The Caine Collection FEDERAL PROOFS AND ESSAYS • PART I The Caine Collection of Federal Proofs and Essays • Part I • The and Essays Caine FederalCollectionProofs of The Official Auction of the Whitman Coin & Collectibles Expo America’s Oldest and Most Accomplished Rare Coin Auctioneer October 25, 2018 800.458.4646 West Coast Office • 800.566.2580 East Coast Office 1231 East Dyer Road, Ste 100, Santa Ana, CA 92705 • 949.253.0916 OCTOBER 25, 2018 • BALTIMORE, MARYLAND 123 West 57th Street, New York, NY 10019 • 212.582.2580 [email protected] • www.stacksbowers.com California • New York • New Hampshire • Hong Kong • Paris Stack’s Bowers Galleries Upcoming Auction Schedule Coins and Currency Date Auction Consignment Deadline When Great Collections are Sold October 17, 2018 Collectors Choice Online Auction – Ancient, World Coins & Paper Money visit StacksBowers.com StacksBowers.com October 24-26, 2018 Stack’s Bowers Galleries – U.S. Coins & Currency Request a catalog Official Auction of the Whitman Coin & Collectibles Baltimore Expo Baltimore, MD October 31, 2018 Collectors Choice Online Auction – U.S. Coins & Currency October 10, 2018 StacksBowers.com November 20, 2018 Collectors Choice Online Auction – U.S. Coins & Currency October 31, 2018 StacksBowers.com December 19, 2018 Collectors Choice Online Auction – U.S. Coins & Currency November 28, 2018 StacksBowers.com January 11-12, 2019 Stack’s Bowers Galleries – Ancient, World Coins & Paper Money November 26, 2018 An Official Auction of the NYINC New York, NY February 27-March 2, 2019 Stack’s Bowers Galleries – U.S. Coins & Currency December 31, 2018 Official Auction of the Whitman Coin & Collectibles Baltimore Expo Baltimore, MD March 25-28, 2019 Stack’s Bowers and Ponterio – Chinese & Asian Coins & Banknotes January 22, 2019 Hong Kong Auction of Chinese and Asian Coins & Currency Hong Kong May 22-24, 2019 Stack’s Bowers Galleries – U.S. Coins March 26, 2019 Official Auction of the Whitman Coin & Collectibles Baltimore Expo Baltimore, MD August 13-16, 2019 Stack’s Bowers Galleries – Ancient and World Coins & Paper Money June 14, 2019 An Official Auction of the ANA World’s Fair of Money Rosemont, IL Stack’s Bowers Galleries August 13-16, 2019 Stack’s Bowers Galleries – U.S. Coins & Paper Money June 24, 2019 An Official Auction of the ANA World’s Fair of Money Sells Them! Rosemont, IL August 19-22, 2019 Stack’s Bowers and Ponterio – Chinese & Asian Coins & Banknotes June 14, 2019 Hong Kong Auction of Chinese and Asian Coins & Currency Hong Kong The Caine Collection FEDERAL PROOFS AND ESSAYS • PART I THURSDAY, OCTOBER 25, 2018 immediately following the conclusion of Session 4 ROOM 309 • BALTIMORE CONVENTION CENTER LOTS 4001-4113 California Office New York Office New England Office Hong Kong Office 1231 E. Dyer Road, Ste 100 123 W. 57th St. P.O. Box 1804 Unit 1603, 16/F Santa Ana, CA 92705 New York, NY 10019 Wolfeboro, NH 03894 Mira Place Tower A Telephone: 800.458.4646 Telephone: 800.566.2580 Telephone: 866.811.1804 No. 132 Nathan Road Telephone: 949.253.0916 Telephone: 212.582.2580 Telephone: 603.569.0823 Tsim Sha Tsui, Kowloon, HK Fax: 949.253.4091 Fax: 212.245.5018 Fax: 603.569.3875 Telephone: +011.852.2117.1191 Paris Office South Carolina Office Telephone: +33.6.14.32.3177 Telephone: 864.520.2208 www.StacksBowers.com Copyright © 2018 Stack’s-Bowers Numismatics, LLC • All Rights Reserved This sale is held in conjunction with Jay Edwards & Assoc., LLC. jayedwardsauction.com • 410.569.4125 How to Bid Before the Live Auction There are several ways to bid prior to the start of the live auction. Fax/Mail Bid Sheet Use the enclosed bid sheet and mail or fax it to us. If sending by mail, please allow sufficient time for the postal service. Mail: Att. Auction Department Fax: 949.253.4091 Stack’s Bowers Galleries 1231 East Dyer Rd., Ste 100 Santa Ana, CA 92705 United States Phone Telephone Stack’s Bowers Galleries at 949.253.0916 Internet View additional images and add items to your personal tracking list.You may also place bids and check their status in real time. Visit our website at www.stacksbowers.com. During the Live Auction Attend in Person Auction Event: Baltimore Convention Center One West Pratt Street Baltimore, MD 21201 Live Online Bidding Stack’s Bowers Galleries will offer live online bidding for this auction. We strongly recommend that you register to bid at www.stacksbowers.com at least 48 hours before the start of the auction. Live Bidding by Phone If you wish to bid by phone during the live auction, please register your interest at least 48 hours prior to the start of the auction. Stack’s Bowers Galleries will ask for the lot numbers you are interested in with your complete contact information. Stack’s Bowers Galleries will call you during the auction and you can place bids with our representative in real time. We regret that we can only offer this service for lots estimated at $2500 or more. If you wish to arrange live bidding by phone, contact Customer Service at 949.253.0916 or email [email protected]. Payment Information Bank Wire Information: Please send all check, money order or For Domestic (U.S.) Banks, please direct your bank wire transfer to: cashier’s check payments to: Bank Name: CIT Bank N.A. Address: 75 N. Fair Oaks Ave. ABA/Routing#: 322270288 Pasadena, CA 91103 Stack’s Bowers Galleries Account Name: Stack’s Bowers Numismatics LLC Account Number: 1311011385 1231 East Dyer Road, Suite 100 For Foreign Banks*, please direct your bank wire transfer to: Santa Ana, CA 92705 Bank Name: OneWest Bank, N.A. Address: 75 N. Fair Oaks Ave. United States International Swift Code: OWBKUS6L Pasadena, CA 91103 Account Name: Stacks Bowers Numismatics LLC Account Number: 1311011385 For bank wire instructions, see information at right or *Bank wires sent from a foreign bank are subject to an international bank wire fee of contact our Accounting Department at 800.458.4646 $35. If an international order will be settled using a different form of payment, please or 949.253.0916 contact us by phone or email to have the wire fee removed. If the wire will be sent in any currency other than USD, Stack’s Bowers Galleries needs to be contacted prior to the transfer in order to arrange for an intermediary bank. ii The Caine Collection FEDERAL PROOFS AND ESSAYS • PART I October 25, 2018 immediately following the conclusion of Session 4 Lot Viewing Lot Viewing will be conducted in the Santa Ana, CA offices (by appointment only): October 1-5, 2018 Lot Viewing will be conducted in the NY offices (by appointment only): October 15-19, 2018 Lot Viewing will be conducted at the Baltimore Convention Center Room 307 as follows: Tuesday, October 23 Wednesday, October 24 Thursday, October 25 Friday, October 26 9:00 AM – 6:00 PM ET 9:00 AM – 6:00 PM ET 9:00 AM – 6:00 PM ET 9:00 AM – 6:00 PM ET Auction Location Baltimore Convention Center One West Pratt Street Baltimore, MD 21201 Auction Details Session 1* Session 2* Session 3* Session 4* Session 5 U.S. Coins Part 1, U.S. Coins Part 2 Rarities Night The Joel R. Anderson The Caine Collection of Exonumia, Half Cents Silver Dollars through End Thursday, October 25 Collection of U.S. Federal Proofs and Essays through Half Dollars Thursday, October 25 Room 308 Paper Money Part III Part I Wednesday, October 24 Room 308 6:30 PM ET Thursday, October 25 Thursday, October 25 Room 308 10:00 AM ET Room 309 Room 309 4:00 PM ET 6:00 PM ET immediately following the conclusion of Session 4 Session 6* Session 7* Session 8* Session 9* Session 10* The John E. Herzog Early American Coins The Archangel Collection U.S. Currency U.S. Currency Collection of U.S. Friday, October 26 of Colonial Coins Friday, October 26 Internet Only Treasury Bonds Part II Room 308 and 1792 Coinage Room 309 Monday, October 29 Thursday, October 25 11:00 AM ET Friday, October 26 5:00 PM ET StacksBowers.com Room 309 Room 308 9:00 AM PT immediately following the 6:30 PM ET conclusion of Session 5 *Please refer to our other October 2018 Session 11* * Session 12 Session 13* Baltimore auction catalogs for further U.S. Coins Part 1 U.S. Coins Part 2 U.S. Coins Part 3 Internet Only Internet Only Internet Only offerings of U.S. Coins and Currency. Monday, October 29 Tuesday, October 30 Wednesday, October 31 View our entire auction schedule online StacksBowers.com StacksBowers.com StacksBowers.com at StacksBowers.com. 9:00 AM PT 9:00 AM PT 9:00 AM PT Lot Pickup Lot Pickup will be conducted at the Baltimore Convention Center Room 307 as follows Thursday, October 25 Friday, October 26, 2018 Saturday, October 27, 2018 10:00 AM – 1:00 PM ET 10:00 AM – 1:00 PM ET 9:00 AM – 12:00 Noon ET Dates, times and locations are subject to change. iii Stack’s Bowers Galleries Q. David Bowers Harvey Stack Lawrence R. Stack Greg Roberts Brian Kendrella Stack’s Bowers Galleries Stack’s Bowers Galleries Stack’s Bowers Galleries CEO President Founder Founder Founder [email protected] [email protected] [email protected] [email protected] [email protected] Christine Karstedt John Pack Peter A. Treglia Brad Ciociola Manning Garrett Executive Vice President Executive Director Director of Currency Currency Specialist Director of Currency [email protected] of Consignments [email protected] [email protected] [email protected] [email protected] Ron Gillio Vicken Yegparian Scott Reiter Melissa Karstedt Wayne Berkley Numismatic Acquisitions Vice President Executive Director Auctioneer, Director of Client Services, Coordinator of Numismatics of Consignments Consignment Director Auctioneer [email protected] [email protected] [email protected] [email protected] [email protected] Richard Ponterio Nirat Lertchitvikul Maryna Synytsya Aris Maragoudakis Andrew Glassman Executive Vice President Director of Asian Operations Manager of European Operations Director of World Chief Financial Officer [email protected] [email protected] [email protected] Currency Auctions [email protected] [email protected] Cataloged by Q.