SECURITIES AND EXCHANGE COMMISSION FORM 13F-HR/A Initial quarterly Form 13F holdings report filed by institutional managers [amend] Filing Date: 2004-12-01 | Period of Report: 2004-09-30 SEC Accession No. 0000806085-04-000212 (HTML Version on secdatabase.com) FILER LEHMAN BROTHERS HOLDINGS INC Mailing Address Business Address LEHMAN BROTHERS LEHMAN BROTHERS CIK:806085| IRS No.: 133216325 | State of Incorp.:DE | Fiscal Year End: 1130 745 SEVENTH AVENUE 745 SEVENTH AVENUE Type: 13F-HR/A | Act: 34 | File No.: 028-03182 | Film No.: 041177215 NEW YORK NY 10019 NEW YORK NY 10019 SIC: 6211 Security brokers, dealers & flotation companies 2125267000 Copyright © 2012 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document NON-CONFIDENTIAL <TABLE> <CAPTION> TITLE OF VALUE SHRS OR SH/ PUT/ INVESTMENT OTHER VOTING AUTHORITY NAME OF ISSUER CLASS CUSIP (X$1000) PRN AMT PRN CALL DISCRETION MANAGERS SOLE SHARED NONE <S> <C> <C> <C> <C> <C> <C> -------------------------------- -------- --------- -------- ------- --- ---- ---------- -------- -------- -------- -------- ***DAIMLERCHRYSLER A.G. COMMON D1668R123 9514 227843 SH DEFINED 01 227843 0 0 ***SANOFI AVENTIS COMMON F5548N101 34013 491666 SH DEFINED 01 491666 0 0 PNM RESOURCES COMMON GKD49H100 0 50000 SH DEFINED 01 0 0 50000 PNM RESOURCES COMMON GKD49H100 0 200000 SH DEFINED 01 200000 0 0 ***ACE LTD-ORD COMMON G0070K103 9964 248616 SH DEFINED 01 0 0 248616 ***ASPEN INSURANCE HOLDINGS COMMON G05384105 3950 171680 SH DEFINED 01 171680 0 0 ***ASSURED GUARANTY LTD COMMON G0585R106 1794 107700 SH DEFINED 01 107700 0 0 ***AXIS CAPITAL HOLDINGS LTD COMMON G0692U109 4137 159153 SH DEFINED 01 159153 0 0 ***ACCENTURE LTD CL A COMMON G1150G111 3299 121975 SH DEFINED 01 121975 0 0 ***BUNGE LTD COMMON G16962105 282 6536 SH DEFINED 01 0 0 6536 ***COMMODITIES TRUST PLC-ORD COMMON G17403109 41 30000 SH DEFINED 01 30000 0 0 ***CAPITAL & REGIONAL COMMON G18676109 2623 265450 SH DEFINED 01 265450 0 0 ***CELLTECH GROUP ORD COMMON G1990W102 100 10000 SH DEFINED 01 10000 0 0 ***CHIPMOS TECHNOLOGIES COMMON G2110R106 176 25200 SH DEFINED 01 25200 0 0 ***COOPER INDUSTRIES LTD COMMON G24182100 1525 24104 SH DEFINED 01 0 0 24104 ***DSG INTERNATIONAL LTD-ORD COMMON G28471103 297 95900 SH DEFINED 01 95900 0 0 ***EVEREST RE GROUP LTD COMMON G3223R108 12021 161727 SH DEFINED 01 161727 0 0 ***FOSTER WHEELER LTD COMMON G36535105 11 23827 SH DEFINED 01 0 0 23827 ***FRONTLINE LTD COMMON G3682E127 3591 76110 SH DEFINED 01 76110 0 0 ***GLOBAL ASSET MGT COMMON G37163105 352 633 SH DEFINED 01 0 0 633 ***GARMIN LTD COMMON G37260109 1235 27562 SH DEFINED 01 0 0 27562 ***GLOBALSANTAFE CORP COMMON G3930E101 1266 41306 SH DEFINED 01 41306 0 0 *** GLOBALSTAR COMMON G3930H104 0 21000 SH DEFINED 01 21000 0 0 ***HIT ENTERTAINMENT COMMON G4513F135 338 60000 SH DEFINED 01 60000 0 0 ***INGERSOLL RAND CO LTD COMMON G4776G101 2471 35105 SH DEFINED 01 0 0 35105 ***IPC HOLDINGS LTD COMMON G4933P101 355 9350 SH DEFINED 01 9350 0 0 ***MARVELL TECHNOLOGY GROUP COMMON G5876H105 2566 98217 SH DEFINED 01 98217 0 0 ***NABORS INDUSTRIES LTD COMMON G6359F103 2997 63311 SH DEFINED 01 63311 0 0 ***NOBLE CORP COMMON G65422100 1650 36725 SH DEFINED 01 36725 0 0 ***PARTNERRE LTD COMMON G6852T105 3581 65491 SH DEFINED 01 65491 0 0 ***PLATINUM UNDERWRITERS COMMON G7127P100 3153 107700 SH DEFINED 01 107700 0 0 ***PLAYMATES HOLDINGS LTD COMMON G7130P147 163 1000000 SH DEFINED 01 1000000 0 0 ***PRIMUS GUARANTY LTD COMMON G72457107 635 47100 SH DEFINED 01 0 0 47100 ***PRIMUS GUARANTY LTD COMMON G72457107 12729 942900 SH DEFINED 01 942900 0 0 ***RENAISSANCERE HOLDINGS LTD COMMON G7496G103 2395 46443 SH DEFINED 01 46443 0 0 ***ROYAL BANK OF SCOTLAND COMMON G76891111 643 19888 SH DEFINED 01 19888 0 0 ***RSL COMMUNICATIONS LTD-CL A COMMON G7702U102 0 56000 SH DEFINED 01 56000 0 0 ***SEAGATE TECHNOLOGY COMMON G7945J104 222 16370 SH DEFINED 01 0 0 16370 ***SHIP FINANCE INTERNATIONAL COMMON G81075106 851 42373 SH DEFINED 01 42373 0 0 ***SINA CORPORATION COMMON G81477104 1151 45187 SH DEFINED 01 45187 0 0 ***TEXWINCA HLDGS COMMON G8770Z106 9 12000 SH DEFINED 01 12000 0 0 ***TOMMY HILFIGER CORP-ORD COMMON G8915Z102 178 18125 SH DEFINED 01 18125 0 0 ***TRANSOCEAN INC. 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All Rights Reserved. Please Consider the Environment Before Printing This Document ***QIAGEN NV EUR 0.01 COMMON N72482107 116 10210 SH DEFINED 01 10210 0 0 ***CERVECERIAS PERUANAS BACKUS COMMON P2475L116 12 40844 SH DEFINED 01 40844 0 0 ***G ACCION SA DE CV-SER B COMMON P44077116 17 34000 SH DEFINED 01 34000 0 0 ***ALFA SA DE CV-SER A COMMON P47194116 108 50300 SH DEFINED 01 50300 0 0 ***GRUPO MEXICO SA DE CV-SER B COMMON P49538112 402 100000 SH DEFINED 01 100000 0 0 ***KERZNER INTERNATIONAL LTD COMMON P6065Y107 197865 4500000 SH DEFINED 01 4500000 0 0 ***PERU REAL ESTATE SA-CL B COMMON P7801R109 0 22961 SH DEFINED 01 22961 0 0 ***TELECOM ARGENTINA STET- COMMON P9028N101 63 29000 SH DEFINED 01 29000 0 0 ***GLOBE INTERNATIONAL LTD COMMON Q40645105 36 100000 SH DEFINED 01 100000 0 0 ***RESTAURANT BRANDS NEW COMMON Q8121Q101 93 112102 SH DEFINED 01 112102 0 0 ***YARA INTERNATIONAL ASA COMMON R0028D100 6780 638400 SH DEFINED 01 638400 0 0 ***PETROLEUM GEO SVS ASA COMMON R69628114 4365 115936 SH DEFINED 01 115936 0 0 ***TELECOM ITALIA MOBILE SPA COMMON T9276A104 91 16020 SH DEFINED 01 0 0 16020 ***NEPTUNE ORIENT LINES LTD COMMON V67005120 45317 40462000 SH DEFINED 01 40462000 0 0 ***ROYAL CARIBBEAN CRUISES LTD COMMON V7780T103 5753 129664 SH DEFINED 01 0 0 129664 ***FLEXTRONICS INTERNATIONAL COMMON Y2573F102 10848 818755 SH DEFINED 01 818755 0 0 ***GENERAL MARITIME CORP ADR Y2692M103 8174 234701 SH DEFINED 01 234701 0 0 ***KOREA THRUNET CO LTD COMMON Y49975124 14 14441 SH DEFINED 01 14441 0 0 ***OMI CORP NEW COMMON Y6476W104 5487 342545 SH DEFINED 01 342545 0 0 ***PACIFIC INTERNET LIMITED ADR Y66183107 106 16107 SH DEFINED 01 16107 0 0 ***TEEKAY SHIPPING CORP COMMON Y8564W103 15505 359850 SH DEFINED 01 359850 0 0 ***ABB LTD ADR 000375204 403 66000 SH DEFINED 01 66000 0 0 ADC TELECOMMUNICATIONS INC COMMON 000886101 501 277092 SH DEFINED 01 277092 0 0 ADC TELECOMMUNICATIONS INC CBONDCNV 000886AB7 7699 8850000 SH DEFINED 01 8850000 0 0 ADC TELECOMMUNICATIONS INC CBONDCNV 000886AD3 151 180000 SH DEFINED 01 180000 0 0 ACM INCOME FD INC COMMON 000912105 81 10000 SH DEFINED 01 0 0 10000 ACM INCOME FD INC COMMON 000912105 110 13615 SH DEFINED 01 13615 0 0 ABM INDUSTRIES INC COMMON 000957100 360 17913 SH DEFINED 01 17913 0 0 AFLAC INC COMMON 001055102 4321 110218 SH DEFINED 01 110218 0 0 AGCO CORP COMMON 001084102 1056 46694 SH DEFINED 01 46694 0 0 AGL RESOURCES INC COMMON 001204106 2049 63815 SH DEFINED 01 0 0 63815 AES CORP COMMON 00130H105 3113 310828 SH DEFINED 01 0 0 310828 AK STEEL HOLDING CORP COMMON 001547108 300 36785 SH DEFINED 01 36785 0 0 AMB PROPERTY CORP REIT 00163T109 1329 35900 SH DEFINED 01 35900 0 0 AMR CORP-DEL COMMON 001765106 256 35005 SH DEFINED 01 35005 0 0 AMR CORP DEL CBONDCNV 001765BA3 3952 6000000 SH DEFINED 01 6000000 0 0 AMR CORP DEL CBONDCNV 001765BB1 1626 2700000 SH DEFINED 01 2700000 0 0 ***ATI TECHNOLOGIES INC COMMON 001941103 2722 177582 SH DEFINED 01 177582 0 0 ARM FINANCIAL GROUP INC-CL A COMMON 001944107 0 15700 SH DEFINED 01 15700 0 0 AT&T CORP COMMON 001957505 6174 423356 SH DEFINED 01 0 0 423356 ***ARC ENERGY TRUST COMMON 001986108 547 41000 SH DEFINED 01 0 0 41000 ATG INC COMMON 00206P106 1 100000 SH DEFINED 01 100000 0 0 A T & E CORP COMMON 002062107 4 151363 SH DEFINED 01 151363 0 0 ***AKTIESELSKABET