND ADMISSION TO TRADING ............................................................. 8 2.1.7 REPORT OF RESERVES .................................................................................................................... 8 2.2 PROCESS OF APPLYING FOR ADMISSION TO TRADING .......................................................................... 9 2.3 INFORMATION DOCUMENT / PRESENTATION DOCUMENT .................................................................. 9 2.4 ADMISSION TO TRADING OF RIGHTS TO SHARES .................................................................................. 9 2.5 ADMISSION TO TRADING OF A NEW CLASS OF SHARES ...................................................................... 10 2.6 EURONEXT GROWTH ADVISOR ............................................................................................................ 10 3. CONTINUING OBLIGATIONS FOR ISSUERS ................................................................................................. 11 3.1 EQUAL TREATMENT ............................................................................................................................. 11 3.2 GOOD BUSINESS PRACTICE .................................................................................................................. 12 3.3 CONTACT PERSONS .............................................................................................................................. 12 3.4 COMPANY INFORMATION IN NEWSPOINT .......................................................................................... 12 3.5 PRIMARY INSIDER REGISTER ................................................................................................................ 12 3.6 INFORMATION TO BE PROVIDED TO OSLO BØRS ................................................................................ 12 3.7 LEI, CFI AND FISN CODES ...................................................................................................................... 12 3.8 RECOVERY BOX AND PENALTY BENCH ................................................................................................. 13 3.8.1 GENERAL ...................................................................................................................................... 13 3.8.2 RECOVERY BOX ............................................................................................................................ 13 3.8.3 PENALTY BENCH .......................................................................................................................... 13 3.9 DUTY OF DISCLOSURE .......................................................................................................................... 13 3.9.1 DISCLOSURE OF INSIDE INFORMATION ....................................................................................... 13 3.9.2 DECISION OF DELAYED DISCLOSURE ............................................................................................ 13 3.9.3 INSIDER LISTS ............................................................................................................................... 14 3.9.4 WRITTEN NOTIFICATION TO OSLO BØRS WHEN PUBLISHING INSIDE INFORMATION WHICH HAS BEEN SUBJECT TO DELAYED DISCLOSURE ............................................................................................. 14 3.9.5 DUTY OF PRIOR NOTICE WHEN PUBLICLY DISCLOSING PARTICULARLY PRICE-SENSITIVE EVENTS ............................................................................................................................................................... 14 3.9.6 INFORMATION PUBLICLY DISCLOSED ON OTHER MARKET PLACES ............................................. 14 3.9.7 PUBLIC DISCLOSURE OF INFORMATION IN SPECIAL CIRCUMSTANCES ....................................... 14 3.10 ISSUER EVENTS ................................................................................................................................... 14 3.11 CORPORATE ACTIONS ........................................................................................................................ 15 3.11.1 GENERAL .................................................................................................................................... 15 3.11.2 CARRYING OUT CORPORATE ACTIONS ...................................................................................... 15 3.11.3 ANNOUNCEMENT OF EX-DATE .................................................................................................. 16 3.11.4 FURTHER PROVISIONS ON THE EXECUTION OF MERGERS, DEMERGERS AND REDUCTIONS IN SHARE CAPITAL THROUGH DISTRIBUTION ........................................................................................... 16 3.11.5 CHANGES IN SHARE CAPITAL ..................................................................................................... 17 3.12 FINANCIAL REPORTING ...................................................................................................................... 17 3.12.1 GENERAL .................................................................................................................................... 17 3.12.2 PUBLIC DISCLOSURE OF THE ANNUAL REPORT ......................................................................... 17 3.12.3 PUBLIC DISCLOSURE OF THE HALF-YEARLY REPORT .................................................................. 17 3.12.4 INFORMATION SUPPLEMENTARY TO ANNUAL FINANCIAL STATEMENTS, ANNUAL MANAGEMENT REPORTS AND INTERIM REPORTS ............................................................................... 18 3.12.5 DISPENSATION ........................................................................................................................... 18 3.12.6 FINANCIAL CALENDAR ............................................................................................................... 18 3.13 PROCEDURES FOR PUBLICATION OF INFORMATION ......................................................................... 18 3.13.1 PUBLIC DISCLOSURE .................................................................................................................. 18 3.13.2 LANGUAGE TO BE USED ............................................................................................................. 19 3.14 PUBLICATION OF PROSPECTUS .......................................................................................................... 19 3.15 INFORMATION TO SHAREHOLDERS AND GENERAL MEETINGS ......................................................... 19 3.15.1 GENERAL .................................................................................................................................... 19 3.15.2 INFORMATION TO SHAREHOLDERS ........................................................................................... 19 3.15.3 NOTICE OF GENERAL MEETINGS ................................................................................................ 19 3.15.4 THE RIGHT OF OSLO BØRS TO ATTEND THE GENERAL MEETING .............................................. 20 3.15.5 RESULT OF GENERAL MEETING ................................................................................................. 20 3.16 CONTINUED TRADING IN THE EVENT OF MERGER, DEMERGER AND OTHER MATERIAL CHANGES ... 20 3.16.1 MERGER ..................................................................................................................................... 20 3.16.2 DEMERGER ................................................................................................................................. 21 3.16.3 OTHER CHANGES TO THE ISSUER .............................................................................................. 21 3.16.4 EXEMPTIONS .............................................................................................................................
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