1 Theoretical Perspectives on European Enlargement and Democratisation

1 Theoretical Perspectives on European Enlargement and Democratisation

Notes 1 Theoretical Perspectives on European Enlargement and Democratisation 1. The European, 30 January–5 February 1997. 2. L. Whitehead, The International Dimensions of Democratization: Europe and the Americas (Oxford: Oxford University Press, 1996), p. 19. 3. P. Schmitter, ‘The international context of contemporary democratisation’, in G. Pridham (ed.), Transitions to Democracy: Comparative Perspectives from Southern Europe, Latin America and Eastern Europe (Dartmouth: Aldershot, 1995), p. 524. 4. See G. Pridham, ‘Measuring international factors in democratisation’, in G. Mangott, H. Waldrauch and S. Day (eds), Democratic Consolidation – the International Dimension: Hungary, Poland and Spain (Baden-Baden: Nomos Verlag, 2000), pp. 53–69; and his ‘Rethinking regime change theory and the international dimension of democratisation: ten years after in East-Central Europe’, in G. Pridham and A. Ágh (eds), Ten Years After: Democratic Transition and Consolidation in East- Central Europe (Manchester: Manchester University Press, 2001). 5. A. Pravda, ‘Introduction’, in J. Zielonka and A. Pravda (eds), Democratic Consolidation in Eastern Europe, Volume 2: International and Transnational Factors (Oxford: Oxford University Press, 2001), p. 15. 6. See, for instance, the special issue of the journal Democratization (vol. 7, no. 1, spring 2000), The Internet, Democracy and Democratization, edited by P. Ferdinand. There is now a growing literature on the role of the internet in both democrati- sation and political behaviour in general. 7. J. Pinder, ‘The European Community and democracy in Central and Eastern Europe’, in G. Pridham et al., Building Democracy?: The International Dimension of Democratisation in Eastern Europe (London: Leicester University Press, revised edition, 1997), pp. 114ff. 8. For example, Pridham et al., Chapter 1. 9. For example, G. O’Donnell, P. Schmitter and L. Whitehead (eds), Transitions from Authoritarian Rule: Prospects for Democracy (Baltimore: Johns Hopkins University Press, 1986), part I, p. 5: ‘one of the firmest conclusions that emerged from our work- ing group was that transitions from authoritarian rule and immediate prospects for political democracy were largely to be explained in terms of national forces and cal- culations; external actors tended to play an indirect and usually marginal role, with the obvious exception of those instances in which a foreign occupying power was present’. J. Linz and A. Stepan, Problems of Democratic Transition and Consolidation: Southern Europe, South America and Post-Communist Europe (Baltimore: Johns Hopkins University Press, 1996), underplay international influences by dint of neglecting them in their otherwise comprehensive comparative work. 10. Some historians have for instance written extensively about the postwar democ- ratisations in Italy and the Federal Republic of Germany. On Italy, for instance, both J.E. Miller, The United States and Italy 1940–1950: the Politics and Diplomacy of Stabilisation (Chapel Hill: The University of North Carolina Press, 1986) and J.L. Harper, America and the Reconstruction of Italy, 1945–1948 (Cambridge: Cambridge University Press, 1986) provide rich detail on the USA’s role in 230 Notes 231 influencing domestic developments in that country although democratisation, as such, is not the dominant theme. 11. On this point, see G. Pridham, The Dynamics of Democratization: A Comparative Approach (London: Continuum, 2000), chapter 1. 12. See ibid., pp. 12–16. 13. A. Przeworski, Sustainable Democracy (Cambridge: Cambridge University Press, 1995), p. 3. 14. The most prominent exponent of this school is Huntington, for example, see S. Huntington, The Third Wave: Democratisation in the late 20th Century (Norman: University of Oklahoma Press, 1991). 15. See L. Whitehead (ed.), The International Dimensions of Democratisation, own chapter 1 on three international dimensions of democratisation; also, P. Schmitter, ‘The international context of contemporary democratisation’, in G. Pridham (ed.), Transitions to Democracy (1995), pp. 503ff. 16. P. Schmitter, ‘The influence of the international context upon the choice of national institutions and policies in neo-democracies’, in L. Whitehead (ed.), The International Dimensions of Democratization, p. 40. 17. For a discussion of pariah regimes and the question of European influences, see G. Pridham, ‘Uneasy democratisations – pariah regimes, political conditionality and reborn transitions in Central and Eastern Europe’, in Democratization, vol. 8, no. 4, winter 2001, pp. 65–94. 18. This point is emphasised by Pinder, ‘The European Community and democracy in Central and Eastern Europe’, in G. Pridham et al. (eds), Building Europe?, p. 124. 19. See, for example, K. Remmer, ‘Theoretical decay and theoretical development: the resurgence of institutional analysis’, in World Politics, vol. 50, October 1997, p. 53, where she argues that ‘just as economists have found open-economy models useful for addressing contemporary issues of stabilisation and adjustment, comparativists need to begin thinking more systematically in terms of “open-polity” models’. One instance of this is D. Rueschemeyer, E. Stephens and J. Stephens, Capitalist Development and Democracy (Chicago: University of Chicago Press, 1992), which incorporates transnational forces alongside other variables including social class to explain the positive correlation between economic development and democracy. 20. In CEE, this refers to new states deriving from the former Yugoslavia and Czechoslovakia. As to the former Union of Soviet Socialist Republics (USSR), virtually all new republics have been involved in this so-called third transforma- tion including the three Baltic states among the candidate countries. 21. For a brief explanation of these theories, see D. Chryssochoou, M. Tsinisizelis, S. Stavridis and K. Ifantis, Theory and Reform in the European Union (Manchester: Manchester University Press, 1999), chapter 1. 22. Ibid., pp. 46–51. 23. F. Schimmelfennig, ‘The Community trap: liberal norms, rhetorical action and the Eastern enlargement of the European Union’, in International Organization, winter 2001, vol. 55, no. 1, pp. 47–80. 24. For example, A. Dimitrova, ‘Enlargement, institution-building and the EU’s administrative capacity requirement’, in West European Politics, October 2002, vol. 25, no. 4, pp. 171–90. 25. S. Hix, The Political System of the European Union (Basingstoke: Macmillan, 1999), pp. 2–5. 26. G. Marks, L. Hooghe and K. Blank, ‘European integration from the 1980s: state- centric vs. multi-level governance’, in Journal of Common Market Studies, vol. 34, no. 3, September 1996, p. 372. 232 Notes 27. G. Marks, L. Hooghe and K. Blank, ‘European integration from the 1980s: state- centric vs. multi-level governance’, in Journal of Common Market Studies, vol. 34, no. 3, September 1996, pp. 346–7. 28. See B. Kohler-Koch (ed.), Linking EU and National Governance (Oxford: Oxford Universiy Press, 2003). 29. D. Chryssochoou et al., Theory and Reform in the European Union, pp. 21–4; S. Hix, The Political System of the European Union, p. 14. 30. See T. Christiansen and S. Piattoni (eds), Informal Governance in the European Union (Cheltenham: Edward Elgar, 2004). 31. Chryssochoou et al., Theory and Reform in the European Union, p. 22. 32. T. Risse-Kappen, ‘Bringing transnational relations back in: introduction’, in T. Risse-Kappen (ed.), Bringing Transnational Relations Back In: Non-state Actors, Domestic Structures and International Institutions (Cambridge: Cambridge University Press, 1995), pp. 29–31. 33. D. Cameron, ‘Transnational relations and the development of European economic and monetary union’, in ibid., p. 74. 34. R. Keohane and J. Nye (eds), Transnational Relations and World Politics (Cambridge, MA: Harvard University Press, 1973), their introduction, pp. xvi–xxii. 35. D. Sidjanski, ‘Transition to democracy and European integration: the role of interest groups in Southern Europe’, in G. Pridham (ed.), Encouraging Democracy: the International Context of Regime Transition in Southern Europe (Leicester: Leicester University Press, 1991), pp. 195–211. 36. M. Slater, ‘Political elites, popular indifference and Community building’, in B. Nelsen and A. Stubb (eds), The European Union: Readings on the Theory and Practice of European Integration (Boulder, CO: Lynne Rienner, 1994), pp. 153–68. 37. S. Bulmer, ‘Domestic politics and European Community policy making’ in ibid., pp. 141–52. 38. Ibid., p. 144. 39. See M. Cowles, J. Caporaso and T. Risse (eds), Transforming Europe: Europeanisation and Domestic Change (Ithaca, NY: Cornell University Press, 2001). 40. K. Goetz and S. Hix (eds), Europeanised Politics?: European Integration and National Political Systems, special issue of West European Politics, vol. 23, no. 4, October 2000 (London: Frank Cass), especially their introduction. 41. M. Vink, ‘What is Europeanisation? and other questions on a new research agenda’, in European Political Science, vol. 3, no. 1, autumn 2003, pp. 63–4. 42. This point about the abrupt effects of integration on national political systems is made for new member states, and applied to the Austrian case, by G. Falkner, ‘How pervasive are Euro-politics?: effects of EU membership on a new member state’, in Journal of Common Market Studies, vol. 38, no. 2, June 2000, pp. 223–50. 43. This neglect of domestic politics is not so unusual when compared with the literature on previous enlargements. Studies of the domestic politics of accession are few and include,

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