Proxy Voting Report Oct 01, 2017 to Sep 30, 2018 1 of 1418 180 Degree Capital Corp Voted Ticker TURN Agenda Type Mgmt Annual Meeting Agenda (06/12/2018) Vote Cast 1 Election of Directors 1.1 Elect Stacy R. Brandom Withhold 1.2 Elect Charles E. Ramsey Withhold 1.3 Elect Kevin M. Rendino For 1.4 Elect Richard P. Shanley Withhold 1.5 Elect Parker A. Weil For 1.6 Elect Daniel B. Wolfe For 2 Ratification of Auditor For 1-800 Flowers.com Inc. Voted Ticker FLWS Agenda Type Mgmt Annual Meeting Agenda (12/11/2017) Vote Cast 1 Election of Directors 1.1 Elect Geralyn R. Breig For 1.2 Elect Celia R. Brown For 1.3 Elect James A. Cannavino For 1.4 Elect Eugene F. DeMark For 1.5 Elect Leonard J. Elmore Withhold 1.6 Elect Sean Hegarty For 1.7 Elect Christopher G. McCann For 1.8 Elect James F. McCann For 1.9 Elect Katherine Oliver For 1.10 Elect Larry Zarin For 2 Ratification of Auditor For 3 Advisory Vote on Executive Compensation For 4 Frequency of Advisory Vote on Executive 1 Year Compensation 5 Shareholder Proposal Regarding For Recapitalization 2 of 1418 1st Source Corp. Voted Ticker SRCE Agenda Type Mgmt Annual Meeting Agenda (04/19/2018) Vote Cast 1 Elect Melody Birmingham-Byrd For 2 Elect Lisa Hershman For 3 Elect John T. Phair For 4 Elect Mark D. Schwabero For 5 Ratification of Auditor For 2U Inc Voted Ticker TWOU Agenda Type Mgmt Annual Meeting Agenda (06/26/2018) Vote Cast 1 Election of Directors 1.1 Elect Paul A. Maeder For 1.2 Elect Robert M. Stavis For 1.3 Elect Christopher J. Paucek For 1.4 Elect Gregory K. Peters For 2 Ratification of Auditor For 3 Advisory Vote on Executive Compensation For 4 Shareholder Proposal Regarding Majority Vote For for Director Elections 3D Systems Corp. Voted Ticker DDD Agenda Type Mgmt Annual Meeting Agenda (05/15/2018) Vote Cast 1 Elect William E. Curran Against 2 Elect Thomas W. Erickson Against 3 Elect Charles W. Hull Against 4 Elect William D. Humes Against 5 Elect Vyomesh Joshi Against 6 Elect Jim D. Kever Against 7 Elect G. Walter Loewenbaum II Against 3 of 1418 8 Elect Charles G. McClure, Jr. Against 9 Elect Kevin S. Moore Against 10 Elect John J. Tracy Against 11 Elect Jeffrey Wadsworth Against 12 Advisory Vote on Executive Compensation Against 13 Ratification of Auditor For 14 Shareholder Proposal Regarding Right to Call For Special Meetings 3M Co. Voted Ticker MMM Agenda Type Mgmt Annual Meeting Agenda (05/08/2018) Vote Cast 1 Elect Sondra L. Barbour For 2 Elect Thomas K. Brown For 3 Elect David B. Dillon For 4 Elect Michael L. Eskew For 5 Elect Herbert L. Henkel For 6 Elect Amy E. Hood For 7 Elect Muhtar Kent For 8 Elect Edward M. Liddy For 9 Elect Gregory R. Page For 10 Elect Michael F. Roman For 11 Elect Inge G. Thulin For 12 Elect Patricia A. Woertz For 13 Ratification of Auditor For 14 Advisory Vote on Executive Compensation For 15 Shareholder Proposal Regarding Right to Call For Special Meetings 16 Shareholder Proposal Regarding Employee For Salary Considerations When Setting Executive Compensation 8X8 Inc. Voted Ticker EGHT Agenda Type Mgmt Annual Meeting Agenda (08/07/2018) Vote Cast 1 Election of Directors 4 of 1418 1.1 Elect Guy L. Hecker, Jr. Withhold 1.2 Elect Bryan R. Martin Withhold 1.3 Elect Vikram Verma Withhold 1.4 Elect Eric Salzman Withhold 1.5 Elect Ian Potter Withhold 1.6 Elect Jaswinder Pal Singh Withhold 1.7 Elect Vladimir Jacimovic Withhold 2 Ratification of Auditor For 3 Amendment to the 2012 Equity Incentive Plan For 4 Advisory Vote on Executive Compensation Against A V Homes Inc. Voted Ticker AVHI Agenda Type Mgmt Annual Meeting Agenda (05/31/2018) Vote Cast 1 Election of Directors 1.1 Elect Paul D. Barnett Withhold 1.2 Elect Matthew Coleman Withhold 1.3 Elect Roger A. Cregg Withhold 1.4 Elect Roger W. Einiger Withhold 1.5 Elect Paul Hackwell Withhold 1.6 Elect Joshua L. Nash Withhold 1.7 Elect Jonathan M. Pertchik Withhold 1.8 Elect Michael F. Profenius Withhold 1.9 Elect Aaron D. Ratner Withhold 1.10 Elect Joel M. Simon Withhold 2 Ratification of Auditor For 3 Advisory Vote on Executive Compensation For A V Homes Inc. Voted Ticker AVHI Agenda Type Mgmt Special Meeting Agenda (09/26/2018) Vote Cast 1 Merger/Acquisition For 2 Advisory Vote on Golden Parachutes Against 3 Right to Adjourn Meeting For 5 of 1418 A. Schulman Inc. Voted Ticker SHLM Agenda Type Mgmt Annual Meeting Agenda (12/08/2017) Vote Cast 1 Elect Eugene R. Allspach For 2 Elect David G. Birney For 3 Elect Carol S. Eicher For 4 Elect Joseph M. Gingo For 5 Elect Lee D. Meyer For 6 Elect James A. Mitarotonda For 7 Elect Ernest J. Novak, Jr. For 8 Elect Kathleen M. Oswald For 9 Elect Allen A. Spizzo For 10 Ratification of Auditor For 11 Frequency of Advisory Vote on Executive 1 Year Compensation 12 Advisory Vote on Executive Compensation For 13 Approval of the 2017 Equity Incentive Plan For A. Schulman Inc. Voted Ticker SHLM Agenda Type Mgmt Special Meeting Agenda (06/14/2018) Vote Cast 1 Merger/Acquisition For 2 Advisory Vote on Golden Parachutes Against 3 Right to Adjourn Meeting For A.O. Smith Corp. Voted Ticker AOS Agenda Type Mgmt Annual Meeting Agenda (04/09/2018) Vote Cast 1 Election of Directors 6 of 1418 1.1 Elect William P. Greubel Withhold 1.2 Elect Ilham Kadri For 1.3 Elect Idelle K. Wolf For 1.4 Elect Gene C. Wulf For 2 Advisory Vote on Executive Compensation Against 3 Ratification of Auditor For AAC Holdings Inc Voted Ticker AAC Agenda Type Mgmt Annual Meeting Agenda (05/15/2018) Vote Cast 1 Election of Directors 1.1 Elect Michael J. Blackburn Withhold 1.2 Elect Jerry D. Bostelman Withhold 1.3 Elect Lucius E. Burch, III Withhold 1.4 Elect Michael T. Cartwright Withhold 1.5 Elect W. Larry Cash Withhold 1.6 Elect Darrell S. Freeman, Sr Withhold 1.7 Elect David W. Hillis, Sr. For 1.8 Elect David C. Kloeppel Withhold 2 Ratification of Auditor For AAON Inc. Voted Ticker AAON Agenda Type Mgmt Annual Meeting Agenda (05/15/2018) Vote Cast 1 Elect Norman H. Asbjornson For 2 Elect Gary D. Fields For 3 Elect Angela E. Kouplen For 4 Amendment to the 2016 Long-Term Incentive For Plan 5 Ratification of Auditor For 7 of 1418 AAR Corp. Voted Ticker AIR Agenda Type Mgmt Annual Meeting Agenda (10/11/2017) Vote Cast 1 Election of Directors 1.1 Elect Patrick J. Kelly For 1.2 Elect Duncan J. McNabb For 1.3 Elect Peter Pace Withhold 1.4 Elect Ronald B. Woodard Withhold 2 Advisory Vote on Executive Compensation Against 3 Frequency of Advisory Vote on Executive 1 Year Compensation 4 Ratification of Auditor For Aaron's Inc Voted Ticker AAN Agenda Type Mgmt Annual Meeting Agenda (05/09/2018) Vote Cast 1 Elect Kathy T. Betty For 2 Elect Douglas C. Curling For 3 Elect Cynthia N. Day For 4 Elect Curtis L. Doman For 5 Elect Walter G. Ehmer For 6 Elect Hubert L. Harris, Jr. For 7 Elect John W. Robinson III For 8 Elect Ray M. Robinson For 9 Elect Robert H Yanker For 10 Advisory Vote on Executive Compensation For 11 Approval of the Employee Stock Purchase For Plan 12 Ratification of Auditor For 8 of 1418 Abaxis Inc. Voted Ticker ABAX Agenda Type Mgmt Annual Meeting Agenda (10/25/2017) Vote Cast 1 Election of Directors 1.1 Elect Clinton H. Severson For 1.2 Elect Vernon E. Altman For 1.3 Elect Richard J. Bastiani For 1.4 Elect Michael D. Casey For 1.5 Elect Henk J. Evenhuis For 1.6 Elect Prithipal Singh Withhold 2 Advisory Vote on Executive Compensation For 3 Frequency of Advisory Vote on Executive 1 Year Compensation 4 Ratification of Auditor For Abaxis Inc. Voted Ticker ABAX Agenda Type Mgmt Special Meeting Agenda (07/31/2018) Vote Cast 1 Merger For 2 Advisory Vote on Golden Parachutes Against 3 Right to Adjourn Meeting For Abbott Laboratories Voted Ticker ABT Agenda Type Mgmt Annual Meeting Agenda (04/27/2018) Vote Cast 1 Election of Directors 1.1 Elect Robert J. Alpern For 1.2 Elect Roxanne S. Austin For 1.3 Elect Sally E. Blount For 1.4 Elect Edward M. Liddy For 1.5 Elect Nancy McKinstry For 9 of 1418 1.6 Elect Phebe N. Novakovic For 1.7 Elect William A. Osborn For 1.8 Elect Samuel C. Scott III For 1.9 Elect Daniel J. Starks For 1.10 Elect John G. Stratton For 1.11 Elect Glenn F. Tilton For 1.12 Elect Miles D. White For 2 Ratification of Auditor For 3 Advisory Vote on Executive Compensation Against 4 Shareholder Proposal Regarding Independent For Board Chair Abbvie Inc Voted Ticker ABBV Agenda Type Mgmt Annual Meeting Agenda (05/04/2018) Vote Cast 1 Election of Directors 1.1 Elect Roxanne S. Austin For 1.2 Elect Richard A. Gonzalez For 1.3 Elect Rebecca B. Roberts For 1.4 Elect Glenn F. Tilton For 2 Ratification of Auditor For 3 Advisory Vote on Executive Compensation For 4 Frequency of Advisory Vote on Executive 1 Year Compensation 5 Repeal of Classified Board For 6 Elimination of Supermajority Requirement For 7 Shareholder Proposal Regarding Lobbying For Report 8 Shareholder Proposal Regarding Independent For Board Chair 9 Shareholder Proposal Regarding Report on For Linking Executive Compensation to Drug Pricing 10 of 1418 Abeona Therapeutics Inc Voted Ticker ABEO Agenda Type Mgmt Annual Meeting Agenda (05/10/2018) Vote Cast 1 Election of Directors 1.1 Elect Steven H.