GOVERNMENT OF UTTAR PRADESH Public Works Department Public Disclosure Authorized Uttar Pradesh Core Road Network Development Program Part – A: Project Preparation DETAILED PROJECT REPORT Volume - IX: Updated Resettlement Action Plan Gola – Shahjahanpur Road (SH-93) Public Disclosure Authorized Public Disclosure Authorized Public Disclosure Authorized August 2018 India Consulting engineers pvt. ltd. Uttar Pradesh Core Road Network Development Program DETAILED PROJECT REPORT Volume-IX : Updated Resettlement Action Plan Gola – Shahjahanpur Road (SH-93) Volume-IX : Updated Resettlement Action Plan Document Name (Detailed Project Report) Document Number EIRH1UP020/DPR/SH-93/GS/004/IX Uttar Pradesh Core Road Network Development Program Project Name Part – A: Project Preparation including Detailed Engineering Design and Contract Documentation Project Number EIRH1UP020 Document Authentication Name Designation Prepared by Dr. Sudesh Kaul Social Development Specialist Reviewed by Rajeev Kumar Gupta Deputy Team Leader Approved by Rick Camise Team Leader History of Revisions Version Date Description of Change(s) Rev. 0 19/12/2014 First Submission Rev. 1 29/12/2014 Second submission with LA Rev. 2 14/01/2015 Compliances to WB Comments Rev. 3 08/07/2015 Compliances to Review Consultant Comments Rev. 4 14/08/2018 Compliances to WB comments for Updated RAP Page i| Rev: R4 Uttar Pradesh Core Road Network Development Program DETAILED PROJECT REPORT Volume-IX : Updated Resettlement Action Plan Gola – Shahjahanpur Road (SH-93) TABLE OF CONTENTS Chapter Description Page 0 EXECUTIVE SUMMARY ................................................................................................ 0-1 0.1 Introduction......................................................................................................................... 0-1 0.2 Objective of the Study .......................................................................................................... 0-2 0.3 Scope of the Study ............................................................................................................... 0-2 0.4 Methodology ........................................................................................................................ 0-2 0.5 Right of Way and Corridor of Impact ..................................................................................... 0-3 0.6 Rehabilitation Issues ............................................................................................................ 0-4 0.7 Land Use along the Project Road .......................................................................................... 0-5 0.8 Social Impact Assessment .................................................................................................... 0-5 0.9 Corridor of Impact ............................................................................................................... 0-7 0.10 Cut off Date ......................................................................................................................... 0-9 0.11 Analysis of Census and Baseline Socio-economic Data .......................................................... 0-10 0.12 Usual Activity ..................................................................................................................... 0-12 0.13 Occupational Pattern .......................................................................................................... 0-13 0.14 Average Annual HH Incomes and Expenditure ..................................................................... 0-13 0.15 Project specific Resettlement & Rehabilitation (R & R) Policy, ............................................... 0-14 0.16 Widening Options ............................................................................................................... 0-17 0.17 Timing of Resettlement ...................................................................................................... 0-18 0.18 Institutional Arrangement ................................................................................................... 0-20 0.19 Integrated Grievance Redressal Mechanism ......................................................................... 0-20 0.20 Implementation Arrangements and Schedule ....................................................................... 0-20 0.21 Budget .............................................................................................................................. 0-25 1 INTRODUCTION .......................................................................................................... 1-1 1.1 Project Background .............................................................................................................. 1-1 1.2 Start and End Points ............................................................................................................ 1-3 1.3 Salient Features ................................................................................................................... 1-4 1.4 Project Description ............................................................................................................... 1-5 1.5 Social Impact Assessment .................................................................................................... 1-8 1.6 Structure of Report ............................................................................................................ 1-12 2 STUDY METHODOLOGY ............................................................................................... 2-1 2.1 Introduction......................................................................................................................... 2-1 2.2 Social Assessment Process .................................................................................................... 2-1 2.3 Consultations ....................................................................................................................... 2-3 2.4 Local Level Consultation ....................................................................................................... 2-3 Page ii| Rev: R4 Uttar Pradesh Core Road Network Development Program DETAILED PROJECT REPORT Volume-IX : Updated Resettlement Action Plan Gola – Shahjahanpur Road (SH-93) 2.5 Consultation with Government Officials ................................................................................. 2-3 2.6 Collection of Data from Secondary Sources ............................................................................ 2-4 3 MINIMISING NEGATIVE SOCIAL IMPACT .................................................................. 3-1 3.1 Minimizing the Social Impact ................................................................................................ 3-1 3.2 Right of Way and Corridor of Impact ..................................................................................... 3-1 3.3 Design and R&R Co-ordination .............................................................................................. 3-3 3.4 Widening Options ................................................................................................................. 3-4 4 RESETTLEMENT POLICIES AND LEGAL FRAMEWORK ................................................ 4-1 4.1 Key Social Laws and Regulations ........................................................................................... 4-1 4.2 World Bank Safeguard Policies .............................................................................................. 4-2 4.3 Comparative Analysis of World Bank OP 4.12 on Involuntary Resettlement and RFCTLARR Act, 2013 ................................................................................................................................... 4-3 4.4 Process of Land Acquisition and Other Immovable Assets ....................................................... 4-7 4.5 Project Specific R&R Policy ................................................................................................... 4-8 5 PROFILE OF STATE AND PROJECT AFFECTED PERSONS ............................................ 5-1 5.1 Socio-Demographic Profile of the State .................................................................................. 5-1 5.2 Census and socio-economic Survey Analysis .......................................................................... 5-3 5.3 Objectives of the Census and Socio-economic Surveys ........................................................... 5-3 5.4 Categories of Properties Affected within COI .......................................................................... 5-4 5.5 Usual Activity ....................................................................................................................... 5-7 5.6 Average Annual HH Incomes and Expenditure ....................................................................... 5-8 Land Acquisition Estimate ............................................................................................................... 5-11 6 COMMUNITY PARTICIPATION .................................................................................... 6-1 6.1 Introduction......................................................................................................................... 6-1 6.2 Consultation and Participation Mechanisms ............................................................................ 6-1 6.3 The Process ........................................................................................................................