Belowground Biomass Functions and Expansion Factors in High Elevation Norway Spruce

Belowground Biomass Functions and Expansion Factors in High Elevation Norway Spruce

<p> 1Belowground biomass functions and expansion factors in high elevation</p><p>2Norway spruce. </p><p>3</p><p>4Bohdan Konôpka1, Jozef Pajtík1, Vladimír Šebeň1, Martin Lukac2,*</p><p>5</p><p>61National Forest Centre, Forest Research Institute, T.G. Masaryka 22, 960 92 Zvolen,</p><p>7Slovakia</p><p>82Department of Agriculture, Development and Policy, University of Reading, RG6 6AR, UK</p><p>9</p><p>10*Corresponding author: Martin Lukac</p><p>11 tel. number: +44 -118-378 8470 </p><p>12 fax: +44 -118-935 2421</p><p>13 e-mail: [email protected]</p><p>14</p><p>15Number of tables: 2</p><p>16Number of figures: 5</p><p>17</p><p>18</p><p>1 19Summary</p><p>20</p><p>21Biomass allocation to above- and belowground compartments in trees is thought to be</p><p>22affected by growth conditions. To assess the strength of such influences, we sampled six</p><p>23Norway spruce forest stands growing at higher altitudes. Within these stands, we randomly</p><p>24selected a total of 77 Norway spruce trees and measured volume and biomass of stem, above-</p><p>25and belowground stump and all roots over 0.5 cm diameter. A comparison of our observations</p><p>26with models parameterised for lower altitudes shows that models developed for specific</p><p>27conditions may be applicable to other locations. Using our observations, we developed</p><p>28biomass functions (BF) and biomass conversion and expansion factors (BCEF) linking</p><p>29belowground biomass to stem parameters. While both BF and BCEF are accurate in</p><p>30belowground biomass predictions, using BCEF appears more promising as such factors can be</p><p>31readily used with existing forest inventory data to obtain estimates of belowground biomass</p><p>32stock. As an example, we show how BF and BCEF developed for individual trees can be used</p><p>33to estimate belowground biomass at the stand level. In combination with existing</p><p>34aboveground models, our observations can be used to quantify total standing biomass of high</p><p>35altitude Norway spruce stands.</p><p>36</p><p>37Introduction</p><p>38</p><p>39The root system is important not only for anchoring trees in the soil, but it also fulfils a</p><p>40variety of physiological functions such as water and nutrient absorption from the soil and</p><p>41storage of carbohydrates. Trees therefore transfer a considerable proportion of assimilates to</p><p>42their belowground compartments. Tree roots significantly contribute to the total biomass and</p><p>43carbon storage in forests (Li et al., 2003). In spite of this significance of root systems,</p><p>2 2 44researchers have traditionally paid only scant attention to the ‘invisible’ part of the tree, partly</p><p>45due to the laborious and time consuming research methods involved (Levy et al., 2004).</p><p>46Recently, a substantial interest in tree root systems has been sparked by the need to accurately</p><p>47estimate the amount of carbon held in forests (Brunner and Godbold, 2007). A further impetus</p><p>48is provided by the proposed utilization of whole tree biomass as a renewable material for</p><p>49bioenergy generation (Schlamadinger and Marland, 1996). </p><p>50Studies dealing with biomass functions for Norway spruce (Picea abies (L.) Karst) during the</p><p>51past decade relate almost exclusively to aboveground biomass (Albaugh et al., 2009;</p><p>52Fehrmann and Klein, 2006; Muukkonen, 2007; Wirth et al., 2004; Zianis et al., 2005). There</p><p>53are several publications which also estimate the biomass of belowground compartments</p><p>54(Drexhage and Colin, 2001; Offenthaler and Hochbichler, 2006; Repola, 2009), however their</p><p>55general weakness is that they do not consider the full range of tree sizes, usually omitting</p><p>56early growth stages (Pajtík et al., 2008). There are two established approaches to estimating</p><p>57the biomass of particular tree compartments, making use of (a) allometric biomass functions</p><p>58and (b) expansion factors. Both methods can be used to calculate tree biomass at the tree or</p><p>59stand levels and can be readily adapted to calculate tree carbon stock. While biomass</p><p>60functions are invariably based on diameter (usually at breast height, i.e. DBH) and/or tree</p><p>61height, the definitions and usage of expansion factors varies among countries or authors (see</p><p>62for instance Somogyi et al. (2007); Tobin and Nieuwenhuis (2007)). Teobaldelli et al. (2009)</p><p>63defined the biomass conversion and expansion factor (BCEF) as an index which converts the</p><p>64most widely available forest mensuration data on stem volume directly to whole tree or</p><p>65compartment biomass (including belowground compartments, if parameterized). Here, a</p><p>66substantial variation in BCEF calculations may be related to inconsistent definition of stem</p><p>67volume (above or over bark, with or without the aboveground part of stump, including or</p><p>68excluding the stem top). To illustrate this point, we established BCEFs based both on stem</p><p>3 3 69volume (stem only, including aboveground stump and bark) and on merchantable volume</p><p>70(stem and branches above 7 cm, excluding stump and bark).</p><p>71This paper focuses on developing root system biomass functions and BCEFs for Norway</p><p>72spruce, which is one of the most important forest species in western and central Eurasia (EEA,</p><p>732006). At present, we are lacking belowground biomass models parameterised for Norway</p><p>74spruce growing at high elevations in Central Europe . This area is typical for its abundance of</p><p>75spruce forests in mountainous regions in countries such as Austria, Czech Republic, Romania</p><p>76and Slovakia. Use of Norway spruce biomass model parameters originating from other areas,</p><p>77for example from Western Europe (Drexhage and Colin, 2001) or Scandinavia (Repola,</p><p>782009), may introduce a significant bias to biomass estimates. To close the existing gap in data</p><p>79availability, we constructed root system (defined as belowground stump plus roots over 0.5</p><p>80cm diameter) biomass models for Norway spruce growing at high elevations in Central</p><p>81Europe and compared them with models parameterized for other European regions. We</p><p>82utilized data from 6 stands to establish biomass functions and BCEFs for belowground</p><p>83biomass of Norway spruce and compared their predictive power. We hypothesised that using</p><p>84both DBH and stem height as predictor variables does not lead to improved model</p><p>85predictions. In addition, we used developed models to illustrate their applicability to</p><p>86calculations of belowground biomass in conjunction with forest inventory data. </p><p>87</p><p>88 Materials and methods</p><p>89 Location and sites</p><p>90The research was conducted between 1998 and 2005 on six sites located in four separate</p><p>91mountain ranges in Slovakia, offering a good coverage of soil and climatic conditions at the</p><p>92higher end of natural Norway spruce distribution. The altitudes of selected sites were between</p><p>93626 and 1171 m above sea level. The prevailing bedrock was granodiorit and the soils were</p><p>4 4 94classified as Cambisol, Podzol and Psedogley (Table 1). The climate at this range of altitudes</p><p>95is characterised by low average temperatures (annual means between 4.0 and 5.2 C) and</p><p>96medium to high precipitation (ranging between 870 – 1080 mm per year). Studied stands were</p><p>97composed of Norway spruce, often with an admixture of other tree species not exceeding 10</p><p>98% stocking density and ranged from 3.4 to 6.0 ha in size. Stands 1-4 were uneven aged</p><p>99(originating from combined natural regeneration and planting), while stands 5 and 6 were</p><p>100even aged, originating from planting (stand 5) and natural regeneration (stand 6, Table 1). In</p><p>101each stand, a random sample of between 5 and 25 trees representing equal number of</p><p>102dominant, co-dominant and subdominant competitive status was selected in as wide an area as</p><p>103possible and destructively sampled. </p><p>104</p><p>105Sampling and measurement</p><p>106To reflect site conditions and management history at each site, we varied the sampling design</p><p>107and the root excavation methods. Stands 1 to 4 were located in an area severely damaged by</p><p>108windthrow in November 2004. Utilising the exposed root plates of uprooted trees, all</p><p>109branches were removed from selected trees and stem height was measured using a tape.</p><p>110Diameter measurements were taken using a calliper (two perpendicular measurements) from</p><p>111all sampled trees at the following locations: tree base (ground level) and then at 20 and 130</p><p>112cm (diameter at breast height, DBH) from ground level. In addition, we recorded two</p><p>113diameters of every 100 cm stem section from stem base to the top of the tree. The position of</p><p>114the ground level was identified on each stem and trees were cut at this point to separate stems</p><p>115from the belowground compartments (belowground part of the stump and roots). A horizontal</p><p>116line was drawn through the centre of the stump to divide the root plate into two equal halves</p><p>117and all roots found above this line were harvested. Roots which were broken-off from the root</p><p>118plate were excavated and paired up with fresh root injuries on the exposed part of the root</p><p>5 5 119system. All roots thicker than 0.5 cm were collected and divided into the following diameter</p><p>120classes: 0.5 – 2.5 cm, 2.6 – 5.0 cm, 5.1 – 7.5 cm, 7.5 – 10.0 cm and so on. The lower limit of</p><p>1210.5 cm was applied to avoid technical difficulties when collecting thinner root fragments and</p><p>122is in agreement with the general definition of medium and large roots (Böhm, 1979). The total</p><p>123length of roots in each diameter class was measured and the volume was calculated as:</p><p>124 </p><p>2 125 V =  * r 0.5 * l (1)</p><p>126 where:</p><p>127 r0.5 - average radius between the lower and upper end of each root diameter class,</p><p>128 l – total root length in the diameter class. </p><p>129Subsequently, total volume of the root system was calculated as the sum of all diameter</p><p>130classes and multiplied by 2 to account for the other half of the root system still in the soil,</p><p>131assuming equal distribution of roots around the tree. Coarse root distribution may be affected</p><p>132by environmental conditions, notably prevailing wind direction which is westerly in stands 1-</p><p>1334. Since the destructive storm featured northerly winds, we are confident that the recovered</p><p>134half of the root system gives us a good estimate of the total.</p><p>135Diameters of belowground stump cylinders were measured at the top (ground level), bottom</p><p>136and in the middle, together with the cylinder height. The volume of the stump cylinder was</p><p>137then expressed by applying the Newton’s formula:</p><p>2 2 2 138 V =  * l * (r1 + r2 + 4r3 ) / 6 (2)</p><p>139 where: </p><p>140 l – stump length </p><p>141 r – stump radius in top (r1), bottom (r2) and middle (r3) part of the stump. </p><p>142</p><p>6 6 143The volumes of all 1 m stem sections were calculated in the same fashion, with the exception</p><p>144of stem base where stem volume was described by a curve fitted to the following four stem</p><p>145radiuses: 0, 20, 100 and 130 cm from the ground level. Total stem volume was then calculated</p><p>146by summing the volumes of all stem sections. </p><p>147Biomass samples corresponding to approximately 10% of the total root system, stump and</p><p>148stem were taken to establish their density. The samples were transported to the laboratory, air</p><p>149dried at room temperature for 10 days and then oven-dried at 95˚C until constant weight.</p><p>150Specific weight of belowground compartment was then calculated separately for each tree. </p><p>151Plots 5 and 6 were not damaged by windthrow, in contrast to previous four stands we</p><p>152manually excavated entire coarse root systems for all sampled trees. Aboveground stem</p><p>153parameters, stump and coarse root volume and specific weight were all measured as described</p><p>154above, apart from stem volume in stand 6 where stems were divided into 0.5 m sections. </p><p>155</p><p>156Belowground biomass functions and BCEF</p><p>157Observations of tree height, DBH, stem volume and dry weight of belowground biomass of</p><p>158all 77 sampled trees were used to describe the relationship between aboveground parameters</p><p>159and belowground biomass. First, we established allometric biomass functions using tree</p><p>160height and/ or DBH as independent variables. Second, we expressed BCEF as dependent on</p><p>161DBH, tree height or a combination of the two variables. BCEF (in Mg m-3), which converts</p><p>162stem volume directly to dry biomass of the belowground compartment (Lehtonen et al.,</p><p>1632004), were calculated for each sampled tree. For the purpose of our calculations, stem</p><p>164volume was defined as the entire stem including aboveground stump, stem top and bark.</p><p>165Merchantable volume did not include bark, aboveground stump or upper part of the stem</p><p>166thinner than 7.0 cm in diameter, but included the volume of all branches over 7.0 cm in</p><p>167diameter. Stem volume used to calculate BCEFstem originated from our measurements (as</p><p>7 7 168described above), while merchantable volume used to establish BCEFmerchantable was obtained</p><p>169from local stem volume models (Petráš and Pajtík, 1991). As well as DBH, we measured tree</p><p>170height and compared the accuracy of biomass functions based on DBH, height or both The</p><p>171following functions were tested:</p><p>172 Y  e(b0 b1 ln dbh) (3)</p><p>173 Y  e(b0 b1 ln h) (4)</p><p>174 Y  e(b0 b1 ln dbhb2 ln h) (5)</p><p>175where</p><p>176Y = dependent variable, either belowground compartment biomass (B, kg) or biomass</p><p>177conversion and expansion factor (BCEF, Mg m-3)</p><p>178dbh = stem base diameter (cm)</p><p>179h = tree height (m)</p><p>180b0, b1, b2 = coefficients</p><p>181λ = logarithmic retransformation correction factor after Marklund (1987).</p><p>182</p><p>183Model validation </p><p>184A variation of K-fold model validation procedure (Mosteller and Turkey, 1968) was applied</p><p>185to compare the accuracy of developed biomass functions and BCEF models. In brief, out of</p><p>186the total of 6 stands we used data from 5 stands to ‘train’ the model and then compared the</p><p>187measured data from the 6th stand with model predictions. This procedure was repeated 6</p><p>188times, leaving out each of the stands in turn. All 6 stands were used for biomass function and</p><p>189BCEFstem cross-validation, stand 6 was omitted from cross-validation of BCEFmerchantable models</p><p>190since trees in this stand were too small to include any merchantable biomass. </p><p>191 192Model application</p><p>8 8 193To illustrate potential application of developed belowground biomass models, we utilised</p><p>194forest inventory data from 32 intensively monitored forest stands from High and Low Tatra</p><p>195mountains in Northern Slovakia. All of these stands were located between 600 and 1200 m</p><p>196above sea level and contained at least 90% Norway spruce. Within each stand, all trees inside</p><p>197a 500 m2 monitoring area and thicker than 7 cm DBH were measured for height, DBH, age</p><p>198and stocking density. Aboveground merchantable biomass was calculated separately for each</p><p>199tree from volume table models (Petráš and Pajtík, 1991), average diameter and height for each</p><p>200stand were calculated as quadratic mean. Stocking density data were used to transform</p><p>201estimated biomass to full stocking density. Aboveground parameters were then used to</p><p>202calculate belowground biomass on a stand basis by biomass functions and by BCEF to</p><p>203compare the accuracy of these two methods. In addition, we compared BCEF predictions of</p><p>204stand biomass calculated on the basis of average tree with stand biomass obtained by</p><p>205summing separately calculated biomass of all trees within a stand.</p><p>206All model fits, estimations and model comparisons were carried out using the least squares</p><p>207non-linear regression model in Statistica 7.0 (StatSoft, Oklahoma, USA). </p><p>208 </p><p>209Results </p><p>210In our dataset, tree heights varied between 1.7 and 33.5 m and DBH between 2.6 and 33.5 cm,</p><p>211offering a good coverage of Norway spruce size distribution found in mountainous regions in</p><p>212Central Europe (Table 1). Although DBH and tree height are usually strongly correlated, we</p><p>213used both of these variables as predictors in biomass functions and BCEF models because</p><p>214their relationship was shown to be affected by harsh climatic conditions at higher elevations</p><p>215(Socha and Kulej, 2005). A comparison of allometric biomass functions shows that DBH is a</p><p>216slightly better predictor of root biomass than tree height (R2 = 0.986 versus 0.975, Table 2).</p><p>217Combining the two predictor variables in a single model did not show any improvement over</p><p>9 9 218the DBH based model. We were able to demonstrate that both tree height and DBH predict</p><p>219belowground biomass in the sampled altitudinal range of Norway spruce trees (Figures 1a and</p><p>2201b). K-fold validation of constructed models confirmed the fact that combining tree height</p><p>221and DBH in a single model does not improve the predictive power of the model. In fact, using</p><p>222our dataset from Slovakia, the predictor of choice in belowground biomass functions and</p><p>223BCEFstem is DBH, while the most accurate BCEFmerchantable predictions were attained when</p><p>224using height as the single independent variable (Table 3).</p><p>225We compared our model of the relationship between belowground biomass and DBH</p><p>226parameterised for high altitude Norway spruce with published models of the same species</p><p>227originating from lower altitude forests (Figure 2). Our observations fall between published</p><p>228models, perhaps suggesting that the relative size of coarse root systems is not modified by</p><p>229climatic conditions. </p><p>230Figure 3 illustrates the dependence of biomass factors on tree size parameters. After a steep</p><p>231decrease in small trees, BCEF tend to stabilise once the trees reach certain size. Moreover,</p><p>232the values of both types of BCEF in our study were very similar in trees with DBH above 30</p><p>233cm (Figure 3a) or height above 20 m (Figure 3b). Small trees, on the other hand, were</p><p>234characterized by much higher values of BCEFmerchantable than BCEFstem.</p><p>235Based on our sample of 77 uprooted and excavated trees, we parameterised biomass functions</p><p>236and BCEFs for predicting belowground biomass of high altitude Norway spruce. Based on</p><p>237models combining both DBH and height, Figure 4a shows the influence of tree size on the</p><p>238relative under- or overestimation of individual tree biomass by allometric function when</p><p>239compared to an estimate by BCEFmerchantable. By applying both types of models to inventory</p><p>240data from 32 intensively monitored stands, we also compared the relative discrepancy</p><p>241between the two methods when predicting belowground biomass at the stand level (Figure</p><p>10 10 2424b). Here, biomass function predicts lower stand biomass in younger stands, while in older</p><p>243stands the two methods predict the same biomass. </p><p>244In order to illustrate potential application of individual tree equations and BCEFs to stand</p><p>245level estimations, we predicted belowground biomass of 32 intensively monitored forest</p><p>246stands. As can be seen from Figure 5, the ratio between merchantable and belowground</p><p>247biomass is dependent on mean tree size, but tends to stabilise once the stands reach ca. 65</p><p>248years or 35-40 cm DBH.</p><p>249</p><p>250Discussion</p><p>251</p><p>252The observation that stem diameter is the most reliable predictor of biomass of nearly all tree</p><p>253components was noted by a variety of authors (e.g. (Hochbichler et al., 2006; Pajtík et al.,</p><p>2542008). The relative proportion of tree components is largely species specific, with little</p><p>255change once a critical tree size has been reached. Lacointe (2000) indicated that the growth of</p><p>256structural roots is proportional to stem diameter and that the above- and below-ground stump</p><p>257development of trees maintains an allometric balance. Root biomass was successfully</p><p>258predicted on the basis of DBH for instance by Drexhage and Colin (2001) and Tobin et al.</p><p>259(2007). DBH is therefore widely used as the predictor variable of choice, not only due to its</p><p>260close link to tree biomass allocation, but also due to the ease with which it can be measured.</p><p>261The relationship between aboveground stem parameters and belowground biomass is, of</p><p>262course, not universal and may be modified by several environmental variables, such as</p><p>263prevailing climate, soil characteristics and stand management. Carbon partitioning to roots</p><p>264may increase under general conditions of stress, leading to an increase in the root/shoot ratio,</p><p>265which contrasts with 'reduced' root systems of trees growing in favourable growth conditions</p><p>266Puhe (2003). Bolte et al. (2004) have shown that the relationship between DBH and coarse</p><p>11 11 267root biomass is significantly modified by climatic and soil conditions, but less strongly in</p><p>268Norway spruce than in European beech (Fagus sylvatica). Similarly, Lehtonen et al. (2004)</p><p>269showed that allocation to other compartments relative to that of the stem in pine, spruce and</p><p>270birch in Finland was affected by stand density, which may change due to varying forest</p><p>271management intensity. When considering site index as an indicator of prevailing site</p><p>272conditions, Teobaldelli et al. (2009) did find greater biomass of non-stem compartments in</p><p>273stands growing on less productive sites, especially in mature or older stands. However, this</p><p>274pan-European study was based on aboveground data only. To assess the strength of the</p><p>275environmental influence on belowground allocation, we compared our allometric model</p><p>276developed for mountainous Central Europe with other models originating from several West</p><p>277European countries (Bolte et al., 2004; Dieter and Elsasser, 2002; Drexhage and Colin, 2001;</p><p>278Wirth et al., 2004). Figure 2 shows that our model, parameterised for continental climate, falls</p><p>279in the middle of the distribution of models from lower altitudes and more oceanic climates.</p><p>280Our predictions of belowground biomass based on the same aboveground stem size are lower</p><p>281than those of Wirth et al. (2004) and Dieter et al. (2002), but higher than those of Drexhage et</p><p>282al. (2001) and Bolte et al. (2004). This suggests that root/shoot ratios in mature Norway</p><p>283spruce trees may not respond to environmental signals and that models parameterised for</p><p>284specific climatic conditions might, with caution, be applicable in other areas.</p><p>285To complement our biomass functions, we constructed BCEF based on two stem</p><p>286characteristics: stem volume and merchantable volume. Stem volume, expressed as the entire</p><p>287stem volume from the base to the tip, is interesting from the physiological point of view as it</p><p>288reflects belowground allocation in proportion to the stem defined as a functional unit. Its</p><p>289estimation is fairly straightforward in Norway spruce since it rarely forms multi-stem</p><p>290individuals and all branches are well defined against the stem. Merchantable volume, on the</p><p>291other hand, is a ubiquitous volumetric unit used in commercial forestry to describe timber</p><p>12 12 292stock held in a forest stand. Trees in initial stages of growth are characterised by a very small</p><p>293volume of merchantable wood, because of the minimum 7 cm diameter definition. As trees</p><p>294mature, the volume of merchantable wood is roughly proportional to the volume of the stem,</p><p>295branches thicker than 7 cm making up for the volume of stem tip and the stump. Our values of</p><p>-3 296BCEFstem varied between 0.10 and 0.15 Mg.m , while the values of BCEFmerchantable showed</p><p>297slightly greater variation between 0.10 and 0.25 Mg.m-3. There is a general lack of BCEF</p><p>298observations for belowground tree compartments, however the findings of Lehtonen (2005)</p><p>299corroborate our observations. When plotting the values of BCEFmerchantable for Norway spruce</p><p>300belowground biomass and aboveground stump versus tree age, he showed that the values</p><p>301decreased from 0.19 Mg.m-3 at the age of 15 years to 0.17 Mg.m-3 at 145 years. The slightly</p><p>302higher values of Lehtonen (2005), when compared to our observations, may be explained by</p><p>303the inclusion of aboveground stump mass in the belowground biomass compartment.</p><p>304Recently, usage of BCEF is gaining prominence over biomass functions, mainly because they</p><p>305allow for easy estimation of tree biomass or carbon stock held in a forest stand (Somogyi et</p><p>306al., 2007). Since we used our observations of spruce root systems to establish both biomass</p><p>307functions and BCEFs, we were able to directly compare the predictions obtained by the two</p><p>308methods at individual tree level (Figure 4a), but also at stand level in 32 Norway spruce</p><p>309stands (Figure 4b). Although the discrepancy between the two approaches is clearly</p><p>310dependent on the size of the tree, it does not convey any biological meaning, as it driven by</p><p>311the mathematical definitions of the models. Biomass functions slightly underestimate the</p><p>312belowground biomass of smaller trees when compared to BCEFmerchantable, however the</p><p>313divergence of the two methods is minimal and we contend that both can be used to estimate</p><p>314belowground biomass in Norway spruce. </p><p>315As an example of using biomass functions and BCEF with existing inventory data to estimate</p><p>316belowground biomass at stand level, we predicted belowground biomass of 32</p><p>13 13 317aforementioned stands and established its ratio to merchantable biomass (Figure 5).</p><p>318Surprisingly, the best predictor of the ration of belowground to merchantable biomass at the</p><p>319stand level appears to be mean height, perhaps because mean stand age can be difficult to</p><p>320ascertain accurately and mean DBH is somewhat sensitive to stem slenderness. Given that we</p><p>321knew the DBH and height of every tree in all monitored stands, we could assess the error in</p><p>322belowground biomass estimates due to using mean tree size. First, we calculated stand</p><p>323biomass by summing up individual biomass predicted for all trees in each stand. Second, by</p><p>324calculating the quadratic mean of the DBH distribution of each stand, we found the size of the</p><p>325mean tree which, together with the stocking density, formed the basis of the second stand</p><p>326belowground biomass estimate. In our test sample of Norway spruce stands, the mean tree</p><p>327method underestimated root and belowground stump biomass by 2.08% (st.dev. 1.23%) when</p><p>328compared to the sum of individual trees. Arguably, this small error justifies using mean tree</p><p>329size and stocking density to predict belowground biomass at the stand level, especially when</p><p>330we consider excellent availability of these two stand parameters in Norway spruce stands in</p><p>331Europe. To date, several studies have shown that using BCEF to estimate total stand biomass</p><p>332or C stock on the basis of forest mensuration data gives reasonable estimates (de Wit et al.,</p><p>3332006; Green et al., 2007; Lehtonen et al., 2007), but only if accurate parameterisation of</p><p>334BCEF models is available.</p><p>335</p><p>336 Conclusions</p><p>337</p><p>338Our results indicate that usage of locally parameterised BF and BCEF may not be necessary to</p><p>339obtain meaningful estimates of belowground biomass in mature Norway spruce. Despite the</p><p>340fact that BCEF are based on stem volume, which is an allometrically derived parameter, we</p><p>341contend that presented BCEF offer reasonable accuracy for estimating coarse root and</p><p>14 14 342belowground stump biomass in Norway spruce growing at high elevations. Using available</p><p>343inventory data to calculate stand belowground biomass from average tree dimensions, as</p><p>344opposed to individual tree calculation, leads to a very small bias and represents a viable</p><p>345method of biomass estimation at this scale. The established BF and BCEF are clearly age and</p><p>346tree size dependent, highlighting the importance of considering these parameters when</p><p>347estimating biomass of Norway spruce stands. </p><p>348</p><p>349Acknowledgements</p><p>350This research was supported by the Research & Development Operational Programme of the Slovak</p><p>351Ministry of Education through its Centre of Excellence project ‘Adaptive Forest Ecosystems’ (ITMS:</p><p>35226220120006).</p><p>353</p><p>354References</p><p>355Albaugh, T.J., et al. 2009 Do biological expansion factors adequately estimate stand-scale 356 aboveground component biomass for Norway spruce? Forest Ecology and 357 Management 258, 2628-2637. 358Böhm, W. 1979 Methods of studying root systems. 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European Environment Agency, Copenhagen, Denmark, 374 http://www.env-edu.gr/Documents/European%20forest%20types.pdf.</p><p>15 15 375Fehrmann, L. and Klein, C.H. 2006 General considerations about the use of allometric 376 equations for biomass estimation on the exapmle of Norway spruce in central Europe. 377 Forest Ecology and Management 236, 412-421. 378Green, C., Tobin, B., O'Shea, M., Farrell, E.P. and Byrne, K.A. 2007 Above- and 379 belowground biomass measurements in an unthinned stand of Sitka spruce (Picea 380 sitchensis (Bong) Carr.). European Journal of Forest Research 126, 179-188. 381Hochbichler, E., Bellos, P. and Lick, E. 2006 Biomass functions for estimating needle and 382 branch biomass of spruce (Picea abies) and scots pine (Pinus sylvestris) and branch 383 biomass of beech (Fagus sylvatica) and oak (Quercus robur and petrea). 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European Journal of Forest Research 126, 189- 435 196. 436Wirth, C., Schumacher, J. and Schulze, E.D. 2004 Generic biomass functions for Norway 437 spruce in Central Europe - a meta-analysis approach toward prediction and uncertainty 438 estimation. Tree Physiol 24, 121-139. 439Zianis, D., Muukkonen, P., Mäkipää, R. and Mencuccini, M. 2005 Biomass and stem volume 440 equations for tree species in Europe. Silva Fennica Monographs. 441 442</p><p>443</p><p>17 17 444Figure legends:</p><p>445</p><p>446Figure 1. The relationship between DBH (1a), tree height (1b) and belowground biomass of </p><p>447individual Norway spruce trees. Insets show observations between 0-4 cm DBH and 0-4 m </p><p>448height. </p><p>449 </p><p>450Figure 2. A comparison of allometric models describing the relationship between DBH and</p><p>451belowground biomass in individual trees. </p><p>452</p><p>453Figure 3a, 3b. Relationship between BCEF and DBH (3a) and tree height (3b) calculated for </p><p>454whole stem volume and merchantable volume of individual trees. </p><p>455</p><p>456Figure 4a, 4b. A comparison of theoretical size dependent bias in belowground biomass </p><p>457predicted by an allometric relationship (biomass function) over BCEFmerchantable in individual </p><p>458Norway spruce trees (4a) and prediction bias when using inventory data from 32 Norway </p><p>459spruce stands in northern Slovakia (4b). </p><p>460</p><p>461Figure 5. Ratio of estimated dry belowground biomass to merchantable biomass in Norway </p><p>462spruce stands, as dependent on stand age (R2=0.84), mean DBH (R2=0.75) and mean height </p><p>463(R2=0.95). </p><p>464 465</p><p>18 18 466 467 468 469Table 1. Site description of Norway spruce stands used to construct BF and BCEF models. 470 Plot Site location Geographic Altitude Number of Mean height Mean DBH Soil type number (° ' N, ° ' E) unit (m a.s.l.) sampled trees (m) (cm) 1 49 09, 19 58 Vysoké Tatry 1171 11 24.5 33.3 Humic Podzol 2 49 08, 19 56 Podtatranská nížina 1012 10 17.9 20.6 Cambic Podzol 3 49 08, 20 14 Vysoké Tatry 975 12 16.5 19.5 Haplic Cambisol 4 49 11, 20 18 Podtatranská nížina 897 14 14.0 16.0 Stagnic Pseudogley 5 48 50, 19 06 Veľká Fatra 626 5 20.9 23.1 Dystric Cambisol 6 48 39, 19 36 Slovenské Rudohorie 977 25 2.44 2.9 Humic Cambisol 471</p><p>19 19 472Table 2. Model parameters for the calculation of belowground biomass in Norway spruce (D=DBH; H=height; b0, b1 and b2=parameters from 473equations 3-8; R2=goodness of fit, MSERESIDUAL=residual sum of squares; λ= logarithmic retransformation correction factor; S.D. = standard 474deviation). 475</p><p>Predictor 2 RESIDUAL bo (S. E.) P b1 (S. E.) P b2 (S. E.) P R MSE λ S. D. variable</p><p>D -3,634 (0,081) <0.001 2.319 (0.032) <0.001 0.986 0.094 1.046 0.320 Allometric H -4.555 (0.124) <0.001 2.737 (0.051) <0.001 0.975 0.166 1.075 0.397 equation D, H -3.639 (0.155) <0.001 2.306 (0.310) <0.001 0.015 (0.368) 0.967 0.986 0.095 1.046 0.319</p><p>D -1.815 (0.083) <0.001 -0.155 (0.033) <0.001 0.235 0.097 1.047 0.320</p><p>BCEFstem H -1.742 (0.094) <0.001 -0.188 (0.039) <0.001 0.245 0.096 1.047 0.321</p><p>D, H -1.654 (0.156) <0.001 0.223 (0.313) 0.479 -0.451 (0.371) 0.228 0.250 0.097 1.047 0.324</p><p>D -1,009 (0,332) 0.004 -0.375 (0.108) 0.001 0.206 0.120 1.060 0.396</p><p>BCEFmerchantable H -0.536 (0.405) 0.191 -0.553 (0.138) <0.001 0.258 0.113 1.054 0.353</p><p>D, H -0.174 (0.497) 0.728 0.526 (0.425) 0.223 -1.224 (0.560) 0.034 0.282 0.111 1.052 0.337 476 477 478</p><p>20 20 479Table 3. K-fold cross-validation of biomass functions, BCEFstem and BCEFmerchantable models. All 6 sampled stands were used for biomass </p><p>480functions and BCEFstem cross-validation, stand 6 was omitted from cross-validation of BCEFmerchantable model since the trees were too small to have 481merchantable biomass (D=DBH; H=height; Mean Prediction Error (MPE) and absolute Root Mean Square Prediction Error (RMSPE) are in kg 482for model (1) and Mg.m-3 for models (2) and (3); relative RMSPE in %). 483 Predictor Model MPE absolute RMSPE relative RMSPE variable D -2.1815 11.9877 30.2 Allometric (1) H 0.4008 10.9675 31.5 equation D, H -2.3606 12.2530 32.4 D -0.0095 0.0417 37.4</p><p>(2) BCEFstem H -0.0123 0.0441 39.0 D, H -0.0147 0.0471 41.4 D -0.0019 0.0448 33.9</p><p>(3) BCEFmerchantable H -0.0001 0.0424 31.8 D, H 0.0005 0.0440 33.5 484 485 486</p><p>21 21</p>

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