<p> T Q D 7 0 4 · T E C H N I C A L S P E C I F I C A T I O N Turquoise Derivatives BCS API Checklist </p><p>I S S U E 1 . 0 · 0 4 M A R C H 2 0 1 1 1. Test Checklist Details</p><p>1.1 Application General Information</p><p>Date Company Name Member Code (CED Code)</p><p>CC&G Membership Type:  General Clearing Member  Individual Clearing Member  Non-Clearing Member</p><p>Application / ISV Application Name Application Release Operating System</p><p>1.2 Requirements</p><p>The checklist will be executed in the CDS test environment and the requirements are the following:</p><p> One BCS user  One trading user (in order to execute trades and create the test scenario)  If General Clearing Member: two trading users (one acting as GCM and one act- ing as NCM)  If Clearing Member is interested in using International/Automatic Give-Up: two clearing companies (one acting as sender and one as receiver).  Connectivity to the BCS CDS test environment  Connectivity to the Turquoise CDS test environment</p><p>The check list has to be executed in two different trading days in order to test the functions when available at T and T+1.</p><p>When the following checklist is completed in the test environment, a login/logout test in production is required.</p><p>2 3 1.3 Checklist Details: Conventions</p><p>Y/N: Preliminary test (functions that have to be tested in the preliminary test phase)</p><p>Function Info/Transaction Preliminary Test Result</p><p>SYSTEM CONNECTION</p><p>Connection to the system</p><p>STATIC DATA</p><p>Markets Info</p><p>Classes Info</p><p>Clearing Member Codes Info</p><p>Non Clearing Member Codes Info</p><p>Series Info</p><p>SUBACCOUNTS</p><p>Subaccounts list Info</p><p>Subaccount/client code links list Info</p><p>Subaccount creation/modify/inactivation Transaction</p><p>Subaccount/client code link creation/modify/inactivation Transaction</p><p>POSITIONS</p><p>Positions Info</p><p>List of Rectified positions Info</p><p>List Position Transfers Info</p><p>List of Subaccount Changes Info</p><p>Gross Positions Rectifying Transaction</p><p>Transfer Position Request Transaction</p><p>Transfer Position Confirm Transaction</p><p>Subaccount Change Request Transaction</p><p>TRADES</p><p>Trades Info</p><p>Transferred Trades Info</p><p>Splitted Trades Info</p><p>Trades with Open/Close flag changed Info</p><p>Trades with client code changed Info</p><p>Give-Out/Take Up list Info</p><p>Trade History Info</p><p>Give Out/Take Up creation/modify/inactivation Transaction</p><p>4 Automatic Give-Up Transaction</p><p>International Give-Up Request Transaction</p><p>International Give-Up Confirm/Reject Transaction</p><p>Client Code Change Transaction</p><p>Open/Close Change Transaction</p><p>Trades Split Transaction</p><p>GUARANTEES</p><p>Collateral Guarantees Info</p><p>Deposited Guarantees Info</p><p>Bulk Deposit Subaccount/Allocation change Transaction</p><p>OPTION EXERCISE / ASSIGNMENTS</p><p>Exercise By Exception Request Transaction</p><p>Early Exercise Request Transaction</p><p>Early Exercise Deletion Transaction</p><p>Early Exercises list Info</p><p>Exercise By Exception list Info</p><p>Expiry Exercises Requests Info</p><p>Assignments calculation finished Info</p><p>Assignments Info</p><p>CLEARING MESSAGES</p><p>New Clearing Message available Info</p><p>Clearing messages download Info</p><p>Info</p><p>INTRADAY MARGIN CALLS</p><p>New Intraday Margin Call available Info</p><p>Intraday Margin Call download Info</p><p>REPORTS</p><p>Realtime reports update Info</p><p>List of available reports Info</p><p>Intraday reports update Info</p><p>Clearing Reports Download Transaction</p><p>NCM reports download (for GCM) Transaction</p><p>Report Download Abort Transaction</p><p>Other reports Info</p><p>FAILS</p><p>Recovery Test</p><p>5 Failover Test (if requested)</p><p>DISCONNECTION</p><p>Logout</p><p>1.4 Checklist Results</p><p>6 Copyright © Turquoise Global Holdings Limited. Registered in England and Wales No. 06132421.</p><p>Turquoise Global Holdings Limited has used all reasonable efforts to ensure that the information contained in this publication is correct at the time of going to press, but shall not be liable for decisions made in reliance on it.</p><p>London Stock Exchange is a registered trade mark of London Stock Exchange plc. Turquoise is a registered trade mark of Turquoise Global Holdings Limited.</p><p>Turquoise Global Holdings Limited.</p><p>10 Paternoster Square London EC4M 7LS Telephone: +44 (0)20 7797 1000 http://www.tradeturquoise.com</p><p>7</p>