SECURITIES AND EXCHANGE COMMISSION FORM NPORT-EX Filing Date: 2019-09-30 | Period of Report: 2019-07-31 SEC Accession No. 0001752724-19-124305 (HTML Version on secdatabase.com) FILER MAINSTAY FUNDS TRUST Mailing Address Business Address 51 MADISON AVENUE 51 MADISON AVENUE CIK:1469192| IRS No.: 000000000 | State of Incorp.:DE | Fiscal Year End: 1031 NEW YORK NY 10010 NEW YORK NY 10010 Type: NPORT-EX | Act: 40 | File No.: 811-22321 | Film No.: 191123531 212 576 7000 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document MainStay Balanced Fund Portfolio of Investments July 31, 2019 (Unaudited) Principal Amount Value Long-Term Bonds 40.6% † Asset-Backed Securities 3.6% Automobile Asset-Backed Securities 0.3% Avis Budget Rental Car Funding AESOP LLC Series 2019-1A, Class A 3.45%, due 3/20/23 (a) $ 100,000 $ 102,141 Mercedes Benz Auto Lease Trust Series 2019-A, Class A3 3.10%, due 11/15/21 250,000 252,230 Toyota Auto Loan Extended Note Trust Series 2019-1A, Class A 2.56%, due 11/25/31 (a) 1,500,000 1,514,831 1,869,202 Other Asset-Backed Securities 3.3% AIMCO CLO Series 2017-AA, Class A 3.851% (3 Month LIBOR + 1.26%), due 7/20/29 (a)(b) 500,000 500,121 Apidos CLO XXV Series 2016-25A, Class A1R 3.761% (3 Month LIBOR + 1.17%), due 10/20/31 (a)(b) 650,000 650,333 Apidos CLO XXI Series 2015-21A, Class A1R 3.53% (3 Month LIBOR + 0.93%), due 7/18/27 (a)(b) 600,000 600,179 ARES CLO, Ltd. Series 2016-41A, Class AR 3.503% (3 Month LIBOR + 1.20%), due 1/15/29 (a)(b) 500,000 500,000 Ares XXIX CLO, Ltd. Series 2014-1A, Class A1R 3.778% (3 Month LIBOR + 1.19%), due 4/17/26 (a)(b) 92,329 92,384 Benefit Street Partners CLO IV, Ltd. Series 2014-IVA, Class A1 3.841% (3 Month LIBOR + 1.25%), due 1/20/29 (a)(b) 500,000 500,105 Cedar Funding IV CLO, Ltd. Series 2014-4A, Class AR 3.821% (3 Month LIBOR + 1.23%), due 7/23/30 (a)(b) 1,500,000 1,498,977 DB Master Finance LLC Series 2019-1A, Class A2I 3.787%, due 5/20/49 (a) 900,000 920,970 Domino's Pizza Master Issuer LLC Series 2017-1A, Class A2II 3.082%, due 7/25/47 (a) 2,254,000 2,256,479 Dryden CLO, Ltd. Series 2018-71A, Class A 3.789% (3 Month LIBOR + 1.150), due 1/15/29 (a)(b) 250,000 250,039 Elara HGV Timeshare Issuer LLC Series 2017-A, Class A 2.69%, due 3/25/30 (a) 173,102 173,407 FOCUS Brands Funding LLC Series 2017-1A, Class A2I 3.857%, due 4/30/47 (a) 195,500 200,958 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Galaxy XXII CLO, Ltd. Series 2016-22A, Class A1R 3.601% (3 Month LIBOR + 1.000), due 7/16/28 (a)(b) 250,000 249,471 Hilton Grand Vacations Trust Series 2018-AA, Class A 3.54%, due 2/25/32 (a) 518,040 531,544 HPS Loan Management, Ltd. Series 2011-A17, Class A 3.994% (3 Month LIBOR + 1.26%), due 5/6/30 (a) 1,000,000 1,000,002 Magnetite XVIII, Ltd. Series 2016-18A, Class AR 3.763% (3 Month LIBOR + 1.080), due 11/15/28 (a)(b) 600,000 599,153 MVW Owner Trust Series 2019-1A, Class A 2.89%, due 11/20/36 (a) 484,374 489,983 Navient Private Education Refi Loan Trust Series 2019-CA, Class A2 3.13%, due 2/15/68 (a) 500,000 510,149 Octagon Investment Partners 30, Ltd. Series 2017-1A, Class A1 3.911% (3 Month LIBOR + 1.32%), due 3/17/30 (a)(b) 500,000 501,277 Palmer Square CLO, Ltd. (b) Series 2014-1A, Class A1R2 3.718% (3 Month LIBOR + 1.130), due 1/17/31 250,000 249,207 Series 2015-1A, Class A1R2 3.741% (3 Month LIBOR + 1.22%), due 5/21/29 (a) 750,000 749,998 Regatta VI Funding, Ltd. Series 2016-1A, Class AR 3.671% (3 Month LIBOR + 1.080), due 7/20/28 (a)(b) 600,000 599,630 Sierra Timeshare Receivables Funding Co. LLC Series 2019-1A, Class A 3.20%, due 1/20/36 (a) 247,146 252,204 SMB Private Education Loan Trust Series 2019-B, Class A2A 2.84%, due 6/15/37 (a) 1,000,000 1,005,687 SoFi Professional Loan Program LLC Series 2019-A, Class A1FX 3.18%, due 6/15/48 (a) 419,759 423,531 Sound Point CLO XVI, Ltd. Series 2017-2A, Class A 3.86% (3 Month LIBOR + 1.28%), due 7/25/30 (a)(b) 820,000 819,996 Taco Bell Funding, LLC Series 2018-1A, Class A2I 4.318%, due 11/25/48 (a) 796,000 820,779 THL Credit Wind River CLO, Ltd. (a)(b) Series 2017-4A, Class A 3.793% (3 Month LIBOR + 1.150), due 11/20/30 507,000 505,414 Series 2017-2A, Class A 3.821% (3 Month LIBOR + 1.23%), due 7/20/30 250,000 249,131 TIAA CLO III, Ltd. Series 2017-2A, Class A 3.751% (3 Month LIBOR + 1.150), due 1/16/31 (a)(b) 500,000 497,688 TICP CLO XIII, Ltd. Series 2019 13A, Class A 3.665% (3 Month LIBOR + 1.300), due 7/15/32 (a)(b) 500,000 499,962 Treman Park CLO, Ltd. Series 2015-1A, Class ARR 3.661% (3 Month LIBOR + 1.070), due 10/20/28 (a)(b) 390,000 390,002 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document Voya CLO, Ltd. Series 2019-1A, Class A 3.813% (3 Month LIBOR + 1.170), due 4/15/29 (a)(b) 400,000 399,997 Westcott Park CLO, Ltd. Series 2016 1A, Class AR 3.684% (3 Month LIBOR + 1.210), due 7/20/28 (a)(b) 600,000 600,732 20,089,489 Total Asset-Backed Securities (Cost $21,845,354) 21,958,691 Corporate Bonds 16.5% Aerospace & Defense 0.4% BAE Systems PLC 4.75%, due 10/11/21 (a) 1,760,000 1,836,415 Boeing Co. 3.10%, due 5/1/26 360,000 369,893 2,206,308 Auto Manufacturers 0.8% Ford Motor Credit Co. LLC 4.25%, due 9/20/22 1,200,000 1,232,970 5.875%, due 8/2/21 925,000 972,644 General Motors Financial Co., Inc. 4.35%, due 4/9/25 955,000 988,487 Volkswagen Group of America Finance LLC 4.00%, due 11/12/21 (a) 1,350,000 1,391,843 4,585,944 Banks 4.8% Bank of America Corp. 4.45%, due 3/3/26 3,445,000 3,710,744 Bank of Montreal 3.081% (3 Month LIBOR + 0.630), due 9/11/22 (b) 1,030,000 1,036,620 Citigroup, Inc. 4.60%, due 3/9/26 2,875,000 3,106,004 Credit Suisse Group Funding Guernsey, Ltd. 3.80%, due 9/15/22 1,740,000 1,797,558 Fifth Third Bancorp 4.30%, due 1/16/24 1,100,000 1,170,431 Goldman Sachs Group, Inc. 2.905%, due 7/24/23 (c) 1,530,000 1,541,567 3.85%, due 1/26/27 905,000 949,512 HSBC Holdings PLC 3.086% (3 Month LIBOR + 0.650), due 9/11/21 (b) 1,750,000 1,754,194 3.973%, due 5/22/30 (c) 375,000 392,356 Huntington Bancshares, Inc. 2.625%, due 8/6/24 1,700,000 1,697,073 JPMorgan Chase & Co. 3.702%, due 5/6/30 (c) 315,000 333,594 3.875%, due 9/10/24 4,055,000 4,256,262 Lloyds Banking Group PLC 2.907%, due 11/7/23 (c) 650,000 646,534 Morgan Stanley 2.72%, due 7/22/25 (c) 1,675,000 1,674,546 3.625%, due 1/20/27 220,000 229,903 4.35%, due 9/8/26 1,320,000 1,415,440 Santander UK PLC 3.40%, due 6/1/21 300,000 304,686 SunTrust Bank 3.115% (3 Month LIBOR + 0.590), due 5/17/22 (b) 1,750,000 1,754,006 Copyright © 2021 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UBS Group Funding Switzerland A.G. 4.125%, due 4/15/26 (a) 800,000 855,502 28,626,532 Beverages 0.4% Anheuser-Busch InBev Finance, Inc. 2.65%, due 2/1/21 341,000 342,797 Anheuser-Busch InBev Worldwide, Inc. 4.00%, due 4/13/28 565,000 613,090 4.75%, due 1/23/29 1,385,000 1,577,713 2,533,600 Building Materials 0.5% Fortune Brands Home & Security, Inc. 4.00%, due 6/15/25 1,385,000 1,455,136 Masco Corp. 4.45%, due 4/1/25 1,245,000 1,329,408 2,784,544 Chemicals 0.3% Dow Chemical Co. (a) 3.15%, due 5/15/24 290,000 296,072 4.80%, due 11/30/28 10,000 11,211 NewMarket Corp. 4.10%, due 12/15/22 1,220,000 1,265,717 1,573,000 Diversified Financial Services 0.4% Discover Financial Services 5.20%, due 4/27/22 75,000 80,146 GE Capital International Funding Co.