Appendix D Updated.Xlsx

Appendix D Updated.Xlsx

Block Threshold Minimum - Screen Tradeable LIS Pre-Trade Value - Block Only Strategy Threshold Minimum - Strategy Threshold Minimum - Basis Trade Threshold MIC PCC LCC Name ESMA ISIN Curr Lot Size Contracts Contracts Screen Tradeable Contracts Block Only Contracts Minimum Post-Trade LIS IFLO NWD NWA 21st Century Fox - Cash FLEX Fut Stock futures/forwards US90130A1016 USD 100 N/A 11 N/A 22 n/a 527 IFLO NWH NWA 21st Century Fox - Phys FLEX Fut Stock futures/forwards US90130A1016 USD 100 N/A 11 N/A 22 n/a 527 IFLO IIU III 3i Group plc - Amer Cash FLEX Opt Stock options GB00B1YW4409 GBP 1000 N/A 3 N/A 6 n/a 168 IFLO IIQ III 3i Group plc - Amer Phys FLEX Opt Stock options GB00B1YW4409 GBP 1000 N/A 3 N/A 6 n/a 168 IFLO 0U6 III 3i Group Plc - Cash DASF Stock dividend futures/forwardsGB00B1YW4409 GBP 1000 N/A 3 N/A 6 n/a 60 IFLO IIY III 3i Group plc - Cash FLEX Fut Stock futures/forwards GB00B1YW4409 GBP 1000 N/A 3 N/A 6 n/a 168 IFLO IIJ III 3i Group plc - Euro Cash FLEX Opt Stock options GB00B1YW4409 GBP 1000 N/A 3 N/A 6 n/a 168 IFLO IIX III 3i Group plc - Euro Phys FLEX Opt Stock options GB00B1YW4409 GBP 1000 N/A 3 N/A 6 n/a 168 IFLO III III 3i Group Plc - STND OPT Stock options GB00B1YW4409 GBP 1000 250 3 500 6 n/a 168 IFLO PMR PMA 3M Co - Amer Phys Flex Opt Stock options US88579Y1010 USD 100 N/A 2 N/A 4 n/a 79 IFLO 3CP PMA 3M Co - Cash DASF Stock dividend futures/forwardsUS88579Y1010 USD 100 N/A 2 N/A 4 n/a 28 IFLO PMD PMA 3M Co - Cash FLEX Fut Stock futures/forwards US88579Y1010 USD 100 N/A 2 N/A 4 n/a 79 IFLO PML PMA 3M Co - Euro Cash Flex Opt Stock options US88579Y1010 USD 100 N/A 2 N/A 4 n/a 79 IFLO PMS PMA 3M Co - Euro Phys Flex Opt Stock options US88579Y1010 USD 100 N/A 2 N/A 4 n/a 79 IFLO PMH PMA 3M Co - Phys FLEX Fut Stock futures/forwards US88579Y1010 USD 100 N/A 2 N/A 4 n/a 79 IFLO ASO AEM A2A SpA - Amer Phys FLEX Opt Stock options IT0001233417 EUR 1000 N/A 21 N/A 42 n/a 1037 IFLO ASD AEM A2A SpA - Cash FLEX Fut Stock futures/forwards IT0001233417 EUR 1000 N/A 21 N/A 42 n/a 1037 IFLO ASB AEM A2A SpA - Euro Cash FLEX Opt Stock options IT0001233417 EUR 1000 N/A 21 N/A 42 n/a 1037 IFLO ASV AEM A2A SpA - Euro Phys FLEX Opt Stock options IT0001233417 EUR 1000 N/A 21 N/A 42 n/a 1037 IFLO ASH AEM A2A SpA - Phys FLEX Fut Stock futures/forwards IT0001233417 EUR 1000 N/A 21 N/A 42 n/a 1037 IFLO 0QO 0QO AA PLC - Cash DASF Stock dividend futures/forwardsGB00BMSKPJ95 GBP 1000 N/A 8 N/A 16 n/a 144 IFLO 0XH 0XH Aalberts Industries NV - Cash DASF Stock dividend futures/forwardsNL0000852564 EUR 100 N/A 9 N/A 18 n/a 153 IFLO AR1 AR Aareal Bank AG - Amer Cash FLEX Opt Stock options DE0005408116 EUR 100 N/A 8 N/A 16 n/a 400 IFLO AR2 AR Aareal Bank AG - Amer Phys FLEX Opt Stock options DE0005408116 EUR 100 N/A 8 N/A 16 n/a 400 IFLO ARD AR Aareal Bank AG - Cash FLEX Fut Stock futures/forwards DE0005408116 EUR 100 N/A 8 N/A 16 n/a 400 IFLO AR3 AR Aareal Bank AG - Euro Cash FLEX Opt Stock options DE0005408116 EUR 100 N/A 8 N/A 16 n/a 400 IFLO AR4 AR Aareal Bank AG - Euro Phys FLEX Opt Stock options DE0005408116 EUR 100 N/A 8 N/A 16 n/a 400 IFLO ARH AR Aareal Bank AG - Phys FLEX Fut Stock futures/forwards DE0005408116 EUR 100 N/A 8 N/A 16 n/a 400 IFLO ABU ABB ABB Ltd - Amer Cash FLEX Opt Stock options CH0012221716 CHF 100 N/A 770 N/A 1540 n/a 2824 IFLO ABQ ABB ABB Ltd - Amer Phys FLEX Opt Stock options CH0012221716 CHF 100 N/A 770 N/A 1540 n/a 2824 IFLO 0IF ABB ABB Ltd - Cash DASF Stock dividend futures/forwardsCH0012221716 CHF 1000 N/A 1 N/A 2 n/a 23 IFLO ABY ABB ABB Ltd - Cash FLEX Fut Stock futures/forwards CH0012221716 CHF 100 N/A 13 N/A 26 n/a 642 IFLO ABJ ABB ABB Ltd - Euro Cash FLEX Opt Stock options CH0012221716 CHF 100 N/A 770 N/A 1540 n/a 2824 IFLO ABX ABB ABB Ltd - Euro Phys FLEX Opt Stock options CH0012221716 CHF 100 N/A 770 N/A 1540 n/a 2824 IFLO ABZ ABB ABB Ltd - Phys FLEX Fut Stock futures/forwards CH0012221716 CHF 100 N/A 13 N/A 26 n/a 642 IFLO OBU OBB ABB Ltd (ST) - Amer Cash FLEX Opt Stock options CH0012221716 SEK 100 N/A 768 N/A 1536 n/a 2815 IFLO OBQ OBB ABB Ltd (ST) - Amer Phys FLEX Opt Stock options CH0012221716 SEK 100 N/A 768 N/A 1536 n/a 2815 IFLO OBJ OBB ABB Ltd (ST) - Euro Cash FLEX Opt Stock options CH0012221716 SEK 100 N/A 768 N/A 1536 n/a 2815 IFLO OBX OBB ABB Ltd (ST) - Euro Phys FLEX Opt Stock options CH0012221716 SEK 100 N/A 768 N/A 1536 n/a 2815 IFLO OBY OBB ABB Ltd (Stockholmborsen) - Cash FLEX Fut Stock futures/forwards CH0012221716 SEK 100 N/A 13 N/A 26 n/a 640 IFLO OBZ OBB ABB Ltd (Stockholmborsen) - Phys FLEX Fut Stock futures/forwards CH0012221716 SEK 100 N/A 13 N/A 26 n/a 640 IFLO OUT ABT Abbott Laboratories - Amer Phys Flex Opt Stock options US0028241000 USD 100 N/A 7 N/A 14 n/a 335 IFLO 3CE ABT Abbott Laboratories - Cash DASF Stock dividend futures/forwardsUS0028241000 USD 1000 N/A 1 N/A 2 n/a 12 IFLO OUY ABT Abbott Laboratories - Cash FLEX Fut Stock futures/forwards US0028241000 USD 100 N/A 7 N/A 14 n/a 335 IFLO OUC ABT Abbott Laboratories - Euro Cash Flex Opt Stock options US0028241000 USD 100 N/A 7 N/A 14 n/a 335 IFLO OUN ABT Abbott Laboratories - Euro Phys Flex Opt Stock options US0028241000 USD 100 N/A 7 N/A 14 n/a 335 IFLO OUZ ABT Abbott Laboratories - Phys FLEX Fut Stock futures/forwards US0028241000 USD 100 N/A 7 N/A 14 n/a 335 IFLO AB7 ABD AbbVie Inc - Amer Phys Flex Option Stock options US00287Y1091 USD 100 N/A 4 N/A 8 n/a 220 IFLO ABH ABD AbbVie Inc - Cash FLEX Future Stock futures/forwards US00287Y1091 USD 100 N/A 4 N/A 8 n/a 220 IFLO AB8 ABD AbbVie Inc - Euro Cash Flex Option Stock options US00287Y1091 USD 100 N/A 4 N/A 8 n/a 220 IFLO AB9 ABD AbbVie Inc - Euro Phys Flex Option Stock options US00287Y1091 USD 100 N/A 4 N/A 8 n/a 220 IFLO ABW ABD AbbVie Inc - Phys FLEX Future Stock futures/forwards US00287Y1091 USD 100 N/A 4 N/A 8 n/a 220 IFLO 3D6 ABG Abengoa SA - Cash DASF Stock dividend futures/forwardsES0105200002 EUR 1000 N/A 120 N/A 240 n/a 2168 IFLO WLD ABG Abengoa SA (B) - Cash Flex Future Stock futures/forwards ES0105200002 EUR 100 N/A 1204 N/A 2408 n/a 60223 IFLO WLH ABG Abengoa SA (B) - Phys Flex Future Stock futures/forwards ES0105200002 EUR 100 N/A 1204 N/A 2408 n/a 60223 IFLO CYU ABE Abertis Infraestructuras SA - Amer Cash FLEX Opt Stock options ES0111845014 EUR 100 N/A 19 N/A 38 n/a 925 IFLO CYQ ABE Abertis Infraestructuras SA - Amer Phys FLEX Opt Stock options ES0111845014 EUR 100 N/A 19 N/A 38 n/a 925 IFLO 0AR ABE Abertis Infraestructuras SA - Cash DASF Stock dividend futures/forwardsES0111845014 EUR 1000 N/A 2 N/A 4 n/a 33 IFLO CYY ABE Abertis Infraestructuras SA - Cash FLEX Fut Stock futures/forwards ES0111845014 EUR 100 N/A 19 N/A 38 n/a 925 IFLO CYJ ABE Abertis Infraestructuras SA - Euro Cash FLEX Opt Stock options ES0111845014 EUR 100 N/A 19 N/A 38 n/a 925 IFLO CYX ABE Abertis Infraestructuras SA - Euro Phys FLEX Opt Stock options ES0111845014 EUR 100 N/A 19 N/A 38 n/a 925 IFLO CYZ ABE Abertis Infraestructuras SA - Phys FLEX Fut Stock futures/forwards ES0111845014 EUR 100 N/A 19 N/A 38 n/a 925 IFLO AC0 ACI Accenture Plc - Amer Phys FLEX Option Stock options IE00B4BNMY34 USD 100 N/A 2 N/A 4 n/a 119 IFLO AC4 ACI Accenture Plc - Cash FLEX Future Stock futures/forwards IE00B4BNMY34 USD 100 N/A 2 N/A 4 n/a 119 IFLO AC1 ACI Accenture Plc - Euro Cash FLEX Option Stock options IE00B4BNMY34 USD 100 N/A 2 N/A 4 n/a 119 IFLO AC2 ACI Accenture Plc - Euro Phys FLEX Option Stock options IE00B4BNMY34 USD 100 N/A 2 N/A 4 n/a 119 IFLO AC5 ACI Accenture Plc - Phys FLEX Future Stock futures/forwards IE00B4BNMY34 USD 100 N/A 2 N/A 4 n/a 119 Block Threshold Minimum - Screen Tradeable LIS Pre-Trade Value - Block Only Strategy Threshold Minimum - Strategy Threshold Minimum - Basis Trade Threshold MIC PCC LCC Name ESMA ISIN Curr Lot Size Contracts Contracts Screen Tradeable Contracts Block Only Contracts Minimum Post-Trade LIS IFLO LJW ACC Acciona SA - Amer Cash FLEX Opt Stock options ES0125220311 EUR 100 N/A 4 N/A 8 n/a 188 IFLO LJO ACC Acciona SA - Amer Phys FLEX Opt Stock options ES0125220311 EUR 100 N/A 4 N/A 8 n/a 188 IFLO LJY ACC Acciona SA - Cash FLEX Fut Stock futures/forwards ES0125220311 EUR 100 N/A 4 N/A 8 n/a 188 IFLO LJB ACC Acciona SA - Euro Cash FLEX Opt Stock options ES0125220311 EUR 100 N/A 4 N/A 8 n/a 188 IFLO LJV ACC Acciona SA - Euro Phys FLEX Opt Stock options ES0125220311 EUR 100 N/A 4 N/A 8 n/a 188 IFLO LJZ ACC Acciona SA - Phys FLEX Fut Stock futures/forwards ES0125220311 EUR 100 N/A 4 N/A 8 n/a 188 IFLO 0EX AOO Accor SA - Cash DASF Stock dividend futures/forwardsFR0000120404 EUR 1000 N/A 1 N/A 2 n/a 13 IFLO ACF AOO Accor SA - Cash Flex Fut Stock futures/forwards FR0000120404 EUR 100 N/A 7 N/A 14 n/a 357 IFLO ACK AOO Accor SA - Phys Flex Fut Stock futures/forwards FR0000120404 EUR 100 N/A 7 N/A 14 n/a 357 IFLO AAW AOO Accor SA Amer Cash Flex Opt Stock options FR0000120404 EUR 100 N/A 7 N/A 14 n/a 357 IFLO AAT AOO Accor SA Amer Phys Flex Opt Stock options FR0000120404 EUR 100 N/A 7 N/A 14 n/a 357 IFLO AAC AOO Accor SA Euro Cash Flex Opt Stock options FR0000120404 EUR 100 N/A 7 N/A 14 n/a 357 IFLO AAN AOO Accor SA Euro Phys Flex Opt Stock options FR0000120404 EUR 100 N/A 7 N/A 14 n/a 357 IFLO AC AOO Accor -STND Future Stock futures/forwards FR0000120404 EUR 100 N/A 7 N/A 14 n/a 357 IFLO CUD ACE ACEA SpA - Cash FLEX Fut Stock futures/forwards IT0001207098 EUR 1000 N/A 2 N/A 4 n/a 111 IFLO CUH ACE ACEA SpA - Phys FLEX Fut Stock futures/forwards IT0001207098 EUR 1000 N/A 2 N/A 4 n/a 111 IFLO QFU ACR Acerinox SA - Amer Cash FLEX Opt Stock options ES0132105018 EUR 100 N/A 21 N/A 42 n/a 1070 IFLO QFQ ACR Acerinox SA - Amer Phys FLEX Opt Stock options ES0132105018 EUR 100

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