Status of Equity Derivatives Registration Applications as on March 31, 2013 Sr. No. Applicant Name Date of Member Excha Application Status Receipt Type nge Clarification Sought. 1 3 T WEALTH 15-Nov-12 TM MCX Reply is awaited Clarification Sought. 2 A. K. Stockmart Pvt Limited 28-Dec-12 TM & SCM MCX Reply is awaited Clarification Sought. 3 Achintya Securities 23-Jan-13 TM MCX Reply is awaited Clarification Sought. 4 Acumen Capital Market (India) Limited14-Mar-13 TM MCX Reply is awaited Clarification Sought. 5 Alacrity Securities Limited 5-Mar-13 TM MCX Reply is awaited 6 Almondz Global Securities Limited 14-Mar-13 TM MCX Under Process Clarification Sought. 7 Amar & Sons Stock Broking Pvt Limited10-Dec-12 TM MCX Reply is awaited Clarification Sought. 8 Anush Shares & Securities Pvt Limited5-Mar-13 TM MCX Reply is awaited Clarification Sought. 9 Anushkaa Securities Pvt Limited 18-Mar-13 TM MCX Reply is awaited Clarification Sought. 10 Arrow Asia Stock Broking Ltd 21-Feb-13 TM MPSE Reply is awaited 11 ATS Share Brokers Pvt Limited 20-Mar-13 TM MCX Under Process 12 Ayushajay Stock Brokers Pvt Limited 25-Mar-13 TM MCX Under Process Clarification Sought. 13 B. M. Gandhi Sharebroking Pvt Limited19-Nov-12 TM MCX Reply is awaited Under Process, reply Badjate Stock & Shares Pvt received on 14 Limited 28-Jan-13 TM NSE 21/03/2013 Under Process, reply received on 15 BgSE Financials Limited 29-Jan-13 TM MCX 21/03/2013 16 BMA Wealth Creators Limited 25-Mar-13 TM MCX Under Process Clarification Sought. 17 Capital First Securities Limited 12-Mar-13 TM & SCM NSE Reply is awaited Citigroup Global Markets India Pvt 18 Limited 5-Mar-13 TM & CM MCX Under Process Clarification Sought. 19 Durga Prasad & Co 13-Mar-13 TM MCX Reply is awaited 20 Ek Dunt Share Broking Pvt Limited 14-Mar-13 TM MCX Under Process Clarification Sought. 21 Farsight Securities Limited 7-Jan-13 TM MCX Reply is awaited Clarification Sought. 22 Finshore Securities Pvt Limited 13-Mar-13 TM MCX Reply is awaited Clarification Sought. 23 Finvasia Securities Pvt Ltd 13-Feb-13 TM NSE Reply is awaited Clarification Sought. 24 Fulcrum Financial Services Limited 18-Mar-13 TM MCX Reply is awaited Clarification Sought. 25 Ganesh Shashikishor Katkar 7-Feb-13 TM MPSE Reply is awaited Clarification Sought. 26 Ganesh Stockinvest Pvt Ltd 4-Feb-13 TCM MCX Reply is awaited Clarification Sought. 27 GCL Securities Pvt Limited 5-Mar-13 TM MCX Reply is awaited Geojit BNP Paribas Financial Clarification Sought. 28 Services Limited 27-Dec-12 TM & CM MCX Reply is awaited 29 Good Fortune Capitals Pvt Limited 18-Mar-13 TM MCX Under Process Clarification Sought. 30 Guiness Securities Limited 17-Dec-12 TM MCX Reply is awaited Clarification Sought. 31 Gunjan Dewangan 22-Jan-13 TM MPSE Reply is awaited Clarification Sought. 32 Indian Finance Guaranty Limited 26-Dec-12 TM MCX Reply is awaited Clarification Sought. 33 ISE Securities & Services Limited 10-Dec-12 TM BSE Reply is awaited Clarification Sought. 34 ISE Securities & Services Limited 3-Jan-13 TM & CM MCX Reply is awaited Jamnadas Virji Shares & Stock Clarification Sought. 35 Brokers Pvt Limited 10-Dec-12 TM MCX Reply is awaited JM Financial Institutional Services Clarification Sought. 36 Pvt Limited 5-Mar-13 TM MCX Reply is awaited Clarification Sought. 37 JM Financial Services Pvt Ltd 15-Feb-13 TCM MCX Reply is awaited 38 Kaynet Capital Limited 13-Mar-13 TM MCX Under Process Clarification Sought. 39 Krishna Securities 14-Mar-13 TM MCX Reply is awaited 40 Kumar Share Brokers Limited 13-Mar-13 TM MCX Under Process Clarification Sought. 41 Lalit Kumar T 17-Sep-12 TM BSE Reply is awaited TM Clarification Sought. 42 LSE Securities Limited 3-Dec-12 &SCM MCX Reply is awaited Clarification Sought. 43 Madhuvan Sercurities Pvt Limited 17-Dec-12 TM MCX Reply is awaited 44 Magnum Equity Broking Limited 13-Mar-13 TM MCX Under Process Clarification Sought. 45 Magnum Fincorp Holding Limited 29-Oct-12 TM MCX Reply is awaited Malar Stock And Share Broking Co Clarification Sought. 46 Pvt Ltd 25-Feb-13 TM MCX Reply is awaited Clarification Sought. 47 Market Creators Limited 26-Nov-12 TM MCX Reply is awaited Clarification Sought. 48 Market Creators Limited 28-Jan-13 TM BSE Reply is awaited Clarification Sought. 49 Mathran Securities Pvt Limited 10-Dec-12 TM MCX Reply is awaited Clarification Sought. 50 Max Growth Capital Pvt Ltd 22-Feb-13 TM BSE Reply is awaited 51 Moneylicious Securities Pvt Limited 11-Mar-13 TM MPSE Under Process NEETU SHARMA (TN: STEP Reply received from 52 AHEAD BROKING) 21-Jan-13 TM MPSE broker on 23/3/2013 53 NEIL CHANDRESH SHAH 15-Mar-13 TM MPSE Under Process NEST CAPITAL SERVICES Reply received from 54 PRIVATE LIMITED 8-Jan-13 TM MPSE broker on 23/3/2013 NITESHBHAI VALLABHAI SAVALIYA (PROP. MIRACLE Reply received from 55 CAPITAL SERVICES) 8-Jan-13 TM MPSE broker on 23/3/2013 NITYA SECURITIES PRIVATE Reply received from 56 LIMITED 8-Feb-13 TM MPSE broker on 23/3/2013 Clarification Sought. 57 NVS BROKERAGE PVT LTD 31-Oct-12 TM MCX Reply is awaited ODYSSEY SECURITIES PVT Clarification Sought. 58 LTD. 4-Mar-13 TM MCX Reply is awaited Clarification Sought. 59 ORION STOCKS LTD 28-Jan-13 TM BSE Reply is awaited PARIJAT GARG (THIRD WAVE Reply received from 60 STOCK BROKING) 7-Feb-13 TM MPSE broker on 23/3/2013 PASSION STOCK BROKING PVT 61 LTD 4-Mar-13 TM/SCM MCX Under Process PINE TREE CAPITAL MARKETS Reply received from 62 PRIVATE LIMITED 12-Nov-12 TM BSE broker on 18/3/2013 63 PLATINUM SECURITIES 4-Mar-13 TM MCX Under Process POWER BULLS CAPITAL Reply received from 64 SERVICES PRIVATE LIMITED 24-Dec-12 TM NSE broker on 21/3/2013 Clarification Sought. 65 Prabhat Financial Services Ltd 23-Nov-12 TM MCX Reply is awaited under process-reply of member received on 66 Prashant J Patel 26-Nov-12 TM MCX march 8, 2013 PRODECS SECURITIES 67 PRIVATE LIMITED 4-Mar-13 TM MCX Under Process PUMARTH CREDIT & CAPITAL Clarification Sought. 68 LTD. 8-Jan-13 TM/SCM MCX Reply is awaited R.L.P SECURITIES PRIVATE Clarification Sought. 69 LIMITED 13-Dec-12 TM MCX Reply is awaited RAGA SECURITIES & FINANCE 70 PVT LTD 13-Mar-13 TM MCX Under Process 71 RAJENDRA KUMAR BHAIA 19-Mar-13 TM CSE Under Process RELIABLE STOCKS & SHARE Clarification Sought. 72 INDIA LIMITED 3-Dec-12 TM MCX Reply is awaited 73 RTG SHARE BROKING LIMITED 14-Mar-13 TM MCX Under Process RUCHIKA CAPITAL SERVICES Clarification Sought. 74 (P) LTD 30-Jan-13 TM MCX Reply is awaited RUZUAL SECURITIES 75 RESEARCH & CONSULTANTS 4-Mar-13 TM MCX Under Process Clarification Sought. 76 SAI SOFT SECURITIES LIMITED 22-Feb-13 SCM NSE Reply is awaited SANDHYA SINGH (TN: ADITYA Clarification Sought. 77 INVESTMENTS 21-Jan-13 TM MPSE Reply is awaited Santosh Kumar Kejriwal Securities Clarification Sought. 78 Private Limited 13-Mar-13 TM MCX Reply is awaited SANTOSH KUMAR KEJRIWAL Clarification Sought. 79 SECURITIES PVT LTD 22-Jan-13 TM BSE Reply is awaited Clarification Sought. 80 SBICAP SECURITIES LTD 6-Feb-13 TM/SCM MCX Reply is awaited Clarification Sought. 81 SEEMA GUPTA 17-Dec-12 TM MPSE Reply is awaited Clarification Sought. 82 SHAILENDRA SAXENA 25-Feb-13 TM MPSE Reply is awaited Clarification Sought. 83 Shilpa Stock Broker Pvt Ltd 26-Nov-12 TM MCX Reply is awaited SHIVSHANKAR VYAPAAR Clarification Sought. 84 PRIVATE LIMITED 8-Feb-13 TM MPSE Reply is awaited SHRI PARASRAM HOLDINGS P Clarification Sought. 85 LTD. 12-Dec-12 TM MCX Reply is awaited Clarification Sought. 86 SHWETA JUNWAR 24-Dec-12 TM MPSE Reply is awaited Clarification Sought. 87 SHYAMJI SECURITIES PVT LTD 10-Dec-12 TM CSE Reply is awaited Clarification Sought. 88 SIC Stocks & Services Pvt.Ltd. 7-Dec-12 TM MCX Reply is awaited Clarification Sought. 89 SONA GLOBAL LIMITED 28-Jan-13 TM BSE Reply is awaited Spartek Financiers & Investment Clarification Sought. 90 Pvt Ltd. 4-Mar-13 TM CSE Reply is awaited Reply to query received from the member on March 19, 91 SRM Securities Pvt Ltd 3-Dec-12 TM/SCM MCX 2013 -Under Process Reply to query received from the member on March 20, 92 SSD Securities Pvt Ltd 27-Nov-12 TM/CM MCX 2013 -Under Process Clarification Sought. 93 SUBHASH GOLCHHA 18-Feb-13 TM MPSE Reply is awaited SUDHA IN-TECH CORPORATION Clarification Sought. 94 PVT LTD 18-Feb-13 TM MPSE Reply is awaited Clarification Sought. 95 SUDHIR NATHULAL PATNI 8-Jan-13 TM MPSE Reply is awaited SUMANGAL SHARES & Clarification Sought. 96 SECURITIES PRIVATE LIMITED 4-Jan-13 TM NSE Reply is awaited SUNSHINE STOCK BROKING Clarification Sought. 97 PVT.LTD. 17-Jan-13 TM/SCM MCX Reply is awaited SV SHARE BROKING PRIVATE Clarification Sought. 98 LIMITED 15-Feb-13 TM MCX Reply is awaited SYSTEMATIX SHARES AND Under process - 99 STOCKS (INDIA) LIMITED 30-Nov-12 TM/CM MCX December 27, 2012 Clarification Sought. 100 TFC FINCONS PRIVATE LIMITED 27-Nov-12 TM MCX Reply is awaited TRIVENI MANAGEMENT 101 CONSULTANCY SERVICES LTD. 14-Feb-13 TM MCX Under Process TRUSTLINE SECURITIES Clarification Sought. 102 LIMITED 4-Mar-13 TM MCX Reply is awaited Clarification Sought. 103 VARSHA VENTURES LTD. 2-Jan-13 TM MCX Reply is awaited Clarification Sought. 104 VSE Stock Services Ltd.