SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2018-09-25 | Period of Report: 2018-07-31 SEC Accession No. 0001144204-18-050628 (HTML Version on secdatabase.com) FILER MAINSTAY FUNDS TRUST Mailing Address Business Address 51 MADISON AVENUE 51 MADISON AVENUE CIK:1469192| IRS No.: 000000000 | State of Incorp.:DE | Fiscal Year End: 1031 NEW YORK NY 10010 NEW YORK NY 10010 Type: N-Q | Act: 40 | File No.: 811-22321 | Film No.: 181084976 212 576 7000 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act file number 811-22321 MainStay Funds Trust (Exact name of registrant as specified in charter) 51 Madison Avenue, New York, New York 10010 (Address of principal executive offices) (Zip Code) J. Kevin Gao, Esq., 30 Hudson Street, Jersey City, NJ 07302 (Name and address of agent for service) Registrant's telephone number, including area code: 800-624-6782 Date of fiscal year end: October 31 Date of reporting period: July 31, 2018 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Item 1. Schedule of Investments. The schedule of investments for the period ended July 31, 2018 is filed herewith. MainStay Balanced Fund Portfolio of Investments July 31, 2018 (Unaudited) Principal Value Amount Long-Term Bonds 29.6% † Asset-Backed Securities 2.6% Auto Floor Plan Asset-Backed Securities 0.0% ‡ NextGear Floorplan Master Owner Trust Series 2017-2A, Class A2 $ 200,000 $ 196,602 2.56%, due 10/17/22 (a) Automobile 0.1% Hertz Vehicle Financing LLC Series 2016-1A, Class A 400,000 398,348 2.32%, due 3/25/20 (a) Volkswagen Auto Loan Enhanced Trust Series 2018-1, Class A3 213,000 212,496 3.02%, due 11/21/22 610,844 Other Asset-Backed Securities 2.5% AIMCO CLO (a)(b) Series 2018-AA, Class A 1,000,000 996,665 2.861% (3 Month LIBOR + 1.02%), due 4/17/31 Series 2017-AA, Class A 500,000 500,672 3.618% (3 Month LIBOR + 1.26%), due 7/20/29 Apidos CLO XXI Series 2015-21A, Class A1R 600,000 600,000 3.263%, due 7/18/27 (a)(c)(d) Apidos CLO XXV Series 2016-25A, Class A1 650,000 650,454 3.818% (3 Month LIBOR + 1.46%), due 10/20/28 (a)(b) Ares XXIX CLO, Ltd. Series 2014-1A, Class A1R 171,492 171,571 3.543% (3 Month LIBOR + 1.19%), due 4/17/26 (a)(b) Capital Automotive REIT Series 2017-1A, Class A1 395,000 393,107 3.87%, due 4/15/47 (a) Cedar Funding IV CLO, Ltd. Series 2014-4A, Class AR 1,500,000 1,503,259 3.592% (3 Month LIBOR + 1.23%), due 7/23/30 (a)(b) Domino's Pizza Master Issuer LLC Series 2017-1A, Class A2II 2,277,000 2,199,901 3.082%, due 7/25/47 (a) Dryden Senior Loan Fund Series 2018-64A, Class A 500,000 497,501 3.19% (3 Month LIBOR + 0.97%), due 4/18/31 (a)(b) Elara HGV Timeshare Issuer LLC Series 2017-A, Class A 255,571 249,740 2.69%, due 3/25/30 (a) Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document FOCUS Brands Funding LLC Series 2017-1A, Class A2I 197,500 196,773 3.857%, due 4/30/47 (a) Galaxy XXII CLO, Ltd. Series 2016-22A, Class A1R 250,000 249,998 3.339% (3 Month LIBOR + 1.00%), due 7/16/28 (a)(b) Highbridge Loan Management, Ltd. Series 2016-6A, Class A1R 1,100,000 1,098,828 2.845% (3 Month LIBOR + 1.00%), due 2/5/31 (a)(b) HPS Loan Management, Ltd. Series 2011-A17, Class A 1,000,000 1,001,593 3.049% (3 Month LIBOR + 1.26%), due 5/6/30 (a)(b) LCM, Ltd. Partnership Series 2015-A, Class AR 650,000 652,274 3.599% (3 Month LIBOR + 1.24%), due 7/20/30 (a)(b) Magnetite XII, Ltd. Series 2015-12A, Class AR 1,100,000 1,100,634 3.677% (3 Month LIBOR + 1.33%), due 4/15/27 (a)(b) Neuberger Berman CLO XIV, Ltd. Series 2013-14A, Class AR 500,000 501,151 3.608% (3 Month LIBOR + 1.25%), due 1/28/30 (a)(b) Octagon Investment Partners 30, Ltd. Series 2017-1A, Class A1 500,000 501,256 3.678% (3 Month LIBOR + 1.32%), due 3/17/30 (a)(b) Octagon Loan Funding, Ltd. Series 2014-1A, Class A1R 643,000 643,055 3.024% (3 Month LIBOR + 1.14%), due 11/18/26 (a)(b) Sound Point CLO XVI, Ltd. Series 2017-2A, Class A 820,000 821,035 3.639% (3 Month LIBOR + 1.28%), due 7/25/30 (a)(b) THL Credit Wind River CLO, Ltd. (a)(b) Series 2017-4A, Class A 507,000 507,189 3.034% (3 Month LIBOR + 1.15%), due 11/20/30 Series 2014-3A, Class AR 650,000 650,219 3.462% (3 Month LIBOR + 1.10%), due 1/22/27 Series 2017-2A, Class A 250,000 250,264 3.588% (3 Month LIBOR + 1.23%), due 7/20/30 TIAA CLO III, Ltd. Series 2017-2A, Class A 1,000,000 997,501 3.497% (3 Month LIBOR + 1.15%), due 1/16/31 (a)(b) Volvo Financial Equipment LLC Series 2016-1A, Class A3 101,217 100,916 1.67%, due 2/18/20 (a) 17,035,556 Total Asset-Backed Securities 17,843,002 (Cost $17,931,094) Corporate Bonds 13.3% Aerospace & Defense 0.3% BAE Systems PLC 1,550,000 1,600,160 4.75%, due 10/11/21 (a) General Dynamics Corp. 725,000 721,861 3.00%, due 5/11/21 2,322,021 Auto Manufacturers 0.6% Daimler Finance North America LLC 1,475,000 1,440,079 2.85%, due 1/6/22 (a) Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Ford Motor Credit Co. LLC 1,000,000 1,001,946 4.25%, due 9/20/22 General Motors Financial Co., Inc. 1,925,000 1,893,984 4.35%, due 4/9/25 4,336,009 Banks 4.0% Bank of America Corp. 3.864%, due 7/23/24 (e) 425,000 425,609 4.45%, due 3/3/26 2,000,000 2,007,583 BNP Paribas S.A. 525,000 498,397 3.375%, due 1/9/25 (a) Capital One Financial Corp. 800,000 764,085 3.80%, due 1/31/28 Citigroup, Inc. 2.876%, due 7/24/23 (e) 575,000 555,864 4.60%, due 3/9/26 1,500,000 1,509,073 Citizens Bank N.A. 1,038,000 1,010,943 2.25%, due 10/30/20 Cooperatieve Rabobank UA 1,750,000 1,733,310 4.375%, due 8/4/25 Credit Agricole S.A. (a) 3.25%, due 10/4/24 825,000 781,174 3.375%, due 1/10/22 375,000 369,122 Credit Suisse Group Funding Guernsey, Ltd. 1,490,000 1,482,833 3.80%, due 9/15/22 Discover Bank 1,210,000 1,194,240 3.20%, due 8/9/21 ¤ Fifth Third Bancorp 2,250,000 2,279,695 4.30%, due 1/16/24 Goldman Sachs Group, Inc. 2.905%, due 7/24/23 (e) 750,000 724,159 3.85%, due 1/26/27 800,000 777,227 ¤ JPMorgan Chase & Co. 2,575,000 2,549,778 3.875%, due 9/10/24 Lloyds Banking Group PLC 1,500,000 1,428,886 2.907%, due 11/7/23 (e) Mitsubishi UFJ Financial Group, Inc. 1,098,000 1,082,742 2.95%, due 3/1/21 Morgan Stanley 3.591%, due 7/22/28 (e) 425,000 404,068 4.10%, due 5/22/23 600,000 602,681 4.35%, due 9/8/26 1,175,000 1,167,829 Santander UK Group Holdings PLC (e) 3.373%, due 1/5/24 1,250,000 1,207,372 3.823%, due 11/3/28 425,000 398,053 Santander UK PLC 300,000 300,134 3.40%, due 6/1/21 SunTrust Bank 250,000 244,185 3.00%, due 2/2/23 UBS Group Funding Switzerland A.G. (a) 4.125%, due 4/15/26 600,000 598,551 4.253%, due 3/23/28 1,000,000 1,002,792 27,100,385 Beverages 0.4% Anheuser-Busch InBev Finance, Inc. 615,000 606,958 2.65%, due 2/1/21 Anheuser-Busch InBev Worldwide, Inc. 1,250,000 1,247,590 4.00%, due 4/13/28 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Keurig Dr. Pepper, Inc. 575,000 586,898 4.597%, due 5/25/28 (a) 2,441,446 Biotechnology 0.2% Celgene Corp. 1,250,000 1,234,191 3.875%, due 8/15/25 Building Materials 0.3% Fortune Brands Home & Security, Inc. 1,225,000 1,214,089 4.00%, due 6/15/25 Masco Corp. 1,090,000 1,097,185 4.45%, due 4/1/25 2,311,274 Chemicals 0.4% Mosaic Co.