Nomura Group● About Nomura Group● Editorial Policy● Message from CEO 2 Group Companies WEB Headquarters “Enriching the nation through the securities business” Nomura Holdings, Inc. is a corporate social responsibility that Nomura 1-9-1 Nihonbashi, Chuo-ku Tokyo Group strives to fulfill. It is also a conviction that has Nomura Holdings, Inc. 103-8645 Special Feature 1 World Class 6 been passed down through the generations since Tel: 03-5255-1000 (switchboard) Total Business 1 Nomura’s founding over eighty years ago. Established: Major Subsidiaries NOMURA NEDERLAND N.V. This Report is intended to communicate information December 25, 1925 Contents Japan NOMURA BANK (LUXEMBOURG) S.A. to our stakeholders. This communication is important Special Feature 2 World Class 8 NOMURA SECURITIES CO., LTD. NOMURA BANK (DEUTSCHLAND) GmbH Capital: in highlighting the continuing necessary role that we JPY 182,800 million Total Business 2 NOMURA ASSET MANAGEMENT CO., LTD. MAINTRUST.KAG (as of March 31, 2008) hold in society, and in establishing our place in soci- THE NOMURA TRUST & BANKING CO., LTD. NOMURA BANK (SWITZERLAND) LTD. ety through the various activities that we undertake. Type of business: NOMURA CAPITAL INVESTMENT CO., LTD. Geneva Office In this year’s Report, after analyzing and organizing Special Feature 3 Improving Financial 10 Investment and financial services NOMURA INVESTOR RELATIONS CO., LTD. NOMURA ITALIA S.I.M. p.A. the importance of the contents of our activities under and Economics Literacy 1 NOMURA PRINCIPAL FINANCE CO., LTD. NOMURA CORPORATE ADVISORY Period covered: the three keywords that indicate our new manage- April 1, 2007 to March 31, 2008 ment vision, “create change,” “world class,” and NOMURA FUNDS RESEARCH AND (CENTRAL EUROPE) PRIVATE COMPANY LTD. (includes some additional “speed”, we tried to clearly outline future issues that Special Feature 4 Improving Financial 12 TECHNOLOGIES CO., LTD. NOMURA CORPORATE ADVISORY information outside this period) need to be stated. and Economics Literacy 2 NOMURA PENSION SUPPORT & (CENTRAL & EASTERN EUROPE) Sp.z.o.o. Month issued: This Report forms a basis for an active dialogue with August 2008 SERVICE CO., LTD. NOMURA (CIS) LIMITED our stakeholders, and we hope that such dialogue will Moscow Branch 14 NOMURA BABCOCK & BROWN CO., LTD. Last report due: contribute to the sustainable development of society Nomura Group CSR NOMURA RESEARCH & ADVISORY CO., LTD. NOMURA INVESTMENT BANKING July 2007 and our activities as well as Nomura Group’s growth. NOMURA BUSINESS SERVICES CO., LTD. (MIDDLE EAST) B.S.C. (c) Next report due: Regaining Trust 16 NOMURA FACILITIES, INC. NOMURA FUNDING FACILITY CORPORATION July 2009 NOMURA INSTITUTE OF CAPITAL MARKETS LIMITED Entities covered Corporate Governance and 18 RESEARCH NOMURA GLOBAL FUNDING PLC Nomura Holdings, Inc. and The information in this Report is also available online JOINVEST SECURITIES CO., LTD. Nomura Europe Finance N.V. subsidiaries Management System However, information about some on Nomura Holdings’ website. Any information that NOMURA HEALTHCARE CO., LTD. NOMURA STRUCTURED HOLDINGS PLC group companies is listed separately we could not include here for lack of space has been in the relevant sections of this report. PRIVATE EQUITY FUNDS RESEARCH AND NOMURA PRINCIPAL INVESTMENT PLC made available online. The WEB mark indicates an Relationship with Customers 24 INVESTMENTS CO., LTD. NOMURA EUROPEAN INVESTMENT LIMITED Reference Guidelines article available online. Annual Report information is ‘Sustainability Reporting Guidelines’ indicated by the mark AR . (2006) Global Reporting Initiative 28 America Asia & Oceania ・Nomura Holdings, Inc. CSR website: Relationship with Society ‘Environment Report’ (FY2007) http://www.nomuraholdings.com/ NOMURA HOLDING AMERICA INC. NOMURA ASIA HOLDING N.V. Environment Agency ・Nomura Holdings, Inc. Annual Report NOMURA SECURITIES INTERNATIONAL, INC. NOMURA INTERNATIONAL (HONG KONG) LTD. 36 Inquiries should be directed to: Relationship with Employees San Francisco Office/Sao Paulo Representative Office Seoul Branch/Taipei Branch/Hanoi Representation Office Corporate Citizenship Department, NOMURA CORPORATE RESEARCH AND NOMURA FUTURES (HONG KONG) LTD. Nomura Group Headquarters Otemachi Nomura Building, Our Commitment to the Environment 42 ASSET MANAGEMENT INC. NOMURA SECURITIES (HONG KONG) LTD. 2-1-1 Otemachi, Chiyoda-ku Tokyo NOMURA DERIVATIVE PRODUCTS, INC. NOMURA ASIA LTD. Tel: 03-5255-1000 (switchboard) Fax: 03-3278-0687 NOMURA GLOBAL FINANCIAL PRODUCTS, INC. NOMURA SINGAPORE LTD. Nomura Group 48 e-mail:[email protected] NOMURA FUNDS RESEARCH AND NOMURA SECURITIES SINGAPORE PTE. LTD. ●CSR Processes & Approach ●Membership TECHNOLOGIES AMERICA, INC. NOMURA FUTURES (SINGAPORE) PTE. LTD. Nomura Group is an active member NOMURA INTERNATIONAL TRUST COMPANY NOMURA MALAYSIA Sdn. Bhd. of economic and industry GRI Guidelines Index 54 NOMURA SECURITIES (BERMUDA) LTD. NOMURA AUSTRALIA LIMITED associations including: Nippon Keidanren Annual Report 2008 NOMURA CANADA INC. NOMURA SECURITIES PHILIPPINES INC. Japan Securities Dealers Association NOMURA REALTY ADVISOR INC. P.T. NOMURA INDONESIA The Investment Trusts Association, Independent Review・Editor’s Postscript 56 Japan CAPITAL NOMURA SECURITIES PUBLIC Japan Securities Investment Advisors Europe & Middle East COMPANY LTD. Association NOMURA EUROPE HOLDINGS PLC NOMURA CORPORATE ADVISORY (SHANGHAI) The Financial Futures Association of Japan NOMURA INTERNATIONAL PLC CO., LTD. ● Madrid Branch Office/Vienna Representative Office NOMURA FINANCIAL ADVISORY AND Nomura Group and Our Stakeholders NOMURA CODE SECURITIES LTD. SECURITIES (INDIA) PRIVATE LIMITED Nomura Group stakeholders include all parties, both private NOMURA BANK INTERNATIONAL PLC Shareholders individuals and corporations, with whom we engage in Italy Office INSTINET economic activity. Stated plainly, this means everyone with Local BANQUE NOMURA FRANCE INSTINET Inc. Clients community whom we have a relationship through the financial markets, in particular our shareholders and clients. Given that all modern societies are affected by the movements of the global Nomura Group: Environment Employees markets, we believe that all members of society must be Nomura Group is a financial services group comprising Nomura Holdings Inc. and its domestic and overseas subsidiaries licensed under each different jurisdiction and operating under local laws. considered stakeholders. NOMURA CSR REPORT 2008 1 Nomura Group● About Nomura Group● Editorial Policy● Message from CEO 2 Group Companies WEB Headquarters “Enriching the nation through the securities business” Nomura Holdings, Inc. is a corporate social responsibility that Nomura 1-9-1 Nihonbashi, Chuo-ku Tokyo Group strives to fulfill. It is also a conviction that has Nomura Holdings, Inc. 103-8645 Special Feature 1 World Class 6 been passed down through the generations since Tel: 03-5255-1000 (switchboard) Total Business 1 Nomura’s founding over eighty years ago. Established: Major Subsidiaries NOMURA NEDERLAND N.V. This Report is intended to communicate information December 25, 1925 Contents Japan NOMURA BANK (LUXEMBOURG) S.A. to our stakeholders. This communication is important Special Feature 2 World Class 8 NOMURA SECURITIES CO., LTD. NOMURA BANK (DEUTSCHLAND) GmbH Capital: in highlighting the continuing necessary role that we JPY 182,800 million Total Business 2 NOMURA ASSET MANAGEMENT CO., LTD. MAINTRUST.KAG (as of March 31, 2008) hold in society, and in establishing our place in soci- THE NOMURA TRUST & BANKING CO., LTD. NOMURA BANK (SWITZERLAND) LTD. ety through the various activities that we undertake. Type of business: NOMURA CAPITAL INVESTMENT CO., LTD. Geneva Office In this year’s Report, after analyzing and organizing Special Feature 3 Improving Financial 10 Investment and financial services NOMURA INVESTOR RELATIONS CO., LTD. NOMURA ITALIA S.I.M. p.A. the importance of the contents of our activities under and Economics Literacy 1 NOMURA PRINCIPAL FINANCE CO., LTD. NOMURA CORPORATE ADVISORY Period covered: the three keywords that indicate our new manage- April 1, 2007 to March 31, 2008 ment vision, “create change,” “world class,” and NOMURA FUNDS RESEARCH AND (CENTRAL EUROPE) PRIVATE COMPANY LTD. (includes some additional “speed”, we tried to clearly outline future issues that Special Feature 4 Improving Financial 12 TECHNOLOGIES CO., LTD. NOMURA CORPORATE ADVISORY information outside this period) need to be stated. and Economics Literacy 2 NOMURA PENSION SUPPORT & (CENTRAL & EASTERN EUROPE) Sp.z.o.o. Month issued: This Report forms a basis for an active dialogue with August 2008 SERVICE CO., LTD. NOMURA (CIS) LIMITED our stakeholders, and we hope that such dialogue will Moscow Branch 14 NOMURA BABCOCK & BROWN CO., LTD. Last report due: contribute to the sustainable development of society Nomura Group CSR NOMURA RESEARCH & ADVISORY CO., LTD. NOMURA INVESTMENT BANKING July 2007 and our activities as well as Nomura Group’s growth. NOMURA BUSINESS SERVICES CO., LTD. (MIDDLE EAST) B.S.C. (c) Next report due: Regaining Trust 16 NOMURA FACILITIES, INC. NOMURA FUNDING FACILITY CORPORATION July 2009 NOMURA INSTITUTE OF CAPITAL MARKETS LIMITED Entities covered Corporate Governance and 18 RESEARCH NOMURA GLOBAL FUNDING PLC Nomura Holdings, Inc. and The information in this Report is also available online JOINVEST SECURITIES CO., LTD. Nomura Europe Finance N.V. subsidiaries Management System However, information about some on Nomura Holdings’ website. Any information