MSc. Environment and Sustainable Development Field Trip MSc. Urban Development Planning 2006 Addressing the Costs & Opportunities of Relocation in the Transformation of the Living Conditions of the Poor The Case of Railway Slum Dwellers 5,930 words We certify that the work submitted is our own and that any material derived or quoted from the published or unpublished work of other persons has been duly acknowledged. We confirm that we have read the notes on plagiarism in the MSc course guide. Group Members Christian Bruckhart Leena Patel Daniel Viliesid Marc Sielschott Diana Sandoval Nahla Sabet Dimitra Adamantidou Yuko Kanasaka Hannah Griffiths June 2nd, 2006 Addressing the Costs & Opportunities of Relocation in the Transformation of Living Conditions of the Poor The Case of Railway Slum Dwellers TABLE OF CONTENTS _Toc136952770 1 ACRONYMS AND GLOSSARY ........................................................................................ 6 2 ACKNOWLEDGMENTS.................................................................................................. 10 3 EXECUTIVE SUMMARY ................................................................................................ 11 3.1 Background.........................................................................................................11 3.2 Terms of Reference.............................................................................................11 3.3 Diagnosis and Findings.......................................................................................12 3.4 Strategies, Monitoring and Impact Assessment..................................................12 3.5 Conclusion ..........................................................................................................13 4 BACKGROUND................................................................................................................. 14 4.1 Mumbai and the Housing Market .......................................................................14 4.2 Railway Slum Dwellers ......................................................................................14 4.3 Mumbai Urban Transport Programme................................................................16 5 TERMS OF REFERENCE................................................................................................ 18 6 METHODOLOGY ............................................................................................................. 20 6.1 Process ................................................................................................................20 6.2 Limitations ..........................................................................................................20 6.2.1 Timeframe ................................................................................................. 20 6.2.2 Interviews.................................................................................................. 21 6.2.3 Spatial Scope............................................................................................. 21 6.2.4 Actors ........................................................................................................ 21 6.2.5 Research Team.......................................................................................... 21 7 TRANSFORMATION: DEFINITION AND CRITERIA .............................................. 22 7.1 Transformation- A Cumulative and Collective Process of Self-determined Change by Women and Men...............................................................................22 7.2 Transformation Criteria ......................................................................................23 7.2.1 Outcome-oriented Criteria........................................................................ 23 7.2.2 Process-oriented Criteria ......................................................................... 23 8 DIAGNOSIS AND FINDINGS.......................................................................................... 24 8.1 Improved Environmental and Health Conditions ...............................................24 8.1.1 Railway Slums........................................................................................... 24 8.1.2 Transit Housing ........................................................................................ 24 8.1.3 Permanent Housing .................................................................................. 24 UCL/ DPU-June 2006 3 Addressing the Costs & Opportunities of Relocation in the Transformation of Living Conditions of the Poor The Case of Railway Slum Dwellers 8.2 Improved Livelihoods.........................................................................................25 8.2.1 Employment............................................................................................... 25 8.2.2 Financial Services..................................................................................... 25 8.2.3 Tenure ....................................................................................................... 26 8.3 Improved Government Commitment to Implement Resettlement and Rehabilitation Policies (not specifically World Bank policies)..........................26 8.3.1 Constraints and Opportunities of R&R (WB)........................................... 26 8.3.2 Constraints and Opportunities of SRS and other Schemes....................... 27 8.4 Improved Conditions for Cumulative and Collective Mobilisation ...................27 8.5 Sustained Cumulative Transformation Processes...............................................28 8.5.1 Railway Slums........................................................................................... 28 8.5.2 Transit Housing ........................................................................................ 28 8.5.3 Permanent Housing .................................................................................. 28 9 STRATEGIES, MONITORING AND IMPACT ASSESSMENT ................................. 29 9.1 Strategy A: To Enhance Sustainable Community Mobilisation amongst Railway Slum Dwellers ......................................................................................29 9.1.1 Rationale................................................................................................... 29 9.1.2 Actors and Motivation to Participate ....................................................... 30 9.1.3 Assets and Constraints.............................................................................. 30 9.1.4 Time frame and Key Steps......................................................................... 31 9.1.5 Monitoring and Impact Assessment.......................................................... 32 9.1.6 Actors Involved in the Monitoring and Impact Assessment...................... 33 9.2 Strategy B: Widen the Scope of SRS into a More Comprehensive and Flexible Scheme Covering Railway Slum Dwellers Who Can Not Be Upgraded In-Situ or Who Are Not PAPs.........................................................................................33 9.2.1 Rationale................................................................................................... 34 9.2.2 Actors and Motivation to Participate ....................................................... 34 9.2.3 Assets and Potential Constraints .............................................................. 34 9.2.4 Timeframe and Key Steps.......................................................................... 35 9.2.5 Monitoring and Impact Assessment.......................................................... 36 9.2.6 Actors Involved in the Monitoring and Impact Assessment...................... 36 10 CONCLUSIONS................................................................................................................. 38 11 REFERENCES ................................................................................................................... 40 12 ANNEXES LIST ................................................................................................................. 41 12.1 Actors Mapping (as identified in the preliminary diagnosis) .............................42 12.2 Field Trip Programme.........................................................................................43 12.3 Interviews Questions...........................................................................................46 12.3.1 Households’ Questions ............................................................................. 46 UCL/ DPU-June 2006 4 Addressing the Costs & Opportunities of Relocation in the Transformation of Living Conditions of the Poor The Case of Railway Slum Dwellers 12.3.2 Government Agencies’ Questions............................................................. 48 12.3.3 Indian Railway Questions......................................................................... 51 12.3.4 Alliance’s Questions ................................................................................. 52 12.3.5 Saving Schemes’ Questions....................................................................... 55 12.4 Criteria and Indicators for Transformation.........................................................56 12.5 Diagnosis and Strategy Formulation using the Web of Institutionalisation .......59 12.5.1 The Web .................................................................................................... 59 12.5.2 Diagnosis .................................................................................................. 60 12.5.3