Lattices and Orders in Isabelle/HOL Markus Wenzel TU M¨unchen February 20, 2021 Abstract We consider abstract structures of orders and lattices. Many funda- mental concepts of lattice theory are developed, including dual struc- tures, properties of bounds versus algebraic laws, lattice operations versus set-theoretic ones etc. We also give example instantiations of lattices and orders, such as direct products and function spaces. Well- known properties are demonstrated, like the Knaster-Tarski Theorem for complete lattices. This formal theory development may serve as an example of apply- ing Isabelle/HOL to the domain of mathematical reasoning about \ax- iomatic" structures. Apart from the simply-typed classical set-theory of HOL, we employ Isabelle's system of axiomatic type classes for ex- pressing structures and functors in a light-weight manner. Proofs are expressed in the Isar language for readable formal proof, while aiming at its \best-style" of representing formal reasoning. Contents 1 Orders 3 1.1 Ordered structures ........................ 3 1.2 Duality .............................. 3 1.3 Transforming orders ....................... 4 1.3.1 Duals ........................... 4 1.3.2 Binary products ..................... 5 1.3.3 General products .................... 5 2 Bounds 6 2.1 Infimum and supremum ..................... 6 2.2 Duality .............................. 7 2.3 Uniqueness ............................ 8 2.4 Related elements ......................... 8 2.5 General versus binary bounds ................. 8 2.6 Connecting general bounds ................... 9 1 CONTENTS 2 3 Lattices 9 3.1 Lattice operations ........................ 9 3.2 Duality .............................. 10 3.3 Algebraic properties ....................... 11 3.4 Order versus algebraic structure ................ 11 3.5 Example instances ........................ 12 3.5.1 Linear orders ....................... 12 3.5.2 Binary products ..................... 12 3.5.3 General products ..................... 13 3.6 Monotonicity and semi-morphisms ............... 13 4 Complete lattices 14 4.1 Complete lattice operations ................... 14 4.2 The Knaster-Tarski Theorem .................. 15 4.3 Bottom and top elements .................... 16 4.4 Duality .............................. 16 4.5 Complete lattices are lattices .................. 16 4.6 Complete lattices and set-theory operations .......... 17 THEORY \Orders" 3 1 Orders theory Orders imports Main begin 1.1 Ordered structures We define several classes of ordered structures over some type 0a with relation v :: 0a ) 0a ) bool. For a quasi-order that relation is required to be reflexive and transitive, for a partial order it also has to be anti-symmetric, while for a linear order all elements are required to be related (in either direction). class leq = fixes leq :: 0a ) 0a ) bool (infixl v 50 ) class quasi-order = leq + assumes leq-refl [intro?]: x v x assumes leq-trans [trans]: x v y =) y v z =) x v z class partial-order = quasi-order + assumes leq-antisym [trans]: x v y =) y v x =) x = y class linear-order = partial-order + assumes leq-linear: x v y _ y v x lemma linear-order-cases: ((x:: 0a::linear-order) v y =) C ) =) (y v x =) C ) =) C hproof i 1.2 Duality The dual of an ordered structure is an isomorphic copy of the underlying type, with the v relation defined as the inverse of the original one. datatype 0a dual = dual 0a primrec undual :: 0a dual ) 0a where undual-dual: undual (dual x) = x instantiation dual :: (leq) leq begin definition leq-dual-def : x 0 v y 0 ≡ undual y 0 v undual x 0 instance hproof i end lemma undual-leq [iff?]: (undual x 0 v undual y 0) = (y 0 v x 0) hproof i THEORY \Orders" 4 lemma dual-leq [iff?]: (dual x v dual y) = (y v x) hproof i Functions dual and undual are inverse to each other; this entails the following fundamental properties. lemma dual-undual [simp]: dual (undual x 0) = x 0 hproof i lemma undual-dual-id [simp]: undual o dual = id hproof i lemma dual-undual-id [simp]: dual o undual = id hproof i Since dual (and undual) are both injective and surjective, the basic logical connectives (equality, quantification etc.) are transferred as follows. lemma undual-equality [iff?]: (undual x 0 = undual y 0) = (x 0 = y 0) hproof i lemma dual-equality [iff?]: (dual x = dual y) = (x = y) hproof i lemma dual-ball [iff?]: (8 x 2 A: P (dual x)) = (8 x 0 2 dual ` A: P x 0) hproof i lemma range-dual [simp]: surj dual hproof i lemma dual-all [iff?]: (8 x: P (dual x)) = (8 x 0: P x 0) hproof i lemma dual-ex:(9 x: P (dual x)) = (9 x 0: P x 0) hproof i lemma dual-Collect: fdual xj x: P (dual x)g = fx 0: P x 0g hproof i 1.3 Transforming orders 1.3.1 Duals The classes of quasi, partial, and linear orders are all closed under formation of dual structures. instance dual :: (quasi-order) quasi-order hproof i THEORY \Orders" 5 instance dual :: (partial-order) partial-order hproof i instance dual :: (linear-order) linear-order hproof i 1.3.2 Binary products The classes of quasi and partial orders are closed under binary products. Note that the direct product of linear orders need not be linear in general. instantiation prod :: (leq; leq) leq begin definition leq-prod-def : p v q ≡ fst p v fst q ^ snd p v snd q instance hproof i end lemma leq-prodI [intro?]: fst p v fst q =) snd p v snd q =) p v q hproof i lemma leq-prodE [elim?]: p v q =) (fst p v fst q =) snd p v snd q =) C ) =) C hproof i instance prod :: (quasi-order; quasi-order) quasi-order hproof i instance prod :: (partial-order; partial-order) partial-order hproof i 1.3.3 General products The classes of quasi and partial orders are closed under general products (function spaces). Note that the direct product of linear orders need not be linear in general. instantiation fun :: (type; leq) leq begin definition leq-fun-def : f v g ≡ 8 x: f x v g x instance hproof i end THEORY \Bounds" 6 lemma leq-funI [intro?]: (Vx: f x v g x) =) f v g hproof i lemma leq-funD [dest?]: f v g =) f x v g x hproof i instance fun :: (type; quasi-order) quasi-order hproof i instance fun :: (type; partial-order) partial-order hproof i end 2 Bounds theory Bounds imports Orders begin hide-const (open) inf sup 2.1 Infimum and supremum Given a partial order, we define infimum (greatest lower bound) and supre- mum (least upper bound) wrt. v for two and for any number of elements. definition is-inf :: 0a::partial-order ) 0a ) 0a ) bool where is-inf x y inf = (inf v x ^ inf v y ^ (8 z: z v x ^ z v y −! z v inf )) definition is-sup :: 0a::partial-order ) 0a ) 0a ) bool where is-sup x y sup = (x v sup ^ y v sup ^ (8 z: x v z ^ y v z −! sup v z)) definition is-Inf :: 0a::partial-order set ) 0a ) bool where is-Inf A inf = ((8 x 2 A: inf v x) ^ (8 z: (8 x 2 A: z v x) −! z v inf )) definition is-Sup :: 0a::partial-order set ) 0a ) bool where is-Sup A sup = ((8 x 2 A: x v sup) ^ (8 z: (8 x 2 A: x v z) −! sup v z)) These definitions entail the following basic properties of boundary elements. lemma is-infI [intro?]: inf v x =) inf v y =) (Vz: z v x =) z v y =) z v inf ) =) is-inf x y inf hproof i lemma is-inf-greatest [elim?]: is-inf x y inf =) z v x =) z v y =) z v inf THEORY \Bounds" 7 hproof i lemma is-inf-lower [elim?]: is-inf x y inf =) (inf v x =) inf v y =) C ) =) C hproof i lemma is-supI [intro?]: x v sup =) y v sup =) (Vz: x v z =) y v z =) sup v z) =) is-sup x y sup hproof i lemma is-sup-least [elim?]: is-sup x y sup =) x v z =) y v z =) sup v z hproof i lemma is-sup-upper [elim?]: is-sup x y sup =) (x v sup =) y v sup =) C ) =) C hproof i lemma is-InfI [intro?]: (Vx: x 2 A =) inf v x) =) (Vz: (8 x 2 A: z v x) =) z v inf ) =) is-Inf A inf hproof i lemma is-Inf-greatest [elim?]: is-Inf A inf =) (Vx: x 2 A =) z v x) =) z v inf hproof i lemma is-Inf-lower [dest?]: is-Inf A inf =) x 2 A =) inf v x hproof i lemma is-SupI [intro?]: (Vx: x 2 A =) x v sup) =) (Vz: (8 x 2 A: x v z) =) sup v z) =) is-Sup A sup hproof i lemma is-Sup-least [elim?]: is-Sup A sup =) (Vx: x 2 A =) x v z) =) sup v z hproof i lemma is-Sup-upper [dest?]: is-Sup A sup =) x 2 A =) x v sup hproof i 2.2 Duality Infimum and supremum are dual to each other. theorem dual-inf [iff?]: THEORY \Bounds" 8 is-inf (dual x)(dual y)(dual sup) = is-sup x y sup hproof i theorem dual-sup [iff?]: is-sup (dual x)(dual y)(dual inf ) = is-inf x y inf hproof i theorem dual-Inf [iff?]: is-Inf (dual ` A)(dual sup) = is-Sup A sup hproof i theorem dual-Sup [iff?]: is-Sup (dual ` A)(dual inf ) = is-Inf A inf hproof i 2.3 Uniqueness Infima and suprema on partial orders are unique; this is mainly due to anti- symmetry of the underlying relation. theorem is-inf-uniq: is-inf x y inf =) is-inf x y inf 0 =) inf = inf 0 hproof i theorem is-sup-uniq: is-sup x y sup =) is-sup x y sup 0 =) sup = sup 0 hproof i theorem is-Inf-uniq: is-Inf A inf =) is-Inf A inf 0 =) inf = inf 0 hproof i theorem is-Sup-uniq: is-Sup A sup =) is-Sup A sup 0 =) sup = sup 0 hproof i 2.4 Related elements The binary bound of related elements is either one of the argument.