CEIOPS list of groups for which a College of supervisors is in place - established on the basis of the Helsinki Protocol 1 and including relevant groups where the Swiss Financial Market Supervisory Authority (FINMA) participates in Colleges 2 - As part of its convergence-related commitments, CEIOPS updates on an on-going basis, its databases in relation to insurance groups supervision. The list of groups for which a College is in place aims at increased transparency and ensuring that non-EEA supervisors are aware of the existence of a College for a particular group. In order to have a full overview of supervisory actions and arrangements, CEIOPS also recommends that the list below should be read together with the annual list of financial conglomerates 3 (as updated on an annual basis and reported to the European Commission by the CEIOPS and CEBS through their Joint Committee on Financial Conglomerates). Also, it is to be noted that the list addresses only EU activities of non-EU managed groups, and for the EEA groups it covers only EEA and Swiss activities. The European supervisory arrangements presented below do not preclude organization of additional colleges of supervisors on a world wide level. Name of the group Lead Supervisor EEA authorities (incl. (or EEA subgroup) FINMA) participating in the Colleges 1. Ace European Group United Kingdom Ireland 2. ADAC Germany Luxembourg 3. AEGON Netherlands Czech Republic Hungary Ireland Luxembourg Netherlands Poland Romania Slovakia Spain 1 Helsinki Protocol (Protocol relating to the collaboration of the supervisory authorities of the Member States of the European Union with regard to the application of Directive 98/78/EC on the supplemetary supervision of insurance undertakings in an insurance group) available at: http://www.ceiops.eu/media/files/publications/protocols/nl194_helsinki_gbfi.pdf 2 This list includes the name of the group and the authority of the lead supervisor and covers also relevant groups where the Swiss Financial Market Supervisory Authority (FINMA) participates in Colleges of supervisors. Supervisory cooperation between CEIOPS Members and FINMA is based on a Multilateral Memorandum of Understanding, which has been in place since 2005. 3 http://www.ceiops.eu/media/docman/public_files/publications/submissionstotheec/JCFC-DOC-09-03%20_FiCos-net- list-as-at-2nd-June-2009_.pdf 1/10 © CEIOPS 2010 Name of the group Lead Supervisor EEA authorities (incl. (or EEA subgroup) FINMA) participating in the Colleges United Kingdom 4. Chartis / AIG France / UK Bulgaria Czech Republic France Germany Greece Hungary Ireland (rep.) Italy Liechtenstein Luxembourg Netherlands Poland Portugal Romania Slovakia United Kingdom 5. Allianz Germany Austria Belgium Bulgaria Czech Republic France Germany Greece Hungary Ireland (rep.) Italy Luxembourg Netherlands Poland Portugal Romania Slovakia Spain Sweden United Kingdom Switzerland 6. ARAG Germany Austria Belgium Germany Italy Luxembourg Netherlands Slovenia Spain 7. Arca Vita Italy Ireland (rep.) Italy 8. Argenta Belgium Belgium Luxembourg Netherlands 9. Assurances du Crédit France France Mutuel Luxembourg 10. Aviva UK Belgium Czech Republic France Germany Greece Hungary Ireland (rep.) Italy 2/10 © CEIOPS 2010 Name of the group Lead Supervisor EEA authorities (incl. (or EEA subgroup) FINMA) participating in the Colleges Lithuania Luxembourg Netherlands Poland Romania Spain United Kingdom 11. AXA France Belgium Czech Republic France Germany Greece Hungary Ireland (rep.) Italy Luxembourg Poland Portugal Slovakia Spain United Kingdom Switzerland 12. Banca Sella Italy Ireland (rep.) Italy 13. Berkshire Hathaway UK Germany Ireland (rep.) United Kingdom 14. BNP-Paribas France Belgium Czech Republic France Hungary Ireland (rep.) Italy Luxembourg Netherlands Poland Romania Slovakia Sweden United Kingdom 15. BUPA UK Denmark Spain United Kingdom 16. Caisse de Garantie des France France Professionnels de Luxembourg l’Assurance (CGPA) 17. Canada Life UK Ireland (rep.) United Kingdom 18. COMPRE UK Finland United Kingdom 19. Cattolica Italy Ireland (rep.) Italy 20. CNP France Cyprus France Ireland (rep.) Italy Portugal Spain 21. Coface France Austria France Germany 3/10 © CEIOPS 2010 Name of the group Lead Supervisor EEA authorities (incl. (or EEA subgroup) FINMA) participating in the Colleges Italy Luxembourg 22. Concordia Gruppe Germany Germany Poland 23. Continentale Germany Germany Krankenversicherung Luxembourg 24. Mapfre Spain Belgium Luxembourg Malta Portugal Spain 25. Covéa France Belgium France Luxembourg 26. Credit Agricole France Belgium France Greece Ireland (rep.) Italy Luxembourg Poland Portugal 27. Credit Mutuel Nord France France Europe Luxembourg 28. Danica Denmark Denmark Ireland (rep.) Norway Sweden 29. DEVK Germany France Germany 30. Dexia Belgium Belgium Luxembourg Ireland 31. DnB NOR ASA Norway Norway 32. ETHIAS Belgium Belgium Luxembourg 33. Eureko/ Achmea Netherlands Bulgaria Cyprus France Greece Ireland (rep.) Luxembourg Netherlands Romania Slovakia 34. FON-SAI Italy Ireland (rep.) Italy 35. Fortis Belgium Belgium France Germany Italy Luxembourg Netherlands Portugal United Kingdom 36. Friends Provident UK Luxembourg United Kingdom 37. Generali Italy Austria Belgium Bulgaria Czech Republic 4/10 © CEIOPS 2010 Name of the group Lead Supervisor EEA authorities (incl. (or EEA subgroup) FINMA) participating in the Colleges France Germany Greece Hungary Ireland (rep.) Italy Liechtenstein Netherlands Poland Portugal Romania Slovakia Slovenia Spain United Kingdom Switzerland 38. Gjensidige Forsikring Norway Denmark Latvia Norway 39. Grazer Wechselseitige Austria Austria Bulgaria Cyprus Hungary Romania Slovenia 40. Groupama France Bulgaria France Greece Hungary Italy Luxembourg Portugal Romania Slovakia Spain United Kingdom Switzerland 41. Grupo Catalana Spain Ireland (rep.) Occidente Netherlands Spain 42. Halifax UK Germany Ireland (rep.) Luxembourg United Kingdom 43. Handels Liv Sweden Denmark Försäkringsaktiebolag Ireland (rep.) Sweden 44. HDI Germany Austria Belgium Bulgaria Germany Hungary Ireland (rep.) Italy Liechtenstein Luxembourg Netherlands Poland Spain United Kingdom 45. Helvetia Switzerland Austria 5/10 © CEIOPS 2010 Name of the group Lead Supervisor EEA authorities (incl. (or EEA subgroup) FINMA) participating in the Colleges Germany Italy Spain Switzerland 46. IKANO Sweden Luxembourg Sweden 47. ING Netherlands Belgium Bulgaria Czech Republic Greece Hungary Luxembourg Netherlands Poland Romania Slovakia Spain 48. INTER Germany Germany Krankenversicherung Luxembourg Poland 49. IMA France France Germany Italy Spain United Kingdom 50. KBC Belgium Belgium Bulgaria Czech Republic Hungary Luxembourg Poland Slovakia 51. Bâloise Switzerland / Luxembourg Austria Belgium Germany Liechtenstein Luxembourg Switzerland 52. La Mondiale France France Luxembourg Spain 53. Legal & General UK France Ireland (rep.) Netherlands United Kingdom 54. L’Integrale CCA Belgium Belgium Luxembourg 55. MACIF France France Poland 56. MAIF France France 57. Marine & General UK Ireland (rep.) Mutual Life Assurance United Kingdom Society 58. Mediolanum Italy Ireland (rep.) Italy 59. Merkur Austria Austria Slovenia 60. MetLife (Various) UK Belgium Ireland (rep.) Poland United Kingdom 6/10 © CEIOPS 2010 Name of the group Lead Supervisor EEA authorities (incl. (or EEA subgroup) FINMA) participating in the Colleges 61. Middlesea Malta/Italy Italy Malta 62. Münchener Germany Austria Rückversicherungs- Belgium Gesellschaft Czech Republic Denmark Estonia France Germany Greece Hungary Italy Latvia Lithuania Luxembourg Netherlands Poland Portugal Romania Slovakia Sweden United Kingdom Switzerland 63. Natixis Assurances France France Luxembourg 64. Nationale Suisse Switzerland Belgium Germany Italy Liechtenstein Spain Switzerland 65. Nordea Life Holding AB Sweden Denmark Estonia Finland Latvia Luxembourg Norway Poland Sweden 66. Nürnberger Germany Austria Germany 67. Pearl Group UK Ireland (rep.) United Kingdom 68. Prudential UK France Ireland (rep.) United Kingdom 69. Prudential Group Italy Italy Poland 70. P&V Belgium Belgium Greece Luxembourg 71. QBE UK Denmark France Ireland (rep.) United Kingdom 72. RABO Netherlands Luxembourg Netherlands 73. Reale Mutua Italy Italy Spain 74. Rheinland Gruppe Germany Germany Netherlands 7/10 © CEIOPS 2010 Name of the group Lead Supervisor EEA authorities (incl. (or EEA subgroup) FINMA) participating in the Colleges 75. Royal Bank of Scotland UK Germany Italy United Kingdom 76. Royal Liver UK Ireland (rep.) United Kingdom 77. Royal & Sun Alliance UK Czech Republic Denmark France Ireland (rep.) Latvia Lithuania Norway Sweden United Kingdom 78. R+V Germany Germany Italy Luxembourg Spain 79. Sampo Group Finland Estonia Finland Latvia Norway Sweden 80. San Paolo-Intesa Italy Ireland (rep.) Italy 81. SCOR France France Germany Ireland (rep.) Sweden United Kingdom Switzerland 82. SEB Life Sweden Denmark Estonia Ireland (rep.) Lithuania Sweden 83. Signal Germany Germany Hungary Poland Romania Switzerland 84. On going reorganisation On going discussions with Austria of the former Skandia concerned authorities due to Denmark Group, divided into the reorgnisation Germany three insurance groups Ireland (rep.) (part of Old Mutual): Former lead supervisor was Italy Skandia Nordic, Skandia Sweden Liechtenstein UK and Skandia Leben Poland Spain Sweden United Kingdom Switzerland 85. Sma-btp France France Spain 86. SOCIETE GENERALE France Bulgaria Czech Republic France Ireland (rep.) Luxembourg Romania 87. Swisslife France / Switzerland France