Chair Mary Jo White Public Calendar September 1, 2015 to December 31, 2015 Tuesday, September 1, 2015 9:55 am Phone call with Gerald Hassell, Chairman and Chief Executive Officer, The Bank of New York Mellon Corporation 3:30 pm Meeting with staff 4:30 pm Meeting with staff 5:00 pm Meeting with staff Wednesday, September 2, 2015 Out of office Thursday, September 3, 2015 2:00 pm Closed Commission Meeting 4:00 pm Meeting with staff Friday, September 4, 2015 9:00 am Meeting with staff Monday, September 7, 2015 Labor Day – Federal Holiday Tuesday, September 8, 2015 10:30 am Meeting with staff 11:30 am Meeting with staff 12:00 pm Meeting with staff 2:00 pm Meeting with staff 2:30 pm Meeting with staff 3:00 pm Meeting with Commissioner 4:00 pm Meeting with staff 4:30 pm Meeting with staff 5:00 pm Meeting with staff Wednesday, September 9, 2015 9:00 am Public Company Accounting Oversight Board Investor Advisory Group Meeting 12:00 pm Meeting with staff 12:30 pm Meeting with staff 1:00 pm Meeting with staff 2:00 pm Meeting with staff 3:00 pm Meeting with Commissioner 4:30 pm Meeting with staff 5:00 pm Meeting with staff Thursday, September 10, 2015 9:30 am Meeting with staff 10:00 am Meeting with Investor Advisory Committee Officers: Jay Brown, Secretary; Roy Katzovicz, Investor as Owner Subcommittee Chair; Steven Wallman, Market Structure Subcommittee Chair; Anne Sheehan, Vice Chairman; and Barbara Roper, Investor as Purchaser Subcommittee Chair 11:20 am Meeting with staff 12:15 pm Meeting with staff 2:00 pm Closed Commission Meeting 3:00 pm Phone call with Commissioner 4:00 pm Meeting with staff 5:00 pm Meeting with staff Friday, September 11, 2015 9:00 am Meeting with staff 9:45 am Meeting with staff 10:00 am Meeting with staff 11:00 am Meeting with staff 11:30 am Meeting with staff Monday, September 14, 2015 12:00 pm Meeting with staff 12:30 pm Meeting with staff 1:00 pm Meeting with staff 2:00 pm Meeting with staff 3:15 pm Meeting with staff 3:30 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Phone call with Jeffrey Zients, Director, White House National Economic Council 5:15 pm Meeting with staff Tuesday, September 15, 2015 9:00 am Meeting with staff 9:30 am Meeting with staff 10:30 am Meeting with staff 12:30 pm Meeting with Debbie Matz, Chairman, National Credit Union Administration 2:30 pm Phone call with former SEC Chairmen: David Ruder; Richard Breeden; Harvey Pitt; and William Donaldson 3:30 pm Meeting with Stephens, Inc.: Warren Stephens, Chairman, President and Chief Executive Officer; and Frank Thomas, Vice President 4:00 pm Meeting with Commissioner 5:00 pm Meeting with Commissioner 6:00 pm Meeting with staff Wednesday, September 16, 2015 10:00 am Meeting with staff 10:30 am Meeting with staff 11:00 am Meeting with staff 11:30 am Meeting with staff 2:00 pm Phone call with Elisse Walter, former SEC Chairman 2:30 pm Meeting with staff 3:00 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Meeting with staff Thursday, September 17, 2015 7:00 am Financial Stability Board Steering Committee Call 8:40 am Meeting with staff 11:15 am Meeting with staff 12:00 pm Meeting with Commissioner 1:00 pm Meeting with staff 2:00 pm Closed Commission Meeting 3:55 pm Phone call with Neil Eggleston, Counsel, White House 4:00 pm Meeting with Commissioner 5:00 pm Meeting with staff Friday, September 18, 2015 9:30 am Meeting with staff 10:00 am Phone call with Geoff Colvin, Reporter, Fortune 11:00 am Photo shoot with Susana Raab, Photographer, Fortune 1:00 pm Meeting with the Hedge Fund Standards Board: Amelia Fawcett, Chairman; and Thomas Deinet, Executive Director Monday, September 21, 2015 10:30 am Phone call with Richard Ketchum, Chairman and Chief Executive Officer, Financial Industry Regulatory Authority 11:00 am Meeting with staff 1:00 pm Meeting with staff 1:30 pm Meeting with staff 4:00 pm Financial Stability Oversight Council Principals Meeting Tuesday, September 22, 2015 10:00 am Open Commission Meeting 1:00 pm Meeting with staff 2:00 pm Meeting with staff 2:30 pm Phone call with Senator Pat Roberts 3:00 pm Meeting with staff 3:30 pm Phone call with Daniel Tarullo, Governor, Federal Reserve Board 4:00 pm Meeting with staff Wednesday, September 23, 2015 9:30 am SEC Advisory Committee on Small and Emerging Companies Meeting 1:30 pm Phone call with Senator John Boozman 2:00 pm Meeting with Commissioner 3:00 pm Meeting with staff 3:30 pm Meeting with staff Thursday, September 24, 2015 9:30 am Meeting with staff 10:00 am Meeting with staff 10:30 am Meeting with staff 12:00 pm Meeting with James Doty, Chairman, Public Company Accounting Oversight Board 1:45 pm Phone call with Congressman Jeb Hensarling 2:00 pm Meeting with staff 2:30 pm Meeting with staff 3:00 pm Meeting with Jules Kroll, Chairman and Chief Executive Officer, Kroll Bond Rating Agency 5:00 pm Meeting with staff Friday, September 25, 2015 9:00 am Phone call with Howard Wetston, Chair, Ontario Securities Commission; and Martin Wheatley, Chief Executive Officer, Financial Conduct Authority 10:00 am Meeting with staff 11:00 am Closed Commission Meeting Monday, September 28, 2015 11:30 am Meeting with Commissioner 1:30 pm Meeting with staff 2:30 pm Meeting with staff 3:30 pm Meeting with staff 4:00 pm Meeting with staff 5:00 pm Meeting with staff Tuesday, September 29, 2015 9:00 am Speaking Engagement at the 75th Anniversary of the Investment Advisers Act and Investment Company Act Wednesday, September 30, 2015 10:00 am Meeting with staff 11:10 am Meeting with staff 3:30 pm Phone call with Congressman Sean Duffy 4:00 pm Phone call with job applicant Thursday, October 1, 2015 10:30 am Meeting with staff 11:00 am Meeting with staff 12:00 pm Meeting with staff 12:30 pm Meeting with Antonio Weiss, Counselor to the Secretary, Department of the Treasury 2:00 pm Closed Commission Meeting 3:00 pm Meeting with Commissioner 4:00 pm Meeting with staff 4:15 pm Meeting with staff 4:45 pm Meeting with staff Friday, October 2, 2015 4:30 pm Speaking Engagement at the National Faith Leaders Conference Monday, October 5, 2015 9:30 am OTC Derivatives Regulators Group Principals Meeting 12:00 pm Monitoring Board Meeting 3:45 pm Phone call with staff 5:00 pm Phone call with Senator Heidi Heitkamp 7:00 pm IOSCO Board Dinner Tuesday, October 6, 2015 8:30 am IOSCO Board Meeting 10:00 am IOSCO Board Meeting 2:00 pm IOSCO Board Meeting Wednesday, October 7, 2015 9:00 am IOSCO Board Meeting 1:30 pm IOSCO Board Meeting Thursday, October 8, 2015 Out of office Friday, October 9, 2015 Out of office Monday, October 12, 2015 Columbus Day – Federal Holiday Tuesday, October 13, 2015 10:30 am Meeting with staff 11:00 am Meeting with staff 12:30 pm Meeting with Jerome Powell, Governor, Federal Reserve Board 2:00 pm Meeting with staff 2:30 pm Meeting with staff 3:30 pm Meeting with staff 4:00 pm Meeting with staff Wednesday, October 14, 2015 10:00 am Meeting with SEC Investor Advisory Committee Officers: Kurt Schacht, Chairman; Anne Sheehan, Vice Chair; Jay Brown, Secretary; Steven Wallman, Market Structure Subcommittee Chair; Roy Katzovicz, Investor as Owner Subcommittee Chair 11:45 am Meeting with staff 1:30 pm Meeting with staff 2:00 pm Meeting with Gregory W. Hunt, Chief Financial Officer and Treasurer, Apollo Investment Corporation; Joseph D. Glatt, Chief Legal Officer, Apollo Investment Corporation; Michael Arougheti, President, Ares Management GP LLC; Joshua Bloomstein, General Counsel, Ares Management GP LLC; Michael B. Levy, Policy Director, Brownstein Hyatt Farber Schreck; Stephanie Paré Sullivan, General Counsel, THL Credit; Sam W. Tillinghast, Co-Chief Executive Officer and Co-Chief Investment Officer, THL Credit; Joshua Easterly, Co-Chief Executive Officer and Chairman, TPG Specialty Lending; and David Stiepleman, Vice President, TPG Specialty Lending 3:00 pm Meeting with Institutional Investors: Daniel Farrell, Head of Equity Trading, Putnam; Matt Lyons, Senior Vice President, Global Trading Manager, Capital Group; Matt Waldner, Head of U.S. Equity Trading, Columbia Threadneedle Investments; Jeffrey Estella, Co-Director of Global Equity Trading, Massachusetts Financial Services; Robert McGrath, Global Head of Trading, Schroders; David Brooks, Head of Global Equity Trading, The Boston Company Asset Management; Clive Williams, Head of Global Equity Trading, T. Rowe Price; Mett Kinak, Vice President and Head of Global Equity Market Structure and Electronic Trading, T. Rowe Price; Craig Hurl, Director of Equity Alpha/ Beta Strategies, Ontario Teachers’ Pension Plan; Greg Mills, Global Head of Equities, RBC Capital Markets; Robert Grubert, Head of U.S. Equities, RBC Capital Markets; Richard Steiner, Director, Electronic Trading Strategy, RBC Capital Markets; Shawn Maher, Managing Director and Head of US Regulatory and Government Affairs, Royal Bank of Canada 5:00 pm Meeting with staff 5:30 pm Meeting with staff Thursday, October 15, 2015 10:00 am Investor Advisory Committee Meeting 12:35 pm Phone call with James Gorman, Chief Executive Officer, Morgan Stanley 2:30 pm Meeting with staff Friday, October 16, 2015 9:30 am Speaking Engagement at Managed Funds Association Outlook 2015 Conference 11:00 am Meeting with staff 11:30 am Meeting with staff 12:30 pm Meeting with staff 1:00 pm Phone call with Commissioner 2:00 pm Meeting with staff Monday, October 19, 2015 9:00 am Phone call with job applicant 11:30 am Phone call with staff 11:50 am Phone call with Jeffrey Zients, Director, White House National Economic Council 2:00 pm Phone call with staff 3:30 pm Phone call with Eric Noll, President and Chief Executive Officer, Convergex 3:35 pm Phone call with staff Tuesday, October 20, 2015 9:00 am Speaking Engagement at New York Police Department Women’s Conference 12:00 pm Speaking Engagement at The Evolving Structure of the U.S.