For Review Only 19 10 Telephone: +44 1223 333729 20 21 Fax: +44 1223 333346

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Submitted to Phil. Trans. R. Soc. B - Issue The role of the maternal immune system in the regulation of human birth weight For ReviewJournal: Philosophical Only Transactions B Manuscript ID: RSTB-2014-0071.R1 Article Type: Review Date Submitted by the Author: n/a Complete List of Authors: Moffett, Ashley; University of Cambridge, Pathology Hiby, Susan; University of Cambridge, Pathology Sharkey, Andrew; University of Cambridge, Pathology Issue Code: Click <a href=http://rstb.royalsocietypublishing.org/site/misc/issue- BIRTH codes.xhtml target=_new>here</a> to find the code for your issue.: Developmental biology < BIOLOGY, Evolution Subject: < BIOLOGY, Genetics < BIOLOGY, Immunology < BIOLOGY Birth weight, Natural Killer (NK) cells, Keywords: Immunology, pre-eclampsia, fetal growth restriction, placental development http://mc.manuscriptcentral.com/issue-ptrsb Page 1 of 27 Submitted to Phil. Trans. R. Soc. B - Issue 1 1 2 3 4 5 The role of the maternal immune system in the regulation of 6 7 human birth weight 8 9 10 1,2 1 1 11 5 Ashley Moffett , Susan E . Hiby and Andrew Sharkey 12 1 Department of Pathology and Centre for Trophoblast Research, 13 14 University of Cambridge, Tennis Court Road, Cambridge CB2 1QP, UK 15 16 17 2Corresponding author. E-mail address: [email protected] (A. Moffett). 18 For Review Only 19 10 Telephone: +44 1223 333729 20 21 Fax: +44 1223 333346. 22 23 24 Summary 25 26 Human birth weight is subject to stabilizing selection. Large babies are at 27 15 risk of obstetric complications such as obstructed labour, which endangers 28 29 both mother and child. Small babies are also at risk with reduced survival. 30 31 Fetal growth requires remodeling of maternal spiral arteries to provide an 32 adequate maternal blood supply to the placenta. This arterial 33 34 transformation is achieved by placental trophoblast cells, which invade into 35 36 20 the uterine wall. Under invasion is associated with fetal growth restriction; 37 but if invasion is excessive large babies can result. A growing body of 38 39 evidence suggests that this process is controlled by interactions between KIR 40 41 receptors expressed on maternal uterine NK cells (uNK) and their 42 43 corresponding HLA-C ligands on invading trophoblast. Mothers with the KIR 44 25 AA genotype and a fetus with a paternal HLA-C2 allele tend to have small 45 46 babies, because this combination inhibits cytokine secretion by uNK. 47 48 Mothers with the activating KIR2DS1 gene and an HLA-C2 fetus are more 49 likely to have large babies. When KIR2DS1 binds to HLA-C2 this increases 50 51 secretion of cytokines that enhance trophoblast invasion. We conclude that 52 53 30 specific combinations of the highly polymorphic gene systems, KIR and HLA- 54 C, contribute to successful reproduction by maintaining birth weight 55 56 between two extremes. 57 58 59 60 http://mc.manuscriptcentral.com/issue-ptrsb Submitted to Phil. Trans. R. Soc. B - Issue Page 2 of 27 2 1 2 3 4 5 35 6 7 8 Index words/phrases: 9 10 Birth weight, Natural Killer (NK) cells, immunology, pre-eclampsia, fetal 11 growth restriction, placental development 12 13 40 14 15 16 17 18 For Review Only 19 20 21 22 45 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 51 52 53 54 55 56 57 58 59 60 http://mc.manuscriptcentral.com/issue-ptrsb Page 3 of 27 Submitted to Phil. Trans. R. Soc. B - Issue 3 1 2 3 Introduction 4 5 50 The role of the immune system in the development of both the brain and 6 the placenta during the evolution of modern humans may not be 7 8 immediately obvious. This paper reviews the part played by the immune 9 10 system at the moment in human life history when brain size and pelvic 11 anatomy interact in a way that is critical to success and failure of pregnancy. 12 13 55 Human brains are now so large that it is an extremely tight fit for them to 14 15 squeeze through the pelvis. Indeed, babies often do get stuck during the 16 passage through the birth canal resulting in obstructed labour. It is not just 17 18 pregnancies withFor very large Review babies where mothers Only and their babies are at 19 20 risk of morbidity and mortality. At the opposite end of the spectrum when 21 22 60 babies are too small this can have equally damaging consequences. Karn and 23 Penrose first noted this selective pressure at the extremes of the birth 24 25 weight spectrum in the 1930s but it was Bodmer who pointed out that 26 27 human birth weight is a prime example of balancing or stabilizing selection 28 (1,2). Although death of babies is now less frequent due to advances in 29 30 65 neonatal medicine, there is still considerable morbidity. Our recent study in 31 32 Norway shows babies were most frequently admitted to the neonatal ward 33 when they were born at the extremes of the birth weight spectrum (3). This 34 35 suggests there is still strong selective pressure to maintain human birth 36 37 weight between these two extremes. This situation, encapsulated in the 38 70 notion of the Obstetric Dilemma, is a particular problem for humans. 39 40 41 42 Placentation and fetal growth 43 Growth of the fetus and size at birth must depend on the delivery of 44 45 sufficient nutrients and oxygen to the placenta. The supply line in the 46 47 75 uterus is via the maternal arteries supplying blood to the placenta – so- 48 called spiral arteries. In humans these are structurally transformed during 49 50 early pregnancy to allow blood flow to increase about 100-fold (4). Arterial 51 52 transformation depends on an unusual process during placentation, whereby 53 fetal trophoblast cells from the placenta infiltrate into the uterine wall, 54 55 80 home to the arteries and destroy the smooth muscle media. As a result of 56 57 this trophoblast modification, the arteries become conduits capable of high 58 59 60 http://mc.manuscriptcentral.com/issue-ptrsb Submitted to Phil. Trans. R. Soc. B - Issue Page 4 of 27 4 1 2 3 conductance at low pressure with a reduction in velocity of the blood 4 5 entering the placenta. Terminal dilatation of the arteries results in a 6 further reduction in the flow rate into the intervillous space. This permits 7 8 85 adequate time for gas exchange, especially towards the end of the 9 10 pregnancy when fetal demands are highest. When there is failure of arterial 11 conversion by trophoblast, then arterial blood will jet into the intervillous 12 13 space from the non-transformed arteries causing damage to the villous tree 14 15 (Figure 1). Transport of oxygen and nutrients to the fetus is reduced and 16 90 this manifests as fetal growth restriction (FGR). In more severe cases the 17 18 mother may developFor pre-eclampsia, Review a systemic Only syndrome that occurs when 19 20 the placenta becomes stressed as a result of the reduced blood flow (5). 21 22 Soluble factors released from the stressed placenta can trigger an 23 inflammatory condition with diverse clinical manifestations. These include 24 25 95 oedema, proteinuria and high blood pressure and can progress to eclampsia 26 27 and maternal death. This is one of the principal reasons for clinical 28 problems in both mothers and babies in pregnancies with very low birth 29 30 weights. There are other clinical conditions besides pre-eclampsia and FGR 31 32 resulting from defective placentation. Known collectively as the Great 33 100 Obstetric Syndromes (GOS), they include unexplained stillbirth, placental 34 35 abruption and preterm labour (6). 36 37 38 The Obstetric Dilemma 39 40 Very large babies (>~4kg) represent the other extreme of the birth weight 41 42 105 spectrum and these pregnancies are also at risk of clinical problems due to 43 the difficulty of the passage of their head through the pelvis. Fetal 44 45 obstruction results in prolonged labour, fetal death from asphyxia, soft 46 47 tissue damage to pelvic organs and post-partum haemorrhage (7). 48 Estimation of placental size by sonography shows that, similar to the GOS, 49 50 110 the origins of macrosomia are present early in gestation (8). The risk of 51 52 cephalopelvic disproportion has arisen because of the anatomical 53 adaptations necessary for efficient bipedalism. These resulted in narrowing 54 55 of the birth canal, imposing considerable constraints during parturition that 56 57 are characteristic of modern humans even in comparison with neandertals 58 59 60 http://mc.manuscriptcentral.com/issue-ptrsb Page 5 of 27 Submitted to Phil. Trans. R. Soc. B - Issue 5 1 2 3 115 (9). The human head followed by the shoulders needs to rotate to fit the 4 5 three planes of the pelvis that all have different shapes and orientations 6 unlike other primates (10). 7 8 9 10 The combination of a narrow birth canal and the enlarged brain means that 11 120 the Obstetric Dilemma is a particular problem for humans. Fetal growth in 12 13 utero depends on development of a good maternal blood supply to the 14 15 placenta that requires modification of the uterine spiral arteries. 16 Trophoblast cells from the placenta invade deeply into the stroma to effect 17 18 arterial conversion.For The Reviewextravillous trophoblast Only cells (EVT) encircle the 19 20 125 arteries and then cause direct destruction of the smooth muscle of the 21 22 arterial wall with complete loss of vasoconstriction.

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