Name of the AMC : PGIM NDIA Mutual Fund All figures - Rs. in Lacs Whether the Total Commission distributor is an Averge Assets Total Expenses Total Commission + paid during associate or group under AUM as on Sr. No. ARN Name of the ARN Holder paid during Expenses paid during Gross Inflows Net Inflows FY 2019-20 compnay of the Management for 31-Mar-2020 FY 2019-20 FY 2019-20 sponsors of the FY 2019-20 Mutual Fund A B A+B 1 2 JM Financial Services Limited 2.52 - 2.52 5,250.91 -13.84 NO 3,913.87 3,836.37 2 5 HDFC Bank Limited 38.07 - 38.07 786.42 -2,754.76 NO 6,393.54 4,812.69 3 6 SKP Securities Limited 0.53 - 0.53 32.10 -28.89 NO 277.96 249.44 4 7 SPA Capital Services Limited 1.96 - 1.96 524.68 -1,061.17 NO 300.02 94.76 5 9 Way2Wealth Securities Private Limited 0.30 - 0.30 17.58 -29.41 NO 125.23 92.68 6 10 Bajaj Capital Ltd. 15.33 - 15.33 249.95 -3,013.18 NO 2,037.41 1,037.10 7 11 SBICAP Securities Limited 0.01 - 0.01 - -0.15 NO 0.76 0.53 8 14 Shubhangi Gopal Pai 0.13 - 0.13 0.67 -5.69 NO 5.61 1.04 9 16 Bluechip Corporate Investment Centre Ltd 1.18 - 1.18 95.55 -37.14 NO 302.43 221.36 10 17 Stock Holding Corporation of India Limited - - - 6.56 -0.89 NO 14.16 10.97 11 18 Karvy Stock Broking Limited 28.79 - 28.79 349.32 -1,856.83 NO 3,193.69 1,842.61 12 19 Axis Bank Limited 0.40 - 0.40 16.36 -201.75 NO 269.69 329.77 13 20 ICICI Bank Limited 1.92 - 1.92 922.70 -2,841.78 NO 2,598.80 1,981.88 14 21 Tata Securities Limited 0.08 - 0.08 2.19 -1.34 NO 23.35 20.27 15 22 Hongkong & Shanghai Banking Corporation Ltd. - - - 3.61 -958.45 NO 569.95 369.52 16 30 Eastern Financiers Ltd. 2.74 - 2.74 83.00 -52.93 NO 509.12 451.38 17 32 RR Investors Capital Services Pvt Ltd. 1.10 - 1.10 45.60 -51.59 NO 183.98 137.45 18 39 Bluechip Capital Services Private Limited 0.68 - 0.68 6.74 -134.61 NO 160.88 117.32 19 55 Citibank N.A - - - 0.00 -118.28 NO 134.29 23.53 20 58 IDBI Bank Ltd. - - - 11.00 -0.62 NO 62.47 52.42 21 60 INFINITY CAPITAL - - - - - NO 2.18 1.60 22 88 Sadashiv Arvind Phene - - - - - NO - - 23 98 Geojit Financial Services Ltd 0.75 - 0.75 49.10 -4.30 NO 106.84 86.41 24 133 Viral R Kothari 0.00 - 0.00 - - NO 0.05 0.05 25 135 Bees Network Limited 0.00 - 0.00 0.57 - NO 1.14 0.88 26 155 NJ IndiaInvest Pvt Ltd 40.67 - 40.67 1,579.87 -1,437.11 NO 4,641.90 3,242.53 27 158 Mata Securities India Pvt. Ltd 0.61 - 0.61 1,206.00 -4,503.73 NO 738.00 31.08 28 162 Jignesh V Shah - - - - - NO - - 29 163 Ramkumar H Barchha - - - - - NO - - 30 164 Kotak Securities Ltd 2.73 - 2.73 9.36 -119.35 NO 93.84 39.06 31 165 Zeenat S Jagani 16.57 - 16.57 132.08 -141.66 NO 1,541.67 1,164.06 32 166 Hexagon Capital Advisors Private Limited 0.01 - 0.01 20.78 14.97 NO 7.73 18.67 33 167 Chandulal L Vasa - - - - - NO - - 34 183 Amitkumar D Mehta 0.01 - 0.01 - - NO 2.92 2.23 35 186 Bonanza Portfolio Ltd 0.55 - 0.55 15.07 -67.57 NO 86.06 31.21 36 189 Ashutosh Financial Services Private Limited - - - - - NO 0.52 0.38 37 203 Jayanta Ghosh 3.88 - 3.88 62.46 -49.70 NO 405.96 386.53 38 206 PLC Securities Ltd 0.00 - 0.00 - - NO 0.53 0.46 39 262 A.G. Financial Services 0.01 - 0.01 - -81.97 NO 5.35 0.07 40 266 P.H. Financial & Investment Consultants Pvt. Ltd. 0.28 - 0.28 1,326.85 324.80 NO 241.97 331.95 41 307 Russell Credit Limited - - - - - NO - - 42 309 Blue Circle Financial Services - - - - - NO - - 43 323 CREST FINSERV LIMITED 0.08 - 0.08 2,021.46 676.10 NO 246.86 757.22 44 342 Sykes & Ray Equities (I) Ltd. - - - 0.04 -0.03 NO 0.04 0.04 45 353 DCB Bank Limited - - - 1.07 -0.20 NO 3.42 2.50 1 Name of the AMC : PGIM NDIA Mutual Fund All figures - Rs. in Lacs Whether the Total Commission distributor is an Averge Assets Total Expenses Total Commission + paid during associate or group under AUM as on Sr. No. ARN Name of the ARN Holder paid during Expenses paid during Gross Inflows Net Inflows FY 2019-20 compnay of the Management for 31-Mar-2020 FY 2019-20 FY 2019-20 sponsors of the FY 2019-20 Mutual Fund A B A+B 46 354 Standard Chartered Securities (India) Limited - - - 10.56 -5.34 NO 16.57 11.59 47 358 K Arun Kumar - - - - - NO - - 48 493 Mahesh G Gattani - - - - - NO - - 49 507 Zen Securities Limited 0.15 - 0.15 9.46 6.60 NO 14.01 14.29 50 633 Indusind Bank Ltd 25.03 - 25.03 143.32 -1,721.94 NO 24,533.67 17,331.32 51 654 J R Laddha Financial Services (P) Ltd. 0.09 - 0.09 0.74 -22.60 NO 40.10 27.59 52 655 DMS Investment Advisory (P) Ltd. 0.43 - 0.43 384.50 384.00 NO 130.35 375.97 53 703 Batlivala & Karani Securities India Pvt. Ltd. 2.19 - 2.19 2,033.81 -12,205.81 NO 304.16 0.17 54 784 G K Wealthcare LLP - - - - - NO - - 55 821 Pawan Kumar Agrawal - - - - - NO - - 56 839 Nayan Balmukund Saraiya 2.93 - 2.93 30.66 -91.27 NO 278.48 201.31 57 845 ICICI Securities Limited 5.60 - 5.60 1,311.07 -1,230.70 NO 2,337.33 1,961.17 58 864 Om Spectrum Financial Consultants Pvt. Ltd. 0.59 - 0.59 26.08 -157.82 NO 74.48 31.61 59 900 Wealth Managers (India) Private Limited 0.00 - 0.00 0.60 -0.94 NO 4.07 5.86 60 906 Naresh Popatrao Karpe 0.12 - 0.12 11.76 1.26 NO 27.40 17.85 61 910 Oswal Dhan Private Limited - - - - - NO - - 62 912 B D Shroff Securities Private Limited 0.09 - 0.09 3.63 -39.12 NO 31.50 25.81 63 930 Shree Sidvin Financial Services & Invest. Pvt. Ltd. - - - 1.02 - NO 3.10 2.47 64 938 Sources Solutions India Pvt. Ltd. 2.47 - 2.47 108.61 68.17 NO 247.92 271.94 65 940 Dalal & Broacha Stock Broking Pvt. Ltd. 0.04 - 0.04 1.07 - NO 3.83 2.93 66 941 Premin Securities - - - - - NO - - 67 959 Kalyani Capital Services Pvt. Ltd. 0.85 - 0.85 6.66 -27.03 NO 86.65 57.87 68 962 Integrated Enterprises (India) Pvt Ltd 1.17 - 1.17 79.77 -263.90 NO 704.16 449.92 69 976 Ishwar Financial Services 0.47 - 0.47 2.03 -8.43 NO 40.03 29.67 70 988 Ganesh Shridhar Shanbhag - - - 1.00 1.00 NO 1.81 3.12 71 1006 M D Saraf Securities Private Ltd. - - - - - NO - - 72 1016 Roopa Venkatkrishnan - - - - - NO - - 73 1017 Rajbir Singh - - - - - NO 11.99 12.40 74 1037 VUK Finvest Consultants Pvt Ltd 3.30 - 3.30 10.00 -12.95 NO 486.58 472.60 75 1107 Bhavesh Mahavir Khetan 2.21 - 2.21 2.57 -270.60 NO 393.17 111.93 76 1142 Wealth First Advisors Pvt Ltd 0.11 - 0.11 - -7.11 NO 443.01 455.71 77 1146 Dipak Kumar Das 0.14 - 0.14 2.23 -35.47 NO 41.02 19.18 78 1160 Prescient Financial Solutions - - - - - NO - - 79 1173 Shivranjani Securities Company Pvt Ltd - - - - - NO - - 80 1174 Nandkishor Yeshwant Sinari - - - - - NO - - 81 1186 Money Options Services Pvt Ltd - - - 3.83 -0.14 NO 7.21 5.47 82 1209 Standard Chartered Bank 1.02 - 1.02 117.23 -3,841.83 NO 1,371.36 716.93 83 1234 Gupta Capital Investment Centre 0.05 - 0.05 4.06 - NO 8.74 6.50 84 1235 Shenoy Investment & Financial Consultants Pvt Ltd 3.98 - 3.98 32.16 13.60 NO 218.11 171.60 85 1238 Harley Securities Pvt Ltd - - - - - NO - - 86 1239 Axiom Financial Services Pvt Ltd - - - - - NO - - 87 1308 Almondz Global Securities Ltd 10.36 - 10.36 31.44 -73.27 NO 1,804.66 1,811.13 88 1343 Chetan Manharlal Lapsiwala - - - - - NO - - 89 1351 Dilipkumar Shashikant Vayeda - - - 0.17 - NO 0.17 0.13 90 1389 Right Choice Securities Pvt Ltd 0.11 - 0.11 6.57 -19.32 NO 45.80 29.48 2 Name of the AMC : PGIM NDIA Mutual Fund All figures - Rs. in Lacs Whether the Total Commission distributor is an Averge Assets Total Expenses Total Commission + paid during associate or group under AUM as on Sr.