Resettlement Plan November 2013 PRC: Guiyang Integrated Water Resources Management (Sector) Project Updated Resettlement Plan for Jinlong Reservoir Core Subproject (English) Prepared by the Guiyang municipal government for the Asian Development Bank. This is an updated version of the draft originally posted in September 2006 available on http://www.adb.org/projects/38594-013/documents. CURRENCY EQUIVALENTS (as of 27 November 2013) Currency unit – yuan (Symbol) CNY1.00 = $0.1641 $1.00 = CNY6.0928 NOTES (i) The fiscal year (FY) of the Government of the People’s Republic of China and its agencies ends on 31 December. “FY” before a calendar year denotes the year in which the fiscal year ends, e.g., FY2011 ends on 31 December 2011. (ii) In this report, "$" refers to US dollars. This resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB's Board of Directors, Management, or staff, and may be preliminary in nature. Your attention is directed to the “terms of use” section of this website. In preparing any country program or strategy, financing any project, or by making any designation of or reference to a particular territory or geographic area in this document, the Asian Development Bank does not intend to make any judgments as to the legal or other status of any territory or area. Asian Development Bank Xiuwen County Jinlong Reservoir Subproject Resettlement Plan (Updated Version) Guizhou Water Resources and Hydropower Survey and Design Institute Xiuwen County Water Resources Bureau August 2013 Contents 1 Overview of the Subproject ............................................... Error! Bookmark not defined. 1.1 Background ............................................................... Error! Bookmark not defined. 1.2 Brief introduction ....................................................... Error! Bookmark not defined. 1.2.1 Components and range of land acquisition ........ Error! Bookmark not defined. 1.2.2 Impacts of the Subproject .................................................................................. 2 1.2.3 Socioeconomic benefits of the Subproject ......... Error! Bookmark not defined. 1.2.4 Investment estimate and implementation schedule .......... Error! Bookmark not defined. 2 Impacts of the Subproject and Socioeconomic Profile ... Error! Bookmark not defined. 2.1 Measures for avoiding or minimizing land acquisition and property demolition.. Error! Bookmark not defined. 2.1.1 Principles for project design and site selection .. Error! Bookmark not defined. 2.1.2 Comparison of options ....................................... Error! Bookmark not defined. 2.2 Survey methods and process .................................... Error! Bookmark not defined. 2.3 Socioeconomic profile of the affected county and town ............ Error! Bookmark not defined. 2.4 Socioeconomic profile of the affected villages ........................................................... 7 2.5 Affected physical indicators ....................................... Error! Bookmark not defined. 2.5.1 Permanent acquisition of land ............................ Error! Bookmark not defined. 2.5.2 Temporary land occupation ............................... Error! Bookmark not defined. 2.5.3 Affected enterprises ........................................... Error! Bookmark not defined. 2.5.4 Affected population ............................................ Error! Bookmark not defined. 2.5.5 Vulnerable groups and ethnic minorities ............ Error! Bookmark not defined. 2.5.6 Impacts on women ............................................. Error! Bookmark not defined. 2.5.7 Impacts on downstream water users ................. Error! Bookmark not defined. 2.5.8 Impacts on division of water source conserves .. Error! Bookmark not defined. 2.5.9 Affected infrastructure, ground attachments and minerals Error! Bookmark not defined. 3 Legal Framework and Policies .......................................... Error! Bookmark not defined. 3.1 Laws, regulations and policies on resettlement ......... Error! Bookmark not defined. 3.2 ADB policies .............................................................. Error! Bookmark not defined. 3.3 Laws and policies of the PRC ................................... Error! Bookmark not defined. 3.4 Principles and eligibility for compensation of the Subproject .... Error! Bookmark not defined. 3.4.1 Principles for compensation ............................... Error! Bookmark not defined. 3.4.2 Determination of eligibility for compensation .................................................... 24 3.5 Determination of compensation rates ........................ Error! Bookmark not defined. 3.5.1 Compensation for land acquisition ..................... Error! Bookmark not defined. 3.5.2 Compensation for temporary land occupation .... Error! Bookmark not defined. 3.5.3 Permanent occupation of state-owned land ....... Error! Bookmark not defined. 3.5.4 Treatment of infrastructure, ground attachments and minerals Error! Bookmark not defined. 3.5.5 Rates for other costs .......................................... Error! Bookmark not defined. 3.6 Vulnerable groups ..................................................... Error! Bookmark not defined. 3.7 Entitlement matrix ..................................................... Error! Bookmark not defined. 4 Resettlement Measures ...................................................... Error! Bookmark not defined. 4.1 Objectives of resettlement ......................................... Error! Bookmark not defined. 4.2 Restoration measures for permanent land acquisitionError! Bookmark not defined. 4.3 Restoration of temporarily occupied land .................. Error! Bookmark not defined. 4.4 Resettlement training ................................................ Error! Bookmark not defined. 4.5 Women and vulnerable groups ................................................................................ 31 4.6 Restoration program for affected enterprises ............ Error! Bookmark not defined. 4.7 Restoration of infrastructure and ground attachments Error! Bookmark not defined. 4.8 Forecast of APs’ production level and living standard, and evaluation .............. Error! Bookmark not defined. 5 Organizational Structure .................................................... Error! Bookmark not defined. 5.1 Organizational setup ................................................. Error! Bookmark not defined. 5.2 Staffing and training program .................................................................................. 34 5.2.1 Staffing .............................................................. Error! Bookmark not defined. 5.2.2 Training program ............................................................................................. 35 5.3 Measures for improving resettlement agencies ......... Error! Bookmark not defined. 6 Public Participation and Grievance Redress .................... Error! Bookmark not defined. 6.1 Public participation .................................................... Error! Bookmark not defined. 6.1.1 Participation at the preparation stage ................ Error! Bookmark not defined. 6.1.2 Participation at the implementation stage ........................................................ 37 6.2 Grievance redress ..................................................... Error! Bookmark not defined. 7 Resettlement Budget .......................................................... Error! Bookmark not defined. 7.1 Resettlement budget ................................................. Error! Bookmark not defined. 7.2 Investment breakdown .............................................. Error! Bookmark not defined. 7.3 Investment plan and funding sources ........................ Error! Bookmark not defined. 7.4 Management and disbursement of resettlement funds ............. Error! Bookmark not defined. 8 Resettlement Implementation Plan ................................... Error! Bookmark not defined. 8.1 Principles for resettlement implementation ................ Error! Bookmark not defined. 8.2 Schedule of resettlement implementation .................. Error! Bookmark not defined. 9 Monitoring and Evaluation ................................................. Error! Bookmark not defined. 9.1 Internal monitoring .................................................... Error! Bookmark not defined. 9.2 External monitoring ................................................... Error! Bookmark not defined. Appendix 1 Schematic Map of the Subproject ................................................................... 52 Appendix 2 Order to Cease Construction .......................................................................... 53 Appendix 3 Letter of Commitment of the Xiuwen County Government on Minerals and Special Facilities Affected by the Subproject .................................................................... 57 Appendix 4 Letter of Commitment of the Xiuwen County Government on Land in Dispute in the Subproject .................................................................................................... 61 Appendix 5 Terms of Reference for External Monitoring .................................................. 62 Appendix 6 Minutes of Public Participation Meetings ...................................................... 67 List of Tables Table 1-1 Summary of components .......................................................................................... 2 Table 2-1 Comparison of land acquisition and resettlement options