Transaction Services Timely institutional holdings, value-added aftermarket IPO services, and insight into institutional buying/ selling activity Our institutional transaction reports provide the information you need to advise issuers of IPO activity and assist in pricing blocks and accelerated offerings. IPO Institutional Tracking — Complete investment style and turnover information on each shareholder — 4-5 business days for initial shareholder list request — Access to Ipreo industry analysts — 3 months of weekly delivery of top institutional buyers and sellers along with the largest shareholders XYZ Company IPO Tracking XYZ Company IPO Tracking Equity 6/4/18 5/27/18 5/20/18 5/13/18 5/06/18 4/23/18 Assets Rank Holder Name Position Change Position Change Position Change Position Change Position Change Position Change Allocation ($MN) Invest. Style Turnover 1 Federated Investors, Inc. (Asset Management) 2,900,000 185,000 2,715,000 0 2,715,000 0 2,715,000 1,465,000 1,250,000 250,000 1,000,000 0 1,000,000 $31,543 Growth Medium 2 Wellington Management Co. LLP 1,800,000 50,000 1,750,000 350,000 1,400,000 100,000 1,300,000 300,000 1,000,000 200,000 800,000 0 800,000 $344,169 Growth Low 3 Capital Research & Management 1,504,100 -59,900 1,564,000 0 1,564,000 -81,000 1,645,000 0 1,645,000 29,800 1,615,200 115,200 1,500,000 $159,696 Growth Low 4 Waddell & Reed 1,315,000 0 1,315,000 75,000 1,240,000 240,000 1,000,000 250,000 750,000 250,000 500,000 230,000 270,000 $45,552 Growth Medium 5 Janus Capital Management, LLC 1,300,000 0 1,300,000 0 1,300,000 0 1,300,000 50,000 1,250,000 750,000 500,000 0 500,000 $73,099 Growth High 6 Fidelity Management & Research 1,250,000 -250,000 1,500,000 -250,000 1,750,000 -250,000 2,000,000 -500,000 2,500,000 0 2,500,000 0 2,500,000 $3,091 Value Medium 7 American Century Investment Management, Inc. 1,100,000 0 1,100,000 100,000 1,000,000 0 1,000,000 0 1,000,000 500,000 500,000 0 500,000 $58,136 GARP Low 8 Friess Associates, LLC 1,000,000 0 1,000,000 1,000,000 0 0 0 0 0 0 0 0 0 $8,903 Alternative Very High 9 Balyasny Asset Management, L.P. (U.S.) 1,000,000 0 1,000,000 0 1,000,000 200,000 800,000 0 800,000 50,000 750,000 150,000 600,000 $1,697 Alternative High 10 T. Rowe Price Associates, Inc. 900,000 0 900,000 0 900,000 0 900,000 0 900,000 0 900,000 0 900,000 $216,314 Growth Low 11 Goldman Sachs Asset Management, L.P. (U.S.) 715,200 0 715,200 39,200 676,000 0 676,000 126,000 550,000 0 550,000 0 550,000 $86,554 GARP Medium 12 Citadel Investment Group LLC 660,940 0 660,940 0 660,940 0 660,940 0 660,940 260,940 400,000 0 400,000 $20,156 Growth High 13 J.P. Morgan Investment Management, Inc. 650,000 0 650,000 0 650,000 0 650,000 0 650,000 0 650,000 0 650,000 $1,596 Growth High 14 Putnam Investment Management, LLC 514,200 0 514,200 -102,223 616,423 0 616,423 -358,566 974,989 374,989 600,000 250,000 350,000 $115,815 Value Medium 15 Jennison Assocates, LLC 400,000 100,000 300,000 0 300,000 150,000 150,000 30,000 120,000 120,000 0 0 0 $60,629 Growth Medium 16 Union Investment Privatfonds GmbH 320,000 0 320,000 0 320,000 5,000 315,000 15,000 300,000 0 300,000 0 300,000 $40,740 GARP Medium 17 Capital World Investors (U.S.) 300,000 -50,000 350,000 0 350,000 0 350,000 0 350,000 0 350,000 0 350,000 $200 Growth High 18 Columbia Management Investment Advisers, LLC 289,000 39,000 250,000 0 250,000 5,000 245,000 25,000 220,000 20,000 200,000 0 200,000 $10,541 Growth N/A 19 Brown Capital Management, Inc. 250,000 0 250,000 0 250,000 0 250,000 0 250,000 0 250,000 0 250,000 $2,666 Growth Low 20 Chartwell Investment Management 215,000 0 215,000 0 215,000 0 215,000 -185,000 400,000 0 400,000 0 400,000 $35,225 Growth High 21 AllianceBernstein, L.P. (U.S.) 205,000 0 205,000 0 205,000 3,900 201,100 3,100 198,000 23,000 175,000 0 175,000 $6,074 Growth High 22 Loomis Sayles & Company, L.P. 200,000 0 200,000 ######## 1,500,000 0 1,500,000 0 1,500,000 250,000 1,250,000 350,000 900,000 $16,730 Aggr. Growth Medium 23 OppenheimerFunds, Inc 145,322 0 145,322 0 145,322 0 145,322 0 145,322 45,322 100,000 0 100,000 $371,824 GARP Low 24 OrbiMed Advisors 125,000 0 125,000 0 125,000 -275,000 400,000 0 400,000 25,000 375,000 225,000 150,000 $940 Aggr. Growth Low 25 The Vanguard Group, Inc. 115,900 25,900 90,000 0 90,000 7,890 82,110 970 81,140 4,040 77,100 77,100 0 $544,178 Index Low 26 OppenheimerFunds, Inc. 45,000 0 45,000 -53,600 98,600 0 98,600 0 98,600 -1,400 100,000 0 100,000 $134,176 Growth Medium 27 D.E. Shaw & Company, Inc. 0 0 0 0 0 0 0 -750,000 750,000 -30,000 780,000 ######## 1,000,000 $30,125 Alternative High 28 Point72 Asset Management, L.P. 0 0 0 0 0 0 0 0 0 0 0 ######## 500,000 $6,492 Alternative High 29 Millennium Partners 0 0 0 0 0 0 0 0 0 0 0 ######## 500,000 $10,235 Growth High 30 Lansdowne Partners (UK) LLP 0 0 0 0 0 0 0 0 0 0 0 ######## 100,000 $177 Alternative Medium Global Markets IntelligenceGlobal Markets Intelligence Group Group 123456789-XX-0123323119115-0219-JL Secondary Institutional Tracking — Gain insight on pre- and post-allocation shareholder tracking — Weekly delivery of top institutional buyers and sellers along with top shareholders — Requires company to sign authorization letter XYZ Company Secondary Tracking XYZ Company Secondary Tracking 6/20/18 6/13/18 6/06/18 5/23/18 Allocati 5/20/18 5/13/18 5/6/18 4/29/18 3/30/183/30/18 Rank Holder Name Position Change Position Change Position Change Position on Position Change Position Change Position Change Position Change PositionPosition Holdings Style Turnover 1 Wellington Management Co. LLP 13,150,000 0 13,150,000 0 13,150,000 0 13,150,000 800,000 12,350,000 10,000 12,340,000 295,000 12,045,000 120,000 11,925,000 375,000 11,550,00011,550,000 Growth Low 2 Fidelity Management & Research 11,500,000 0 11,500,000 0 11,500,000 0 11,500,000 ###### 10,500,000 0 10,500,000 0 10,500,000 0 10,500,000 0 10,500,00010,500,000 Value Medium 3 T. Rowe Price Associates, Inc. 8,956,700 0 8,956,700 0 8,956,700 0 8,956,700 8,956,700 -142,290 9,098,990 -94,520 9,193,510 0 9,193,510 0 9,193,5109,193,510 Growth Low 4 Waddell & Reed 5,109,800 300,800 4,809,000 269,000 4,540,000 290,822 4,249,178 270,000 3,979,178 0 3,979,178 0 3,979,178 0 3,979,178 0 3,979,1783,979,178 Growth Medium 5 Barclays Global Investors NA (CA) 4,100,000 0 4,100,000 0 4,100,000 0 4,100,000 4,100,000 0 4,100,000 0 4,100,000 -200,000 4,300,000 -600,000 4,900,0004,900,000 Index Very Low 6 Renaissance Technologies Corp. 3,800,000 0 3,800,000 0 3,800,000 0 3,800,000 3,800,000 0 3,800,000 0 3,800,000 0 3,800,000 -645,100 4,445,1004,445,100 Growth High 7 Jennison Associates, LLC 3,359,917 0 3,359,917 0 3,359,917 0 3,359,917 150,000 3,209,917 0 3,209,917 0 3,209,917 0 3,209,917 0 3,209,9173,209,917 Growth Medium 8 Federated Investors, Inc. (Asset Management) 2,715,000 0 2,715,000 -285,000 3,000,000 0 3,000,000 3,000,000 -240,000 3,240,000 -169,900 3,409,900 0 3,409,900 -300,000 3,709,9003,709,900 Growth Medium 9 Dimensional Fund Advisors, Inc. 2,300,000 0 2,300,000 0 2,300,000 0 2,300,000 2,300,000 0 2,300,000 0 2,300,000 0 2,300,000 0 2,300,0002,300,000 Index Low 10 Brown Capital Management, Inc.