Return of Private Foundation OMB No. 1545-0052 Form 990-PF or Section 4947{a){1)Trust Treated as PrivateFoundation JI,- Do not enter Social Security numbers on this form as it may be made public. ~@13 Department of the Treasury Internal Revenue Service .... Information about Form 990-PF and its separate instructions is at www.irs.gov/form990pf. Open to Public Inspection For calendar vear 2013 or tax vear beclnnlnq , 2013, and endina , 20 Name of foundation A EmployerIdentification number THE DYSON FOUNDATION 13-6084888 Number and street (or P.O. box number if mail is not delivered to street address) Room/suite B Telephone number (see Instructions) (845) 677-0644 25 HALCYON ROAD City or town, state or province, country, and ZIP or foreign postal code C If exemption application Is ...._ pending, check here , , • • • • ,.... O MILLBROOK,NY 12545 G Checkall thatapply: _ Initia! return Initial returnof a formerpublic charity - O 1. Foreign organizations, check hare - Finalreturn - Amendedreturn 2. Foreign organizations meeting the 85% test, check here and attach Address chanae Name chanae computation • • • • • • • , H Checktype of organization:I X I Section501 ( ccr93 exemptprivate foundation L.:..:..J E If private foundation status was terminated o n Section 4947( a)(1) nonexempt charitable trust Other taxable orivate foundation under section 507(b)(1)(A), check here • .... I J F Fair marketvalue of all assets at Accountingmethod:LJ Cash ~ Accrual If the foundation is in a eo-month termination D end of year(from Part fl, co/.(c), line O Other(specify)---------------------- under section 507(b)(1)(B), check hare • .... 16) ~ $ 2 5 4, 9 4 4 , 3 8 7 . (Parti, column (d) must be on cashbasis.) lmJ' Analysis of Revenue and Expenses (The (a) Revenue and , (d} Disbursements total of amounts in columns (b), (c), and (d) (b) Net Investment (e) Adjusted net for charitable may not necessarily equal the amounts in expenses per income income purposes column (a) (see Instructions).) books ( cash basis onlv) 1 Contrlbution~ts, grants, etc., received (attach schedule) , ... Ch k .... ~ If the foundation Is not required to ... ·-· .. _ 2 ec attachSch. B ... , , , , •• ¡---------¡---------+---------t-------- 3 I nterest on savings and temporary cash investments 4 Dividends and interest from securities • . • • t----3_,_2~0~1~,~6~6~6c+- 3_,_2~0~1_,_6~6~6_.+---------+-------- 5a Gross rents . t- 2_3_,_9_0_0-¡- 2_3_,_9_0_0_.t----------,f-------- b Net rental Income or(loss) -_1_3_, _5_8_0_·¡--~~~=-~~+---------t--------t--------- 12, 215,425 · · ... , 6a Net gain or (loss) from sale of assets not on line 10 e" b Gross sale.s price for all 8 2 2 9 8 9 8 3 , _._ ~ assets on line 6a ' ' ¡---------¡--~""7--.,,=c--=-=--+---------+-------- 7 Capital gain net income (from Part IV, line 2) . l---------t---1_2_,,_0_9_3_c,_8_0_8_.t---------+--------• ~" 8 Net short-term capital gain 9 Income modifications • · Gross sales less returns 10 a 1. and allowances · · · • • i----------,t---------1----------+--------i----------• b Less: Cost of goods sold e Gross profit or {loss) (attach schedule) 11 Other ln come (attach schedule) ~ 1'GH. J. 158,210. 181,277. 12 Total. Add lines 1 throuah 11 . 15,599,201. 15, 500, 651. 13 315, 634. 317,928 865,735. 232,451. 615,690 " 14 ~ 15 566,404. 96,464, 469,078 B 16a 53,284. 17,335. 36, 919 ,n b 73,400. 36,700. 35,700 .2:" e 1,837,199. 1,737,333. 110,479 ~ 17 99, 401. 36,515. 62,886 ]? 18 459,610. 176,463. e ï§ 19 103,710. :;j! 20 123, 431. 868. -g 21 33,914. 12,446. m 22 2, 372. 29. g :;; 23 166,088. 1,710. E 24 ill. 4,700,182. 2,348,314. 1,908,991 o ... 25 20,825,717. 18,613,354 26 25,525,899. 2,348,314. I 20,522,345 27 Subtract line 26 from line 12: a ëxcess of revenue over expenses and disbursements • • -9, 926, 698. b Net Investment income (if negative, enter -0-) 13,152,337. e Adlusted net Income (if neqatlve. enter-O-). JSA For Paperwork Reduction Act Notice, see instructions. *ATCH4 Form 990-PF(2013) 3E141 º i.ooo 56566Y L161 11/10/2014 10: 05: 44 AM V 13-7. 5F 304372 Form 990-PF (2013) THE DYSON FOUNDATION 13-6084888 Page 2 Attached schedules and amounts in the Beginning of year End of year lit[illl Balance Sheets description column should befor end-of-year >--~-~~~---1----------~-------- amounts only. (See instructions.) (a) Book Value {b) Book Value (e) Fair Market Value 1 Cash-non-interest-bearing,....... 4,191,939. 3,540,155. 3,540,155 2 Savings and temporary cash Investments • • • • • • • 1, 090, 822. 1, 223, 4 93. 1, 223, 4 93 3 Accounts receivable ..... ----------------------- ' Less: allowance for doubtful accounts,...------------- e---------+---------+---------- 4 Pledges receivable ..... ------------------------ - Less: allowance for doubtful accounts ..... ------------- f,-----------1----------..--------- 5 Grants receivable . • • . • . • • • • 6 Receivables due from officers, directors, trustees, and other disqualified persons (attach schedule) (see instructions) • 7 Other notes and loans receivable (attach schedule) ..... _ Less: allowance for doubtful accounts ..... -+----------1------------1--------- t 8 Inventories for sale or use ll! 9 Prepaidexpensesanddefe;red~h~r~e~::::: ~t¢~ :0: 346,730. 382,433. 382,433 < 10 a Investments - U.S. and state government obligations (attach schedule).*.* f--~-o'-~-=-'-~-l----=-'---=-'---+---~-'----,.:..c::..:_:_4 O, 7 97 , 8 67 , 41, 3 9 O, 2 5 4 , 41, 3 9 O, 2 5 4 b lnvestments-corporatestock(attachschedule)'.'~~f: 10 49,298,902. 53,627,140. 53,627,140 e Investments - corporate bonds (attach schedule) •.•••••• 11 lnvestmsnts - land, buildings, ..... and equipment: basis ------------------- Less: accumulated depreciation ..... (attach schedule) -------------------+----------1----------1--------- 12 Investments - mortgage loans ••••••••••. 13 Investments - other (attach schedule) ATCH 11 140,259,906. 149, 277, 861. 149,277,861 14 Land,bulldln9s,and ~ · · · · '5' '4'9i,' . equipment: basis _! 173}. ..:._ ATCH 12 Less: accumulated depreclañon g, 5 4 6 3 O 2 3,102,314. 4,627,1()4 (attach schedule) - - - - - - - - - - -- - _ ..! _ -'-'~-·,-1-----'-'-=-:..:::!....:.-=-::__:je--__ _:!....:.::..:..!...C:..:...:...:¡_4,627,194. ..:...:-=-::...:..!...:.::.::_.: 15 other assets (describe ~ --------- ATCH_ 13 ) l------'--'-----1---------"--+------'-'-"'C..::..::...:..6,892,874. 875,857. 875,857 16 Total assets (to be completed by all filers - see the instructions. Also, see page 1, item I) . 245,981,354. 254,944,387. 254,944,387 ., 17 Accounts payable and accrued expenses . 110,194. 339,241. 18 Grants payable •••••••••••• 19,449,646. 21,662,010. :lj 19 Deferred revenue ;§ 20 Loans from officers, directors, trustees, and other disqualified persons i 21 Mortgages and other notes payable (attach schedule) . 1,399,859. 1,319,348. ::::¡ 22 635,825. 966, 402. Other liabilities (describe ..... --------- ATCH 15 __ ) I--------'---+-------"---, 23 Total llabllltles (add lines 17 through 22} . 21,595,524. 24,287,001. Foundations that follow SFAS 117, check here. ~[_l(J U> and complete lines 24 through 26 and lines 30 and 31. g 24 Unrestricted •••••• 224,385,830. 230,657,386. ~ 25 Temporarily restricted • • • • • • • • • . • •. Ill 26 Permanently restricted •••• '¡! ~ Foundations that do not follow SFAS 117, .. u. ~ check here and complete lines 27 through 31. o u, 27 Capital stock, trust principal, or current funds ••••. i 28 Paid-ln or capital surplus, or land, bldg., and equipment fund ~ 29 Retained earnings, accumulated income, endowment, or other funds . Total net assets or fund balances (see instructions). 2 2 4, 3 8 5, 8 3 O • 2 3 O 1 65 7, 3 8 6 , êi, 30 1----------+----~-~---l Z 31 Total liabilities and net assets/fund balances (see instructions). • . • • • • • • • • • • • • • • • • • . 245, 981, 354. 254,944,387. 11 Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part li, column (a), line 30 (must agree with end-of-year figure reported on prior year's return). • . 1 224,385,830 2 Enter amount from Part I, line 27a 2 -9,926,698 3 Other increases not included in lin~ 2 '(iie~i~~)·~ ATé!Ï 'i'6' --------------------------- 3 16,198,254 4 Add lines 1 , 2, and 3 . .. 4 230,657,386 5 Decreases not included ln line 2 (itemize)~ 5 6 Total net assets or fund balances at end of vear (line 4 minus line 5) - Part li, column (b), line 30~~-.-~ 6 230,657,386 **ATCH 9 Form 990-PF (2013) JSA 3E1420 1.000 56566Y Ll61 11/10/2014 10:05:44 AM V 13-7.5F 304372 THE DYSON FOUNDATION 13-6084888 Form 990-PF (2013) Page 3 . Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind(s) of property sold (e.q., real estate, ~~~ How (e) Date acquired acquired (d) Date sold 2-story brick warehouse; or common stock, 200 shs. MLC Co.) P-Purchase (mo., day, yr.) D - Donation (mo., day, yr.) 1a SEE PART IV SCHEDULE b e d e (f) Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (or allowable) plus expense of sale (e) plus (f) minus (g) a b e d e Comolete onlv for assets showina aain in column (h) and owned bv the foundation on 12/31/69 (I) Gains (Col. (h) gain minus O) Adjusted basis (k) Excess of col. (i) col. (k), but not less than -0-) or (i) F.M.V. as of 12/31/69 as of 12/31 /69 over col. U), if any Losses (from col. (h)) a b e d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) { If (Joss), enter -0- in Part I, line 7 } 2 12,093,808. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6): If gain, also enter in Part I, line 8, column (c) (see instructions).