SECURITIES AND EXCHANGE COMMISSION FORM N-PX Annual report of proxy voting record of registered management investment companies filed on Form N-PX Filing Date: 2021-08-30 | Period of Report: 2021-06-30 SEC Accession No. 0001135428-21-000174 (HTML Version on secdatabase.com) FILER Gallery Trust Mailing Address Business Address ONE FREEDOM VALLEY ONE FREEDOM VALLEY CIK:1651872| IRS No.: 000000000 | State of Incorp.:DE | Fiscal Year End: 1031 DRIVE DRIVE Type: N-PX | Act: 40 | File No.: 811-23091 | Film No.: 211223361 OAKS PA 19456 OAKS PA 19456 (610) 676-1000 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 ________ FORM N-PX ________ ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY Investment Company Act File Number: 811-23091 Gallery Trust (Exact name of registrant as specified in charter) ________ SEI Investments One Freedom Valley Drive Oaks, PA 19456 (Address of principal executive offices) ________ Michael Beattie c/o SEI Investments One Freedom Valley Drive Oaks, PA 19456 (Name and address of agent for service) ________ Registrant’s telephone number, including area code: 1-888-832-4386 Date of Fiscal Year End: October 31 Date of Reporting Period: July 1, 2020 to June 30, 2021 Item 1. Proxy Voting Record. Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Attached are the proxy voting records for the following funds, each of which is a series of Gallery Trust: Mondrian Emerging Markets Value Equity Fund Mondrian Global Equity Value Fund (The Mondrian Global Equity Value Fund commenced operations on June 30, 2020) Mondrian Global Listed Infrastructure Fund Mondrian International Government Fixed Income Fund Mondrian International Value Equity Fund Mondrian U.S. Small Cap Equity Fund Rothko Emerging Markets Equity Fund (The Rothko Emerging Markets Equity Fund liquidated on October 29, 2020) Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Non-Voting Funds Mondrian International Government Fixed Income Fund The Registrant did not cast any proxy votes for the Mondrian International Government Fixed Income Fund during the reporting period. Accordingly, there are no proxy votes to report. Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Mondrian Emerging Markets Value Equity Fund Proposal Proposed by Mgt. Position Registrant Voted ALIBABA GROUP HOLDING LIMITED Security ID: KYG017191142 Meeting Date: 30-Sep-20 Meeting Type: Annual 1 Amend Articles of Association Management For Voted - For 2.1 Elect Maggie Wei Wu as Director Management For Voted - Against 2.2 Elect Kabir Misra as Director Management For Voted - Against 2.3 Elect Walter Teh Ming Kwauk as Director Management For Voted - For 3 Ratify PricewaterhouseCoopers as Auditors Management For Voted - For ASE TECHNOLOGY HOLDING CO., LTD. Security ID: TW0003711008 Meeting Date: 22-Jun-21 Meeting Type: Annual 1 Approve Business Operations Report and Financial Statements Management For Voted - For 2 Approve Plan on Profit Distribution Management For Voted - For 3 Approve Amendments to Lending Procedures and Caps Management For Voted - For 4 Approve Amendments to Articles of Association Management For Voted - Against 5 Approve Issuance of Restricted Stocks Management For Voted - For ELECT NON-INDEPENDENT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING Management Non-Voting 6.1 Elect JASON C.S. CHANG, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director Management For Voted - For 6.2 Elect RICHARD H.P.CHANG, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director Management For Voted - Abstain 6.3 Elect CHI-WEN TSAI, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director Management For Voted - Abstain 6.4 Elect YEN-CHUN CHANG, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director Management For Voted - Abstain 6.5 Elect TIEN WU, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director Management For Voted - Abstain Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document 6.6 Elect JOSEPH TUNG, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director Management For Voted - Abstain 6.7 Elect RAYMOND LO, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director Management For Voted - Abstain 6.8 Elect TS CHEN, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director Management For Voted - Abstain 1 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Mondrian Emerging Markets Value Equity Fund Proposal Proposed by Mgt. Position Registrant Voted 6.9 Elect JEFFERY CHEN, a Representative of ASE ENTERPRISES LTD., with SHAREHOLDER NO.00000001, as Non-independent Director Management For Voted - Abstain 6.10 Elect RUTHERFORD CHANG, with SHAREHOLDER NO.00059235 as Non-independent Director Management For Voted - Abstain 6.11 Elect SHENG-FU YOU (Sheng-Fu Yo), with SHAREHOLDER NO.H101915XXX as Independent Director Management For Voted - For 6.12 Elect MEI-YUEH HO, with SHAREHOLDER NO.Q200495XXX as Independent Director Management For Voted - For 6.13 Elect PHILIP WEN-CHYI ONG, with SHAREHOLDER NO.A120929XXX as Independent Director Management For Voted - For 7 Approve Release of Restrictions of Competitive Activities of Newly Appointed Directors Management For Voted - Against BAIDU, INC. Security ID: US0567521085 Meeting Date: 01-Mar-21 Meeting Type: Special Meeting for ADR Holders Management Non-Voting 1 Approve One-to-Eighty Stock Split Management For Voted - For BAJAJ AUTO LIMITED Security ID: INE917I01010 Meeting Date: 22-Jul-20 Meeting Type: Annual 1 Accept Financial Statements and Statutory Reports Management For Voted - For 2 Confirm Interim Dividend as Final Dividend Management For Voted - For 3 Reelect Madhurkumar Ramkrishnaji Bajaj as Director Management For Voted - Against 4 Reelect Shekhar Bajaj as Director Management For Voted - For 5 Approve Reappointment and Remuneration of Rajivnayan Rahulkumar Bajaj as Managing Director & Chief Executive Officer Management For Voted - Against 6 Reelect Gita Piramal as Director Management For Voted - For 7 Elect Abhinav Bindra as Director Management For Voted - For BARRICK GOLD CORPORATION Security ID: CA0679011084 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Meeting Date: 04-May-21 Meeting Type: Annual/Special 1.1 Elect Director D. Mark Bristow Management For Voted - For 1.2 Elect Director Gustavo A. Cisneros Management For Voted - For 1.3 Elect Director Christopher L. Coleman Management For Voted - For 1.4 Elect Director J. Michael Evans Management For Voted - For 1.5 Elect Director Brian L. Greenspun Management For Voted - For 1.6 Elect Director J. Brett Harvey Management For Voted - For 1.7 Elect Director Anne N. Kabagambe Management For Voted - For 2 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Mondrian Emerging Markets Value Equity Fund Proposal Proposed by Mgt. Position Registrant Voted 1.8 Elect Director Andrew J. Quinn Management For Voted - For 1.9 Elect Director M. Loreto Silva Management For Voted - For 1.10 Elect Director John L. Thornton Management For Voted - For 2 Approve Pricewaterhousecoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For Voted - For 3 Advisory Vote on Executive Compensation Approach Management For Voted - For 4 Approve Reduction in Stated Capital Management For Voted - For CHINA MEDICAL SYSTEM HOLDINGS LTD. Security ID: KYG211081248 Meeting Date: 27-Apr-21 Meeting Type: Annual 1 Accept Financial Statements and Statutory Reports Management For Voted - For 2 Approve Final Dividend Management For Voted - For 3 a Elect Chen Yanling as Director Management For Voted - For 3 b Elect Leung Chong Shun as Director Management For Voted - For 3 c Elect Luo, Laura Ying as Director Management For Voted - For 3 d Authorize Board to Fix Remuneration of Directors Management For Voted - For 4 Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration Management For Voted - For 5 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights Management For Voted - Against 6 Authorize Repurchase of Issued Share Capital Management For Voted - For 7 Authorize Reissuance of Repurchased Shares Management For Voted - Against CHINA MERCHANTS BANK CO., LTD. Security ID: CNE1000002M1 Meeting Date: 09-Sep-20 Meeting Type: Special EGM BALLOT FOR HOLDERS OF H SHARES Management Non-Voting 1 Elect Miao Jianmin as Director Management For Voted - For Meeting Date: 25-Jun-21 Meeting Type: Annual AGM BALLOT FOR HOLDERS OF H SHARES Management Non-Voting 1 Approve Work Report of the Board of Directors Management For Voted - For 2 Approve Work Report of the Board of Supervisors Management For Voted - For 3 Approve Annual Report Management For Voted