Detection of Early Tumor Response to Axitinib in Advanced Hepatocellular Carcinoma By

Detection of Early Tumor Response to Axitinib in Advanced Hepatocellular Carcinoma By

<p> 1</p><p>1 Detection of Early Tumor Response to Axitinib in Advanced Hepatocellular</p><p>2 Carcinoma by Dynamic Contrast Enhanced Ultrasound </p><p>1,2 1 1 1 3 Glen M. Lo , MD, Hassan Al Zahrani , MD, Hyun-Jung Jang , MD, Ravi Menezes , PhD, </p><p>3 3 4, 5 1 4 John Hudson , PhD, Peter Burns , PhD, Mairéad G McNamara , MB PhD, Sonja Kandel , </p><p>1 4 1 1 5 MD, Korosh Khalili , MD, Jennifer Knox , MD, Patrik Rogalla , MD, Tae Kyoung Kim , MD</p><p>6</p><p>7 Affiliations</p><p>8 1. Medical Imaging, University of Toronto, Toronto, ON, Canada. </p><p>9 2. Department of Radiology, Sir Charles Gairdner Hospital, QEII Medical Centre, Perth, </p><p>10 Western Australia.</p><p>11 3. Department of Medical Biophysics, Sunnybrook Health Sciences Centre, Toronto, ON, </p><p>12 Canada. </p><p>13 4. Division of Medical Oncology, Princess Margaret Cancer Centre, University of Toronto, </p><p>14 Toronto, ON, Canada.</p><p>15 5. Department of Medical Oncology, The Christie NHS Foundation Trust/University of </p><p>16 Manchester (Institute of Cancer Sciences), Manchester, United Kingdom.</p><p>17</p><p>18 Corresponding author:</p><p>19 Tae Kyoung Kim, MD</p><p>20 Joint Department of Medical Imaging, University Health Network</p><p>21 Toronto General Hospital Peter Munk Building, 1 PMB-298</p><p>1 2 22 585 University Avenue Toronto, Ontario M5G 2N2</p><p>23 Phone: 1-416- 340-3372</p><p>24 Fax: 1-416-593-0502</p><p>25 [email protected] </p><p>2 3</p><p>26 ABSTRACT</p><p>27</p><p>28 This study aimed to evaluate the utility of dynamic contrast-enhanced ultrasound (DCE-US) in</p><p>29 measuring early tumor response of advanced hepatocellular carcinoma (HCC) to axitinib.</p><p>30 Twenty patients were enrolled (age 18–78 years; median 65). DCE-US was performed with</p><p>31 bolus injection and infusion/disruption-replenishment. Median overall survival (OS) was 7.1</p><p>32 months (1.8-27.3) and progression free survival (PFS) was 3.6 months (1.8-17.4). Fifteen</p><p>33 patients completed infusion scans and 12 completed bolus scans at 2 weeks. Among the</p><p>34 perfusion parameters, fractional blood volume at infusion (INFBV) decreased at 2 weeks in 10/15</p><p>35 (16–81% of baseline, mean 47%) and increased in 5/15 (116–535%, mean 220%). This was not</p><p>36 significantly associated with PFS (p=0.310) or progression at 16 weeks (p=0.849) but was</p><p>37 borderline statistically significant (p=0.050) with OS, limited by a small sample size. DCE-US</p><p>38 is potentially useful in measuring early tumor response of advanced HCC to axitinib, but a</p><p>39 larger trial is needed.</p><p>40</p><p>41 ABSTRACT WORD COUNT: 150</p><p>42</p><p>43 KEYWORDS: dynamic contrast-enhanced ultrasound, hepatocellular carcinoma, liver </p><p>44 neoplasms, axitinib, tumor response, perfusion</p><p>3 4 45 INTRODUCTION</p><p>46</p><p>47 Novel therapeutics for the treatment of hypervascular tumors, such as hepatocellular carcinoma</p><p>48 (HCC), target tumor neoangiogenesis creating the potential for developing imaging techniques</p><p>49 that can assess early treatment response by measuring early changes in tumor perfusion, rather</p><p>50 than assess the later change in tumor size (Eisenhauer et al. 2009; Jain et al. 2009; O'Connor et</p><p>51 al. 2008; Turkbey et al. 2009).</p><p>52</p><p>53 HCC is a hypervascular neoplasm, with tumor vascularity lending itself to imaging of perfusion.</p><p>54 Perfusion imaging can be performed using several modalities (e.g. CT, MRI, US, PET), with</p><p>55 ultrasound being relatively accessible, cheaper and not involving ionizing radiation (Provenzale</p><p>56 2007). Several groups have published promising results of dynamic contrast-enhanced</p><p>57 ultrasound (DCE-US) monitoring in various tumors measuring response to antiangiogenics,</p><p>58 including renal cell carcinoma (Lamuraglia et al. 2006; Williams et al. 2011), advanced HCC</p><p>59 (Assunta et al. 2013; Frampas et al. 2013; Sugimoto et al. 2013) and gastrointestinal stromal</p><p>60 tumors (GIST) (Knieling et al. 2013). DCE-US is now endorsed to monitor treatment response</p><p>61 in GIST by the European Society of Medical Oncology (ESMO / European Sarcoma Network</p><p>62 Working Group 2012).</p><p>63</p><p>64 DCE-US has been reported useful in early monitoring of response to sorafenib (an established</p><p>65 tyrosine kinase inhibitor) in advanced HCC, (Assunta et al. 2013; Knieling et al. 2012;</p><p>66 Shiozawa et al. 2012; Sugimoto et al. 2013). Axitinib is a novel selective tyrosine kinase</p><p>67 inhibitor (TKI) of vascular endothelial growth factor receptors (VEGFs) 1, 2, and 3 (Choueiri</p><p>68 2008) and has been investigated as a second-line treatment option in advanced HCC when first-</p><p>69 line therapy with sorafenib failed. This study is a sub-study of a phase II trial of second-line 4 5</p><p>70 axitinib following prior antiangiogenic therapy in advanced HCC (McNamara et al. 2015),</p><p>71 focusing on the utility of DCE-US as an imaging biomarker. The results reported by McNamara</p><p>72 et al and from a randomized phase II study of axitinib versus placebo plus best supportive care</p><p>73 in second-line treatment of advanced HCC (Kang et al. 2015) concluded that further study of</p><p>74 this agent should be in a selected population incorporating potential biomarkers of response. To</p><p>75 our knowledge, there has been no report on the use of DCE-US as an imaging biomarker for</p><p>76 axitinib treatment monitoring in HCC.</p><p>77</p><p>78 In addition, antiangiogenic therapy not only changes the perfusion of liver tumors, but also has</p><p>79 an effect on the perfusion of the liver parenchyma. Perfusion change of liver parenchyma with</p><p>80 the use of antiangiogenics has been recently reported to predict major adverse events as a result</p><p>81 of sorafenib therapy (Sugimoto et al. 2013).</p><p>82</p><p>83 The purpose of this study was to determine if DCE-US was useful in the early detection of</p><p>84 tumor response to axitinib in the treatment of patients with advanced HCC and to determine if</p><p>85 DCE-US can detect perfusion changes of liver parenchyma related to the use of axitinib.</p><p>86</p><p>87 MATERIALS AND METHODS</p><p>88</p><p>89 This is a sub-study of a prospective single arm, open-label phase II trial of axitinib in advanced</p><p>90 HCC (McNamara et al. 2015). The institutional Research Ethics Board approved the trial.</p><p>91 Written informed consent was obtained from all patients.</p><p>92</p><p>93 Subjects</p><p>5 6 94</p><p>95 The clinical trial enrolled 30 patients with advanced HCC for treatment with axitinib</p><p>96 (McNamara et al. 2015). Eligible patients had unresectable and/or metastatic HCC and were</p><p>97 Child-Pugh score of A or B7, with measurable progressive disease after prior treatment with</p><p>98 antiangiogenics. Twenty patients consented to undergo the DCE-US sub-study and were</p><p>99 prospectively enrolled from January 2011 to October 2013. Four patients were excluded</p><p>100 because of incomplete imaging (their clinical condition precluded them from attending all</p><p>101 imaging appointments; those that attended imaging tolerated imaging procedures). One patient</p><p>102 was excluded because he did not take the trial medication although he underwent all scheduled</p><p>103 DCE-US tests. Axitinib was started at 5 mg bid orally, titrated to 2-10 mg bid as tolerated (28</p><p>104 days = 1 cycle). Treatment continued until progressive disease or intolerable toxicity/patient</p><p>105 withdrawal. Tumor response was evaluated by multi-phasic contrast-enhanced CT, performed</p><p>106 at baseline and every 8 weeks as per protocol (McNamara et al. 2015).</p><p>107</p><p>108 Ultrasound Scanning</p><p>109</p><p>110 DCE-US was performed at baseline and 2 weeks after starting axitinib. Patients were scanned</p><p>111 using a Philips iU22 scanner (Philips Ultrasound, Bothell, WA) with a C5-1 probe, in dual-</p><p>112 imaging mode (contrast/grayscale), at low mechanical index (MI < 0.06) with non-linear</p><p>113 imaging (power modulated pulse inversion [PMPI] mode). Patients were scanned according to</p><p>114 trial protocol by one of three trial radiologists (HJ, KK, TK), experienced in DCE-US. A single</p><p>115 target lesion, which was most easily accessible with ultrasound, in each patient was examined in</p><p>116 either sagittal or coronal planes, so that respiratory motion was confined to the scan plane and</p><p>117 could be corrected for post-processing. Tumor sizes were measured, in three planes. DCE-US</p><p>118 was performed by using two different methods: bolus-injection and infusion with 6 7</p><p>119 disruption/replenishment. First, a single bolus injection was measured, imaging the tumor at its</p><p>120 largest visible plane. Then six disruption-replenishment acquisitions with continuous infusion of</p><p>121 the contrast agent were performed at the same location. The ultrasound contrast agent used</p><p>122 consisted of perflutren lipid microspheres (Definity; Lantheus, North Billerica, MA). For the</p><p>123 bolus injection, 0.2 mL of contrast agent was injected into an antecubital intravenous catheter,</p><p>124 followed by a 5 mL saline flush. Scanning time started at the end of the flush and was</p><p>125 continuous for 2 minutes, without a breath-hold. Infusion began after the bolus technique. An</p><p>126 infusion of 0.9 mL of perflutren lipid microspheres diluted in 54 mL of saline was administered</p><p>127 over 12 minutes by using an injection pump (Medfusion 3500; Smiths Medical, Dublin Ohio).</p><p>128 After waiting 2 minutes for the infusion to reach steady state, six disruptions (high-mechanical</p><p>129 index 8-frame flash) were performed, and each corresponding replenishment sequence was</p><p>130 measured over 30 seconds, with breath-hold (Williams et al. 2011). </p><p>131</p><p>132 Image Analysis</p><p>133</p><p>134 Ultrasound data were transferred from the scanner via DVD to a separate workstation for</p><p>135 analysis. Raw data was saved, to allow linearization. If the clip from either bolus or infusion</p><p>136 measurements demonstrated severe respiratory motion which makes it difficult to place the</p><p>137 regions of interest (ROI), a motion correction region-of-interest was drawn on the image,</p><p>138 encompassing as much tumor and liver visible, and the software’s motion compensation</p><p>139 algorithm applied (Williams et al. 2011). Regions of interest (ROI) were drawn: the first within</p><p>140 the tumor (T) and the second in adjacent liver parenchyma (L). For tumor, a free-hand ROI was</p><p>141 drawn on grayscale image as close to the tumor margin as possible, to ensure inclusion of</p><p>142 peripheral tumor vascularity (Figures 1, 2). For the liver, a free-hand ROI was drawn at the</p><p>7 8 143 same depth and size as the tumor ROI. Not all sonographic windows enabled adequate</p><p>144 visibility of adjacent liver for a liver ROI analysis. </p><p>145</p><p>146 Contrast Enhancement Models</p><p>147</p><p>148 Our study implemented two different methods of DCE-US with their correspondingly</p><p>149 appropriate perfusion models (below). The first method relies on a single bolus of contrast</p><p>150 injected intravenously in a peripheral vein. The strengths of this technique include its</p><p>151 widespread use among DCE-US centers permitting a more direct comparison of results, and its</p><p>152 high signal to noise ratio. In a practical setting, the method is limited to a single measurement</p><p>153 per study. Reproducibility is also affected by the unknown influence of cardio-pulmonary on</p><p>154 the local arterial/portal input function. Implementing the infusion method requires additional</p><p>155 equipment (infusion pump), but permits multiple measurements to made in quick succession</p><p>156 and has direct control over the arterial/portal input function (Hudson et al. 2015). For each</p><p>157 DCE-US study, in the single bolus injection clip and six infusion clips, the observed perfusion</p><p>158 in the selected region-of-interest was plotted as a time-intensity curve by the computer software</p><p>159 fitting data to an appropriate model (Hudson et al. 2011), allowing for quantitative</p><p>160 measurements of perfusion parameters as follows. </p><p>161</p><p>162 Bolus measurements were fitted to a model using a local-density random-walk equation (Figure</p><p>163 1). For the bolus injection, seven perfusion parameters were recorded:</p><p>164 1. Total area under the curve (BOLAUC).</p><p>165 2. Peak signal intensity (BOLPEAK).</p><p>166 3. Time to peak signal intensity (BOLTTP).</p><p>8 9</p><p>167 4. Area under the curve wash-in (area up to peak, BOLAUC-in).</p><p>168 5. Area under the curve wash-out (area after peak, BOLAUC-out).</p><p>169 6. Mean transit time (BOLMTT).</p><p>170 7. Inflow slope (BOLSLOPE).</p><p>171</p><p>172 Infusion disruption-replenishment measurements were fitted to a lognormal perfusion model,</p><p>173 using in-house software (Matlab; The Mathworks Inc., Natick, MA). The resulting curve’s</p><p>174 plateau reflects tumor fractional blood volume (INFBV) and its slope reflects tumor mean flow</p><p>175 velocity (INFVM) (Hudson et al. 2011). The average of six (or more) measurements was used.</p><p>176 For infusion or disruption/replenishment technique, two perfusion parameters were recorded: </p><p>177 1. Peak</p><p>178 intensity, which reflects fractional blood volume (INFBV).</p><p>179 2. Slope, which reflects flow velocity (INFVM).</p><p>180</p><p>181 Standard Endpoints</p><p>182</p><p>183 Tumor response evaluation was performed according to RECIST 1.1 at CT scan (Eisenhauer et</p><p>184 al. 2009). The primary endpoint of tumor control rate in the clinical study was assessed by CT</p><p>185 scan at 16 weeks by RECIST 1.1 criteria (Edeline et al. 2012). Secondary clinical endpoints</p><p>186 included progression free survival (PFS) and overall survival (OS). Perfusion parameters for</p><p>187 each patient were examined as a percentage change observed at the 2 week DCE-US scan,</p><p>188 compared to baseline. Patients were then grouped for each perfusion parameter according to</p><p>189 whether an increase or decrease in perfusion was observed.</p><p>190</p><p>9 10 191 Perfusion parameters were analyzed for associations with response (responders demonstrating</p><p>192 stable disease or treatment response, and non-responders having progressive disease on the 16</p><p>193 week CT), OS and PFS. For each parameter, patients were grouped as having increased or</p><p>194 decreased perfusion and correlated with response, PFS or OS using Kaplan-Meier analysis.</p><p>195 Differences between perfusion parameter subgroups (increased or decreased perfusion) were</p><p>196 examined using the log-rank test. Analysis was made for associations between infusion</p><p>197 parameters at the initial 2-week US scan and LFTs at 16 weeks, using Spearman’s rho</p><p>198 correlation coefficients and the Mann-Whitney test.</p><p>199</p><p>200 RESULTS</p><p>201 Fifteen patients were included in final analysis (10 men and 5 women, mean age 57 years, range</p><p>202 18 to 78 years). Causes of hepatic cirrhosis included alcohol (n = 2), hepatitis B (n = 6),</p><p>203 hepatitis C (n = 3) and other (n = 4). (Table. 1.)</p><p>204 </p><p>205 Among the 15 patients, all had complete infusion data but only 12 had complete bolus-injection</p><p>206 data at 2 weeks, due to corrupted data storage on the single bolus-injection run, discovered at</p><p>207 post-processing (the patients underwent the scanning). Mean tumor size at baseline was 5.2 cm</p><p>208 (range, 1.6–9.3 cm). At 2 weeks, mean tumor size was 102% of baseline (100% of baseline</p><p>209 being no change, standard deviation 22 %). Median PFS was 3.6 months (range, 1.8–17.4</p><p>210 months; 95% CI: 2.085, 5.115) based on RECIST 1.1 (Edeline et al. 2012). Median OS was 7.1</p><p>211 months (range, 1.8–27.3 months; 95% CI: 0, 14.270). At the time of analysis, five patients were</p><p>212 still alive, and OS was assigned as the current duration of therapy.</p><p>213</p><p>214 DCE-US Infusion Method</p><p>10 11</p><p>215</p><p>216 Reduction of tumor fractional blood volume (INFBV) using the infusion method at 2 weeks</p><p>217 occurred in 10/15 (16–81% of baseline, mean 47%) while 5/15 showed an increase (116–535%,</p><p>218 mean, 220%). (Figure 3.) The Kaplan-Meier analyses for INFBV at 2 weeks and PFS showed no</p><p>219 statistically significant difference (p = 0.310) but for OS the p-value was borderline (p = 0.050,</p><p>220 Figure 5). For the clinical outcome of tumor response at 16 weeks, Kaplan-Meier analysis and</p><p>221 log-rank test also showed no association between INFBV at 2 weeks and progression (p = 0.849).</p><p>222 (Table 2.)</p><p>223</p><p>224 Reduction of infusion tumor blood velocity (INFVM) at 2 weeks occurred in 5/15 (42-98% of</p><p>225 baseline, mean 83%) while 8/15 showed an increase (1–25% increase from baseline, mean, 9%)</p><p>226 and there was no change in 2/15 measured. An increase or decrease in INFVM at 2 weeks did not</p><p>227 correlate to the clinical outcomes of PFS, OS, or treatment response at 16 weeks (analyses not</p><p>228 shown).</p><p>229</p><p>230 DCE-US Bolus Method</p><p>231</p><p>232 Reduction of BOLAUC at 2 weeks occurred in 5/12 (11–68% of baseline, mean, 38%) while 7/12</p><p>233 showed an increase (2–72% increase, mean, 32%). (Figure 4.) The Kaplan-Meier analyses for</p><p>234 BOLAUC at 2 weeks and PFS or OS showed no statistically significant difference between</p><p>235 patients that had an increase or decrease in measured tumor perfusion (p = 0.357 and p = 0.711,</p><p>236 respectively, Figure 5). For the clinical outcome of tumor response at 16 weeks, Kaplan-Meier</p><p>237 analysis and log-rank test showed no association between BOLAUC at 2 weeks and progression</p><p>238 (p = 0.369).</p><p>11 12 239</p><p>240 The remaining six bolus method perfusion parameters, including BOLPEAK, BOLTTP, BOLAUC-in,</p><p>241 BOLAUC-out, BOLMTT, and BOLSLOPE, also did not correlate with the clinical outcomes of PFS, OS,</p><p>242 and tumor response at 16 weeks (analyses not shown).</p><p>243</p><p>244</p><p>245 Liver Perfusion</p><p>246</p><p>247 Eight patients had measureable liver bolus data and 11 patients had measureable liver infusion</p><p>248 data at baseline and at 2 weeks. (Table 3.) Not all patients had visible liver parenchyma in the</p><p>249 images recorded to evaluate the tumor mass at each time point. Liver function test results were</p><p>250 available for all patients at 16 weeks. Six of 8 bolus and 10 of 11 infusion patients had</p><p>251 measurable decrease in BOLAUC or INFBV in liver parenchyma at two weeks (BOLAUC median</p><p>252 -44%, range -94% to +574%; INFBV median -47%, range -67% to +99%). No patients were</p><p>253 recorded to have liver adverse events (rise of LFTs, jaundice, or encephalopathy). No patients</p><p>254 were recorded to have treatment-related liver adverse events. One patient with liver</p><p>255 decompensation had tumor progression and dehydration and was palliated.</p><p>256</p><p>257 DISCUSSION</p><p>258</p><p>259 Emerging use of antiangiogenic chemotherapeutics necessitates measurement of treatment</p><p>260 response by imaging of tumor perfusion, to detect changes in tumor vascularity, rather than</p><p>261 assess the later change in tumor size (Eisenhauer et al. 2009; Jain et al. 2009; O'Connor et al.</p><p>262 2008; Turkbey et al. 2009). Axitinib is a novel antiangiogenic agent and is both a potent and</p><p>263 selective tyrosine kinase inhibitor (TKI). It acts through interrupting pathways for tumor 12 13</p><p>264 neoangiogenesis, blocking signaling at vascular endothelial cell growth factor receptor</p><p>265 (VEGFR), platelet-derived growth factor receptor-β (PDGFR-β) and colony stimulating factor-1</p><p>266 receptor (CSF-1) (Choueiri 2008; Kelly and Rixe 2010; Rugo et al. 2005). It has been studied</p><p>267 in the treatment of hematologic and solid-organ cancers, including cholangiocarcinoma,</p><p>268 pancreatic cancer, breast cancer, acute myeloid leukemia and renal cell carcinoma (Rugo et al.</p><p>269 2005; Takahashi et al. 2014; Wilmes et al. 2007). </p><p>270</p><p>271 Our study is the first to report infusion technique parameters utilizing DCE-US for early</p><p>272 detection of treatment response to axitinib in patients with advanced HCC. The included patient</p><p>273 cohort was 2/3 male with the cause of cirrhosis predominantly relating to hepatitis viral</p><p>274 infection, which is representative of patients referred to a tertiary centre in Canada. Concordant</p><p>275 with other published studies examining DCE-US perfusion parameters in early detection of</p><p>276 HCC response to antiangiogenics, we have demonstrated measureable differences in tumor</p><p>277 perfusion at 2 weeks, a time frame similar to other studies. Our results demonstrate</p><p>278 measureable changes in HCC tumor perfusion at 2 weeks of therapy with axitinib. Tumor sizes</p><p>279 remained stable at this early time point (according to RECIST 1.1) but increases or decreases in</p><p>280 perfusion parameters were measurable. Early detection of response could potentially reassure</p><p>281 the patient and clinician to persist with therapy. Early detection of non-response could trigger an</p><p>282 escalation of dose in the absence of concerning toxicity, or discontinue or change therapy in a</p><p>283 declining patient with troublesome side effects. Treatment-related adverse events were</p><p>284 commonly seen on this study but usually manageable and some patients could tolerate dose</p><p>285 escalation (McNamara et al. 2015). There is a growing body of evidence in tyrosine kinase</p><p>286 inhibitor research that support a more dynamic and individualized patient dosing strategy of</p><p>287 drug based on biomarkers such as toxicity and imaging (Bjarnason et al. 2015).</p><p>13 14 288</p><p>289 In our study, the most promising perfusion parameter on DCE-US to detect response to axitinib</p><p>290 was INFBV, an initial reduction in tumor perfusion at two weeks seen in patients with increased</p><p>291 PFS and OS. In our data, tumor blood volume (INFBV) with infusion technique decreased at 2</p><p>292 weeks in 10/15 (16 - 81% of baseline, mean, 47%) and increased in 5/15 (116 - 535%, mean,</p><p>293 220%). The association was not significantly correlated with PFS (p = 0.310) or progression at</p><p>294 16 weeks (p = 0.849) but was borderline statistically significant (P = 0.050) for OS, with the</p><p>295 small sample size being a limitation. Further studies with a larger patient population are</p><p>296 required to confirm the utility of this technique in evaluating the usefulness of perfusion</p><p>297 parameters in DCE-US. Measurable changes in tumor INFBV by the infusion technique have</p><p>298 been reported in RCC: Williams et al compared bolus and infusion techniques in 17 patients</p><p>299 with RCC, treated with sunitinib (Williams et al. 2011). DCE-US was performed at 2 weeks and</p><p>300 compared to imaging using RECIST criteria at 6 weeks, and PFS. The infusion technique</p><p>301 demonstrated a reduction in median tumor fractional blood volume of 73% at this early time</p><p>302 point, before a change in perfusion by the bolus method was detected. However, this did not</p><p>303 predict PFS or RECIST response at 6 weeks. </p><p>304</p><p>305 Our results did not confirm the utility of BOLAUC as a parameter predictive of tumor response</p><p>306 reported in other studies, but we only had 12 patients with complete bolus data. In contrast,</p><p>307 there are several prior studies that have reported BOLAUC as a promising imaging parameter to</p><p>308 predict the patient’s outcome. These studies involved different antiangiogenic agents, using</p><p>309 different ultrasound contrast agents and equipment. For example, Lassau et al. measured tumor</p><p>310 response to bevacizumab using the bolus technique in 42 patients with HCC, at days 3, 7, 14</p><p>311 and 60 of therapy (Lassau et al. 2011). They reported results that trended towards statistical</p><p>312 significance for prediction of tumor response by BOLAUC, as well as BOLAUC-in and BOLAUC-out 14 15</p><p>313 and TTP. Frampas et al measured tumor response to sorafenib in 19 patients with HCC using</p><p>314 the bolus method at one month post commencement of treatment. A decrease of > 40% in</p><p>315 BOLAUC was reported to predict non-progression by RECIST criteria at two months (Frampas et</p><p>316 al. 2013). Assunta et al measured tumor response to sorafenib in 28 patients with HCC using the</p><p>317 bolus method at 15 and 30 days post commencement of treatment, and demonstrated that</p><p>318 BOLAUC at 15 days predicted tumor response at two months (Assunta et al. 2013).</p><p>319</p><p>320 Most patients with measurable liver perfusion demonstrated a decrease in background liver</p><p>321 perfusion at 2 weeks, measured by both bolus and infusion methods: 6/8 BOLAUC and 11/12</p><p>322 INFBV; however, this did not correlate to the hepatic adverse events (increased LFT, jaundice, or</p><p>323 encephalopathy). Sugimoto et al measured tumor response to sorafenib using the bolus method</p><p>324 in 37 patients with HCC, at days 7, 14 and 28 of treatment (Sugimoto et al. 2013). The BOLAUC</p><p>325 at day 7 of liver parenchyma predicted adverse events presumed related to drug toxicity on the</p><p>326 liver. We demonstrated measureable changes in liver parenchyma perfusion parameters with</p><p>327 both bolus and infusion techniques, but report no adverse events of presumed liver drug</p><p>328 toxicity.</p><p>329</p><p>330 Our study had a number of limitations. This sub-study was limited by a small sample size with</p><p>331 inability to measure lesions at differing timepoints in a number of patients. Larger study</p><p>332 population numbers are needed to confirm expected utility for DCE-US in measuring tumor</p><p>333 response to the novel antiangiogenic agent, axitinib. Also, the clinical endpoint of OS may not</p><p>334 be the ideal outcome measure to correlate with DEC-US tumor response to axitinib in this study</p><p>335 population as there are competing causes for mortality, such as liver failure relating to</p><p>336 background cirrhosis. In addition, as part of this Phase II clinical trial, the enrolment was of a</p><p>15 16 337 patient group who had failed previous therapy, and whose option was salvage therapy, therefore</p><p>338 results may compromised. </p><p>339</p><p>340 In summary, INFBV measurement using the DCE-US infusion technique is potentially useful as</p><p>341 an imaging biomarker to predict OS in patients with advanced HCC who are treated with</p><p>342 axitinib. Early perfusion reduction of HCC tumors was detected by DCE-US (INFBV) 2 weeks</p><p>343 after treatment with axitinib in most patients, when tumor size had not changed. A larger study</p><p>344 is needed to investigate further.</p><p>345</p><p>16 17</p><p>346 FUNDING SUPPORT 347 This was an investigator-initiated study and was funded in part by 348 Pfizer Canada. Dr. Jennifer J. Knox acquired this funding.</p><p>349</p><p>17 18 350 REFERENCES:</p><p>351</p><p>352 Assunta ZM, Matteo G, Andrea L, Di Stasio Enrico, Davide R, Elenora AB, Laura R, Elena AM, 353 Francesca P, Gianluigi C, Lodovico RG, Raffaele L, Massimo S, Maurizio P, Antonio G. 354 Accepted Manuscript. Journal of Hepatology European Association for the Study of the 355 Liver, 2013;:1–37. </p><p>356 Bjarnason GA, Khalil B, Hudson JM, Williams R, Milot LM, Atri M, Kiss A, Burns PN. Reprint 357 of: Outcomes in patients with metastatic renal cell cancer treated with individualized 358 sunitinib therapy: Correlation with dynamic microbubble ultrasound data and review of the 359 literature. Urol Oncol 2015;33:171–178. </p><p>360 Choueiri TK. 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AJR 414 Am J Roentgenol 2007;188:11–23. </p><p>415 Rugo HS, Herbst RS, Liu G, Park JW, Kies MS, Steinfeldt HM, Pithavala YK, Reich SD, Freddo 416 JL, Wilding G. Phase I trial of the oral antiangiogenesis agent AG-013736 in patients with 417 advanced solid tumors: pharmacokinetic and clinical results. Journal of Clinical Oncology 418 American Society of Clinical Oncology, 2005;23:5474–5483. </p><p>419 Shiozawa K, Watanabe M, Kikuchi Y, Kudo T, Maruyama K, Sumino Y. Evaluation of sorafenib 420 for hepatocellular carcinoma by contrast-enhanced ultrasonography: a pilot study. World J 421 Gastroenterol 2012;18:5753–5758. </p><p>422 Sugimoto KK, Moriyasu FF, Saito KK, Rognin NN, Kamiyama NN, Furuichi YY, Imai YY. 423 Hepatocellular carcinoma treated with sorafenib: early detection of treatment response and 424 major adverse events by contrast-enhanced US. Liver Int 2013;33:605–615. </p><p>19 20 425 Takahashi H, Ojima H, Shimizu H, Furuse J, Furukawa H, Shibata T. Axitinib (AG-013736), an 426 oral specific VEGFR TKI, shows potential therapeutic utility against cholangiocarcinoma. 427 Jpn J Clin Oncol Oxford University Press, 2014;44:570–578. </p><p>428 Turkbey B, Kobayashi H, Ogawa M, Bernardo M, Choyke PL. Imaging of Tumor Angiogenesis: 429 Functional or Targeted? AJR Am J Roentgenol 2009;193:304–313. </p><p>430 Williams RR, Hudson JMJ, Lloyd BAB, Sureshkumar ARA, Lueck GG, Milot LL, Atri MM, 431 Bjarnason GAG, Burns PNP. Dynamic microbubble contrast-enhanced US to measure tumor 432 response to targeted therapy: a proposed clinical protocol with results from renal cell 433 carcinoma patients receiving antiangiogenic therapy. Radiology 2011;260:581–590. </p><p>434 Wilmes LJ, Pallavicini MG, Fleming LM, Gibbs J, Wang D, Li K-L, Partridge SC, Henry RG, 435 Shalinsky DR, Hu-Lowe D, Park JW, McShane TM, Lu Y, Brasch RC, Hylton NM. AG- 436 013736, a novel inhibitor of VEGF receptor tyrosine kinases, inhibits breast cancer growth 437 and decreases vascular permeability as detected by dynamic contrast-enhanced magnetic 438 resonance imaging. Magn Reson Imaging Elsevier, 2007;25:319–327. </p><p>439</p><p>440</p><p>20 21</p><p>441 FIGURE LEGENDS</p><p>442</p><p>443 Figure 1. DCE-US with Bolus Method and Time-Intensity Curve</p><p>444 The region-of-interest (ROI) outlines the tumor on simultaneous contrast-ultrasound image</p><p>445 (left) and B-mode image (right). The intensity of contrast bubbles is plotted against time, with</p><p>446 the fit curve superimposed. 1. Peak signal intensity (BOLPEAK). 2. Time to peak signal intensity</p><p>447 (BOLTTP). 3. Area under the curve wash-in (area up to peak, BOLAUC-in). 4. Area under the curve</p><p>448 wash-out (area after peak, BOLAUC-out). 5. Total area under the curve (BOLAUC) = 3 + 4.</p><p>449</p><p>450 Figure 2. DCE-US with Infusion Method and Time-Intensity Curve</p><p>451 The region-of-interest (ROI) outlines the tumor on simultaneous contrast-ultrasound image</p><p>452 (left) and B-mode image (right). The intensity of contrast bubbles is plotted against time, with</p><p>453 the fit curve superimposed. 1. Peak intensity, which reflects fractional blood volume (INFBV).</p><p>454 2. Slope, which reflects flow velocity (INFVM).</p><p>455</p><p>456 Figure 3. Percentage Change of BOLAUC at Two Weeks From Baseline by Patient</p><p>457</p><p>458 Figure 4. Percentage Change of INFBV at Two Weeks From Baseline by Patient</p><p>459</p><p>460 Figure 5. Kaplan-Meier Analyses for PFS and OS and Patients with Increased or</p><p>461 Decreased BOLAUC or INFBV at Two Weeks</p><p>462</p><p>21 22 463 TABLES</p><p>464 Table 1. Patient Demographics, Tumor Size, Standard Clinical Outcomes</p><p>Tumo</p><p> r Size</p><p>Tumo 2 PFS OS</p><p> r Size weeks (mont (mont</p><p>Sex Age Cause CP (mm) (mm) hs) hs) 1 M 36 Other A5 34 25 2.5 7.1 2 F 22 Hep B A5 58 52 13.2 22.4 3 F 65 Other A5 37 29 12.6 27.3 4 F 18 Hep B A5 36 33 3.6 6.6 5 M 57 Hep C A5 26 43 1.9 6.3 6 F 52 Hep C B7 62 67 12.3 13.7 7 M 75 Hep C B7 45 51 1.8 1.8 Alcoh</p><p>8 M 69 ol A5 79 72 17.4 17.4 9 M 78 Hep B A5 16 28 4.6 4.6 10 M 50 Hep B A5 37 36 3.4 6.7 11 M 66 Hep B A5 66 68 10.8 10.8 12 M 76 Other A6 91 98 2.6 3.1 13 M 66 Hep B A5 57 67 3.5 8.1 14 F 69 Other A5 47 40 5.9 7.1 Alcoh</p><p>15 M 55 ol A6 93 97 3.4 3.4 *CP= Childs-Pugh score. PFS = Progression-Free Survival. OS = Overall </p><p>Survival. 465</p><p>466</p><p>22 23</p><p>467 Table 2. Changes of DCE-US Perfusion Parameters at Two Weeks Compared with Baseline and Clinical Outcomes</p><p>TUMOR TUMOR TUMOR TUMOR TUMOR TUMOR TUMOR TUMOR TUMOR PFS OS</p><p>BOLAUC BOLPEAK BOLAUC-IN BOLAUC-OUT BOLTTP BOLMTT BOLSLOPE INFBV INFVM (months) (months) 1 NA NA NA NA NA NA NA -47% 14% 2.5 7.1 2 NA NA NA NA NA NA NA -69% 19% 13.2 22.4 3 2% -14% 544% -69% 575% -11% -84% -29% -4% 12.6 27.3 4 -89% -88% -87% -89% 15% -2% -90% -80% -2% 3.6 6.6 5 17% -39% 241% -7% 461% 165% -80% 49% -14% 1.9 6.3 6 57% 127% 15% 62% -48% -53% 298% -37% 25% 12.3 13.7 7 -45% -31% -58% -42% -32% -29% -31% -51% 0% 1.8 1.8 8 36% 33% 39% 34% -2% 1% 13% -44% 3% 17.4 17.4 9 NA NA NA NA NA NA NA 16% 4% 4.6 4.6 10 -32% -12% 10280% -38% 3650% -3% -88% -19% 0% 3.4 6.7 11 -88% -84% -91% -87% -41% -48% -72% -84% 5% 10.8 10.8 12 7% -8% 10% 6% 17% 30% -11% 436% -10% 2.6 3.1 13 -60% -45% -68% -58% -40% -46% -13% -70% 1% 3.5 8.1 14 72% -56% 202% 66% 517% 803% -90% 75% -58% 5.9 7.1 15 35% 14% 202% 16% 143% -7% -42% 23% 2% 3.4 3.4 NA = Not Available. Values expressed as percentage change from baseline. i.e. no change = 0%, decrease = a negative % and </p><p> increase = a positive %. </p><p>PFS = Progression-Free Survival. OS = Overall Survival.</p><p>23 24</p><p>468 Table 3. Changes of DCE-US Perfusion Parameters at Two Weeks Compared with Baseline</p><p>469 and Clinical Outcomes</p><p>OS</p><p>LIVER LIVER LIVER PFS (mon</p><p>Pt BOLAUC INFBV INFVM (months) ths) 1 NA -35% 5% 2.5 7.1 2 NA NA NA 13.2 22.4 3 NA NA NA 12.6 27.3 4 -93% -59% 33% 3.6 6.6 5 -22% -16% -23% 1.9 6.3 6 574% 99% 7% 12.3 13.7 7 -33% -55% -7% 1.8 1.8 8 -54% -64% 12% 17.4 17.4 9 NA -47% -20% 4.6 4.6 10 NA -4% 1% 3.4 6.7 11 -86% -67% -15% 10.8 10.8 12 NA NA NA 2.6 3.1 13 -68% -57% -2% 3.5 8.1 14 8% -16% 0% 5.9 7.1 15 NA NA NA 3.4 3.4 NA = Not Available. Values expressed as percentage </p><p> change from baseline. i.e. no change = 0%, decrease = a </p><p> negative % and increase = a positive %. PFS = </p><p>Progression-Free Survival. OS = Overall Survival. 470 471</p><p>24</p>

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