LABEX REFI and STONY BROOK UNIVERSITY SUMMER SCHOOL ON A COMPARATIVE OF AMERICAN AND EUROPEAN FINANCIAL REGULATION New York City, September 7, 8 and 9, 2016 LIST OF SPEAKERS Marie-Anne Barbat-Layani General Manager of the French Banking Federation A General Inspector of Finance, Marie-Anne Barbat-Layani (IEP, ENA 1993) is an expert in financial and banking affairs. Notably, she was head of the office of credit institutions and investment firms, then assistant director of Banking and Financing of General Interest Activities at the Directorate General of the Treasury from 2000 to 2007. Ms Barbat-Layani has also accumulated solid experience on European issues, first as Finance Attaché to the Permanent Representation of France to the European Union (1997-1999), then as technical advisor responsible for European affairs at the Ministry of the Economy, Finance and Industry (1999-2000). From 2007 to 2010, she served as Fédération Nationale du Crédit Agricole's Deputy CEO in charge of the finances of Regional Banks and European affairs. Between 2010 and 2012, she was Deputy Director of the Prime Minister's Office. The FBF represents all banks operating in France. It brings together 390 banking institutions, which employ more than 370,000 people. Comparative of European and U.S. Financial Regulation New York Sep 7-9 2016 1 Carole Basri Corporate Compliance Program Advisor at Fordham Law School Ms. Basri creates and advises on the curriculum for the compliance certificate program and LL.M. in Corporate Compliance, the first Corporate Compliance LL.M. at a U.S. law school. She is an Adjunct Law Professor at Fordham Law School and Pericles Law School and a Visiting Law Professor at Peking University School of Transnational Law. Ms. Basri’s legal background incorporates experiences at prestigious law firms, prominent government agencies, and notable public companies in addition to her academic and scholarly achievements. She was a Senior Manager of Corporate Governance in Compliance and Ethics at Deloitte and Touche, LLP, where she was responsible for creating their compliance and ethics practice. Ms. Basri has received numerous awards and honors including a Senior Fulbright Scholarship to teach law (2007-12). She is a member of many professional organizations, including President of the Corporate Lawyering Group and is Co- Chair of the International Legal Education and Certification Committee of the International Section of the American Bar Association. Ms. Basri has published multiple treatises and handbooks on the subject of corporate compliance. She received a J.D. degree from New York University School of Law and a B.A. degree from Barnard College, Columbia University, magna cum laude. Christian de Boissieu Professor of Economics at University of Paris 1 Panthéon-Sorbonne, Chairman of the Scientific Board of Labex ReFi, Director at the Autorité des Marchés Financiers (AMF) Christian de Boissieu is currently Professor at the University of Paris-I Panthéon-Sorbonne where he is the director of the famous Master's Degree in banking and finance. Moreover, he taught at the College of Europe of Bruges (1999-04). He was consultant to the World Bank and to the European Commission, and has been in charge of a TACIS program mission in Russia on domestic arrears, monetary policy and banking regulation. He is also economic adviser to the Paris Chamber of Commerce and Industry, and member of the "Conseil National du Crédit", "Comité des Etablissements de Crédit et des Entreprises d'Investissement" (CECEI) and of the "Comité de la Réglementation Bancaire et Financière". He is honorary President of the French Finance Association and of the "Société d'Economie Politique". He was a member of the advisory board of J.P. Morgan (France) and is currently Member of the Advisory Board of Ernst & Young (France). Since 2003, he has been President of the "Conseil d'Analyse Économique" attached to the French Prime Minister. Comparative of European and U.S. Financial Regulation New York Sep 7-9 2016 2 Edouard de Lencquesaing Chairman and Founder of the European Institute of Financial Regulation, member of the Strategic Board of Labex ReFi After being a consultant with Accenture, Edouard-François de Lencquesaing was a banker with CCF-HSBC, ending special advisor to the chairman. Ex- special advisor of Paris Europlace, in charge of strategy, European affaires & international relationship, specialized in Russia, he is consultant in his own firm specialized on European issues related to the financial industry (Netmanagers), and Chairman and Founder of the European Institute of Financial Regulation (EIFR), promoting “smart regulation”. He is the treasurer of the think tank “Confrontation Europe”, member of the PRAXIS think tank and board members of 2 laboratories (LABEX) ILB & REFI (financial regulation). He is very much involved in European issues & EU-US convergence in finance (through the French American Foundation). He is also business angel. He is Délégué Départemental de l’Ordre de Malte France & Commander in the French Navy (reserve). Marco Dell’Erba Lawyer, Post-doctoral Fellow, Labex ReFi Lawyer and researcher, Dr. Marco Dell’Erba is a postdoctoral fellow at the LabEx Refi (Paris). He holds a PhD in private law and business law from the University of Paris I Sorbonne Panthéon and a PhD in commercial law and corporate law from the University of Rome. He practiced law in the departments of Banking & Finance and Litigation & Dispute Resolutions at Clifford Chance LLP. He has been Postdoctoral Fellow at the National University of Singapore (Singapore) and Research Assistant in the department of law of the London School of Economics (London). He graduated from the University of Rome La Sapienza and is a fellow of the Lamaro Pozzani University College of Excellence (Rome). Dr. Marco Dell’Erba’s main interests lie in the field of financial and banking regulation, corporate law and securities law (i.e. hedge funds, private equity funds, derivatives, clearing houses). Comparative of European and U.S. Financial Regulation New York Sep 7-9 2016 3 Nicolas Dorgeret Administrator, European Parliament, Member of the ECON Committee Nicolas Dorgeret has worked since 2014 for the Secretariat-General of the European Parliament as administrator in the Committee on Economic and Monetary Affairs, where he advises Members of Parliament on financial services legislation. His area of expertise covers mostly legislative affairs in the field of securities markets, with a particular focus on trading and post-trading. In his previous function, he followed EU trade negotiations for the Parliament Committee on International Trade. Prior to joining the European Union institutions in Brussels, he worked for the French central bank's department of oversight of payment systems and market infrastructures. He holds two masters in international affairs and economic from Sciences Po Paris, where he now gives lectures on the European Institutions. John P. Drohan III Founding Partner, Drohan Lee LLP., President of the ACI-FMA John P. Drohan is President of ACI The Financial Markets Association for the Americas, and a member of the Global Regulatory Working Group for ACIFMA International. Founded in 1955, ACIFMA is the world’s oldest and largest financial association, representing over 14,000 capital markets dealers in 40 countries. He is also a partner with Drohan Lee, an investment law firm with offices in New York, D.C., Albany and Toronto, representing numerous banks, broker dealers, funds and institutional investors in the FX space for more than 20 years. Prior to practicing derivatives law, Jack had an 11-year institutional trading career, as a senior capital markets dealer for banks including First Chicago International and Deutsche Bank. His trading experience includes major spot and forward currencies, options and other derivatives. He is a frequent speaker at industry and academic conferences, and has published articles on financial economics, federal civil procedure, and the economic impacts of financial regulation. He has served as a rostered arbitrator for National Futures Association, and a trustee of the Citizens Budget Commission for New York. John holds a B.A. from Washington University at St. Louis, an MBA in Finance and Investments from Baruch College, and a Juris Doctor degree from Brooklyn Law School, where he held the position of Comments Editor for the Brooklyn Law review. Comparative of European and U.S. Financial Regulation New York Sep 7-9 2016 4 Raphael Douady Academic Director, Labex ReFi, Frey Chair Professor of Quantitative Finance, Stony Brook University Raphael Douady, is the Academic Director of Labex ReFi. He is mathematician and economist, C.N.R.S. (French national Center for Scientific Research), Centre d’Economie de la Sorbonne, University of Paris 1 Panthéon-Sorbonne and holds the Frey Endowed Chair for Quantitative Finance at Stony Brook University. Specialized in financial mathematics and chaos theory, with more than twenty- years-experience in the banking industry (risk management, asset pricing, trading strategies) and thirty years research in pure and applied mathematics, Dr Douady is renowned for his highly sophisticated quantitative solutions and statistical analysis. A former fellow of Ecole Normale Supérieure in Paris, he earned his Ph.D. in 1982 in Hamiltonian dynamics and became strongly involved in Finance in 1993. Currently affiliated with Stony Brook University, University of Paris 1-Sorbonne Economic Center (CES) and the French National Center