Case 12-27488 Doc 401 Filed 01/31/13 Entered 01/31/13 10:21:40 Desc Main Document Page 1 of 35 Case 12-27488 Doc 401 Filed 01/31/13 Entered 01/31/13 10:21:40 Desc Main Document Page 2 of 35 Case 12-27488 Doc 401 Filed 01/31/13 Entered 01/31/13 10:21:40 Desc Main Document Page 3 of 35 Peregrine FinancialCase Group, 12-27488 Inc. - U.S. Mail Doc 401 Filed 01/31/13 Entered 01/31/13 10:21:40 Desc MainServed 1/25/2013 Document Page 4 of 35 3T TRADE GROUP, LLC AARON BEYDOUN AARON PARKS 1555 UNIVERSITY BLVD S 26151 LILA LANE 25 PACIFICA APT 5409 MOBILE, AL 36609 DEARBORN HEIGHTS, MI 48127 IRVINE, CA 92648 ABG TRADING ACCOUNTING FEE ACCOUNT-CANNON ACE INVESTMENT STRATEGISTS, LLC 141 W. JACKSON BLVD. 9301 WILSHIRE BLVD., SUITE 515 8609 WESTWOOD CENTER DRIVE CHICAGO, IL 60604 BEVERLY HILLS, CA 90210 #168 ACUVEST ACUVEST INC ADAM SZATKOWSKI 28581 FRONT STREET SUITE 100 28581 FRONT STREET SUITE 100 855 E. 22ND STREET TEMECULA, CA 92590 TEMECULA, CA 92590 LOMBARD IL 60148 ADESA DE CV ADLER 747 DBA FASTMKT AFB, LLC CTA FEE CALZ. SAN PEDRO 112 DESP. #37 2700 W. COAST HWY #130 12300 WILSHIRE BLVD. 2ND FLOOR COL. MIRAVALLE NEWPORT BEACH, CA 92633 LOS ANGELES, CA 90025 AGDAIAN, ARMAN AIDON PENN AIFEN LIU 18603 ASUNCIAN STREET RENMINNAN ROAD SHENFANG LEVEL 9 UNIT 3 BLOCK 2 SHANGDU TIMES SQUARE PORTER RANCH, CA 91326 SHANZHEN GUANGDONG 518000 AN YANG HENAN 455000 CHINA CHINA AINSTIEN TECHNOLOGIES PRIVATE LIMITED AISHIKH FINANCIAL SERVICES AKIVA ANACHOVICH 301-302 ASHWARATH AVENUE NEAR INFRONT OF FACULTY OF ENGINEERING ACHUZAT BAIT CHINAY BAUGH OFF .C.G. ROAD HAI-AL-JAMEA JEDDAH 269 ACHUZA ST. APT# 3303 AHMEDABAD GUJARAT 380 006 RAANANA ISRAEL INDIA AL BARAKAK FINANCIAL BROKERAGE ALAIN PHAM ALAN FRICK AL MURGAB, ASHBELIAH TOWER, 4TH FLOOR 27285 LAS RAMBLAS SUITE 250 1621 E FLAMINGO ROAD STE 15A KUWAIT CITY KUWAIT15252 MISSION VIEJO, CA 92691 LAS VEGAS, NV 89119-5276 ALAN WAGSHAL ALARON TRADING CORP RAN ORDER ERROR ACT ALBERT SMITH 14 TARSHISH STREET 311 W. MONROE ST. SUITE 1300 BOX 60 RR 1 OFAKIM ISRAEL IL CHICAGO, IL 60606 DURHAM, OK 73642 ALEKSANDS BORTS ALEXANDER DAHMEN ALEXANDER SHURBANOV KURCHATOVA 8-A, APT. 40 KURFURSTENSTRASSE 1 TSANKO TSERKOVSKI 20 CHICAGO, IL 60640 FRANKFURT 60486 GERMANY SOFIA 1641 BULGARIA ALLAN GRAY AL-MUMAYAZ FINANCIAL BROKERAGE ALPHA WEALTH MANAGEMENT PHOENIX GLOBAL MANAGEMENT P.O. BOX 620 20 MAXWELL ROAD 76 DEAN STREET SALMIYA, KUWAIT MAXWELL HOUSE BLDG. BELIZE CITY SINGAPORE 069113 BELIZE ALVIN HUIE AMAL KAROUN AMANDA MURPHY 1547 FRANKLIN ST. PO BOX 617 408 ELDERBERRY LANE SAN FRANCISCO, CA 94109 ALSURRA KUWAIT 45707 STREAMWOOD IL 60107 Page 1 of 32 Peregrine FinancialCase Group, 12-27488 Inc. - U.S. Mail Doc 401 Filed 01/31/13 Entered 01/31/13 10:21:40 Desc MainServed 1/25/2013 Document Page 5 of 35 AMANDA MURPHY AMERICAN FUTURES TRADING GROUP AMP FUTURES 408 ELDERBERRY LANE 6079 180TH STREET N 221 N. LASALLE STREET, SUITE 2400 STREAMWOOD, IL 60107 JUPITER, FL 33458 CHICAGO, IL 60601 AMRIK CHAUHAN ANDERS LARSEN ANDREY STEPNOV 71 PARKWOODS VILLAGE DRIVE# 611 ROEDOURE PARKVEJ 261.2 STROITELEY STR 17-2-64 TORONTO ONT M3A 2Y1 ROEDOVRE 2610 MOSCOW 11731 RUSSIA DENMARK ANG LI ANTHONY JOSEPH FAUSTO APPL INTL APT 802-1-402 YOUYI GARDEN LUNAN DISTRICT 4456 334TH PLACE SE 11 BROADWAY STE 968 TANGSHAN HEBEI 063000 FALL CITY WA 98024 NEW YORK, NY 10004 CHINA ARDENT INVESTMENTS AREND JACOB ESHULS ARNOLD HASHIMOTO 924 WAUKEGAN ROAD 3 DANSIE COURT 1515 DANSIE CLOSE 86-4313 MAMALAHOA HWY GLENVIEW, IL 60025 POOLE, BH140LW CAPT. COOK, HI 96804 UNITED KINGDOM ARTHA INVESTMENTS ASIT C MEHTA FOREX ASSET DYNAMICS MARCY BUILDING, SECOND FLOOR, PURCELL ESTATE NUCLEUS HOUSE 3335 MEIJER DRIVE, SUITE 100 ROAD TOWN, TORTOLA BRITISH VIRGIN ISLANDS SAKI VIHAR ROAD TOLEDO, OH 43617 ANDHERI(EAST) MUMBAI 4000072 INDIA ATTAIN CAPITAL MANAGEMENT ATTAIN CAPITAL MANAGEMENT AURAPOINT ASSET MANAGEMENT LLC ONE E. WACKER DRIVE 30TH FL, SUITE 3000 ONE EAST WACKER DRIVE 30TH FLOOR 150 SOUTH WACKER #2350 CHICAGO, IL 60601 CHICAGO, IL 60601 CHICAGO, IL 60606 BAIHUI ZHANG BALAJI KASTURI BANGSHEN FU 331 XIANGYANG RD. 1 OAK LAWN RD FEIDONG DISTRICT BAIYIN 730913 SHORT HILLS, NJ 07078 HEFEI, ANHUI, 231600 CHINA CHINA BAO NIU BAOYI LIU BARBARA HALLUM ROOM 101, 20 GANG HAU RD. UNIT D 11F ZHONG FU BUILDING 11327 EAST BECK LANE AN YANG, HE NAN CHINA 455000 ZHENGZHOU HENAN SCOTTSDALE, AZ 85255 CHINA BARRY ISAACSON BARRY MOSS BARRY SANDACH 822 W WASHINGTON BLVD 27285 LAS RAMBLAS SUITE 250 FOREX GLOBAL SOLUTIONS CHICAGO, IL 60607 MISSION VIEJO, CA 92691 11805 WATERCREST BOCA RATON, FL 33498 BASSIM FAWZI WAHHAB BBB LIMITED BROKER SECURITY BBB(PVT) LIMITED PO BOX 4325 88 UXENDON HILL 88 UXENDON HILL SAN LUIS OBISPO, CA 93403-4325 WEMBLY, LONDON HA9 9SJ WEMBLEY, LONDON UNITED KINGDONHA9 9SJ BELAIR CAPITAL CTA FEE BENJAMIN R HUDSON BERT LIFFMANN 12300 WILSHIRE BLVD. 2ND FLOOR 114 EVANS ROAD PFG CANADA LOS ANGELES, CA 90025 BERGHEIM, TX 78004 1290 CENTRAL PARKWAY WEST SUITE 200 MISSISSAUGA ON L5C 4R3 CANADA Page 2 of 32 Peregrine FinancialCase Group, 12-27488 Inc. - U.S. Mail Doc 401 Filed 01/31/13 Entered 01/31/13 10:21:40 Desc MainServed 1/25/2013 Document Page 6 of 35 BHF FINANCIAL SVS INC BILAL HINSON BILL AHLSWEDE 3225 EMERSON STREET 268 LINCOLN ROAD 27285 LAS RAMBLAS SUITE 250 PALO ALTO, CA 99306 BROOKLYN NY 11225 MISSION VIEJO, CA 92691 BILL DOOLEY BILL DOOLEY BILL GORDON 7721 WOODWARD AVE., #2A 7721 WOODWARD AVENUE, #2A 929 W. AINSLIE WOODRIDGE, IL 60517 WOODRIDGE, IL 60517 #3 BILLY TAYLOR BIN E BIN LIANG 5812 FM 682 NO. 62, CHANGJIANG STREET, ROOM 8-1, BLOCK C, ZH ROOM 402 UNIT 1 BLOCK 1 YOAKUM, TX 77995 HUANGGU DISTRICT GARDEN YI VILLIAGE TU TA BEIJING 5180 SHENYANG, LIAONING PROVINCE 110000 CHINA CHINA BIN SUN BIN SUN BIN ZHANG 658 MINJING ROAD 658 MINJING ROAD BLOCK 7 APT. 1503 17-1-402 FUYUAN RESIDENTIAL COMMUNITY DAXING D BLOCK 7 APT 1503 YANGPU DISTRICT SHANGHAI 200433 BEJING BEIJING 102600 YANGPU DISTRICT SHANGHAI, CHINA 200433 CHINA CHINA BING YAN BINGJIN YAN BINGJIN YAN HEPING STREET BLOCK 10 BUILDING #19 APT 1-401 CH NO. 61, WANGGUAN VILLAGE O. 61 WANGGUAN VILLAGE SHIZHONG DISTRICT BEIJING BEIJING 100013 SHIZHONG DISTRICT JINAN SHANDONG 250012 CHINA JINAN, SHANDONG, 250012 CHINA CHINA BINGQIANG SONG BLUE RIDGE FUTURES BO CUI NO. 88 NANJIANG RD CHANGGI BUILDING RM 203 KAIY 9214 BARBER DRIVE RM 701 UNIT 2 BLOCK 8 ZHONGHAIHUATING 228 NANE JINAN SHANDONG 250000 HOUSTON, TX 77095 XI'AN SHAANXI 710059 CHINA CHINA BO JIANG BO CUI BO JIANG NO. 900 WEST YANAN ROAD CHANGNING DISTRICT 228 NANERHUAN XIDUAN 3 SOUTH RENMIN ROAD BUILDING #3 WUHOU DISTRIC SHANGHAI SHANGHAI 200400 XI’AN, SHAANXI 710059 CHINA CHENGDU SICHUAN 610000 CHINA CHINA BO LIANG BO ZHANG BOB MAURER (COMMISSION WITHOLDING ACCOUNT COMM W/H ACCOUNT ROOM 205, BUILDING 28, PENGXING GARDEN, GUOWEI 209 W. JACKSON BLVD. CHINA SHENZHEN, GUANGDONG 518009 CHINA SUITE 600 BOB MILLER BOBBY & MARGARUITTE CORNELL BOYD CRUEL FOREMOST FOREX 755 CIELO LANE 3909 N. SHERIDAN ROAD #512 28 N. BENNETT STREET EVERGREEN, CO 80439 CHICAGO, IL 60657 GENEVA, IL 60134 BRAD SMILEY & CHERYL DOLAN BRIAN ANTONOFF BRIAN BLACKWELL 9906 WOODLAND DR. 625 WOODGATE CIRCLE 244/12 MOO 3 LANNA PINERY HOMES SILVER SPRING, MD 20902 FT. LAUDERDALE, FL 33326 T NONGKWAI A HANGDONG THAILAND BRIAN ELLISON BRIAN ELROD BRIAN JOHNSTON 2126 MAPLE AVENUE CFS & ASSOCIATES LLC INTERBANK USA EVANSTON, IL 60201 DENVER WEST BUILDING 4 1536 COLE BLVD. SUITE 21 1200 PROVIDENCE HIGHWAY LAKEWOOD, CA 80401 NORWOOD, MA 02062 Page 3 of 32 Peregrine FinancialCase Group, 12-27488 Inc. - U.S. Mail Doc 401 Filed 01/31/13 Entered 01/31/13 10:21:40 Desc MainServed 1/25/2013 Document Page 7 of 35 BRIAN K STUMPF BROOKS HANES BRUCE BONANDER PO BOX 2572 809 IOWA STREET 1298 120TH ST CAREFREE, AZ 85377 CEDAR FALLS IA 50613 LARCHWOOD, IA 51241 BRUCE POLLACK BRUCE POLLACK NY FX BULLTICK 167 PARK AVE. 167 PARK AVENUE ALFONSON MAPOLES GANDARA NO 50 GLENCOE, IL 60022 GLENCOE, IL 60022 SEGUNDO PISO MEXICO DF BULLTICK LLC BUSINESS EDGE CAIYA WENG ALFONSO NAPOLES GANDARA N BLOCK 21 APT 12-C APT 3039 8 YUEJIN RD MEXICO CITY MEX 01210 JINNAH SUPERMARKET ZHONGXINGCUN, JIN SHAN DISTRICT MEXICO SECTOR F-7 SHANGHAI, CHINA 201500 MARKAZ ISLAMABAD PAKISTAN CALDWELL INT'L SECURITIES CORP CANNON TRADING CAPITAL ALERNATIVE INVESTMENT GMBH 7635 FM 32 9301 WILSHIRE BLVD STE 614 DAMM STR. 19 FISCHER, TX 78623 BEVERLY HILLS, CA 90210 ZUG SWITZERLAND 6301 CAPITAL ALTERNATIVE INVESTMENT CARL DARNELL CARL SHERWIN DAMM STR. 19 1106 CATER AVE 6 SWEETLIP COURT ZUG SWITZERLAND6301 PERRY, GA 31069 BIRKDALE, QLD AUSTRALIA4159 CARLO AND MERY ANN LATTINELLI CARLOS DURAN CARMEN DIAZ UGALDE 46 MOHN PLACE PO BOX 45 JAGO MENU 35-301 STATEN ISLAND NY 10301 OCATE, NM 87734 COL GRANADA MEXICO 11520 CENTURY FINANCIAL BROKERS, LLC BROKER SECURI CESAR RUIZ CHANDRASHEKHAR MARATHE 9126 DUBAI 9849 SECRET COVE LANE 3650 KANEFF CRESCENT #701 UNITED ARAB EMIRATES ORLANDO FL 32832 MISSISSAUGA ONT L5A 4A1 CHANG CHUN-YU CHANGBIAO AN CHANGLONG XIE TAIFU WEALTH MANAGEMENT C ROOM 3104 NO. 707 ZHANGYANG RD PUDONGXIN DIST DONG JIN NAN VILLAGE JIN 11F NO 833 CHONGDE RD. SHANGHAI SHANGHAI 200000 LIN FENG BEIJING 041000 TAINAN CITY 701 CHINA CHINA TAIWAN CHAO LI CHAOCHAO XIE CHAOHONG XING DA XU ZHUANG DUI JIAO XIANG BA LI CHUN CHAOCHAO XIE NO. 137 WANSHOUTU HILL QIXIA DISTRICT MAIGAO BR XI XIAN CHENG HENAN 450000 APT 11-2-301 YINHEJIAYUAN GONGSHU DISTRICT NANJING JIANGSU 210028 CHINA HANGZHOU ZHEJIANG 310000 CHINA CHINA CHARLES MITCHELL CHARLES ROTH CHENFEI LU COMM W/H 2101 KINGS FARM WAY 2109 W SUNNYSIDE AVENUE 25 JIE JING BEI JIESHAN INDIAN TRAIL, NC 28079 CHICAGO, IL 60625-1609 CHANGNON VILLAGE ANHUI CHANG SHU CHINA CHENG MA CHENGYONG PAN CHENGYONG YU 235 NIUSHAN RD.