Securities Margin Shares Pledged List Serial Stock Code Stock Name Pledged Ratio 1 0001 CKH HOLDINGS 60% 2 0002 CLP HOLDINGS 60% 3 0003 CHING GAS 60% 4 0004 WHARF HOLDINGS 60% 5 0005 HSBC HOLDINGS 70% 6 0006 POWER ASSETS 60% 7 0008 PCCW 40% 8 0010 HANG LUNG GROUP 40% 9 0011 HANG SENG BANK 60% 10 0012 HENDERSON LAND 60% 11 0014 HYSAN DEV 40% 12 0016 SHK PPT 60% 13 0017 NEW WORLD DEV 60% 14 0019 SWIRE PACIFIC A 60% 15 0020 WHEELOCK 50% 16 0023 BANK OF E ASIA 60% 17 0027 GALAXY ENT 60% 18 0041 GREAT EAGLE H 30% 19 0066 MTR CORP 60% 20 0069 SHANGRI-LA ASIA 40% 21 0081 CH OVS G OCEANS 30% 22 0083 SINO LAND 60% 23 0087 SWIRE PACIFIC B 20% 24 0101 HANG LUNG PPT 60% 25 0119 POLY PROPERTY 30% 26 0123 YUEXIU PROPERTY 40% 27 0135 KUNLUN ENERGY 50% 28 0142 FIRST PACIFIC 30% 29 0144 CHINA MER PORT 60% 30 0148 KINGBOARD HLDG 40% 31 0151 WANT WANT CHINA 50% 32 0152 SHENZHEN INT'L 30% 33 0165 CHINA EB LTD 40% 34 0168 TSINGTAO BREW 40% 35 0173 K WAH INT'L 30% 36 0175 GEELY AUTO 60% 37 0177 JIANGSU EXPRESS 30% 38 0178 SA SA INT'L 30% 39 0179 JOHNSON ELEC H 30% 1/7 Serial Stock Code Stock Name Pledged Ratio 40 0200 MELCO INT'L DEV 30% 41 0215 HUTCHTEL HK 20% 42 0220 U-PRESID CHINA 40% 43 0242 SHUN TAK HOLD 30% 44 0257 CHINA EB INT'L 40% 45 0267 CITIC 60% 46 0268 KINGDEE INT'L 20% 47 0270 GUANGDONG INV 40% 48 0272 SHUI ON LAND 30% 49 0285 BYD ELECTRONIC 30% 50 0288 WH GROUP 60% 51 0291 CHINA RES BEER 40% 52 0293 CATHAY PAC AIR 50% 53 0303 VTECH HOLDINGS 30% 54 0308 CHINA TRAVEL HK 30% 55 0315 SMARTONE TELE 20% 56 0322 TINGYI 50% 57 0323 MAANSHAN IRON 20% 58 0336 HUABAO INT'L 30% 59 0338 SHANGHAI PECHEM 30% 60 0341 CAFÉ DE CORAL H 20% 61 0347 ANGANG STEEL 30% 62 0354 CHINASOFT INT'L 20% 63 0358 JIANGXI COPPER 40% 64 0363 SHANGHAI IND H 40% 65 0371 BJEMT WATER 40% 66 0384 CHINA GAS HOLD 40% 67 0386 SINOPEC CORP 60% 68 0388 HKEX 60% 69 0390 CHINA RAILWAY 40% 70 0392 BEJING ENT 40% 71 0405 YUEXIU REIT 40% 72 0410 SOHO CHINA SOHO 40% 73 0425 MINTH GROUP 30% 74 0440 DAH SING 30% 75 0489 DONGFENG GROUP 40% 76 0494 LI & FUNG 40% 77 0522 ASM PACIFIC ASM 40% 78 0525 GUANGSHEN RAIL 30% 79 0548 SHENZHENEXPRESS 30% 80 0551 YUE YUEN IND 40% 81 0552 CHINACOMSERVICE 40% 82 0570 TRAD CHI MED 20% 83 0576 ZHEJIANGEXPRESS 30% 84 0586 CONCH VENTURE 30% 2/7 Serial Stock Code Stock Name Pledged Ratio 85 0590 LUK FOOK HOLD 30% 86 0604 SHENZHEN INVEST 30% 87 0606 CHINA AGRI 40% 88 0636 KERRY LOG NET 30% 89 0656 FOSUN INT'L 40% 90 0658 C TRANSMISSION 30% 91 0659 NWS HOLDINGS 40% 92 0665 HAITONG INT'L 20% 93 0669 TECHTRONIC IND 50% 94 0670 CHINA EAST AIR 30% 95 0683 KERRY PPT 40% 96 0688 CHINA OVERSEAS 60% 97 0694 BEJING AIRPORT 30% 98 0696 TRAVELSKY TECH 20% 99 0699 CAR INC 30% 100 0700 TENCENT 60% 101 0709 GIORDANO INT'L 20% 102 0728 CHINA TELECOM 50% 103 0751 SKYWORTH GROUP 40% 104 0753 AIR CHINA 40% 105 0762 CHINA UNICOM 60% 106 0763 ZTE 30% 107 0772 CHINA LIT 30% 108 0778 FORTUNE REIT 40% 109 0788 CHINA TOWER 30% 110 0799 IGG 20% 111 0813 SHIMAO PROPERTY 40% 112 0816 HUADIAN FUXIN 20% 113 0817 CHINA JINMAO 40% 114 0823 LINK REIT 60% 115 0836 CHINA RES POWER 60% 116 0857 PETROCHINA 70% 117 0867 CMS 20% 118 0868 XINYI GLASS 40% 119 0874 BAIYUNSHAN PH 30% 120 0880 SJM HOLDINGS 40% 121 0881 中升控股 40% 122 0883 ZHONGSHENG HLDG 60% 123 0884 CIFI HOLD GP 20% 124 0902 HUANENG POWER 40% 125 0914 CONCH CEMENT 40% 126 0916 CHINA LONGYUAN 40% 127 0934 SINOPEC KANTONS 30% 128 0939 CCB 70% 129 0941 CHINA MOBILE 70% 3/7 Serial Stock Code Stock Name Pledged Ratio 130 0958 HN RENEWABLES 30% 131 0960 LONGFOR GROUP 40% 132 0966 CHINA TAIPING 40% 133 0968 XINYI SOLAR 30% 134 0973 L'Occitane 30% 135 0981 SMIC 40% 136 0991 DATANG POWER 40% 137 0992 LENOVO GROUP 50% 138 0998 CITIC BANK 50% 139 1038 CKI HOLDINGS 60% 140 1044 HENGAN INT'L 60% 141 1052 YUEXIU TRANSPORT 30% 142 1055 CHINA SOUTH AIR 30% 143 1066 WEIGAO GROUP 40% 144 1070 TCL ELECTRONICS 20% 145 1071 HUADIAN POWER 30% 146 1083 TOWNGAS CHINA 40% 147 1088 CHINA SHENHUA 60% 148 1093 CSPC PHARMA 50% 149 1099 SINOPHARM 40% 150 1109 CHINA RES LAND 50% 151 1112 H & H INT'L HLDG 30% 152 1113 CK ASSET 60% 153 1114 BRILLIANCE CHI 40% 154 1128 WYMN MACAU 40% 155 1133 HARBIN ELECTRIC 30% 156 1138 COSCO SHIP ENGY 30% 157 1157 ZOOMLION 20% 158 1169 HAIER ELEC 40% 159 1171 YANZHOU COAL 40% 160 1177 SINO BIOPHARM 50% 161 1186 CHINA RAIL CONS 40% 162 1193 CHINA RES GAS 40% 163 1199 COSCO SHIP PORT 40% 164 1208 MMG 20% 165 1211 BYD COMPANY 40% 166 1288 ABC 60% 167 1299 AIA 70% 168 1313 CHINARES CEMENT 40% 169 1316 NEXTEER 30% 170 1333 CHINA ZHONGWANG 30% 171 1336 NCI 40% 172 1339 PICC GROUP 40% 173 1347 HUA HONG SEMI 30% 174 1359 CHINA CINDA 40% 4/7 Serial Stock Code Stock Name Pledged Ratio 175 1382 PACIFIC TEXTILES 20% 176 1398 ICBC 70% 177 1458 ZHOU HEI YA 20% 178 1508 CHINA RE 40% 179 1513 LIVZON PHARMA 20% 180 1515 CR MEDICAL 20% 181 1530 3SBIO 30% 182 1558 HEC PHARM 20% 183 1658 PSBC 40% 184 1666 TONG REN TANG 30% 185 1668 CHINASOUTHCITY 30% 186 1680 MACAU LEGEND 20% 187 1728 ZHENGTONGAUTO 30% 188 1766 CRRC 40% 189 1776 GF SEC 30% 190 1788 GUOTAI JUNAN I 30% 191 1800 CHINA COMM CONS 40% 192 1810 XIAOMI-W 40% 193 1813 KWG GROUP 30% 194 1816 CGN POWER 30% 195 1818 ZHAOJIN MINING 30% 196 1833 PA GOODDOCTOR 30% 197 1882 HAITAN INT'L 20% 198 1883 CITIC TELECOM 20% 199 1888 KB LAMINATES 30% 200 1898 CHINA COAL 40% 201 1910 SAMONITE 40% 202 1918 SUNAC 30% 203 1919 COSCO SHIP HOLD 40% 204 1928 SANDS CHINA LTD 50% 205 1929 CHOW TAI FOOK 50% 206 1958 BAIC MOTOR 30% 207 1972 SWIRE PROPERTIES 50% 208 1988 MINSHENG BANK 50% 209 1997 WHARF REIC 50% 210 1999 MAN WAH HLDGS 30% 211 2007 COUNTRY GARDEN 50% 212 2009 BBMG 30% 213 2018 AAC TECH 50% 214 2020 ANTA SPORTS 40% 215 2039 CIMC 20% 216 2128 CHINA LESSO 30% 217 2186 LUYE PHARMA 20% 218 2196 FOSUN PHARMA 30% 219 2202 CHINA VANKE 40% 5/7 Serial Stock Code Stock Name Pledged Ratio 220 2208 GOLDWIND 30% 221 2238 GAC GROUP 40% 222 2269 WUXI BIO 30% 223 2282 MGM CHINA 40% 224 2313 SHENZHOU INT'L 50% 225 2314 LEE & MAN PAPER 40% 226 2318 PING AN 70% 227 2319 MENGNIU DAIRY 50% 228 2328 PICC P & C 40% 229 2331 LI NING 20% 230 2333 GREATWALL MOTOR 40% 231 2338 WEICHAI POWER 40% 232 2343 PACIFIC BASIN 20% 233 2357 AVICHINA 30% 234 2380 CHINA POWER 40% 235 2382 SUNNY OPTICAL 50% 236 2386 SINOPEC SEG 30% 237 2388 BOC HONG KONG 60% 238 2588 BOC AVIATION 20% 239 2600 CHALCO 30% 240 2601 CPIC 50% 241 2607 SH PHARMA 30% 242 2611 GTJA 30% 243 2628 CHINA LIFE 60% 244 2638 HKELECTRIC-SS 40% 245 2688 ENN ENERGY 50% 246 2689 ND PAPER 30% 247 2727 SH ELECTRIC 40% 248 2777 R & F PROPERTIES 30% 249 2778 CHAMPION REIT 40% 250 2799 CHINA HUARONG 30% 251 2800 TRACKER FUND 70% 252 2822 CSOP A50 ETF 40% 253 2823 ISHARES A50 60% 254 2828 HSCEI ETF 60% 255 2866 COSCO SHIP DEV 30% 256 2883 CHINA OILFIELD 40% 257 2888 STANCHART 50% 258 2899 ZIJIN MINING 40% 259 3188 CAM CSI300 40% 260 3311 CHINA STATE CON 50% 261 3320 CHINARES PHARMA 30% 262 3323 CNBM 40% 263 3328 BANKCOMM 60% 264 3333 EVERGRANDE 40% 6/7 Serial Stock Code Stock Name Pledged Ratio 265 3339 LONKING 30% 266 3360 FE HORIZON 20% 267 3377 SINO-OCEAN GP 40% 268 3383 AGILE GROUP 40% 269 3396 LEGEND HOLDING 30% 270 3606 FUYAO GLASS 20% 271 3618 CQRC BANK 30% 272 3799 DALI FOODS 30% 273 3800 GCL-POLY ENERGY 30% 274 3808 SINOTRUK 30% 275 3888 KINGSOFT 40% 276 3898 CRRC TIMES ELEC 30% 277 3899 CIMC ENRIC 40% 278 3900 GREENTOWN CHINA 30% 279 3908 CICC 30% 280 3933 UNITED LAB 20% 281 3968 CM BANK 50% 282 3969 CHINA CRSC 30% 283 3983 CHINA BLUECHEM 20% 284 3988 BANK OF CHINA 70% 285 3993 CMOC 20% 286 6030 CITIC SEC 40% 287 6060 ZA ONLINE 20% 288 6099 CMSC 20% 289 6808 SUNART RETAIL 40% 290 6818 CEB BANK 30% 291 6823 HKT-SS 40% 292 6837 HAITONG SEC 40% 293 6881 CGS 30% 294 6886 HTSC 30% Effective Date : Sept 16, 2019 7/7.