US$7.4 Million Paid to Pembina Foundation & Pembina Institute From U.S. Funders of Activism Against the Canadian Oil & Gas Industry (2004 - 2017) $1,600,000 Equivalent to CAN$ 8.2 Million Rockefeller Brothers Fund Wilburforce Foundation $1,200,000 Westwind Foundation Bullitt Foundation Tides Foundation (“Tar Sands Campaign”) Gordon & Betty Moore Foundation Oak Foundation William & Flora Hewlett Foundation $800,000 $400,000 $0 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 Source: Compiled from U.S. tax returns and on-line databases. U.S. Grants to the Pembina Foundation & The Pembina Institute (2004-2017) Pembina Pembina 2004 2005 2006 2007 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 Foundation Institute Oak Foundation $0 $269,971 $51,458 $479,678 $484,106 $0 $0 $0 $404,533 $0 $0 $0 $0 $0 Gordon & Betty Moore Foundation $0 $0 $249,227 $0 $553,922 $236,479 $0 $0 $0 $0 $0 $0 $0 $0 Tides Foundation $0 $0 $0 $0 $0 $0 $0 $251,137 $145,000 $280,000 $91,640 $95,706 $125,059 $69,699 Bullitt Foundation $0 $0 $0 $0 $0 $0 $45,000 $40,000 $0 $40,000 $40,000 $0 $35,000 $0 Westwind Foundation $0 $0 $0 $0 $0 $0 $0 $0 $50,000 $50,000 $50,000 $50,000 $0 $0 Wilburforce Foundation $0 $0 $0 $0 $0 $70,000 $0 $0 $0 $0 $0 $0 $0 $0 Rockefeller Brothers Fund $0 $0 $50,000 $50,000 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 Sub-total (US$): $180,000 $469,971 $730,685 $1,009,678 $1,588,028 $856,479 $545,000 $291,137 $599,533 $370,000 $181,640 $145,706 $160,059 $319,699 Exchange Rate: 1.301 1.212 1.134 1.074 1.066 1.140 1.030 0.989 1.000 1.030 1.104 1.279 1.325 1.298 Sub-total (CAN$): $234,226 $569,610 $828,708 $1,084,014 $1,692,595 $976,621 $561,296 $288,018 $599,377 $381,171 $200,578 $186,374 $212,048 $415,014 Total (US$): $7,447,615 Total (CAN$): $8,229,649 Rockefeller To prevent development of pipeline and tanker port that endangers Great Bear Rainforest protected $100,000 $0 $0 $50,000 $50,000 $0 $0 $0 $0 $0 $0 $0 $0 $0 $0 $100,000 Brothers area Fund For general support of Gaias Foundation for Earth Education Canadian implementation of Kyoto $180,000 $180,000 $360,000 Protocol, to be performed by Pembina Institute For general support of Pembina Institute's Kyoto Protocol in Canada implementation program. $200,000 $200,000 For Pembina Research and Education project $200,000 $200,000 $250,000 For general support of Pembina Institute's Kyoto Protocol in Canada implementation program $180,000 $250,000 $680,000 William & Flora $300,000 $3,090,000 For Pembina Institute's Canadian energy development project $300,000 $300,000 $300,000 $1,200,000 Hewlett Foundation $200,000 For the Canadian and international climate change efforts $200,000 The Pembina Foundation mission is to produce relevant information for sustainable energy solutions, and to ensure Canada leads with a clean and low carbon economy. They advocate for climate action and provide technical analysis for effective public policies, such as the national climate plan. With this proposed grant, Pembina will support for the adoption and implement of an $250,000 $250,000 ambitious Clean Fuel Standard. The standard as proposed would generate 30 million tonnes of greenhouse gas emissions reductions by 2030, and it will help the market for low carbon fuels in North America. Advancing the Renewable Energy Agenda in Canada $269,971 $269,971 A Conference on Renewable Energy and Climate Change $51,458 $51,458 Advancing the Sustainable Energy Agenda in Canada - Phase II - To elevate awareness of policies and targets for energy efficiency and renewable energy in Canadian national and provincial energy plans that will lead to: the regulation of large greenhouse gas emitters; the transformation of $479,678 $479,678 all energy-using sectors to high efficiency; the establishment of a major renewable energy Oak infrastructure; and investment in low-carbon economies in developing countries $1,689,746 Foundation To ensure that emerging opportunities and interest in renewable energy and energy efficiency solutions are not thwarted by opposing forces; to develop and advocate for a suite of complementary sustainable transportation policies in key cities and provinces that reduce demand $484,106 $484,106 for fossil fuels and create cleaner and smarter transportation systems; and to equip US policy makers, media and environmental organisations with accurate and unbiased information about Canada’s oil sands operations and climate policy. Oil Sands Campaign Core Support $404,533 $404,533 Wilburforce Advancing New Decision Making Frameworks and Planning for the MacKenzie Gas Pipeline $70,000 Foundation Decision $70,000 $70,000 Gordon & Skeena Energy Development $254,853 $236,479 $491,332 Betty $1,039,628 Moore Capacity to Analyze Potential Impact of Mining Projects $249,227 $299,069 $548,296 Foundation $159,949 $145,000 $304,949 Research, education, and outreach on climate/oilsands related issues $91,188 $91,188 to advance policy improvements, the narrative that oilsands expansion is problematic, land use decisions that slow expansion, and improved climate policy. This grant is also to provide regular $225,000 $225,000 briefings to the Tar Sands Group and broaden the base of key influencers, as outlined in your proposal. Tides for further raising awareness of the negative impacts of the tar sands on the economy, for $1,058,241 Foundation participating in conversation with Province of Alberta about water land and air regulatory reform , $55,000 $55,000 technical support to tar sands campaign partner, and for participation in the Shell JRPs and preparation for the Tech Frontier JRP. Unspecified $91,640 $91,640 Research, education and organizing on dirty fuels and pipelines $95,706 $125,059 $59,699 $280,464 Grassroots mobilization around fracking as part of the Building a Strong Climate Legacy in British $10,000 $10,000 Columbia program For an initiative that accelerates deployment of electric vehicles in B.C. $45,000 $45,000 To continue activities that contribute to accelerated commercialization and deployment of electric vehicles as a part of a sustainable transportation system in Vancouver and the Lower Mainland of $40,000 $40,000 B.C. Bullitt $200,000 To undertake research on usage of potential additional revenues that would be generated by Foundation $40,000 $40,000 expansion of British Columbia's carbon tax To provide information and technical analysis that will reduce the harmful climate and public health $40,000 $40,000 impacts of natural gas extraction in British Columbia For general support $35,000 $35,000 For the collaborative project with the Pembina Institute targeting Tar Sands policy. Westwind $200,000 $50,000 $50,000 $50,000 $50,000 $200,000 NOTE: These grants were made to the Natural Resources Defense Council, New York, NY. NOTE: Grants made in 2006 and earlier years were made to the Gaia Foundation for Earth Education $4,804,577 $2,643,038 Total (US$): $7,447,615 NOTICE & DISCLAIMER: The data in this table was compiled by copying and pasting data from the U.S. tax returns of the charitable foundations listed above. While this information is believed to be accurate, it is not guaranteed to be so. Users of this material are advised to verify this information with the original tax returns available on-line from the Foundation Center: https://foundationcenter.org/ The information contained herein is subject to change without notice, and may become out-dated and may or may not be updated. Compiled by Vivian Krause. February 25, 2019. @FairQuestions PART XV, Lines 3(a) and 3(b) Grants and Contributions Paid During the Year and Approved for Future Payment SCHEDULE OF GRANTS TO ORGANIZATIONS SCHEDULE 20 FYE121312006 Recipient and/or Purpose Tax Beginning Approved Lapsed Amount Paid Ending Status Balance in 2006 in 2006 (or Retu rn e d ) Balan ce Pacific Institute for Studies in Development , 2 $0 00 $20,000 00 $000 $20,000 00 $000 Environment , and Security 654 13th Street Suite 104 Oakland, CA 94612 To support its Reinventing Globalization Corporate Engagement project Pacific Institute for Studies in Development , 2 $000 $200,000 00 $000 $100,000 00 $100,000 00 Environment , and Security 654 13th Street Suite 104 Oakland, CA 94612 To its work on international standards Partnership for a Secure America 2 $25,000 00 $0 00 $000 $25,000 00 $000 1 1 Dupont Circle, Suite 900 Washington DC, 20036 For general support Partnership for Cures 2 $2,600,000 00 $000 $0 00 $656,000 00 $1,944,000 00 70 West Madison Street Suite 1500 Chicago, Illinois 60602 United States Long-term transition support for the Charles E Culpeper Scholarships in Medical Science and the Charles E Culpeper Biomedical Pilot Initiative Partnership for Public Service, Inc. 2 $0 00 $25,000 00 $000 $25,000 00 $000 1725 Eye Street, N W Suite 900 Washington, DC 20006 For the preparatory costs of a Pocantico Conference on the State of the Public Service Paul J . Aicher Foundation, Inc. 3 $000 $165,000 00 $000 $000 $165,00000 P O Box 203 697 Pomfret Street Pomfret, CT 06258 For the joint project of its Study Circles Resource Center with the National League of Cities Institute , Inc, Expanding and Sustaining Civic Engagement Building Local Capacityfor Democratic Practice PeaceWorks Network Foundation 2 $000 $35,000 00 $000 $35,000 00 $000 P O Box 1577 New York, NY 10013 for the New York and Boston torurs of the One Voice International Education Program Pembina Foundation for Environmental 7 $000 $100,000 00 $000 $50,000 00 $50,000 00 Research and Education Suite 606 55 Water Street Vancouver, BC V6B IAI Canada To prevent the development of a pipeline and tanker port that endangers the Great Bear Rainforest protected area The Wi l l i a m & Fl or a He wl e t t Foundat i on 0 Fed ID#94-1655673 2004 Feder al For m 990 PF Att achment A Par t XV Suppl ement ar y Information 3 .