Details of Votes cast during quarter end September 18/from 01-July-18 to 30-September-18, of financial year 2018-2019 Investee Proposal by Vote Types of Meeting Company's Meeting Date Company Name Management or Proposal's Description (FOR/AGAINST/ Reason supporting the vote decision (AGM/EGM/PB/TCM) Management Shareholder ABSTAIN) Recommendation Issue of Bonus equity shares in the ratio 1(one) equity shares of ` 1/- 01-Jul-18 City Union Bank Limited PB Management each for every 10 (ten) equity shares of ` 1/- each held by the FOR FOR Compliant with law. No governance concern identified. members on the record date. General Insurance Corporation of Ordinary resolution to capitalize Reserves of the Corporation and to 04-Jul-18 PB Management FOR FOR Compliant with Law. No governance concern identified. India issue Bonus Shares. Approval for Increase in limit of total shareholding of all Registered Foreign Institutional Investors (FIIs) or Foreign Portfolio Investors 04-Jul-18 Sunteck Realty Limited PB Management FOR FOR No concerns identified. (FPIs) by whatever name called, from 24% to 49% of the paid-up equity share capital of the Company Ordinary resolution for increasing authorized share capital of the 04-Jul-18 Ashoka Buildcon Limited PB Management FOR FOR Compliant with law. No governance concern observed. Company 04-Jul-18 Ashoka Buildcon Limited PB Management Ordinary Resolution for issue of Bonus shares FOR FOR Compliant with law. No governance issue identified. Ordinary Resolution to revise the remuneration payable to 04-Jul-18 Ashoka Buildcon Limited PB Management Mr. Ashok Katariya (DIN: 00112240), Whole-time Director, FOR FOR Compliant with law. No major concern identified. designated as the Chairman of the Company Ordinary Resolution to revise the remuneration payable to 04-Jul-18 Ashoka Buildcon Limited PB Management Mr. Satish Parakh (DIN: 00112324), Managing Director of the FOR FOR Compliant with law. No Concern has been identified. Company Ordinary Resolution to revise the remuneration payable to 04-Jul-18 Ashoka Buildcon Limited PB Management Mr. Sanjay Londhe (DIN: 00112604), Whole-time Director of the FOR FOR Compliant with law. No governance concern observed. Company Ordinary Resolution to revise the remuneration payable to 04-Jul-18 Ashoka Buildcon Limited PB Management Mr. Milap Raj Bhansali (DIN: 00181897), Whole-time FOR FOR Compliant with law. No governance concern observed. Director of the Company Ordinary Resolution for revision of remuneration payable to relative 04-Jul-18 Ashoka Buildcon Limited PB Management FOR FOR No major concern of the Director 04-Jul-18 Ashoka Buildcon Limited PB Management Special Resolution for raising the funds FOR FOR No major concern Ordinary Resolution for approval of Related Party 04-Jul-18 Ashoka Buildcon Limited PB Management FOR FOR Compliant with law. No Concern has been identified. Transactions Adoption of Standalone and Consolidated Financial Statements for As per our policy we abstain from voting on stocks held in passive 04-Jul-18 Capital First Limited AGM Management FOR ABSTAIN year ended March 31, 2018. portfolio. As per our policy we abstain from voting on stocks held in passive 04-Jul-18 Capital First Limited AGM Management Declaration of Dividend. FOR ABSTAIN portfolio. Appointment of Mr. Narendra Ostawal (DIN 06530414) as a Director As per our policy we abstain from voting on stocks held in passive 04-Jul-18 Capital First Limited AGM Management FOR ABSTAIN liable to retire by rotation. portfolio. As per our policy we abstain from voting on stocks held in passive 04-Jul-18 Capital First Limited AGM Management Ratification of appointment of Statutory Auditors FOR ABSTAIN portfolio. Revision in remuneration of Mr. V. Vaidyanathan (DIN 00082596), As per our policy we abstain from voting on stocks held in passive 04-Jul-18 Capital First Limited AGM Management Chairman & Managing Director, from April 01, 2018 and payment of FOR ABSTAIN portfolio. performance bonus for the financial year 2017-18. Re-appointment of Mr. Apul Nayyar (DIN 01738973) as Executive As per our policy we abstain from voting on stocks held in passive 04-Jul-18 Capital First Limited AGM Management Director of the Company and payment of performance bonus for the FOR ABSTAIN portfolio. financial year 2017-18. Re-appointment of Mr. Nihal Desai (DIN 03288923) as Executive As per our policy we abstain from voting on stocks held in passive 04-Jul-18 Capital First Limited AGM Management Director of the Company and payment of performance bonus for the FOR ABSTAIN portfolio. financial year 2017-18 Increase in Borrowing limits under Section 180 (1) (c) upto ₹ 40,000 As per our policy we abstain from voting on stocks held in passive 04-Jul-18 Capital First Limited AGM Management Crore, over and above the aggregate, for the time being, of the paid- FOR ABSTAIN portfolio. up capital and free reserves of the Company As per our policy we abstain from voting on stocks held in passive 04-Jul-18 Capital First Limited AGM Management Issue of Non-Convertible Debentures in one or more tranches. FOR ABSTAIN portfolio. As per our policy we abstain from voting on stocks held in passive 04-Jul-18 Capital First Limited AGM Management Raising of funds through issue of Securities. FOR ABSTAIN portfolio. Proxy Voting Report 01-07-2018 to 30-09-2018 Page 1 Investee Proposal by Vote Types of Meeting Company's Meeting Date Company Name Management or Proposal's Description (FOR/AGAINST/ Reason supporting the vote decision (AGM/EGM/PB/TCM) Management Shareholder ABSTAIN) Recommendation Consider and adopt: a) Audited Financial Statement for the financial year ended March 31, 05-Jul-18 Reliance Industries Limited AGM Management 2018 and the Reports of the Board of Directors and Auditors thereon FOR FOR Unqualified Financial Statements. Compliant with Accounting Standards. b Audited Consolidated Financial Statement for the financial year ended March 31, 2018 and the Report of Auditors thereon 05-Jul-18 Reliance Industries Limited AGM Management Declaration of dividend on equity shares FOR FOR Compliant with law. No Concern has been identified. 05-Jul-18 Reliance Industries Limited AGM Management Appointment of Shri P. M. S. Prasad, a Director retiring by rotation FOR FOR No concern with the Appointment. Compliant with law 05-Jul-18 Reliance Industries Limited AGM Management Appointment of Shri Nikhil R. Meswani, a Director retiring by rotation FOR FOR No concern with the Appointment. Compliant with law. 05-Jul-18 Reliance Industries Limited AGM Management Re-appointment of Shri Mukesh D. Ambani as Managing Director FOR FOR No major concern 05-Jul-18 Reliance Industries Limited AGM Management Re-appointment of Shri Adil Zainulbhai as an Independent Director FOR FOR No major concern Ratification of the remuneration of the Cost Auditors for the financial 05-Jul-18 Reliance Industries Limited AGM Management FOR FOR Compliant with law, no major concern has been identified. year ending March 31, 2019 Approval of offer or invitation to subscribe to Redeemable Non- 05-Jul-18 Reliance Industries Limited AGM Management FOR FOR Enabling resolution. No major concern identified. Convertible Debentures on private placement To consider and adopt the audited Standalone Financial Statements 05-Jul-18 Laurus Labs Ltd AGM Management of the Company for the Financial Year ended March 31, 2018, the FOR FOR Unqualified Financial Statements. Compliant with Accounting Standards. reports of Board of Directors and Auditors thereon To consider and adopt the audited Consolidated Financial Statements 05-Jul-18 Laurus Labs Ltd AGM Management of the Company for the Financial Year ended March 31, 2018 and FOR FOR Unqualified Financial Statements. Compliant with Accounting Standards. report of Auditors thereon. Compliant with law. No governance concern identified. Sufficient liquid To declare dividend on equity shares of the Company for the Financial 05-Jul-18 Laurus Labs Ltd AGM Management FOR FOR funds to pay the dividend. Although, current ratio is less than 1, no Year 2017-18. concern is identified as the debt equity ratio is 0.57. To appoint a Director in place of Dr. Satyanarayana Chava (DIN 05-Jul-18 Laurus Labs Ltd AGM Management 00211921) who retires by rotation and, being eligible, offers himself, FOR FOR Compliant with law. No governance concern identified. for re-appointment. The Company is seeking shareholders’ approval to re-appoint Mr. V.V. Ravi Kumar and Dr. Chava Satyanarayana as Executive directors on 05-Jul-18 Laurus Labs Ltd AGM Management the board, liable to retire by rotation. No concern has been identified FOR FOR Compliant with law. No governance concern identified. regarding the profile, time commitment and attendance of the directors 05-Jul-18 Laurus Labs Ltd AGM Management Ratification of Appointment of Statutory Auditors FOR ABSTAIN Not required under the current law 05-Jul-18 Laurus Labs Ltd AGM Management Ratification of Cost Auditors’ remuneration FOR FOR No major concern identified Appointment of Dr. Venkata Lakshmana Rao Chunduru (DIN 05-Jul-18 Laurus Labs Ltd AGM Management FOR FOR Compliant with law. No governance concern identified 06885453) as director of the Company Appointment of Dr. Venkata Lakshmana Rao Chunduru (DIN 05-Jul-18 Laurus Labs Ltd AGM Management FOR FOR Compliant with law. No governance concern identified 06885453) as Executive Director of the company Due to insufficient information available, would like to abstain from 05-Jul-18 Laurus Labs Ltd AGM Management Laurus Employees Stock Option Scheme ESOP 2018 FOR ABSTAIN voting. Appointment of Dr. M. Venugopala Rao as Non-executive 05-Jul-18 Laurus Labs Ltd AGM Management FOR FOR No concern identified independent director of the Company To receive, consider and adopt: a. the Audited Standalone Financial Statements of the Company for the Financial Year ended 31st March 2018 together with the Reports of the Board of Directors and the Auditors thereon; and As per our policy we abstain from voting on stocks held in passive 05-Jul-18 Ajanta Pharma Limited AGM Management FOR ABSTAIN b.