All Securities Law, Franchise Law, and Take-Over Law Filings for 3/28/2021 through 4/3/2021 Securities Law Registration Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Capital Impact Partners Arlington, VA 3/30/2021 863527-02 Registered Number of Registration Filings: 1 Securities Law Exemption Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Life Point Christian Fellowship San Tan Valley, 3/31/2021 863617-08 Not Disallowed D/B/A Lifepoint Church AZ Number of Exemption Filings: 1 Securities Law Federal Covered Security-Investment Company Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received AMG Funds III AMG GW&K High Greenwich, CT 4/2/2021 863525-03 Filed Income Fund Class I Ei. Ventures, Inc. Kihei, HI 4/2/2021 863624-25 Filed Epilog Imaging Systems, Inc. San Jose, CA 4/2/2021 863623-25 Filed 1WS Credit Income Fund Class New York, NY 4/1/2021 863521-59 Filed A-2 Shares Advisors Series Trust First Milwaukee, WI 4/1/2021 863520-03 Filed Sentier American Listed Infrastructure Fund Class I FS Series Trust FS Real Asset Philadelphia, PA 4/1/2021 863523-03 Filed Fund Class A FS Series Trust FS Real Asset Philadelphia, PA 4/1/2021 863524-03 Filed Fund Class I Morgan Stanley Institutional New York, NY 4/1/2021 863522-03 Filed Fund, Inc. Emerging Markets Leaders Portfolio Class IR Aspiriant Risk-Managed Capital Milwaukee, WI 3/30/2021 863622-59 Filed Appreciation Fund Aspiriant Risk-Managed Real Milwaukee, WI 3/30/2021 863621-59 Filed Asset Fund Putnam California Tax Exempt Boston, MA 3/30/2021 863453-03 Filed Income Fund Class A Putnam California Tax Exempt Boston, MA 3/30/2021 863454-03 Filed Income Fund Class B Putnam California Tax Exempt Boston, MA 3/30/2021 863455-03 Filed Income Fund Class C 4/19/2021 10:16:44 AM Page 1 of 14 All Securities Law, Franchise Law, and Take-Over Law Filings for 3/28/2021 through 4/3/2021 Securities Law Federal Covered Security-Investment Company Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Putnam California Tax Exempt Boston, MA 3/30/2021 863456-03 Filed Income Fund Class R6 Putnam California Tax Exempt Boston, MA 3/30/2021 863452-03 Filed Income Fund Class Y SCM Trust Icon Health and Denver, CO 3/29/2021 863451-03 Filed Information Technology Fund Institutional Class Number of Investment Company Filings: 16 Federal Covered Security-Regulation D Notice Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Beacon Partners Fund I, LP Phoenix, AZ 4/2/2021 863562-07 Filed CAZ Equity Alpha Fund, L.P. Houston, TX 4/2/2021 863573-07 Filed Chronic Care Management, Inc. Moorestown, NJ 4/2/2021 863560-07 Filed CPMP III, LP San Francisco, CA 4/2/2021 863561-07 Filed Emeramed Ltd Dublin, 4/2/2021 863571-07 Filed Empire Village at Paseo de Scottsdale, AZ 4/2/2021 863554-07 Filed Luces, LLC Forest Glen Multifamily LLC Irving, TX 4/2/2021 863566-07 Filed GreyscaleAI, Inc. San Carlos, CA 4/2/2021 863548-07 Filed Halle Orion Fund LLC New York, NY 4/2/2021 863567-07 Filed Harvest Invest-022 LLC A Series Fort Worth, TX 4/2/2021 863570-07 Filed of Harvest Invest LLC M Financial Holdings Inc. Portland, OR 4/2/2021 863552-07 Filed Maiden AI, Inc. Seattle, WA 4/2/2021 863569-07 Filed Novea Inc. Amarillo, TX 4/2/2021 863547-07 Filed Olney Bancshares of Texas Inc. Olney, TX 4/2/2021 863557-07 Filed Orangewood Partners II, L.P. New York, NY 4/2/2021 863568-07 Filed Percheron Capital Fund I LP San Francisco, CA 4/2/2021 863550-07 Filed Percheron Capital Fund I-CI1 LP San Francisco, CA 4/2/2021 863551-07 Filed Roers Maple Grove Apartments Minnetonka, MN 4/2/2021 863556-07 Filed LLC SMC Growth Capital Partners III, New York, NY 4/2/2021 863553-07 Filed LP Soteria Battery Innovation Group, Greenville, SC 4/2/2021 863549-07 Filed Inc. Sterling Group Credit Fund II, Houston, TX 4/2/2021 863572-07 Filed L.P. 4/19/2021 10:16:44 AM Page 2 of 14 All Securities Law, Franchise Law, and Take-Over Law Filings for 3/28/2021 through 4/3/2021 Federal Covered Security-Regulation D Notice Filings Made with DFI’s Securities Division Firm Name Location Date File Number Status Received Terravet Real Estate Fund III LP Bala Cynwyd, PA 4/2/2021 863555-07 Filed TWE Holdings, LLC New York, NY 4/2/2021 863558-07 Filed US Fund II, a series of AngelLIst- Seattle, WA 4/2/2021 863565-07 Filed Forefront Venture Partners- Funds, LP Valliente Orchard LLC Royal City, WA 4/2/2021 863564-07 Filed Vermillion MHP LLC Oviedo, FL 4/2/2021 863559-07 Filed William Blair Absolute Return Chicago, IL 4/2/2021 863563-07 Filed Currency Fund LLC Port Capital Small Cap Fund II, Chicago, IL 3/31/2021 863526-07 Filed LP Number of Regulation D Notice Filings: 28 Franchise Law Filings Made with DFI’s Securities Division Legal Name / Trade Name Location Date File Number Status Received Goosehead Insurance Agency, Westlake, TX 4/3/2021 629183 Registered LLC / Goosehead Insurance Tailored Living, LLC / Tailored Irvine, CA 4/3/2021 629182 Registered Living Budget Blinds, LLC / Budget Irvine, CA 4/3/2021 629181 Registered Blinds SYLVAN LEARNING, LLC / Hunt Valley, MD 4/2/2021 629180 Registered "Sylvan Learning," "Sylvan Learning Center," and "Sylvan" Noodles & Company / Jennifer Broomfield, CO 4/2/2021 629179 Registered McVay SH Franchising, LLC / Senior Towson, MD 4/2/2021 629178 Registered Helpers Sky Zone Franchise Group, LLC / Los Angeles, CA 4/2/2021 629176 Registered Sky Zone The Red Collection, LLC / The New Albany, OH 4/2/2021 629175 Registered Red Collection HomeTowne Studios, LLC / New Albany, OH 4/2/2021 629174 Registered HomeTowne Studios by Red Roof, HomeTowne Inn, Home Town Inn Everbowl Franchise, LLC / Vista, CA 4/2/2021 629171 Registered everbowl (Area Representative Program) G.C. Franchising Systems, Inc. / Cincinnati, OH 4/2/2021 629170 Registered Growth Coach T.B. Franchising Systems, Inc. / Cincinnati, OH 4/2/2021 629169 Registered TruBlue 4/19/2021 10:16:44 AM Page 3 of 14 All Securities Law, Franchise Law, and Take-Over Law Filings for 3/28/2021 through 4/3/2021 Franchise Law Filings Made with DFI’s Securities Division Legal Name / Trade Name Location Date File Number Status Received C.T. Franchising Systems, Inc. / Cincinnati, OH 4/2/2021 629168 Registered Caring Transitions HBG Franchise, LLC / Habit Irvine, CA 4/2/2021 629167 Registered Burger Patch Boys International, LLC / Ann Arbor, MI 4/2/2021 629166 Registered Patch Boys BBDI LLC / Black Bear Diner Redding, CA 4/2/2021 629165 Registered Hello Garage Franchising, LLC / Papillion, NE 4/2/2021 629164 Registered Hello Garage PIZZA RANCH, INC / Pizza ORANGE CITY, IA 4/2/2021 629163 Registered Ranch Red Roof Franchising, LLC / Red New Albany, OH 4/2/2021 629162 Registered Roof Inn, Red Roof Inn and Suites, Red Roof PLUS+, Red Roof PLUS+ and Suites TAB Boards International, Inc. / Westminster, CO 4/2/2021 629160 Registered The Alternative Board Painting Masters Franchise Los Angeles, CA 4/1/2021 629158 Registered Corporation / Painting Masters Choice Hotels International, Inc. / Rockville, MD 4/1/2021 629157 Registered WoodSpring Suites CHOICE HOTELS Rockville, MD 4/1/2021 629156 Registered INTERNATIONAL INC / Suburban Extended Stay CHOICE HOTELS Rockville, MD 4/1/2021 629155 Registered INTERNATIONAL INC / Sleep Inn; Sleep Inn & Suites CHOICE HOTELS Rockville, MD 4/1/2021 629154 Registered INTERNATIONAL INC / Rodeway Inn CHOICE HOTELS Rockville, MD 4/1/2021 629153 Registered INTERNATIONAL, INC / Quality Inn CHOICE HOTELS Rockville, MD 4/1/2021 629152 Registered INTERNATIONAL INC / MainStay Suites Choice Hotels International, Inc. / Rockville, MD 4/1/2021 629151 Registered Everhome Suites CHOICE HOTELS Rockville, MD 4/1/2021 629150 Registered INTERNATIONAL INC / Econo Lodge CHOICE HOTELS Rockville, MD 4/1/2021 629149 Registered INTERNATIONAL INC / Comfort Inn; Comfort Inn & Suites; Comfort Suites CHOICE HOTELS Rockville, MD 4/1/2021 629148 Registered INTERNATIONAL INC / Clarion Hotel 4/19/2021 10:16:44 AM Page 4 of 14 All Securities Law, Franchise Law, and Take-Over Law Filings for 3/28/2021 through 4/3/2021 Franchise Law Filings Made with DFI’s Securities Division Legal Name / Trade Name Location Date File Number Status Received CHOICE HOTELS Rockville, MD 4/1/2021 629147 Registered INTERNATIONAL INC / Cambria Hotels & Suites CHOICE HOTELS Rockville, MD 4/1/2021 629146 Registered INTERNATIONAL INC / Ascend Collection A&W RESTAURANTS INC / Lexington, KY 4/1/2021 629145 Registered A&W All American Food; A&W Restaurants InXpress, LLC / InXpress South Jordan, UT 4/1/2021 629144 Registered Money Pages Franchising Group, Jacksonville, FL 4/1/2021 629142 Registered LLC / Money Pages The Haagen-Dazs Shoppe Eden Prairie, MN 4/1/2021 629141 Registered Company, Inc. / Haagen-Dazs Shop Rakkan USA Franchise, LLC / Redondo Beach, 4/1/2021 629140 Registered Rakkan Ramen CA Marriott International, Inc. / Bethesda, MD 4/1/2021 629139 Registered Marriott Hotels, Marriott Hotels & Resorts, Marriott Marquis Hotels, Marriott Residences, Marriott Resorts, JW Marriott Hotels, JW Marriott Hotels & Resorts, JW Marriott Marquis Hotels, JW Marriott Residences, Marriott Suites Hotels, Marriott Hotels and Conference Centers Certa ProPainters, Ltd. / Audubon, PA 4/1/2021 629138 Registered CertaPro Painters Rumble Franchise, LLC / Rumble Irvine, CA 4/1/2021 629137 Registered BOR Franchising, LLC / BOR Greenwood 4/1/2021 629136 Registered Restoration Village, CO PILLAR TO POST INC / Non- TAMPA, FL 4/1/2021 629135 Registered Exclusive Territory PILLAR TO POST INC / TAMPA, FL 4/1/2021 629134 Registered Exclusive Territory CruiseShipCenters USA Inc.