January 2009 NSDL - Trusted by more than 9 Million Investors ‘NEST Update’ name is now changed to ‘NSDL Update’ Change of name in Corporate Accounts NSDL publishes ‘NEST Update’, a monthly newsletter NSDL System will now facilitate change of name in which provides information about various facilities, recent Corporate accounts for Client types viz., Body-Corporate, developments on the NSDL depository system etc. The Bank, Financial Institution (FI), Foreign Institutional name of this monthly newsletter has been changed from Investors (FII), Mutual Fund (MF), Trust and various sub- ‘NEST Update’ to ‘NSDL Update’ from this issue. Readers types. However, while carrying out the modifications, the will continue to receive the newsletter as usual. name of any existing account holder can neither be deleted nor any new name can be added. Participants can only Activation of Participants in NSDL make changes to the name(s) of existing account holder(s) Following entities have been made operational as of the account. Participants in NSDL during December 2008: Further details about this are mentioned in Circular No. Date of Participant Name commencing City DP ID NSDL/POLICY/2008/0085 dated December 16, 2008 issued operations to Participants and the same is posted on NSDL website Matalia Stock Broking December www.nsdl.co.in. Rajkot IN303575 Private Limited 12, 2008 Sumedha Fiscal December Incorporation of additional field details on SPEED-e for Kolkata IN303583 Services Limited 12, 2008 smart card / e-token Users Ashika Stock Broking December Kolkata IN303591 Financial Intelligence Unit – India had advised NSDL to Limited 30, 2008 incorporate certain details viz., ‘Consideration’ and The above additions take the total number of operational ‘Reasons/Purpose’ (in delivery instruction slip used for off Participants to 268 and the total number of DPM set-ups market transfers). Accordingly, relevant Business Rules of to 346. NSDL were amended to incorporate the said details. The Inside : Performance Summary List of New Participant Centres Investor Accounts ........................96,03,656 Demat Custody ...................Rs.30,33,906 Cr. Securities Admitted for Dematerialisation Settlement ..........................Rs. 68,010 Cr. Companies available for demat............. 7,760 Corporate Action Statistics Instruments v Debentures/Bonds ........................ 6,765 Companies Name Change v Commercial Paper .......................... 551 Participants ...................................... 268 Participant service centres .................. 8,552 Calendar of Events NSDL UPDATE 1 2 3 4 5 6 7 8 fields viz., ‘Consideration’ and ‘Reasons/Purpose’ have now been incorporated for smart card / e-token Users ofSPEED-e as SPEED-e enables only the smart card / e-token Users to submit off-market instructions. NSDL has also requested its Participants to inform their Clients accordingly. This has been informed to SPEED-e Participants vide Circular No. NSDL/POLICY/SPEED-e/2008/0007 dated December 13, 2008. SEBI’s Master Circular on Anti Money Laundering and Combating Financing of Terrorism SEBI has issued Master Circular no. ISD/AML/Cir-1/2008 dated December 19, 2008 (refer SEBI website www.sebi.gov.in) regarding Anti Money Laundering Standards/Combating Financing of Terrorism/Obligations of Securities Market Intermediaries under Prevention of Money Laundering Act, 2002 and Rules made there under. This has been informed to Participants vide Circular No. NSDL/POLICY/2008/0087 dated December 30, 2008. NCFM oriented training programmes for Participants NSDL conducts NCFM (NSE’s Certification in Financial Markets - NSDL-Depository Operations Module) oriented training programmes for Participants to facilitate them to appear for the NCFM examination. In December 2008, such programmes were conducted in Bangalore, Coimbatore, Hyderabad, Nagpur, Kolkata, Ahmedabad and New Delhi which were attended by 209 persons. Closure of CLSA India Limited Participant Operations NSDL has informed all its Participants that pursuant to the closure of Participant operations by CLSA India Limited, its DP ID IN302445 has been deleted from the Depository System. This has been informed to Participants vide Circular No. NSDL/PI/2008/2592 dated December 15, 2008. Performance Summary Investors : As on December 31, 2008, there are 96,03,656 Investor Table 1 accounts from within the country and abroad. 2,264 clearing Client Accounts Month - Year member accounts have been opened to facilitate trading No. of Accounts (lakh) and settlement of demat shares in the stock exchanges Dec-06 77.20 connected to NSDL. Table 1 shows the growth in investor Dec-07 84.86 accounts over a period of three years. Dec-08 96.04 Dematerialisation : Table 2 As on December 31, 2008, 27,490 cr. securities having a value Month - Demat Quantity Demat Value Year (Cr.) (Rs. Cr.) of Rs. 30,33,906 cr. were dematerialised. Table 2 shows the Dec-06 19,299 3,113,745 dematerialisation figures over the last three years. Dec-07 23,355 5,613,971 Dec-08 27,490 3,033,906 NSDL Update January, 2009 Demat-by-NSDL ... Towards a secure future !!! Visit our website at www.nsdl.co.in NSDL UPDATE 1 2 3 4 5 6 7 8 Settlement : Table 3 Month - Settlement Settlement In December 2008, a total quantity of 470 cr. shares having Year Quantity (Cr.) Value (Rs.Cr.) a value of Rs. 68,010 cr. were settled in demat form in the Dec-06 350 72,552 stock exchanges connected to NSDL. Table 3 shows the Dec-07 828 154,991 settlement figures over the past three years. Dec-08 470 68,010 (Single side) Companies : Table 4 EQUITY No. of Companies Month - Year As on December 31, 2008, 7,760 companies are available Operational for demat. Table 4 indicates the increase in the number of Dec-06 6,362 companies that have joined NSDL over a period of three Dec-07 7,123 years. Dec-08 7,760 DEBENTURES/BONDS Table 4A As on December 27, 2008, 480 issuers have issued 26,504 Month - No. of No. of active Demat Value debentures/bonds in demat form. 19,739 instruments have Year Issuers instruments (Rs. Cr.) been redeemed and 6,765 instruments are available for Oct-08 464 6,868 495,838 dematerialisation. Table 4A shows the growth over a period Nov-08 465 6,807 514,009 of last three months. Dec-08 480 6,765 533,940 COMMERCIAL PAPER Table 4B Month - No. of active As on December 27, 2008, 126 issuers have issued 11,618 No. of Issuers commercial papers in demat form. 11,067 instruments have Year instruments been redeemed and 551 commercial papers are available for Oct-08 107 639 dematerialisation.Table 4B shows the growth over a period Nov-08 115 580 of last three months. Dec-08 126 551 Participants : Table 5 As on December 31, 2008, 268 Participants are offering Month - Year No. of DPs depository services from 8,552 locations across 924 cities/ Dec-06 238 towns in the country. Dec-07 251 Dec-08 268 NSDL Update January, 2009 Demat-by-NSDL ... Towards a secure future !!! Visit our website at www.nsdl.co.in NSDL UPDATE 1 2 3 4 5 6 7 8 List of New Participant Centres AHMEDABAD Geojit Financial Services Ltd. Kotak Securities Ltd Indian Bank ELURU ASE Capital Markets Ltd. Ph: 9845711665 Ph: 0755-4062301 Ph: 044-26263971 Apollo Sindhoori Capital Investments Ltd Ph: 079-27560966 HDFC Bank Ltd. BHUBANESHWAR Indian Bank Ph: 08812-233217 Geojit Financial Services Ltd. Ph: 080-67126600 Geojit Financial Services Ltd. Ph: 044-25290229 ERNAKULAM Ph: 9974092324 Indian Bank Ph: 9903117332 Indian Bank Indian Bank HDFC Bank Ltd. Ph: 080-22795731 Indian Bank Ph: 044-25341453 Ph: 0484-2625090 Ph: 079-65100591 Indian Bank Ph: 0674-2743961 Indian Bank Indian Bank Ph: 080-25423070 Ph: 044-42028341 Indian Bank BHUSAWAL Ph: 0484-2355073 ING Vysya Bank Ltd. Kotak Mahindra Bank Ph: 079-27432023 Religare Securities Limited FARIDABAD Ph: 080-26712326 Ph: 044-42694600 Peninsular Capital Market Limited Ph: 02582-221547 / 221604 Anagram Stockbroking Limited ING Vysya Bank Ltd. Kotak Mahindra Bank Ph: 079-32416616 BIDAR Ph: 0129-4100701 Ph: 080-25005005 Ph: 044-43156171 Religare Securities Limited Pravin Ratilal Share And Stock Brokers Ltd HDFC Bank Ltd. ING Vysya Bank Ltd. SKI Capital Services Ltd Ph: 0129-4019947 Ph: 079-22821181 Ph: 08482-227981 ING Vysya Bank Ltd. Ph: 044-30562498 / 30562429 FIROZABAD Shah Investor’S Home Ltd. BIJAPUR Ph: 079-22821477 Ph: 080-26623226 Tamilnad Mercantile Bank Limited HDFC Bank Ltd. Kotak Mahindra Bank Indian Bank Ph: 044-23783120 Ph: 05612-233490 Shah Investor’S Home Ltd. Ph: 0151-2544452 Ph: 079-26581473/1504 - 30029464 Ph: 080-65396062 Tamilnad Mercantile Bank Limited Gannavaram Sharekhan Ltd BODELI Ph: 044-24514466 Shah Investor’S Home Ltd. Apollo Sindhoori Capital Investments Ltd. Ph: 080-41214757 The Karur Vysya Bank Limited Ph: 02717-234304/05, 9327355000 Pravin Ratilal Share And Stock Brokers Ltd Ph: 08676-320530 The Karur Vysya Bank Limited Ph: 02665-220355 Ph: 044-28158731 Shah Investor’S Home Ltd. Gaya Ph: 080-23152634 The Karur Vysya Bank Limited Ph: 079-3928191962, 9898372323 BOKARO Geojit Financial Services Ltd. The Karur Vysya Bank Limited Ph: 044-24341125 Shah Investor’S Home Ltd. Consortium Securities Pvt Ltd Ph: 0631-2226712 Ph: 080-26532904 The Karur Vysya Bank Limited Ph: 079-30029475/76 Ph: 9835564454 GHAZIABAD The Karur Vysya Bank Limited Ph: 044-24754751 The Kalupur Commercial Co-operative BONGAIGAON Ph: 080-22385981 CHIDAMBARAM Geojit Financial Services Ltd. Bank Ltd. Axis Bank Limited Ph: 9958098298 The Karur Vysya Bank Limited The Karur Vysya Bank Limited Ph: 079-25330540 Ph: 03664-230267/230955 Ph: 080-25633156 Ph: 04144-239469 Sharekhan Ltd The Kalupur Commercial Co-operative Botad Ph: 9810965469 Bank Ltd. BANSWARA CHintamani Sharekhan Ltd GODHRA Ph: 079-26462058 / 26463198 IDBI Bank Ltd Sharekhan Ltd Ph: 02849-242799 Marwadi Shares and Finance Limited Way2Wealth Brokers Private Limited Ph: 02962-2254154 Ph: 9343801223/9886063855 BURDWAN Ph: 02672-253623 /24 Ph: 079-66057444 BAREJA CHittorGARH GULBARGA AHMEDNAGAR The Kalupur Commercial Co-operative IDBI Bank Ltd Shah Investor’S Home Ltd.