ANNUAL REPORT 1976 © 2003 The Rockefeller Foundation a THE~ROCKEFELLER FOUNDATION 1,133 AVENUEo~, THE AMERi’cAS, .NEW YORK, NEW YORK 10036 " ’PRINTED IN THE UNITED STATES,"OF AMERICA © 2003 The Rockefeller Foundation CONTENTS Trustees, Officers, and Staff n Organizational Information xit THE PRESIDENT'S REVIEW 1 GRANTS AND PROGRAMS 11 Conquest of Hunger 12 Population and Health 23 Education for Development 36 Conflict in International Relations 42 Equal Opportunity 49 Arts, Humanities and Contemporary Values 62 Quality of the Environment SO Special Interests and Explorations 93 Study Awards 1 ©2 STATEMENTS 109 118 2003 The Rockefeller Foundation TRUSTEES AND TRUSTEE COMMITTEES December 31, 1976 CYRUS R. VANCE Chairman JOHN D. ROCKEFELLER SRD Honorary Chairman BOARD OF TRUSTEES W. MICHAEL BLUMENTHAL BILL MOVERS ROBERT H. EBERT JANE C. PFEIFFER CLIFFORD M. HARDIN JOHN D. ROCKEFELLER IV BEN W. HEINEMAN ROBERT V. ROOSA THEODORE M. HESBURGH NEVIN S. SCRIMSHAW VERNON E. JORDAN, JR. FREDERICK SEITZ LANE KIRKLAND MAURICE F. STRONG JOHN H. KNOWLES CYRUS R. VANCE MATHILDE KRIM PAUL A. VOLCKER RICHARD W. LYMAN CLIFTON R. WHARTON, JR. EXSGwrmm COMMITTEE THE PRESIDENT Chairman Alternate Members ROBERT H. EBERT VERNON E. JORDAN, JR. BEN W. HEINEMAN MATHILDE KRIM LANE KIRKLAND ROBERT V. ROOSA JANE C. PFEIFFER FREDERICK SEITZ CYRUS R. VANCE PAUL A. VOLCKER *m4 W£f- CQMM8TTEE ROBERT V. ROOSA Chairman Alternate Members W. MICHAEL BLUMENTIIAL CLIFFORD M. HARDIN MAURICE F. STRONG PAUL A. VOLCKER COUNSEL PATTERSON, BELKNAP AND WEBB ROBERT M. PENNOYER // © 2003 The Rockefeller Foundation OFFICERS AND STAFF IN NEW YORK December 31, 1976 ADMINISTRATION JOHN H. KNOWLES President ALLAN C. BARNES Vice-President ELLSWORTH T. NEUMANN Vice-President for Administration STERLING WORTMAN Vice-President LAURENCE D. STIFEL Secretary THEODORE R. FRYE Treasurer HERBERT HEATON Comptroller ESTHER S. STAMM Assistant Secretary WEBB TRAMMELL Assistant Treasurer ALEXANDER DAUNYS Assistant Comptroller LEO KIRSCHNER Assistant Comptroller JANE ALLEN Conference Officer J. WILLIAM HESS Archivist J. GEORGE HARRAR Consultant and Life Fellow E. C. STAR MAN Consultant HENRY S. TARTAGLIA Manager, Office Service Department A DEL TACK LEY Manager, Personnel Service LOWRY B. ANDREWS Manager, Purchasing and Shipping Department FRANK WOLLING Manager, Records Management and Library Service FRANCES MULLIGAN Manager, Travel Service in © 2003 The Rockefeller Foundation AGRICULTURAL SCIENCES JOHN A. PINO, PH.D., Director JAMES E. JOHNSTON, PH.D., Deputy Director CLARENCE C. GRAY, III, PH.D, Associate Director PETER R. JENNINGS, PH.D., Associate Director JOHN J. MCKELVEY, JR., PH.D., Associate Director SUSAN W. ALMY, Program Associate (also assigned to Social Sciences) MARJORIE J. SCHAD, Program Associate ARTS HOWARD KLEIN, M.S., Director GWENDOLYN T. BLACKSTONE, Program Associate JUNE B. AREY, Consultant JUNIUS EDDY, M.S., Consultant JOHN MAIER, M.D., Director VIRGIL C. SCOTT, M.D., Deputy Director ELIZABETH B. CONNELL, M.D., Associate Director GUY S. HAYES, M.D., Associate Director BEVERLY WINIKOFF, M.D., Assistant Director EDITH E. KING, Program Associate PATRICK N. OWENS, D.ENG., Consultant JOEL COLTON, PH.D., Director D. LYDIA BRONTE, PH.D., Assistant Director ANNE GARONZIK, M.A., Program Associate INTERNATIONAL RELATIONS MASON WILLRICH, PH.D., Director JOHN STREMLAU, PH.D., Assistant Director ELMORE JACKSON, Consultant IV © 2003 The Rockefeller Foundation NATURAL AND ENVIRONMENTAL SCIENCES RALPH W. RICHARDSON, JR., PH.D., Director GARY H. TOENNIESSEN, PH.D., Assistant Director SOCIAL SCIENCES JOSEPH E. BLACK, PH.D., Director RALPH K. DAVIDSON, PH.D., Deputy Director CHARLES H. SMITH, M.ED., Associate Director MARY M. KRITZ, PH.D., Assistant Director BRUCE E. WILLIAMS, PH.D., Assistant Director SUSAN W. ALMY, PH.D., Program Associate (also assigned to Agricultural Sciences) PATRICIA HARRIS, Program Associate BERNARD C. WATSON, PH.D., Consultant JOHNNY L. JONES, D.ED., Consultant FELLOWSHIP OFFICE ROBERT L. FISCHELIS, M.A., Fellowship Officer JOSEPH R. BOOKMYER, M.A., Fellowship Associate INFORMATION SERVICE HENRY ROMNEY, Director RICHARD DODSON, Program Associate ELIZABETH W. MUHLFELD, Program Associate JACK W. BECK, Consultant 2003 The Rockefeller Foundation FIELD STAFF December 31, 7976 BRAZIL Salvador AGRICULTURAL SCIENCES KENNETH BUHR, PH.D. JEROME H. MANER, PH.D. HEALTH SCIENCES GABRIEL VELAZQUEZ, M.D., Foundation Representative STEPHEN J. PLANK, M.D. SOCIAL SCIENCES LUIS A. FUENZALIDA, M.A. ALBERTO R. MUSALEM, PH.D. COLOMBIA Cali HEALTH SCIENCES FARZAM ARBAB, PH.D., Foundation Representative INTERNATIONAL CENTER OF TROPICAL AGRICULTURE (CIAT) LOYD JOHNSON, M.S. JAMES M. SPAIN, PH.D. KENNETH O. RACHIE, PH.D. GUATEMALA Guatemala City AGRICULTURAL SCIENCES ROLAND E. HARWOOD LEWIS M. ROBERTS, PH.D. ROBERT K. WAUGH, PH.D. HEALTH SCIENCES E. CROFT LONG, PH.D. SOCIAL SCIENCES PETER E. HILDEBRAND, PH.D. VI © 2003 The Rockefeller Foundation INDIA Hyderabad INTERNATIONAL CROPS RESEARCH INSTITUTE FOR THE SEMI-ARID TROPICS (ICRISAT) LELAND R. HOUSE, PH.D. * INDONESIA Yogyakarta AGRICULTURAL SCIENCES ANSON E. THOMPSON, PH.D. ALLEN D. TILLMAN, PH.D. HEALTH SCIENCES ROBERT S. NORTHRUP, M.D., Acting Foundation Representative JON E. ROHDE, M.D. SOCIAL SCIENCES ALBERT J. NYBERG, PH.D., Foundation Representative (on study leave) DOUGLAS D. HEDLEY, PH.D. B. COLIN MACANDREWS, PH.D. ITALY Bellagio (Lake Como) THE BELLAGIO STUDY AND CONFERENCE CENTER WILLIAM C. OLSON, PH.D., Director MARY M. OLSON, Assistant Director KEN.YA Nairobi * AGRICULTURAL SCIENCES/INTERNATIONAL LABORATORY FOR RESEARCH ON ANIMAL DISEASES (ILRAD) ORDWAY STARNES, PH.D. SOCIAL SCIENCES DAVID COURT, PH.D., Foundation Representative \>u © 2003 The Rockefeller Foundation MEXICO Mexico City AGRICULTURAL SCIENCES SALLY M. GRAVELY, PH.D. REGGIE J. LAIRD, PH.D. EDWIN J. WELLHAUSEN, PH.D. INTERNATIONAL MAIZE AND WHEAT IMPROVEMENT CENTER (CIMMYT) R. GLENN ANDERSON, PH.D. NORMAN E. BORLAUG, PH.D. ELMER C. JOHNSON, PH.D. ROBERT D. OSLER, PH.D. ERNEST W. SPRAGUE, PH.D. NEPAL Kaihmandu INTERNATIONAL AGRICULTURAL DEVELOPMENT SERVICE (IADS) WAYNE H. FREEMAN, PH.D. NIGERIA Ibadan INTERNATIONAL INSTITUTE OF TROPICAL AGRICULTURE (IITA) EARL E. WATT, PH.D. SOCIAL SCIENCES WESLEY C. WEIDEMANN, PH.D., Acting Foundation Representative PHILIPPINES Los Bonos INTERNATIONAL RICE RESEARCH INSTITUTE (IRRI) RANDOLPH BARKER, PH.D. Quezon City SOCIAL SCIENCES HARRY T. OSHIMA, PH.D., Foundation Representative vin © 2003 The Rockefeller Foundation ST. LUCIA Castries HEALTH SCIENCES PETER JORDAN, M.D., Director, Research and Control Department GUY BARNISH RICHARD K. BARTHOLOMEW JOHN D. CHRISTIE, PH.D. RICHARD W. GOODGAME, M.D. OLIVER F. MORRIS MICHAEL A. PRENTICE GLADWIN O. UNRAU TAIWAN Shanhua ASIAN VEGETABLE RESEARCH AND DEVELOPMENT CENTER (AVRDC) JAMES C. MOOMAW, PH.D. THAILAND Bangkok AGRICULTURAL SCIENCES WILLIAM R. YOUNG, PH.D., Foundation Representative BEN R. JACKSON, PH.D. STEPHEN M. KATZ BOBBY L. RENFRO, PH.D. DALE G. SMELTZER, PH.D. HEALTH SCIENCES WlLLOUGHBY LATHEM, M.D. SOCIAL SCIENCES GEORGE E. DELEHANTY, PH.D. IX © 2003 The Rockefeller Foundation TURKEY Ankara AGRICULTURAL SCIENCES BILL C. WRIGHT, PH.D. SOCIAL SCIENCES CHARLES K. MANN, PH.D. UNITED STATES Gainesville, Florida AGRICULTURAL SCIENCES/HEALTH SCIENCES JAMES S. DINNING, PH.D. Atlanta, Georgia HEALTH SCIENCES ROBERT C. HOLLAND, PH.D. Honolulu, Hawaii INTERNATIONAL CENTER FOR LIVING AQUATIC RESOURCES MANAGEMENT (ICLARM) PHILIP HELFRICH, PH.D. Rockville, Indiana INTERNATIONAL AGRICULTURAL DEVELOPMENT SERVICE (IADS) JOHNSON E. DOUGLAS, M.S. Ithaca, New York INTERNATIONAL AGRICULTURAL DEVELOPMENT SERVICE (IADS) ULYSSES J. GRANT, PH.D. New York, New York INTERNATIONAL AGRICULTURAL DEVELOPMENT SERVICE (IADS) FRANCIS C. BYRNES, PH.D. RALPH W. CUMMINGS, JR., PH.D. A. COLIN MCCLUNG, PH.D. 2003 The Rockefeller Foundation Chapel Hill, North Carolina HEALTH SCIENCES JOSEPH A. COOK, M.D. Columbus, Ohio * SOCIAL SCIENCES LEONARD F. MILLER, PH.D. San Antonio, Texas AGRICULTURAL SCIENCES NEIL B. MACLELLAN ZAIRE Kinshasa HEALTH SCIENCES INES DURANA, PH.D. SOCIAL SCIENCES JAMES S. COLEMAN, PH.D., Foundation Representative Kisangani SOCIAL SCIENCES WILLIAM J. OSBY, PH.D. .Yf © 2003 The Rockefeller Foundation ORGANIZATIONAL INFORMATION MEETINGS The annual meeting of the Corporation and a regular stated meeting of the Board of Trustees were held on April 7, a stated meeting of the Board was held on December 6, and special meetings of the Board were held on June 15 and September 8. Three regular meetings and one special meeting of the Executive Committee of the Trustees were held to take actions within the general policies approved by the Board. TRUSTEES AND PRINCIPAL, OFFICERS Clark Kerr, Chairman of the Carnegie Council on Policy Studies in Higher Education and former President of the University of California, retired from the Board of Trustees, effective June 30. He was elected a Trustee in 1960 and served for two years as an alternate member of the Executive Committee, for three years as a member of the Nominating Committee, one of those years as its Chairman, and for one year as Committee on Audit. At the April meeting Richard W. Lyman, President of Stanford University, was elected a Trustee, effective July 1. He taught history at Harvard, Swarthmore, and Washington University before joining the Stanford faculty in 1958. He was appointed Professor of History in 1962, Associate Dean of the School of Humanities and Sciences in 1964, Vice President and Provost in 1967, and President in 1970. Robert F.