Case: 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 1 of 302 PageID #:54612 EXHIBIT C Household Securities Litigation VerdictCase: Fund 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 2 of 302 PageID #:54613 Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code Claim ID Claimant Name Reject Code Claim ID Claimant Name Reject Code 643004-0 MARTIN C BROWN IRA G 622034-7 305592 HEALTH SVCS G 624450-5 ANNE TILNEY BRUNE P 622601-9 305833-UBS GLOBAL ASSET G 642851-7 ALAN R BUCK IRRA G 622293-5 308327 JENNISON ASSOC G 624489-0 ELIZABETH C CHANDLER P 622294-3 308339-MAINE MED-JENNISON G 624604-4 LAURA EMILY KELLEY COX P 622119-0 308925 KC-CRESTWOOD ASSET P 624495-5 FERNANDA DAU 1994 TRUST P 622602-7 308958-UBS GLOBAL ASSET P 624540-4 KENDRA I DAU FAMILY TR UOA 1 10 9 P 622080-0 312468 INCARNATE-PRIMECAP P 624571-4 FRED M GIBBONS SEPARATE PROPERTY P 117987-0 32 BJ SHLD G 624592-7 PATRICIA S HAUSER TRUST UOA MAY 3 P 609703-0 35 SALSER PT 1 MESSNER & SMI P 642636-0 THEODORE R HUTER TTEE G 609881-9 35 SALSER PT 1 TEN ASSET MGM P 624025-9 ALEXANDER KOLEVZON P 609704-9 35 SALSER PT 2 MESSNER & SMI P 624552-8 BRENDA LAKIN P 609882-7 35 SALSER PT 2 TEN ASSET MGM G 642638-7 ESTHER C LINK TTEE M 609705-7 35 SALSER PT 3 MESSNER & SMI P 642619-0 FBO PAUL K MCKEEHEN M 609883-5 35 SALSER PT 3 TEN ASSET MGM G 624188-3 AOC SARAH PETER #85192600 M 623825-4 38 BEVERLY ROAD TRUST P 624549-8 JENNIFER RANSOM TRUST DTD 12 14 8 P 650742-5 382331 ALBERTA LTD G 624550-1 WILLIAM RANSOM TRUST DTD 12 4 88 P 623401-1 3850544 CANADA INC P 624551-0 EARL RANSOM TRUST DTD 12 4 88 P 623395-3 3850552 CANADA INC P 624485-8 THERESA SCHUMANN TRUST P 641462-1 4 D SERVICES INC SEP P 624541-2 HARRY SIMMON IRA ROO P 650734-4 490408 ALBERTA LTD G 624303-7 MS MARY SMART REVOCABLE TR P 616947-3 500 INDEX FUND G 624307-0 GERALD SOSNOFF AKA GARY SOSNOFF P 610012-0 501C3 ARMSTRONG SHAW ASS P 624308-8 SELMA S SOSNOFF AKA SALLY SOSNOFF P 619828-7 554N G 642631-0 PAUL R WEAVER TTEE M 623394-5 679312 ALBERTA LTD PRIMO P 624456-4 RICHARD J WILLIAMS IRA P 615719-0 8TH DIST ELEC QUEST G 609707-3 #5221 - MACKAY SHIELDS G 621713-3 9W INVESCO EQUITY P 610431-2 $OCAW PACE - CSIF G 623144-6 A & G LTD NRA-PLD G 609877-0 -ADVTG- GP PASS - PARAMETRIC P 619698-5 A P M LIMITED PARTNERSHIP M 609786-3 -DIANE C BOK- EQUITY NIC -D G 634352-0 A&B DB-OPPENHEIMER P 610294-8 -EDGEMONT INV L P -EQUITY P 634353-8 A&B PENSION-PROVIDENT MIDCAP #1 P 610424-0 -JMH ARTICLE 9 TR-PARAMETRIC P 621616-1 AA AMERICA FUND P 609821-5 -JMH LP - PARAMETRIC P 605829-9 AAA (ICAP)(CLOSED) G 607842-7 -MEYER-GEORGE LINDESMITH M P 614138-2 AAA D B - ICAP G 607843-5 -MEYER-RICHARD HUGHES M D P 614139-0 AAA D B-IRIDIAN G 609785-5 -ROBERT L BOK-EQ NIC-P G 619762-0 AAA OREGON FREEMAN ASSOCIATES G 609717-0 -SOGNDAL INV - SENECA CAP G 632708-7 TUA AASE AADLAND G 622171-8 0BS AS TSTS OF ML US EQTY IND CC2 M 625549-3 AAFES SUPP DEFERRED COMP PLAN M 622110-6 100-ALLIANCE-JNL GROWTH G 623627-8 AAL EQUITY INCOME FUND G 610135-6 1199 HEALTHCARE-FIS CONS P 623641-3 AAL SAVINGS PLAN INTERNAL BALANCE G 610136-4 1199 HEALTHCARE-FIS VANT G 634272-8 AALA INVESTMENTS INV MGMT ACCT G 610514-9 1199 HEALTHCARE-IRIDIAN P 611613-2 AARNIO TERRANCE J MOAG P 610359-6 1199 NAT BEN FD-PIA DEF EQ-S P 620726-0 AARON HELEN S P 652903-8 1217750 ONTARIO LTD M 109612-5 CHARLES M AARONSON G 622105-0 1750-JNL MCM ENHANCED S&P 500 M 109623-0 CHARLES AARONSON IRA G 610537-8 28 LA ORTHO CADENCE CAPITAL P 109611-7 LILA AARONSON IRA G 610530-0 28 LA ORTHO OTHER P 652889-9 AARONSON, CHARLES & LILA M 610533-5 29 NIESLUCHOWSKI RETIRE G 652947-0 AARONSON, LILA IRA M 609880-0 2C HONEY B ENTERPRISES P 652847-3 AARONSON,CHARLES IRA R/O M 622600-0 305198-UBS GLOBAL ASSET G 609770-7 AAUW -INSTIUTIONAL CAP-SM G 622498-9 305494-RYDER-FIDELITY P 623127-6 AAUW ED FN R& P FUND - INST CAP G 621992-6 305532 GERS-FIDELITY P 610512-2 ABA GENERAL-SSGA-SM #2 G 621993-4 305533 GERS-FIDELITY P 608266-1 ABA RETIREMENT-SSGA-SM #4 G Claim ID Claimant Name Reject Code Claim ID Claimant Name Reject Code 652529-6 ABA RF PLAN ACCOUNT P 607265-8 ABRAMS JOYCE -CLSG G 608267-0 ABA VEBA-SSGA-SM #5 G 100856-0 MARJORIE S ABRAMS P 125496-0 ADEL ABADIR M 121247-8 SELMA ABRAMS M 632935-7 ABAGEN P 609217-9 ABRAMS TRUST BARBARA KATZ -D- P Prepared by Gilardi Co LLC Confidential Page 1 of 301 Household Securities Litigation VerdictCase: Fund 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 3 of 302 PageID #:54614 Lead Case No. 02-C-5893 (Consolidated) Exhibit C - Rejected Claims with Reject Code 632936-5 ABARETI P 121145-5 WILLIS L ABRAMS M 601024-5 RENE ABATE & MARIANNE ABATE JTWROS G 652846-5 ABRAMS, MILDRED M 632937-3 ABAVEBA M 652871-6 ABRAMS,HERBERT M 619475-3 ABB INDEX R S CLOSED G 612555-7 ABRAMSON & ABRAMSON COF PINSKER G 121098-0 DOURRIA N ABBARAH TRUST M 110600-7 JOEL ABRAMSON 1 P 111684-3 GRETCHEN ABBO IRA G 110602-3 JOEL ABRAMSON 2 P 607688-2 ABBOT IRELAND PEN & DEATH/SEN EXE P 119205-1 LINDA ABRAMSON X 633373-7 JEROME T ABBOTT CRESTWOOD P 124478-7 ABU DHABI INVESTMENT AUTHORITY G 607962-8 ABBOTT JENNISON GRWTH FD B P 124479-5 ABU DHABI INVESTMENT AUTHORITY G 615656-8 CHAUNCY ABBOTT JR TEST TR P 124481-7 ABU DHABI INVESTMENT AUTHORITY G 607963-6 ABBOTT LABS PRM-100 JENNIS P 124485-0 ABU DHABI INVESTMENT AUTHORITY G 609844-4 ABBOTT LABS PUERTO RICAN TRU P 612523-9 THE ABWA CO INC INVESTMENT AGENCY P 116573-9 MAUDE M ABBOTT P 608285-8 ACAA - OPPENHEIMER G 633375-3 ELIZABETH A ABBOTT TR CRESTWOOD P 608111-8 ACAA-INVESCO CAPT MGMT G 633376-1 CRAIG T ABBOTT TRUST CRESTWOOD P 608062-6 ACAA-INVESCOCAPITALMGMT P 633374-5 JOHN L ABBOTT TRUST CRESTWOOD P 122284-8 BENJAMIN ACARD G 633377-0 MARY P ABBOTT TRUST CRESTWOOD P 122963-0 JEAN A ACCARDI P 608245-9 ABBOTT-COLLECTIVE STOCK INDEX P 618049-3 ACCIDENT FUND-CADENCE CAP GRWTH P 610420-7 ABC-NABET - INVESCO #2 G 621020-1 ACCOUNT GAMMA GER G 104414-1 GLEN ABDUN NUR TR P 112286-0 ACCREDITED ALLERGY & ASTHMA G 108658-8 GLEN ABDUN NUR TR M 601031-8 ACDG PARTNERSHIP COF PINSKER GOLS G 601020-2 ERICA H ABEEL G 608215-7 ACE - MARSICO - DV G 650743-3 THOMAS P ABEL AND JUNE L ABEL N 615017-9 ACE SALES PIEDRA CAP SUB G 104134-7 HOWARD R ABEL IRA G 116729-4 DR JULIO C ACEBEY G 641360-9 PETER ABELES G 117854-7 ANTHONY ACETO P 118805-4 LOISMAY C ABELES TRUST X 609976-9 ACF - MACKAY SHIELDS M 610716-8 ABELL JABEZ W PFDN P 610472-0 ACGME - NORTHERN ACTIVE P 122875-7 JOHN F ABERSON IRA G 635009-7 GERALDINE E ACHENBACH M 625699-6 ABITIBI MASTER BGI US EQ P 635011-9 KAREN ACHENBACH M 607687-4 ABN AMRO BK (IRE) RET & DEATH BEN P 635014-3 GEORGE J ACHENBACH TTEE M 644873-9 LOUIS O ABNEY G 611332-0 ACHIEVEMENT CENTERS MOAG P 107517-9 ELIE D ABOULAFIA M 621654-4 ACHMEA BLOCK TAXABLE G 125371-9 ELIE D ABOULAFIA M 634192-6 LIONEL ACHUCK INV MGMT ACCT - BAL G 107516-0 ELIE D ABOULAFIA IRA M 104233-5 IKE ACHUFUSI M 621572-6 ABP GSEF GS PORT M 126111-8 ACI PLAN M 619519-9 ABP S&P 500 FUND-FOREIGN DOMICILE M 126110-0 ACI PLAN LC M 621573-4 ABP US QUANT M 610197-6 ACIA - NISA P 619555-5 ABP US S&P 500 ENHANCED INDEX M 629842-7 ACKEE LTD G 123619-9 RALPH S ABRAHAM FAM TR P 642344-2 ALAN S ACKER TTEE M 601030-0 MARC ABRAHAM G 642345-0 ALAN S ACKER TTEE M 123596-6 MAUDE D ABRAHAM P 648266-0 EDWARD I ACKERMAN IRRA G 119842-4 ROBERT L ABRAHAM M 648270-8 ROSE P ACKERMAN IRRA G 126626-8 BERNICE ABRAHAMSON M 645175-6 ROSE B ACKERMANN TTEE FBO DONNA AC M 609026-5 ABRAHAMSON FAMILY TRUST -CLSG P 125109-0 ROSE P ACKERMAN M 601029-6 BARRIE L ABRAMS P 652860-0 ACKERMAN, HOWARD IRA M 107285-4 DONALD J ABRAMS IRA P 645174-8 ROSE B ACKERMANN TTEE FBO DINA ACK M 106210-7 SAMUEL H ABRAMS IRA G 645173-0 ROSE B ACKERMANN TTEE M 101203-7 IRVING E ABRAMS P 124200-8 FREDERIC ACKERSON N Claim ID Claimant Name Reject Code Claim ID Claimant Name Reject Code 610725-7 MARY ACKLEY MOAG P 601026-1 ADAVEST ASSOCIATES LLC P 118138-6 ACKMAN MAREK ET AL PS M 601027-0 ADAVEST ASSOCIATES LLC G 118139-4 ACKMAN MAREK ET AL PS STAFF M 106823-7 SALBACION L ADCOCK M 125952-0 MICHAEL K ACKRELL M 112804-3 JOY M ADDISON REVOC TR G 614600-7 ACOFF FAMILY TRUST B - IMA P 124647-0 MATTHEW R ADDISON TRUST #1 G 610437-1 ACTIVA VALUE FUND P 611219-6 ADDISON VENTURES LLP - MDE CUST G 618710-2 ACTIVE US LARGE CAP TOBACCO FREE G 627030-1 ADDISON VENTURES LP MASTER TRUST M 609184-9 ADAM A JAHNS TRUST G 618661-0 ADDITIONAL SECURITY BENEFITS PLAN G 124874-0 NANCY K ADAM IRA M 124606-2 JAMES D ADDUCCI M Prepared by Gilardi Co LLC Confidential Page 2 of 301 Household Securities Litigation VerdictCase: Fund 1:02-cv-05893 Document #: 1790-3 Filed: 12/22/11 Page 4 of 302 PageID #:54615 Lead Case No.