List of Stocks Registered on a National Securities Exchange and of Redeemable Securities of Certain Investment Companies AS OF DECEMBER 31, 1963 (PREPARED FOR PURPOSES OF REGULATION U) BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM WASHINGTON M A Y 1 9 6 4 This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library ([email protected]) Foreword This list is divided into two parts: Part I— Stocks Registered on a National Securities Exchange.......................................................... P- 4 Part II—Redeemable Securities Issued by Open-End Investment Companies Whose Assets Customarily Include Stocks Registered on a National Securities Exchange p. 22 The purpose of the list is to facilitate compliance by banks with the provisions of Regulation U of the Board of Governors of the Federal Reserve System, entitled *Loans by banks for the purpose of pur- chasing or carrying stocks registered on a national securities exchange." Regulation U applies to all banks in the United States, including both members and nonmembers of the Federal Reserve System. Any inquiry relating to the regulation should be addressed to the Federal Reserve Bank of the district in which the inquiry arises. Section 221.3 of Regulation U provides as follows: “(b) (2) A loan for the purpose of purchasing or carrying a ‘redeemable security1 (i.e. a redeemable proportionate interest in the issuer's assets) issued by an 'open-end company’, as defined in the Investment Company Act of 1940, whose assets customarily include stocks registered on a national securities exchange, shall be deemed to be for the purpose of purchasing or carrying a stock so registered. “(c) In determining whether or not a security is a ‘stock registered on a national securities exchange’ or a ‘redeemable security’ described in paragraph (b) (2) of this section, a bank may rely upon any reasonably current record of such securities that is published or specified in a publication of the Board of Governors of the Federal Re­ serve System.” A security admitted to unlisted trading privileges on a national securities exchange in accordance with the provisions of the Securities Exchange Act of 1934 is considered, as provided by section 12(f) of that Act, a “security registered on a national securities exchange." Certain other securities, however, which are listed on an exchange but which are exempted from registration, either by the Act or tempo­ rarily by the Securities and Exchange Commission, are not “securities registered on a national securities exchange’’ within the meaning of the Act. This list was compiled as of December 31, 1963. Revised lists will be issued from time to time. Acknowledgement is made to the Securities and Exchange Commission for assistance in prep­ aration of this list. A bank may rely upon the list in determining, for the purposes of Regulation U, whether or not a security is a “stock registered on a national securities exchange," and whether or not it is a “redeemable security” of an “open-end” investment company whose assets customarily include stocks so registered, but the Board of Governors of the Federal Reserve System does not otherwise assume any responsibility for the list. Included are stocks admitted to listed or unlisted trading privileges on the following exchanges: American Stock Exchange Pacific Coast Stock Exchange Boston Stock Exchange Philadelohia-Baltimore-V/ashington Stock Exchange Chicago Board of Trade Pittsburgh Stock Exchange Cincinnati Stock Exchange Salt Lake Stock Exchange Detroit Stock Exchange San Francisco Mining Exchange Midwest Stock Exchange Spokane Stock Exchange National Stock Exchange, Inc. New York Stock Exchange ABBREVIATIONS In this volume securities are identified by their principal characteristics and the description used is not necessarily the ‘official’ title of the security. Abbreviations generally used for condensing security descriptions are as follows: ADJ Adjustment NPV No Par Value AM American ASSN Association ORD Ordinary BEN Beneficial PAR Par Value PART Participating C Cent PC Per Cent CL Class PFD, P F Preferred CO Company PR Prior CONS Consolidated PREF Preference CONV Convertible PW Power CORP Corporation CTFS Certificates RCPT Receipt CUM Cumulative REG Registered REP Representing DEB Debentures RR Railroad DEP Deposit RY Railway DEV Development D IV Division SER Series, Serial SF Sinking Fund GEN General SH Shares GTD Guaranteed STK Stock INC Incorporated or Income TR Trust INT Interest VTC Voting Trust Certificates L TD Limited WKS Works MFG Manufacturing WW With Warrants 3 I. STOCKS REGISTERED ON A NATIONAL SECURITIES EXCHANGE ABC VENDING CORPORATION ALLEN ELECTR IC AND EQUIPMENT CO AMERICAN D IS T IL L IN G COMPANY SI PAR COMMON $1 PAR COMMON $10 PAR COMMON ACF INDUSTRIES INCORPORATED ALLEN INDUSTRIES INC AMERICAN ELECTRIC POWER COMPANY INC COMMON NPV $1 PAR COMMON $ 6 .5 0 PAR COMMON A . D. G . LIQ U ID A T IN G CORP ALLIANCE TIR E & RUBBER COMPANY LTD AMERICAN ELECTRONICS INC IOC PAR COMMON CLASS A 10 ISRAEL LB PAR $1 PAR COMMON A J INDUSTRIES INC ALLIED ARTISTS PICTURES CORP AMERICAN ENKA CORPORATION $2 PAR CAP ITAL $1 PAR COMMON $2 .5 0 PAR COMMON AMP INCORPORATED 5-1/2P C CUM CONV PFD 10 PAR AMERICAN EXPORT LINES INC COMMON NPV ENDORSED TO SHOW ALLIED CHEMICAL CORPORATION 40C PAR COMMON BENFL INT IN PAMCOR COMMON NPV $9 PAR COMMON AM 6 FOREIGN POWER COMPANY INC A. P. L. CORPORATION ALLIED CONTROL COMPANY INC COMMON NPV IOC PAR COMMON 50C PAR COMMON AMERICAN HARDWARE CORP A. V. C. CORPORATION ALLIED KID COMPANY $ 1 2.5 0 PAR COMMON $1 PAR COMMON $5 PAR COMMON AM HOME PRODUCTS CORP ATI CO FINANCIAL CORPORATION ALLIED MILLS INC $1 PAR COMMON $1 PAR COMMON COMMON NPV AMERICAN HOSPITAL SUPPLY CORP ABACUS FUND A LLIE D PAPER CORPORATION COMMON NPV SI PAR COMMON $8 PAR COMMON A M ER ICAN -IN TL ALUMINUM CORP ABBOTT LABORATORIES ALLIED PRODUCTS CORP MICH 25C PAR COMMON $5 PAR COMMON $5 PAR COMMON AMERICAN INTERNATIONAL CORP ABERDEEN PETROLEUM CORPORATION ALLIE D STORES CORP $1 PAR COMMON $1 PAR CLASS A STOCK COMMON NPV AMERICAN INVESTMENT COMPANY ACME-HAMILTON MANUFACTURING CORP $100 PAR 4PC CUM SF PFD $1 PAR COMMON IOC PAR COMMON ALLIED SUPERMARKETS INC 5 -1/4 P C CUM PRIOR PFD 100 PAR ACME MARKETS INC $1 PAR COMMON AMERICAN ISRAELI PAPER M ILLS LTD $1 PAR COMMON a l l i s c h a l m e r s m fg co ADR FOR ORD SHS 1 POUND PAR ACME M INING CO $10 PAR COMMON AMERICAN MACHINE & FOUNDRY CO IOC PAR COMMON 4.08P C CUM CONV PFD $100 PAR $1 .7 5 PAR COMMON ACME M ISS ILE S & CONSTRUCTION CORP ALLOYS UNLIM ITED INC $100 PAR 3.90PC CUM PFD 25C PAR CLASS A COMMON IOC PAR COMMON AMERICAN MANUFACTURING CO INC DEL ACME PRECISIO N PRODUCTS INC ALMAR RAINWEAR CORPORATION $ 1 2.5 0 PAR COMMON SI PAR COMMON $1 PAR COMMON AMERICAN M A R C INC ACME S TEEL COMPANY ALPHA PORTLAND CEMENT CO 50C PAR COMMON $10 PAR COMMON $10 PAR COMMON AMERICAN METAL CLIMAX INC ACME WIRE COMPANY ALSCO INC $1 PAR COMMON $10 PAR COMMON $1 PAR CLASS A COMMON 4 -1 / 4 PC CUM CONV PFD $100 PAR ADAMS EXPRESS COMPANY ALSIDE INC AMERICAN METAL PRODUCTS COMPANY COMMON NPV $1 PAR COMMON $2 PAR COMMON ALUMINIUM LTD ADAMS M ILL IS CORP AMERICAN METER CO COMMON NPV COMMON NPV CAPITAL NPV ALUMINUM CO OF AMERICA ADDRESSOGRAPH MULTIGRAPH CORP AMERICAN MOTORS CORP $1 PAR COMMON $ 2 .5 0 PAR C APITAL $ 1 .6 6 -2 / 3 PAR C APITAL $ 3 .7 5 CUM PFD 100 PAR ADMIRAL CORPORATION AMERICAN NATURAL GAS COMPANY AMALGAMATED SUGAR CO $1 PAR COMMON $10 PAR COMMON COMMON NPV AERO FLOW DYNAMICS INC AMERICAN NEWS COMPANY $10 PAR 5PC CUM PFD $1 PAR C APITAL CAPITAL NPV AEROJET-GENERAL CORPORATION AMBASSADOR O IL CORPORATION AMERICAN O P TIC AL COMPANY $1 PAR COMMON $1 PAR COMMON $1 PAR COMMON AMCO INDUSTRIES INC AERONCA MANUFACTURING CORPORATION AMERICAN PETROFINA INCORPORATED $1 PAR COMMON $1 PAR COMMON $1 PAR CLASS A COMMON AMERACE CORPORATION AEROQUIP CORPORATION AMERICAN PHOTOCOPY EQUIPMENT CO $ 1 2.5 0 PAR COMMON $1 PAR COMMON COMMON NPV AMERADA PETROLEUM CORP AMERICAN POTASH AND CHEMICAL CORP AEROSOL TECHNIQUES INC COMMON NPV IOC PAR COMMON COMMON NPV AID INVESTMENT & DISCOUNT INC AM AGRICULTURAL CHEMICAL CO DEL AM RADIATOR & STD SANITARY CORP $1 PAR COMMON COMMON NPV $5 PAR COMMON $100 PAR 7PC CUM PFD AILEEN INC AMERICAN AIR LIN E S INC $1 PAR COMMON $1 PAR COMMON AMERICAN REALTY & PETROLEUM CORP AINSLIE CORPORATION 3-1/2P C CUM CONV PFD 100 PAR IOC PAR COMMON $1 PAR COMMON AMERICAN BAKERIES CO AM RESEARCH & DEVELOPMENT CORP AIR CONTROL PRODUCTS INC COMMON NPV $1 PAR COMMON 50C PAR COMMON AM BANK NOTE CO AMERICAN SAFETY EQUIPMENT CORP AIRPORT PARKING CO OF AMERICA $5 PAR COMMON 25C PAR COMMON CLASS A COMMON NPV $50 PAR 6PC CUM PFD AMERICAN SAFETY TABLE CO INC AIR PRODUCTS AND CHEMICALS INC AM BEVERAGE CORP IOC PAR CLASS A STOCK $1 PAR COMMON $1 PAR COMMON AMERICAN SEAL KAP CORP OF DEL AIR REDUCTION COMPANY INC AMERICAN B IL T R IT E RUBBER CO INC $2 PAR COMMON COMMON NPV COMMON NPV AMERICAN SEATING COMPANY ALABAMA GAS CORP AMERICAN BOOK CO $10 PAR COMMON $2 PAR COMMON $20 PAR CAPITAL AM SH IPBUILD IN G CO ALABAMA POWER CO AMERICAN BOOK-STRATFORD PRESS INC. COMMON NPV 4.20P C CUM PFD 100 PAR $1 PAR COMMON AM SMELTING 6 REFINING CO ALAN WOOD STEEL COMPANY AMERICAN BOSCH ARMA CORPORATION COMMON NPV $10 PAR COMMON $2 PAR COMMON AMERICAN SNUFF CO 5PC CUM PFD 100 PAR AM BRAKE SHOE COMPANY $ 8 -1 / 3 PAR COMMON ALASKA AIRLINES INC COMMON NPV $100 PAR 6PC NON CUM PFD $1 PAR COMMON AM BROADCASTING PARAMNT THEATRES INC AMERICAN-SOUTH AFRICAN INV CO LTD ALCO PRODUCTS INCORPORATED $1 PAR COMMON 1 POUND PAR COMMON $1 PAR COMMON