Dated as of 2 December 2014 - NOTICE - CITIGROUP GLOBAL MARKETS HOLDINGS INC. (the Issuer) Relating to certain issues of Participation Certificates issued under the Warrant Programme The Participation Certificates listed below (the Certificates) are issued under the Warrant Programme of Citigroup Global Markets Holdings Inc. and are issued pursuant to a Master Warrant Agreement dated 25 February 2003 (as supplemented and/or amended and/or replaced from time to time) among the Issuer, Citigroup Global Markets Deutschland AG & Co. KGaA as Principal Warrant Agent and New York Warrant Agent (formerly Citibank AG) and the other parties named therein. Notice is hereby given to the holders of the Certificates that with effect on and from 2 December 2014, the Exercise Period in respect of each issue of Certificates has been extended to (and including) 15 January 2016 (the Extended Exercise Period). Holders of the Certificates should note that Automatic Exercise of the Certificates will consequently not occur on the last Business Day of the Exercise Period (as extended by a notice dated 20 November 2010 or 15 November 2013, as the case may be, and specified below) (the Second Expiration Date) but will instead only occur on the last Business Day of the Extended Exercise Period. Terms used in this notice shall be as defined in the Conditions of the relevant Certificates. This modification to the Conditions of the Certificates is made pursuant to Condition 9 (D) of the Certificates. Second Expiration Name ISIN Date Underlying Name CGMHI-CPC KERUI FUND US17312C5554 16-Jan-15 Ke Rui Fund CGMHI-CPC BEIJING TONGR US17308X3816 16-Jan-15 Beijing Tongrentang Co Ltd CGMHI-CPC SINOLINK SEC US17313X1946 16-Jan-15 Sinolink Securities Co Ltd Inner Mongolia Baotou Steel Rare-Earth CGMHI-CPC INNER MONGOLIA US17312C6479 16-Jan-15 Group Hi-Tech Co Ltd CGMHI-CPC XINHU ZHONGBAO US17311P1773 16-Jan-15 Xinhu Zhongbao Co Ltd CGMHI-CPC SHANXI GUOYANG US17308W4740 16-Jan-15 Yangquan Coal Industry Group Co Ltd CGMHI-CPC SHANDONG GOLD US17313X5251 16-Jan-15 Shandong Gold Mining Co Ltd CGMHI-CPC HAITONG US17313X1458 16-Jan-15 Haitong Securities Co Ltd CGMHI-CPC SHANGHAI US17312C2668 16-Jan-15 Shanghai Zhangjiang Hi-Tech Park 1 ZHANG Development Co Ltd CGMHI-CPC BANK OF NANJIN US17312C5711 16-Jan-15 Bank of Nanjing Co Ltd CGMHI-CPC CHINA SHENHUA US17312C4151 16-Jan-15 China Shenhua Energy Co Ltd CGMHI-CPC INDUSTRIAL BK US17308W5242 16-Jan-15 Industrial Bank Co Ltd CGMHI-CPC WESTERN MINING US17312C4318 16-Jan-15 Western Mining Co Ltd CGMHI-CPC BANK OF BEIJIN US17312C8038 16-Jan-15 Bank of Beijing Co Ltd CGMHI-CPC PING AN US17308X3576 16-Jan-15 Ping An Insurance Group Co of China Ltd CGMHI-CPC BANK OF COMM US17308Y6032 16-Jan-15 Bank of Communications Co Ltd CGMHI-CPC GUANGSHEN RAIL US17308X7874 16-Jan-15 Guangshen Railway Co Ltd CGMHI-CPC ALUMINUM CORP US17308Y2494 16-Jan-15 Aluminum Corp of China Ltd CGMHI-CPC CHINA PACIFIC US17312L8862 16-Jan-15 China Pacific Insurance Group Co Ltd CGMHI-CPC PINGDINGSHAN US17308W8139 16-Jan-15 Pingdingshan Tianan Coal Mining Co Ltd China State Construction Engineering Corp CGMHI-CPC CHINA STATE CO US17313X5749 16-Jan-15 Ltd CGMHI-CPC CHINA SOUTH US17313X1110 16-Jan-15 CSR Corp Ltd CGMHI-CPC CHINA OILFIELD US17313A5175 16-Jan-15 China Oilfield Services Ltd CGMHI-CPC PETROCHINA COM US17312C7873 16-Jan-15 PetroChina Co Ltd CGMHI-CPC CHINA COAL EN US17313A7072 16-Jan-15 China Coal Energy Co Ltd CGMHI-CPC CHINA CON CORP US17311P8547 16-Jan-15 China Construction Bank Corp CGMHI-CPC CHINA CITIC BK US17308Y2569 16-Jan-15 China Citic Bank Corp Ltd CGMHI-CPC WEICHAI POWER US17308Y7931 16-Jan-15 Weichai Power Co Ltd CGMHI-CPC FINANCE STREET US17308W8055 16-Jan-15 Financial Street Holdings Co Ltd CGMHI-CPC SHANDONG DONG US17313X1789 16-Jan-15 Shan Dong Dong-E E-Jiao Co Ltd CGMHI-CPC YUNNAN BAIYO US17313X1862 16-Jan-15 Yunnan Baiyao Group Co Ltd CGMHI-CPC HONG YUAN SECURITIES CO LTD US17311M7039 16-Jan-15 Hong Yuan Securities Co Ltd CGMHI-CPC LUZHOU LAOJIAO US17313L7111 16-Jan-15 Luzhou Laojiao Co Ltd CGMHI-CPC WEIFU HIGH-TEC US17311M2246 16-Jan-15 Weifu High-Technology Group Co Ltd CGMHI-CPC GREE ELECTRIC US17313A5332 16-Jan-15 Gree Electric Appliances Inc CGMHI-CPC HEBEI JINNIU US17308W3833 16-Jan-15 Jizhong Energy Resources Co Ltd CGMHI-CPC GUANGZHOU FRIE US17308Y6867 16-Jan-15 Guangzhou Friendship Group Co Ltd CGMHI-CPC BEIJING SL PHA US17313A4004 16-Jan-15 Beijing SL Pharmaceutical Co Ltd CGMHI-CPC SHANDONG US17313W4107 16-Jan-15 Joyoung Co Ltd 2 JOYOU CGMHI-CPC JIUJIA FUND US17312C2742 16-Jan-15 Jiujia Fund CGMHI-CPC HONGYANG FUND US17312C6545 16-Jan-15 Hongyang Fund CGMHI - TAIWAN CEMENT CO US1730758059 16-Jan-15 Taiwan Cement Corp CGMHI - ASIA CEMENT CORP US1730761830 16-Jan-15 Asia Cement Corp CGMHI-TPC QUANTA COMPUTE US17313X1292 16-Jan-15 Quanta Computer Inc CGMHI - E.SUN FINANCIAL US1730756152 16-Jan-15 E.Sun Financial Holding Co Ltd CGMHI - FAR EASTONE US1730757978 16-Jan-15 Far EasTone Telecommunications Co Ltd CGMHI- FORMOSA PETROCHEM US1730767951 16-Jan-15 Formosa Petrochemical Corp CGMHI - YAGEO CORP US1730755998 16-Jan-15 Yageo Corp CGMHI-VPC BAO VIET HLDGS US17313X5582 16-Jan-15 Bao Viet Holdings CGMHI-CPC CHANGJIANG SEC US17314W2373 16-Jan-15 Changjiang Securities Co Ltd CGMHI-CPC FAW CAR CO LTD US17314W2456 16-Jan-15 FAW CAR Co Ltd CGMHI-CPC SHANXI LANHUA US17314W4924 16-Jan-15 Shanxi Lanhua Sci-Tech Venture Co Ltd CGMHI-CPC JIANGSU HENGRU US17314W5913 16-Jan-15 Jiangsu Hengrui Medicine Co Ltd CGMHI-CPC SOUTHWEST SEC US17314X5995 16-Jan-15 Southwest Securities Co Ltd CGMHI-CPC BEIJING CAP US17314W6580 16-Jan-15 Beijing Capital Development Co Ltd CGMHI-CPC GUIZHOU PANJI US17314W6663 16-Jan-15 Guizhou Panjiang Refined Coal Co Ltd CGMHI-CPC YUNNAN CHICHON US17314W6903 16-Jan-15 Yunnan Chihong Zinc&Germanium Co Ltd CGMHI-CPC KANGMEI PHARMA US17314W7240 16-Jan-15 Kangmei Pharmaceutical Co Ltd CGMHI-CPC HUAYU AUTO US17314W8495 16-Jan-15 HUAYU Automotive Systems Co Ltd CGMHI-CPC SDIC HUAJING US17314X1440 16-Jan-15 SDIC Power Holdings Co Ltd Shanxi LuAn Environmental Energy CGMHI-CPC SHANXI LUAN US17314X1770 16-Jan-15 Development Co Ltd CGMHI-CPC SDIC XINJI US17314X1937 16-Jan-15 SDIC Xinji Energy Co Ltd CGMHI-CPC SHANGHAI JAHWA US17314X6647 16-Jan-15 Shanghai Jahwa United Co Ltd CGMHI-CPC ZHONGJIN GOLD US17314W6820 16-Jan-15 Zhongjin Gold Corp Ltd CGMHI-CPC QINGDAO HAIER US17313X6655 16-Jan-15 Qingdao Haier Co Ltd CGMHI-CPC CHINA MERCHANT US17314X7892 16-Jan-15 China Merchants Securities Co Ltd 3 CGMHI-CPC CHINA COMM CON US17318R7540 16-Jan-15 China Communications Construction Co Ltd CGMHI-CPC NEW CHINA LIFE US17318R7623 16-Jan-15 New China Life Insurance Co Ltd CGMHI-CPC SOOCHOW SEC US17318Y2542 16-Jan-15 Soochow Securities Co Ltd CGMHI-CPC GREAT WALL US17318Y2625 16-Jan-15 Great Wall Motor Co Ltd CGMHI-CPC FOUNDER SEC US17318Y2708 16-Jan-15 Founder Securities Co Ltd Jiangsu Phoenix Publishing&Media Corp CGMHI-CPC JIANGSU PHOENI US17318Y2880 16-Jan-15 Ltd CGMHI-CPC CHINA China Merchants Property Development Co MERCHANT US17314L8274 16-Jan-15 Ltd CGMHI-CPC XJ ELECTRIC CO US17314X8056 16-Jan-15 XJ Electric Co Ltd CGMHI-CPC NORTHEAST SEC US17314W1615 16-Jan-15 Northeast Securities Co Ltd CGMHI-CPC TANGSHAN IRON US17314W1870 16-Jan-15 Hebei Iron & Steel Co Ltd CGMHI-CPC SUNING UNIVER US17314W1953 16-Jan-15 Suning Universal Co Ltd CGMHI-CPC GUOYUAN SEC US17314W2035 16-Jan-15 Guoyuan Securities Co Ltd China Nonferrous Metal Industry's Foreign CGMHI-CPC CHINA NONFERRO US17314W2118 16-Jan-15 Engineering and Construction Co Ltd CGMHI-CPC HUAWEN MEDIA US17314Y1837 16-Jan-15 Huawen Media Investment Group Corp CGMHI-CPC SICHUAN NEW HO US17314Y1753 16-Jan-15 New Hope Liuhe Co Ltd CGMHI-CPC HUNAN TV & BRO US17314W3025 16-Jan-15 Hunan TV & Broadcast Intermediary Co Ltd CGMHI-CPC YUNNAN TIN CO US17314W3108 16-Jan-15 Yunnan Tin Co Ltd CGMHI-CPC BANK OF NINGBO US17314W3694 16-Jan-15 Bank of Ningbo Co Ltd CGMHI-VPC BINH MINH PLAS US17308T5700 20-Jan-15 Binh Minh Plastics Joint CGMHI-HYUNDAI MOTOR CO US1730786431 20-Jan-15 Hyundai Motor Ord CGMHI-KPC SK TELECOM (A) US17308T8514 20-Jan-15 SK Telecom Co Ltd 017670 CGMHI-KPC POSCO (A) US17308T8779 20-Jan-15 Posco CGMHI-KPC SAMSUNG ELE(A) US17308T8852 20-Jan-15 Samsung Electronics CGMHI-SHANGHAI LUJIAZUI US17307D4025 20-Jan-15 Shanghai Lujiazui Fin-A CGMHI-HENAN SHUANGHUI IN US1730795598 20-Jan-15 Henan Shuanghui Inv & De CGMHI-GD POWER DEV CO US17307D2870 20-Jan-15 GD Power Development-A CGMHI-GS HOLDINGS CORP US1730787009 20-Jan-15 GS Holdings Corp 078930 CGMHI-YANTAI WANHUA POLY US1730795911 20-Jan-15 Yantai Wanhua Poly - A CGMHI-KPC LG DISPLAY CO US17308G1563 20-Jan-15 LG Display Co Ltd 4 CGMHI-SHANGHAI ORIENTAL US17307D6186 20-Jan-15 Shanghai Oriental Pearl CGMHI-TSINGTAO BREWERY US1730786274 20-Jan-15 Tsingtao Brewery Co - A CGMHI-HANA FIN GP INC US17308M3777 20-Jan-15 Hana Fin Gp Inc 086790 CGMHI-HYNIX SEMICONDUCTR US17308A3813 20-Jan-15 Hynix Semicon Inc 00660 CGMHI-KPC KEPCO (A) US17308T8696 20-Jan-15 Korea Electric Pow 15760 CGMHI-CPC GEMDALE CORP US17308M4015 20-Jan-15 Gemdale Corporation - A CGMHI-AUDIX CORPORATION US17308A4159 20-Jan-15 Audix Corporation 2459 CGMHI-PANZHIHUA NEW STEE US17308G4385 20-Jan-15 Panzhihua New Steel-A CGMHI-SHINHAN FINANCIAL US1730792785 20-Jan-15 Shinhan Fin Grp 055550 CGMHI-VPC THU DUC HOUSE US17308T6120 20-Jan-15 Thu Duc House CGMHI-XINXING DUCTILE US17308M3934 20-Jan-15 Xinxing Ductile Iron -A CGMHI-CPC ZHENGZHOU YUTO US17308P8831 20-Jan-15 Zhengzhou Yutong Bus Co CGMHI-SINO-AMER SILICON US1730795267 20-Jan-15 Sino-Amer Silicon 5483 CGMHI-ANHUI TONGDU
Details
-
File Typepdf
-
Upload Time-
-
Content LanguagesEnglish
-
Upload UserAnonymous/Not logged-in
-
File Pages8 Page
-
File Size-