Exhibit 52.1 Before the FEDERAL COMMUNICATIONS COMMISSION Washington, DC ,QWKH0DWWHURI $SSOLFDWLRQVRI&RPFDVW&RUSRUDWLRQ 0%'RFNHW1R *HQHUDO(OHFWULF&RPSDQ\ DQG1%&8QLYHUVDO,QF )RU&RQVHQWWR$VVLJQ/LFHQVHVDQG 7UDQVIHU&RQWURORI/LFHQVHHV ANNUAL REPORT OF COMPLIANCE WITH TRANSACTION CONDITIONS Comcast Corporation NBCUniversal Media,LLC 1HZ-HUVH\$YHQXH1: 6XLWH :DVKLQJWRQ'& )HEUXDU\ TABLE OF CONTENTS Page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³%,$6´ 3URYLVLRQRI6WDQGDORQH%,$6 9LVLEO\2IIHUDQG$FWLYHO\0DUNHW5HWDLO6WDQGDORQH%,$6 %,$6$QQXDO5HSRUW ( 2WKHU%,$6&RQGLWLRQV 6SHFLDOL]HG6HUYLFH5HTXLUHPHQWV 0ESV2IIHULQJ ) ³6SHFLDOL]HG6HUYLFH´RQ&RPFDVW6HW7RS%R[HV ³67%V´ * 8QIDLU3UDFWLFHV 9 127,&(2)&21',7,216 9, 5(3/$&(0(172)35,25&21',7,216 9,, &200(5&,$/$5%,75$7,215(0('< 9,,, 02',),&$7,21727+($$$58/(6)25$5%,75$7,21 ,; %52$'&$67&21',7,216 ; ',9(56,7<&21',7,216 7HOHPXQGR0XOWLFDVW&KDQQHO 7HOHPXQGRDQGPXQ3URJUDPPLQJRQ&RPFDVW2Q'HPDQG ³92'´ DQG2QOLQH 1HZ:HHNO\%XVLQHVV3URJUDP L TABLE OF CONTENTS Page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¶6352*5$00,1* $GGLWLRQDO&KLOGUHQ¶V92'DQG(,3URJUDPPLQJ 5DWLQJV,FRQVDQG3DUHQWDO&RQWUROV D ,PSURYHG5DWLQJV,FRQV E ,PSURYHG3DUHQWDO&RQWUROV F 3DUHQWDO'DVKERDUG G %ORFNLQJ&DSDELOLWLHVRI,3EDVHG67%V H 2QOLQH5DWLQJV,FRQV 3DUWQHUVKLSZLWK&RPPRQ6HQVH0HGLD ³&60´ ,QWHUDFWLYH$GYHUWLVLQJ 36$V ;,9 3(*&21',7,216 1R0LJUDWLRQWR'LJLWDO'HOLYHU\ 3(*&DUULDJHRQ'LJLWDO6WDUWHU 4XDOLW\RI3(*'HOLYHU\ 3(*RQ92'DQG2QOLQH ;9 1&($1'/2&$/1&( ;9, %52$'%$1''(3/2<0(17$1'$'237,21 %URDGEDQG)RRWSULQW([SDQVLRQ D PLOH([SDQVLRQ E ,QWHUQHW6HUYLFH8SJUDGHVWR5XUDO&RPPXQLWLHV F $GGLWLRQDO&RXUWHV\$FFRXQWV %URDGEDQG$GRSWLRQ²&RPFDVW%URDGEDQG2SSRUWXQLW\3URJUDP ;9,, *(1(5$/ ;9,,, 9,2/$7,216 ;,; 5(3257,1*5(48,5(0(176 ;; 7(50 LL TABLE OF CONTENTS Page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efore the FEDERAL COMMUNICATIONS COMMISSION Washington, DC ,QWKH0DWWHURI $SSOLFDWLRQVRI&RPFDVW&RUSRUDWLRQ 0%'RFNHW1R *HQHUDO(OHFWULF&RPSDQ\ DQG1%&8QLYHUVDO,QF )RU&RQVHQWWR$VVLJQ/LFHQVHVDQG 7UDQVIHU&RQWURORI/LFHQVHHV )HEUXDU\ ANNUAL REPORT OF COMPLIANCE WITH TRANSACTION CONDITIONS &RPFDVW&RUSRUDWLRQ ³&RPFDVW´ IRULWVHOIDQGRQEHKDOIRI1%&8QLYHUVDO0HGLD//& ³1%&8QLYHUVDO´ DQGFROOHFWLYHO\WKH³&RPSDQ\´ VXEPLWVWKLVDQQXDOUHSRUWUHJDUGLQJWKH &RPSDQ\¶VFRPSOLDQFHZLWKWKHFRQGLWLRQVVHWIRUWKLQ$SSHQGL[$ WKH³&RQGLWLRQV´ RIWKH Transaction OrderIRUWKHSHULRG-DQXDU\WKURXJK-DQXDU\ WKH³5HSRUWLQJ 3HULRG´ ,QDFFRUGDQFHZLWK&RQGLWLRQ;,;RIWKHTransaction OrderDFRS\RIWKLVUHSRUWLV DYDLODEOHDVRIWRGD\DWZZZFRPFDVWFRP)&&$QQXDO5HSRUW 7KLVUHSRUWLVVWUXFWXUHGDVIROORZVPart One: Compliance OverviewSURYLGHVDQ RYHUYLHZRIWKHVWUXFWXUHDQGSURFHVVHVWKH&RPSDQ\KDVLPSOHPHQWHGWRRYHUVHHFRPSOLDQFH ZLWKWKH&RQGLWLRQVPart Two: Compliance with Specific ConditionsVXPPDUL]HVWKHVWHSVWKH &RPSDQ\KDVWDNHQZLWKUHVSHFWWRHDFKRIWKH&RQGLWLRQV)RUHDVHRIXVHPart Two LV RUJDQL]HGWRFRUUHVSRQGZLWKHDFKVHFWLRQRIWKH&RQGLWLRQV:KHUHDSDUWLFXODUVHFWLRQLV GHILQLWLRQDORQO\RURWKHUZLVHGRHVQRWLQFOXGHGLUHFWLYHVUHTXLULQJRUSURKLELWLQJFHUWDLQ FRQGXFWWKLVUHSRUWQRQHWKHOHVVLQFOXGHVDUHIHUHQFHIRUFRPSOHWHQHVVPart Three: Overview of Progress on Voluntary Diversity CommitmentsKLJKOLJKWVVRPHRIWKHGLYHUVLW\DQGLQFOXVLRQ UHODWHGDFFRPSOLVKPHQWVWKDWWKH&RPSDQ\KDVDFKLHYHGVLQFHWKH7UDQVDFWLRQ In the Matter of Applications of Comcast Corporation, General Electric Company and NBC Universal, Inc., For Consent to Assign Licenses and Transfer Control of Licensees0HPRUDQGXP2SLQLRQDQG2UGHU)&& 5FG DVDPHQGHGE\WKH(UUDWXPUHOHDVHGRQ0DUFK &DSLWDOL]HGWHUPVKDYHWKHPHDQLQJ DVFULEHGKHUHLQDQGGRQRWQHFHVVDULO\FRQIRUPWRWKHWHUPVRUGHILQLWLRQVXVHGLQWKHTransaction Order 7KH5HSRUWLQJ3HULRGVWDUWHGRQ-DQXDU\ WKH7UDQVDFWLRQ2UGHU¶VUHOHDVHGDWH DQGUXQVWKURXJKWKH DQQLYHUVDU\RIWKHFORVHRIWKH7UDQVDFWLRQSeeWKHGHILQLWLRQRI³2UGHU'DWH´LQ&RQGLWLRQ,RIWKHTransaction Order7KH&RPFDVW1%&8QLYHUVDOWUDQVDFWLRQ WKH³7UDQVDFWLRQ´ FORVHGRQ-DQXDU\ &RPFDVW1%&8QLYHUVDO $QQXDO5HSRUWRI&RPSOLDQFHZLWK7UDQVDFWLRQ&RQGLWLRQV )HEUXDU\ 3DJH PART ONE: COMPLIANCE OVERVIEW ,PPHGLDWHO\XSRQUHOHDVHRIWKHTransaction OrderWKH&RPSDQ\SXWLQSODFHDIRUPDO FRPSOLDQFHLQIUDVWUXFWXUHGHVLJQHGWRRYHUVHHDQGJXLGHLWVFRPSOLDQFHZLWKWKH&RQGLWLRQVDQG FRPPLWPHQWVUHODWHGWRWKH7UDQVDFWLRQ8VLQJWKDWVWUXFWXUHWKH&RPSDQ\HVWDEOLVKHG FRPSUHKHQVLYHSURFHVVHVDQGSURFHGXUHVGHVLJQHGWR HQVXUHFRPSOLDQFHZLWKWKH UHTXLUHPHQWVGHVFULEHGLQWKH&RQGLWLRQVDQGUHODWHGFRPPLWPHQWV WUDLQUHOHYDQWSHUVRQQHO RQWKHLUREOLJDWLRQVDQGWKHDSSOLFDEOHJXLGHOLQHVDQG RYHUVHHUHSRUWLQJ7KHVWUXFWXUHDQG HOHPHQWVRIWKLVFRPSOLDQFHIUDPHZRUNDUHVXPPDUL]HGEHORZ A. Comcast Transaction Compliance Team 7RLPSOHPHQWDQGRYHUVHHDQHIIHFWLYHFRPSOLDQFHSURJUDPWKH&RPSDQ\FUHDWHGIRUPDO RUJDQL]DWLRQDOVWUXFWXUHVDWERWK&RPFDVWDQG1%&8QLYHUVDOXQGHUWKHXOWLPDWHDXWKRULW\RI 'DYLG/&RKHQ&RPFDVW&RUSRUDWLRQ¶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¶V6HQLRU9LFH3UHVLGHQWDQG*HQHUDO&RXQVHO7KHWHDPLVUHVSRQVLEOHIRU LPSOHPHQWLQJFRPSOLDQFHFRQWUROVDQGPDQDJLQJGD\WRGD\FRPSOLDQFHUHODWHGDFWLYLWLHVIRU &RPFDVWDQGIRURYHUVHHLQJDQGFRRUGLQDWLQJFRPSOLDQFHDFWLYLWLHVDW1%&8QLYHUVDO,Q DGGLWLRQWKH&RPFDVW7UDQVDFWLRQ&RPSOLDQFH7HDPFRQGXFWVWUDLQLQJRQFRPSOLDQFH UHTXLUHPHQWVPRQLWRUVFRPSOLDQFHSURFHGXUHVDQGV\VWHPVDQGSUHSDUHVDQGILOHVWKHUHSRUWV UHTXLUHGXQGHUWKH&RQGLWLRQV B. NBCUniversal Transaction Compliance Team 1%&8QLYHUVDOKDVHVWDEOLVKHGDSDUDOOHOFRPSOLDQFHWHDPWKDWLVUHVSRQVLEOHIRUGD\WR GD\RYHUVLJKWRI1%&8QLYHUVDOFRPSOLDQFHDFWLYLWLHVDQGIRUFRRUGLQDWLQJZLWKDQGUHSRUWLQJ LQWRWKH&RPFDVW7UDQVDFWLRQ&RPSOLDQFH7HDP,QDGGLWLRQWREHLQJXQGHUWKHXOWLPDWH DXWKRULW\RI0U&RKHQWKH1%&8QLYHUVDO7UDQVDFWLRQ&RPSOLDQFH7HDPLVXQGHUWKHGD\WR GD\RYHUVLJKWRI5LFN&RWWRQ([HFXWLYH9LFH3UHVLGHQWDQG*HQHUDO&RXQVHORI1%&8QLYHUVDO 7KH1%&8QLYHUVDO7UDQVDFWLRQ&RPSOLDQFH7HDPLVFRPSRVHGRI &RPFDVW1%&8QLYHUVDO $QQXDO5HSRUWRI&RPSOLDQFHZLWK7UDQVDFWLRQ&RQGLWLRQV )HEUXDU\ 3DJH $OLVD6KXGRIVN\6HQLRU9LFH3UHVLGHQW&RPSOLDQFH1%&8QLYHUVDO 6XVDQQD=ZHUOLQJ6HQLRU&RXQVHO0HUJHU&RPSOLDQFH1%&8QLYHUVDO &DWKU\Q6DGOHU6HQLRU&RXQVHO1%&8QLYHUVDO (UVHOO5HLG0HUJHU&RPSOLDQFH3DUDOHJDO1%&8QLYHUVDO 7KH1%&8QLYHUVDO&RPSOLDQFH7HDPLVDOVRVXSSRUWHGE\0DUJDUHW7REH\9LFH 3UHVLGHQW5HJXODWRU\$IIDLUV1%&8QLYHUVDO 7RHQKDQFHFRPSOLDQFHHIIRUWVWKH&RPFDVWDQG1%&8QLYHUVDO7UDQVDFWLRQ&RPSOLDQFH 7HDPVFRPPXQLFDWHRQDUHJXODUEDVLVLQFOXGLQJWKURXJKZHHNO\FRQIHUHQFHFDOOVDVZHOODV DGGLWLRQDODGKRFWHOHSKRQHFDOOVDQGPHHWLQJVWRGLVFXVV7UDQVDFWLRQUHODWHGLVVXHV7KLVFORVH FROODERUDWLRQHQVXUHVFRQVLVWHQF\LQFRPSOLDQFHPHWKRGVLQWHUSUHWDWLRQDQGRYHUVLJKWDFURVVWKH &RPSDQ\¶VQXPHURXVEXVLQHVVXQLWV,WDOVRHQVXUHVWKDWDQ\SUREOHPVRUTXHVWLRQVDUH LGHQWLILHGDQGHOHYDWHGDWDQHDUO\VWDJHDQGUHFHLYHDSSURSULDWHDWWHQWLRQDWWKHKLJKHVWOHYHOVRI WKH&RPSDQ\ZKHQDQGDVDSSURSULDWH)LQDOO\WKHWHDPVDUHUHJXODUO\DGYLVHGE\RXWVLGH FRXQVHOYHUVHGERWKLQWKH&RQGLWLRQVDQGWKH&RPSDQ\¶VEXVLQHVVHV C. Training of the Relevant Business Units 7KH&RPSDQ\¶V7UDQVDFWLRQ&RPSOLDQFH7HDPVWRJHWKHUZLWKRXWVLGHFRXQVHOKDYH GHYRWHGVXEVWDQWLDOWLPHWRHGXFDWLQJ&RPSDQ\SHUVRQQHODERXWWKH&RQGLWLRQV7KLVDWWHQWLRQ WRWUDLQLQJEHJDQLPPHGLDWHO\DIWHUUHOHDVHRIWKHTransaction
Details
-
File Typepdf
-
Upload Time-
-
Content LanguagesEnglish
-
Upload UserAnonymous/Not logged-in
-
File Pages345 Page
-
File Size-