Copyright(C) NGB IPRI All Rights Reserved. Analytics on AIA Review Procedures (IPR/CBM/PGR) of Asian Petitioners NGB IP Research Institute Yuji Orita, General Manager Toshihiro Nakane, Master Analyst 2016/3/31 Copyright(C) NGB IPRI All Rights Reserved. Analysis method • Database: LexMachina • Data: AIA Reviews(IPR/CBM/PGR) filed by Dec. 31, 2015 • Number of filings: 4370 • We counted every petitioner and every patent owner in the AIA review procedures to generate statistics. 2 Copyright(C) NGB IPRI All Rights Reserved. Top Petitioners in PTAB Review procedures COMPANY Main Product Region Cases 1 Apple Smart phone US 255 2 Samsung Electronics Smart phone KR 155 3 Google Smart phone US 125 4 LG Electronics Smart phone KR 101 5 Microsoft Software/Smart phone US 80 6 Toshiba Electronics JP 71 7 The Gillette Company razor manufacturer US 60 8 TRW Automotive Car parts US 53 9 HTC Smart phone TW 49 10 Oracle Software US 46 10 Intel Semiconductor device US 46 10 Toyota Motor Automobile JP 46 34 ZTE Inc. Smart phone CN 29 3 Copyright(C) NGB IPRI All Rights Reserved. Top petitioners in PTAB Review Procedures Rank Petitioners Cases Rank Petitioners Cases 1 Apple Inc. 255 27 Motorola Mobility LLC 32 2 Samsung Electronics Co., Ltd. 155 27 Hayman Capital Master Fund, LP 32 3 Google Inc. 125 29 Unified Patents Inc. 31 4 LG Electronics 101 29 Amazon.com, Inc. 31 5 Microsoft Corporation 80 31 Ericsson Inc. 30 6 Toshiba Corporation 71 32 Micron Technology, Inc. 29 7 The Gillette Company 60 32 ZTE (USA) Inc. 29 8 TRW Automotive US LLC 53 32 nXn Partners, LLC 29 9 HTC America, Inc. 49 35 Amneal Pharmaceuticals LLC 28 10 Oracle Corporation 46 36 IP Navigation Group, LLC 27 10 Intel Corporation 46 37 AT&T Mobility LLC 26 10 Toyota Motor Corporation 46 38 Volkswagen Group of America, Inc. 25 13 Sony Corporation 45 39 NISSAN MOTOR COMPANY LTD 24 14 GlobalFoundries U.S., Inc. 44 39 Sony Mobile Communications 24 15 Ford Motor Company 43 41 Hyundai Motor Company 23 16 Fujitsu Semiconductor Limited 41 41 HONDA MOTOR COMPANY LTD. 23 17 Cisco Systems, Inc. 39 41 Hewlett-Packard Company 23 18 Medtronic, Inc. 37 44 Qualcomm Incorporated 22 19 Advanced Micro Devices, Inc. 36 44 Dell Inc. 22 20 Taiwan Semiconductor Manufacturing Company, Ltd. 35 46 T-Mobile USA, Inc. 21 21 International Business Machines Corporation 34 46 Corning Incorporated 21 21 Mylan Inc. 34 46 Global Tel*Link Corporation 21 21 Renesas Electronics Corporation 34 46 Symantec Corporation 21 21 Erich Spangenberg 34 46 RPX Corporation 21 21 Mercedes-Benz USA, LLC 34 51 Valeo Schalter und Sensoren GmbH 20 21 J Kyle Bass 34 51 Cellco Partnership d/b/a Verizon Wireless 20 51 Par Pharmaceutical Inc. 20 4 (cumulative number) (cumulative filings depending on Asian regions of PTAB Trend 100 150 200 250 300 350 400 50 0 2012/9 2012/10 2012/11 2012/12 2013/1 2013/2 2013/3 2013/4 2013/5 2013/6 2013/7 2013/8 2013/9 2013/10 JP 2013/11 2013/12 2014/1 CN 2014/2 Filed 2014/3 2014/4 2014/5 TW 2014/6 2014/7 2014/8 2014/9 KR 2014/10 2014/11 2014/12 2015/1 2015/2 2015/3 2015/4 2015/5 2015/6 Copyright(C) NGB IPRI All RightsAllIPRI Reserved. NGB Copyright(C) 2015/7 CN; 96 CN; TW; 119 TW; KR; 295 2015/8 JP; 371 2015/9 2015/10 2015/11 2015/12 5 Copyright(C) NGB IPRI All Rights Reserved. JP PTAB Review Petitioners (60 filers/371 filings) Petitioner Cases 1 Toshiba 71 2 Toyota Motor 46 3 Sony Corporation 45 4 Fujitsu Semiconductor 41 5 Renesas Electronics 34 6 Sony Mobile Communications 24 6 Nissan Motor 24 8 Honda Motor 23 9 Sony Computer Entertainment 16 10 Fujitsu Limited 11 10 Nintendo 11 6 Copyright(C) NGB IPRI All Rights Reserved. KR PTAB Review Petitioners (14 filers/295 filings) Petitioner Cases 1 Samsung Electronics 155 2 LG Electronics 101 3 Hyundai Motor Company 23 4 Kia Motors 15 5 Samsung Display 14 6 LG Display 11 7 SK hynix 10 8 Seoul Semiconductor 5 9 Samsung Techwin 2 9 Hyundai Mobis 2 7 Copyright(C) NGB IPRI All Rights Reserved. CN PTAB Review Petitioners (24 filers/96 filings) Petitioner Cases 1 ZTE 29 2 TCT Mobile 17 3 TCL Corporation 17 4 Huawei Technologies 11 5 Zhongshan Broad Ocean Motor 8 6 Goodix Technology 5 7 Shenzhen Liown Electronics 5 8 Shenzhen Huiding Technology 5 9 Shenzhen Jiawei Photovoltaic Lighting 5 10 Lenovo 4 8 Copyright(C) NGB IPRI All Rights Reserved. TW PTAB Review Petitioners (10 filers/119 filings) Petitioner Cases 1 HTC 49 2 Taiwan Semiconductor Manufacturing 35 3 Chimei Innolux 7 3 Apex Medical 7 5 A-Top Technology 6 5 Realtek Semiconductor 6 7 ASUSTeK Computer 5 8 Shinn Fu Company 2 9 Macauto 1 9 HBPSI - Hong Kong 1 9 Copyright(C) NGB IPRI All Rights Reserved. JP PTAB Review Petitioners in each year 2012 2013 2014 2015 JP_Petitioner Cases JP_Petitioner Cases JP_Petitioner Cases JP_Petitioner Cases Sony Corporation 3 Toyota Motor Corporation 21 Toshiba Corporation 47 Sony Corporation 25 NISSAN MOTOR COMPANY LTD 2 Sony Corporation 9 Fujitsu Semiconductor Limited 41 Toyota Motor Corporation 23 Kyocera Corporation 2 Toshiba Corporation 6 Renesas Electronics Corporation 34 Toshiba Corporation 18 Denso Corporation 2 Subaru of America, Inc. 5 HONDA MOTOR COMPANY LTD. 14 Sony Mobile Communications 15 Sony Mobile Communications 1 HONDA MOTOR COMPANY LTD. 5 NISSAN MOTOR COMPANY LTD 11 Funai Corporation, Inc. 9 Nichia Corporation 1 NISSAN MOTOR COMPANY LTD 5 Sony Computer Entertainment America LLC 10 Fujitsu Limited, Inc. 6 Yamaha Corporation of America 4 Sony Corporation 8 NISSAN MOTOR COMPANY LTD 6 Xerox Corporation 3 Canon Inc. 7 HONDA MOTOR COMPANY LTD. 4 Nintendo Co., Ltd. 3 Sony Mobile Communications 7 JT International S.A. 4 Aisin Seiki Co., Ltd. 3 NEC Corporation 7 Sony Computer Entertainment America LLC 4 Canon Inc. 2 NHK Spring Company, Limited 7 Daifuku America 3 Ube Maxell Co., Ltd. 2 Nintendo Co., Ltd. 7 Koito Manufacturing Co., Ltd. 3 Komatsu America Corp. 2 Sharp Corporation 6 Sony EMCS Corporation 2 Panasonic Corporation 2 Daicel (USA) Inc 5 Sawai Pharmaceutical Co., Ltd. 2 Toshiba Samsung Storage Technology Corporation 2 Fujitsu Limited, Inc. 5 Sony Energy Device Corporation 2 Honda Tsushin Kogyo Co., Ltd. 2 Daifuku America 5 Sharp Corporation 2 Sony Computer Entertainment America LLC 2 Kyocera Corporation 4 Sony Semiconductor Corporation 2 OLYMPUS MEDICAL SYSTEMS CORP. 2 Yamaha Corporation of America 2 Kyocera Corporation 2 Ricoh Company, Ltd. 1 Xerox Corporation 2 Aisin Seiki Co., Ltd. 2 Sumimoto Chemical Company, Limited 1 Toyota Motor Corporation 2 NEC DISPLAY SOLUTIONS, LTD. 2 Omron Oilfield & Marine, Inc. 1 Eizo Inc. 2 Ricoh Company, Ltd. 2 SUMITOMO CHEMICAL CO., LTD. 1 Sega of America Inc 2 Xerox Corporation 1 HITACHI CABLE AMERICA INC. 1 Ricoh Company, Ltd. 2 Epson America, Inc. 1 Sony Mobile Communications 1 Nikon Corporation 2 MITSUBISHI CABLE INDUSTRIES, LTD. 1 Kyocera Corporation 1 Denso Corporation 1 Nintendo Co., Ltd. 1 Prism Pharma Co., Ltd. 1 Terumo Cardiovascular Systems Corporation 1 Ube Maxell Co., Ltd. 1 Aruze Gaming America, Inc. 1 Masimo Corporation 1 Konami Digital Entertainment, Inc. 1 Seiko Epson Corporation 1 Mitsubishi Plastics, Inc. 1 TDK Corporation 1 DAIICHI SANKYO CO., LTD. 1 Aruze Gaming Macau, Ltd. 1 Panasonic Corporation 1 Shimano Inc 1 Terumo BCT, Inc. 1 10 Copyright(C) NGB IPRI All Rights Reserved. KR PTAB Review Petitioners in each year 2012 2013 2014 2015 KR_Petitioner Cases KR_Petitioner Cases KR_Petitioner Cases KR_Petitioner Cases Samsung Electronics Co., Ltd. 23 Samsung Electronics Co., Ltd. 68 Samsung Electronics Co., Ltd. 64 LG Electronics 2 LG Electronics 59 LG Electronics 40 Seoul Semiconductor Co., Ltd. 2 Hyundai Motor Company 13 Samsung Display Co. Ltd. 14 Hyundai Motor Company 2 LG Display Co., Ltd. 10 SK hynix Inc. 10 Seoul Viosys Co., Ltd. 1 Kia Motors America, Inc. 6 Kia Motors America, Inc. 9 Seoul Semiconductor Co., Ltd. 3 Hyundai Motor Company 8 Hyundai Mobis Co.,Ltd. 2 Samsung Techwin Co., Ltd. 2 Kum Oh Electronics Co., Ltd. 1 Samsung SDI Co., Ltd. 1 LG Chem Ltd. 1 LG Display Co., Ltd. 1 11 Copyright(C) NGB IPRI All Rights Reserved. CN PTAB Review Petitioners in each year 2012 2013 2014 2015 CN_Petitioner Cases CN_Petitioner Cases CN_Petitioner Cases CN_Petitioner Cases ZTE (USA) Inc. 8 ZTE (USA) Inc. 13 TCT Mobile (US) Inc. 17 Guangdong Xinbao Electrical 1 Huawei Technologies Co., Ltd. 8 TCL Corporation 17 Appliances Holdings Co., Ltd. Zhongshan Broad Ocean Motor Co., Autel Intelligent Technology Co., Ltd. 1 4 ZTE (USA) Inc. 8 Ltd. SHENZHEN JIAWEI PHOTOVOLTAIC Fujian Newland Computer Co., Ltd. 1 4 Goodix Technology Inc. 5 LIGHTING CO., LTD. Alliance of Rare-Earth Permanent 2 Shenzhen Huiding Technology Co., Ltd. 5 Magnet Industry Zhuhai Seine Technology Co., Ltd. 2 Shenzhen Liown Electronics Co. Ltd. 5 BMC Medical Co., Ltd. 2 Lenovo Group Limited 4 Zhongshan Broad Ocean Motor Co., AAC Technologies Pte. Ltd. (Shenzhen) 1 4 Ltd. CHIEN LUEN INDUSTRIES CO., LTD., INC. 1 Huawei Technologies Co., Ltd. 3 Celltrion, Inc. 2 Wenzhou Yuxiang Pet Product Co., Ltd. 1 Zhejiang Yankon Group Co., Ltd. 1 Tianjin Shuangrong Paper Products Co. 1 Ltd. Hangzhou Langhong Technology Co., 1 Ltd. Shuang Rong America, LLC 1 12 Copyright(C) NGB IPRI All Rights Reserved. TW PTAB Review Petitioners in each year 2012 2013 2014 2015 TW_Petitioner Cases TW_Petitioner Cases TW_Petitioner Cases TW_Petitioner Cases Chimei Innolux Corporation 7 Apex Medical Corporation 6 HTC America, Inc.