
University of Warwick institutional repository: http://go.warwick.ac.uk/wrap A Thesis Submitted for the Degree of PhD at the University of Warwick http://go.warwick.ac.uk/wrap/2474 This thesis is made available online and is protected by original copyright. Please scroll down to view the document itself. Please refer to the repository record for this item for information to help you to cite it. Our policy information is available from the repository home page. LEGAL ASPECTS OF CORPORATE FINANCE: THE CASE FOR AN EMERGING STOCK MARKET (Volumes One and Two) Vol. 2 by Kenneth Kaoma Mwenda Formerly Lecturer in law in the University of Warwick, UK The World Bank, Washington D. C., USA. A DISSERTATION SUBMITTED TO THE UNIVERSITY OF WARWICK IN FULFILMENT OF THE REQUIREMENTS OF THE DEGREE OF DOCTOR OF PHILOSOPHY SEPTEMBER, 2000. TABLE OF CONTENTS Title ............................................................................................................................ Table Contents ii of ....................................................................................................... Bibliography .................................................................................................................. 378 Appendix A .................................................................................................................... 395 Appendix B .................................................................................................................... 418 Appendix C 436 ...................................................................................................................... Appendix D 450 ...................................................................................................:................. Appendix E ......................................................................................................................462 Appendix F 472 ...................................................................................................................... Appendix G1 ...............................................................................................:....................481 Appendix G2 497 .................................................................................................................... Appendix H 511 ...................................................................................................................... Appendix I 521 ....................................................................................................................... Appendix J 528 ....................................................................................................................... Appendix K ...................................................................................................................535-564 ll REFERENCES Bibliography: Adam C., Cavendish W. P & Mistry P.S., Adjusting Privatization: Case Studiesfrom Developing Countries, London:Currey, 1992. Alexander D. & Nobes C., A European Introduction To Financial Accounting, New York: Prentice Hall, 1994. Amin S., Imperialism and Unequal Development, Hassocks: Harvester Press,1977. SADCC Prospectsfor Disengagement and Development in Southern Africa, London: Zed, 1987. Archer S.H. & D'Ambrosio C. A., The Theory Of Business Finance: A Book Of Readings, New York, MacMillan, 1967. Barc S. & Bowen N., Tolley's Company Law, Croydon: Tolley Publishing Company, 1987. Barges A., The Effect Of Capital Structure On The Cost Of Capital, EnglewoodCliffs: Prentice-Hall,1963. Barry R., Insider Dealing, Bristol: Jordan& Sons,1983. Barry R. & FfrenchL., TheRegulation of Insider Trading, London:Macmillan Press, 1979. 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BromwichM., The EconomicsOf Capital Budgeting,London, Penguin Education,1976. Brownlie I., Principlesof Public InternationalLaw, Oxford: Clarendon Press,1990. BurgessR., CorporateFinance Law, London:Sweet and Maxwell, 1985. 378 Burn E. H., Trusts And Trustees: CasesAnd Materials, London: Butterworths, 1996. BurrowsA., RemediesFor TortsAnd BreachOf Contract,London: Butterworths,1994. Butt R., Unit TrustsExplained: The Easy Wayto Buy Shares,London: Rosters, 1986. CasseseA., InternationalLaw In A Divided World, Oxford: Clarendon Press,1994. CaveM., RecentDevelopments in the Regulationof Former Nationalised Industries,London: HM Treasury,1991. ChapmanC., How the StockExchange Works, London: Hutchinson Business, 1988. Churchill R. R. and Lowe AN., The Law of The Sea, Manchester: Manchester University Press, 1992. Clark J. & Allison C., Zambia: Debt and Poverty, Oxford: Oxfam, 1989. Clarke T. & Pitelis C. (eds.), The Political Economy of Privatisation, London: Routledge, 1993. Clay K, Investing in SharesAnd Unit Trusts, London: World Lock, 1988. COMESA, Common Market For Eastern And Southern Africa: In Brief, Lusaka:COMFSA Publication1996. Cook P. & Kirkpatrick, C.H., Privatisation in LessDeveloped Countries, London: Harvester Wheatsheaf,1988. CowanL. G., Privatisationin the DevelopingWorld London:Greenwood, 1990. Craig P., AdministrativeLaw, London,Sweet & Maxwell, 1989. Davis E. W. & Pointon J., Finance And Thefirm: An Introduction To Corporate Finance, Oxford, Oxford UniversityPress, 1994. Davis P., Gower'sPrinciples Of Modern CompanyLaw, London:Sweet & Maxwell, 1997. Developmentand Peace Foundation, TransformationIn Central,Eastern and South-easternEurope, Bonn:Development and Peace Foundation, 1994. Dine J., CompanyLaw, London:MacMillan Educ., 1991. Criminal Law In The CompanyContext, Aldershot: Dartmouth PublishingCo., 1995. Dixon M., TextbookOn International Law, London:Blackstones, 1990. 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FreearJ., TheManagement of BusinessFinance, London: Pitman, 1980. FreidmanS., et al, Free To Choose,New York: Avon Books, 1980. GardnerS., TheLaw Of Trusts,Oxford: ClarendonPress, 1996. Ghai Y., et al, ThePolitical Economyof Law, Delhi: Oxford UniversityPress, 1987. GomleyW. T. (ed), PrivatisationAnd Its Alternatives,(Madsion: The University of WisconsinPress, 1991. GoodeR. M., Principlesof CorporateInsolvency Law, 2nd edition,London: Sweet and Maxwell, 1997. Gordon,R. J. F., Judicial Review:Law and Practice,London: Sweet and Maxwell, 1985. GoughW. J., CompanyCharges, London: Butterworths, 1978. GouldingS., Principles Of CompanyLaw, London:Cavendish, 1996. GowerL. C.B., Gower'sPrinciples of Modern CompanyLaw, London:Stevens andMaxwell, 1979. Reviewof InvestorProtection, London: Her Majesty's Stationery Office, 1982. GrahamC. & PosnerT., Privatizing Public Enterprises:Constitutions, the State,and Regulationin ComparativePerspective, Oxford: ClarendonPress, 1992. Grier I. S. & Floyd R.E., PersonalInsolvency: A Practical Guide,London: Sweet & Maxwell, 1992. Griffiths A., CorporateGovernance and the usesof the Company,Manchester: Universityof Manchester,1993. GuislanP., Divestitureof StateEnterprise: An Overviewof the Legal Framework, Washington D. C., World Bank. Gupta K. L., FinanceAnd EconomicGrowth In DevelopingNations, London: GroomHelm, 1984. GutkindP. & WallersteinI., (eds.), The Political Economyof ContemporaryAfrica, Beverley:Sage, 1976. HandyC., UnderstandingOrganisations, London: Penguin, 1993. Hannigan B., Insider Dealing, London: Longman, 1994. Harris D., RemediesIn ContractAnd Tort, London:Weidenfeld & Nicholson,1988. Harris D.J., Casesand Materials On InternationalLaw, London:Sweet andMaxwell, 1991. Harris L., Theoriesof Financeand the Third World, London:Heinemann, 1975. HaytonD., Law of Trusts,London: Sweet and Maxwell, 1989. 380 - CasesAnd Commentary On The Law Of Trusts, London: Stevens& Sons,1975. Henkin L., et al, International Law: Casesand Materials, St. Paul, Minn: West PublishingCo., 1993. HomeVan
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