F e d e r a l R e s e r v e B a n k O F DALLAS ROBERT D. McTEER, JR. PRESIDENT DALLAS, TEXAS 75222 AND CHIEF EXECUTIVE OFFICER February 8, 1993 Notice 93-22 TO: The Chief Executive Officer of each member bank and others concerned in the Eleventh Federal Reserve District SUBJECT Over-the-Counter (OTC) Margin Stocks DETAILS The Board of Governors of the Federal Reserve System has revised the list of over-the-counter (OTC) stocks that are subject to its margin regula­ tions, effective February 8, 1993. Included with the list is a listing of foreign margin stocks that are subject to Regulation T. The foreign margin stocks listed are foreign equity securities eligible for margin treatment at broker-dealers. The Board publishes complete lists four times a year, and the Federal Register announces additions to and deletions from the lists. ATTACHMENTS Attached are the complete lists of OTC stocks and foreign margin stocks as of February 8, 1993. Please retain these lists, which supersede the complete lists published as of February 10, 1992. Announcements containing additions to and deletions from the lists will be provided quarterly. MORE INFORMATION For more information regarding marginable OTC stock requirements, please contact Eugene Coy at (214) 922-6201. For additional copies of this Bank’s notice and the complete lists, please contact the Public Affairs Department at (214) 922-5254. Sincerely yours, . For additional copies, bankers and others are encouraged to use one of the following toll-free numbers in contacting the Federal Reserve Bank of Dallas: Dallas Office (800) 333-4460; El Paso Branch Intrastate (800) 592-1631, Interstate (800) 351-1012; Houston Branch Intrastate (800) 392-4162, Interstate (800) 221-0363; San Antonio Branch Intrastate (800) 292-5810. This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library ([email protected]) List of Marginable OTC Stocks 1ST SOURCE CORPORATION tACX TECHNOLOGIES, INC. ADVANTAGE BANCORP, INC. (Wisconsin) $1.00 par common $.01 par common $.01 par common 3-D SYSTEMS, INC. ACXIOM CORPORATION ADVANTAGE HEALTH CORPORATION No par common $.10 par common $.01 par common 3CI COMPLETE COMPLIANCE ADAC LABORATORIES ADVO, INC. CORPORATION No par common $.01 par common $.01 par common ADAGE, INC. AEL INDUSTRIES, INC. 3COM CORPORATION $.10 par common Class A, $1.00 par common No par common ADAPTEC, INC. AEP INDUSTRIES, INC. 4TH DIMENSION SOFTWARE LTD. $.001 par common $.01 par common Ordinary Shares, NIS .01 par value ADC TELECOMMUNICATIONS, INC. AEQUITRON MEDICAL, INC. SO-OFF STORES, INC. $.20 par common $.01 par common $.01 par common ADDINGTON RESOURCES, INC. AEROVOX INCORPORATED A & W BRANDS, INC. No par common $1.00 par common $.01 par common ADELPHIA COMMUNICATIONS AES CORPORATION, THE AAMES FINANCIAL CORPORATION CORPORATION $.01 par common $.001 par common Class A, $.01 par common AFFINITY BIOTECH, INC. AARON RENTS, INC. ADESA CORPORATION $.01 par common Class A, $1.00 par common No par common t Class B, $.50 par common AFFYMAX N.V. ADIA SERVICES, INC. Common stock (DFL. 06) ABAXIS, INC. $.25 par common No par common AG SERVICES OF AMERICA, INC. ADOBE SYSTEMS INCORPORATED No par common ABBEY HEALTHCARE GROUP No par common INCORPORATED AGCO CORPORATION ADVACARE, INC. $.01 par common $.001 par common $.01 par common AGENCY RENT-A-CAR, INC. ABINGTON SAVINGS BANK ADVANCE CIRCUITS, INC $.05 par common (Massachusetts) $.10 par common $.10 par common AGNICO-EAGLE MINES LIMITED ADVANCE ROSS CORPORATION No par common ABIOMED, INC. $.10 par common $.01 par common AGOURON PHARMACEUTICALS, INC. ADVANCED INTERVENTIONAL SYSTEMS, No par common ABRAMS INDUSTRIES, INC. INC. $1.00 par common No par common AGRIDYNE TECHNOLOGIES INC. $.06 par common ABS INDUSTRIES, INC. ADVANCED LOGIC RESEARCH, INC. No par common $.01 par common AHOLD N.V. American Depositary Receipts ACC CORPORATION ADVANCED MARKETING SERVICES, INC. $.015 par common $.001 par common AIR-CURE ENVIRONMENTAL, INC. $.0001 par common ACCEL INTERNATIONAL CORPORATION ADVANCED POLYMER SYSTEMS, INC. $.10 par common $.01 par common AIRTRAN CORPORATION $.01 par common ACCESS HEALTH MARKETING, INC. ADVANCED PROMOTION $.001 par common TECHNOLOGIES, INC. AKORN, INC. $.01 par common No par common ACCLAIM ENTERTAINMENT, INC. $.02 par common ADVANCED SEMICONDUCTOR AKZO, N.V. MATERIALS INTERNATIONAL N.V. American Depositary Receipts tACE CASH EXPRESS, INC. Common stock, Dfls .03 $.01 par common ALATENN RESOURCES, INC. ADVANCED TECHNOLOGY $.10 par common ACETO CORPORATION LABORATORIES, INC. $.01 par common $.01 par common ALBANK FINANCIAL CORPORATION $.01 par common ACMAT CORPORATION ADVANCED TISSUE SCIENCES, INC. No par common $.01 par common ALDEN PRESS COMPANY, THE Class A, no par common $.01 par common ADVANTA CORPORATION ACME METALS INC. Class A, $.01 par common ALDUS CORPORATION $1.00 par common Class B, non-voting, $.01 par common $.01 par common 'Addition to List under Board criteria fAddition to List under NMS designation ALEX BROWN INCORPORATED ALOETTE COSMETICS, .INC. AMERICA ONLINE INC. $.10 par common No par common $.01 par common ALEXANDER & BALDWIN, INC. ALPHA 1 BIOMEDICALS, INC. AMERICA SERVICE GROUP INC. No par common $.001 par common $.01 par common Class B, warrants (expire 06-30-95) ALEXANDER ENERGY CORPORATION AMERICA’S ALL SEASON FUND, INC. $.03 par common ALPHA MICROSYSTEMS $.01 par common No par common ALFA CORPORATION AMERICAN BANCORPORATION $1.00 par common tALPHA-BETA TECHNOLOGY, INC. No par common $.01 par common ALIAS RESEARCH INC. AMERICAN BANKERS INSURANCE No par common ALPHAREL, INC. GROUP, INC. No par common $1.00 par common ALICO, INC. Warrants (expire 12-12-94) $1.00 par common AMERICAN BIOGENETIC SCIENCES, INC. ALPINE LACE BRANDS, INC. Class A, $.001 par common ALKERMES, INC. $.01 par common $.01 par common AMERICAN BUSINESS COMPUTERS ALPINE MEADOWS OF TAHOE, INC. CORPORATION ALL AMERICAN SEMICONDUCTOR, INC. $.25 par common $.01 par common $.01 par common Class A, warrants (expire 06-18-97) ALPNET, INC. AMERICAN BUSINESS INFORMATION, Class B, warrants (expire 06- 18-97) No par common INC. $.0025 par common ALL FOR A DOLLAR, INC. ALTA GOLD CO. $.01 par common $1.00 par common AMERICAN CITY BUSINESS JOURNALS, INC. ALLCITY INSURANCE COMPANY ALTAI, INC. $.01 par common $1.00 par common No par common 6% convertible debentures ALLEGHENY & WESTERN ENERGY ALTEON INC. AMERICAN CLAIMS EVALUATION, INC. CORPORATION $.01 par common $.01 par common $.01 par common ALTERA CORPORATION AMERICAN COLLOID COMPANY ALLEN ORGAN COMPANY No par common - $1.00 par common Class B, $ 1.00 par common ALTRON INCORPORATED AMERICAN CONSUMER PRODUCTS, INC. ALLIANCE IMAGING, INC. $.05 par common $.10 par common $.01 par common AMBAR, INC. AMERICAN DENTAL LASER, INC. ALLIANCE PHARMACEUTICAL CORP. $.01 par common '$.01 par common $.01 par common AMBER’S STORES, INC. AMERICAN ECOLOGY CORPORATION ALLIED BANK CAPITAL, INC. $.01 par common $.01 par common (Pennsylvania) fAMCOR LIMITED $1.00 par common fAMERICAN EDUCATIONAL PRODUCTS American Depositary Receipts INC. ALLIED BANKSHARES, INC. (Georgia) AMCORE FINANCIAL, INC. $.01 par common $1.00 par common $.50 par common AMERICAN FILM TECHNOLOGIES, INC. ALLIED CAPITAL COMMERCIAL AMERIANA BANCORP $.002 par common CORPORATION $1.00 par common AMERICAN FILTRONA CORPORATION $.0001 par common $1.00 par common AMERIBANC INVESTORS GROUP ALLIED CAPITAL CORPORATION $1.00 par shares of beneficial interest AMERICAN FREIGHTWAYS CORP. $1.00 par common $.01 par common AMERICA FIRST FINANCIAL FUND 1987 - ALLIED CAPITAL CORPORATION II A LIMITED PARTNERSHIP AMERICAN GREETINGS CORPORATION $1.00 par common Beneficial unit certificates, representing Class A, $1.00 par common limited partnership interest ALLIED CLINICAL LABORATORIES, INC. AMERICAN HEALTH SERVICES CORP. $.01 par common AMERICA FIRST $.03 par common PARTICIPATING/PREFERRED EQUITY ALLIED GROUP, INC. MORTGAGE L. P. AMERICAN HEALTHCORP, INC. No par common Exchangeable units of limited partnership $.001 par common ALLIED HEALTHCARE PRODUCTS, INC. AMERICA FIRST TAX EXEMPT AMERICAN HOLDINGS INC. $.01 par common MORTGAGE FUND 2 LIMITED $.01 par common ALLIED WASTE INDUSTRIES, INC. PARTNERSHIP AMERICAN INDEMNITY FINANCIAL $.01 par common Beneficial unit certificates, representing CORPORATION limited partnership interest $3.33% par common ALLMERICA PROPERTY & CASUALTY COMPANIES, INC. AMERICA FIRST TAX EXEMPT AMERICAN INSURANCE GROUP, INC. $1.00 par capital MORTGAGE FUND LIMITED $.10 par common PARTNERSHIP ALLSTATE FINANCIAL CORPORATION Beneficial unit certificates, representing AMERICAN INTEGRITY CORPORATION No par common limited partnership interest $.01 par common ‘Addition to List under Board criteria — 2— tAddition to List under NMS designation AMERICAN INTERNATIONAL PETROLEUM tAMFED FINANCIAL, INC, AORTECH, INC. CORPORATION $.01 par common $.01 par common $.08 par common AMGEN INC. APCO ARGENTINA, INC. AMERICAN LIFE HOLDING COMPANY $.0001 par common Ordinary shares, $.01 par value $.01 par redeemable cumulative preferred AMISTAR CORPORATION APERTUS TECHNOLOGIES, INC. $.01 par common $.05 par common AMERICAN LOCKER GROUP, INC. $1.00 par common AMITY BANCSHARES, INC. APHTON CORP. $.01 par common No par common AMERICAN MANAGEMENT SYSTEMS, INC. $.01 par common AMOSKEAG COMPANY APOGEE ENTERPRISES, INC. $1.00 par common $.33’/3 par common AMERICAN MEDICAL ELECTRONICS, INC. No par common AMPAL-AMERICAN ISRAEL APPLE COMPUTER, INC. CORPORATION No par common AMERICAN MOBILE SYSTEMS 61/2% cumulative convertible preferred INCORPORATED