VULCAN INDUSTRIAL & MINING CORPORATION 6th Floor euad Alpha Centrum Bldg., 125 Pioneer St., Mandaluyong City Tel. No.631-5139; Fax No. 631-3113 October 06,2011 Philippine Stock Exchange, lnc. Attn: Mr. iose Valeriano B. Zuno, lll OIC-Head, Disclosures Department 3F Philippine Stock Exchange Plaza Ayala Triangle, Ayala ,Avenue Makati City, Philippines 1226 Securities and Exchange Commission Attn: Ms. Justina F. Callangan Director, Corporation Finance Department SEC Building, EDSA, Mandaluyong City Re: Annual General Meeting on December 05,2Ot7 Gentlemen: ln connection with the subject and as required by the rules, we submit herewith the list of stockholders entitled to notice and vote, as of record date of September 30,201'7. Thank you. Very truly yours, CIO - Alternate VULCAN INDUSTRIAL & MINING CORPORATION Page : 1 LIST OF STOCKHOLDERS Date : 10/2/2017 As of September 30, 2017 Broker SHARES ISSUED SHARES & OUTSTANDING SUBSCRIBED NO. CTZN NAME ADDRESS RECEIVABLES 700515 FILIPINO A & A CONSOLIDATED SEC., INC. RM. 1903-A PACIFIC BANK 1,000 BLDG. AYALA AVENUE, MAKATI, MM 700514 FILIPINO A. F. GONZALES & CO., INC. RM. 318, MKSE BUILDING 5,000 AYALA AVENUE, MAKATI, MM 700515 FILIPINO A. GARCIA, JR. CORPORATION 4/F MARIPOLA BUILDING 46,000 #109 PEREA ST., LEGASPI VILL. MAKATI CITY 700515 FILIPINO A.T. DE CASTRO SECURITIES SUITE 701 PSE EXCHANGE 292,535 CORPORATION PLAZA TOWER AYALA AVE., COR. PASEO DE ROXAS MAKATI CITY 700511 FILIPINO AAA SOUTHEAST EQUITIES, INC. G/F, FORTUNE LIFE BLDG. 2,490 162 LEGASPI ST, LEGASPI VILL. MAKATI CITY 700514 FILIPINO AARON J & E STOCKBROKERS SUNVE BUILDING CORNER 8,455 T.M. KALAW & TAFT AVE., ERMITA, MANILA 700514 FILIPINO AB CAPITAL SECURITIES, INC. UNIT 1401-1403, 14/F 239,348 TOWER ONE & EXCHANGE PLAZA, AYALA TRIANGLE, AYALA AVE., MAKATI CITY 700511 FILIPINO ABACUS SECURITIES UNIT E 2904-A PSE CENTRE 49,961 CORPORATION EXCHANGE RD., ORTIGAS AVE. PASIG CITY 700516 FILIPINO AGJ SECURITIES CORP. 16/F TOWER ONE & 17,000 A/C#1796-AUG EXCHANGE PLAZA AYALA AVENUE, MAKATI CITY 700514 FILIPINO ALBERT G. SEE & CO., INC. RM. 503, PACIFIC BANK 9,145 BLDG., Q. PAREDES ST., BINONDO, MANILA 700516 FILIPINO ALL ASIA SECURITIES 7/F, SYCIPLAW-ALL ASIA 200,000 MANAGEMENT CORP. BLDG. PASEO DE ROXAS, MAKATI, MM 700514 FILIPINO AMON SECURITIES 10TH FLR., PACIFIC STAR 10,225 CORPORATION BLDG., MAKATI AVE., COR. SEN. GIL PUYAT A MAKATI CITY 700512 FILIPINO ANSALDO, GODINEZ & CO., INC. 340 NUEVA ST. BINONDO, 300 MANILA 700514 FILIPINO ANSALDO, GODINEZ & CO., INC. #340 NUEVA STREET 106,722 BINONDO, MANILA 700514 FILIPINO ANSELMO TRINIDAD & CO., INC. UNIT 6F, 6/F 8101 PEARL 418,035 PLAZA PEARL DRIVE, ORTIGAS CENTER PASIG CITY 700515 FILIPINO AQUINO, ANTONIO, VELMONTE 3,910 SECURITIES 700515 FILIPINO ARMSTRONG SEC., INC. A/C# 20/F SOUTH TOWER, BDO 50,000 00049 CORPORATE CENTER, 7899 MAKATI AVENUE, MAKATI CITY VULCAN INDUSTRIAL & MINING CORPORATION Page : 2 LIST OF STOCKHOLDERS Date : 10/2/2017 As of September 30, 2017 Broker SHARES ISSUED SHARES & OUTSTANDING SUBSCRIBED NO. CTZN NAME ADDRESS RECEIVABLES 700513 FILIPINO ASIAN CAPITAL EQUITIES, INC. 6/F TOWER I, EXCHANGE 40,000 A/C #CDGLO907 PLAZA AYALA AVE., COR. PASEO DE ROXAS MAKATI CITY 700515 FILIPINO ASIAN SECURITIES, INC. 2ND FLOOR, LIBERTY 10,350 BLDG. PASAY ROAD, MAKATI, MM 700514 FILIPINO ATC SECURITIES, INC. UNIT 6F, 6/F 8101 PEARL 389,815 PLAZA PEARL DRIVE, ORTIGAS CENTER PASIG CITY 700516 FILIPINO ATR SECURITIES, INC. 17/F EXCHANGE PLAZA 369,500 TOWER I AYALA AVE., COR. PASEO DE ROXAS MAKATI CITY 700512 FILIPINO AURORA SECURITIES, INC. W2405-A, WEST TOWER 7,583 PSE CENTRE, EXCHANGE ROAD ORTIGAS CENTER,PASIG 704134 FILIPINO BA SECURITIES, INC. ROOM 306 CLMC BLDG, 200,000 259-269 EDSA, MANDALUYONG CITY 704136 FILIPINO BA SECURITIES, INC. 4TH FLR. SEDCCO BLDG., 50,000 COR. RADA & LEGASPI STS., MAKATI, M.M. 704134 FILIPINO BARCELON ROXAS SECURITIES, 6TH FLR., PADILLA DELOS 215,836 INC. REYES BLDG #232 JUAN LUNA ST., BINONDO, MANILA 704136 FILIPINO BARCELON ROXAS SECURITIES, 6/F PADILLA DE LOS REYES 13,000 INC. A/C #23 BLDG., 232 JUAN LUNA ST., BINONDO MANILA 704134 FILIPINO BENJAMIN CO CA & CO., INC. RM. 301 DOWNTOWN 9,680 CENTER BUILDING 516 QUINTIN PAREDES STREET, BINONDO, MANILA 704134 FILIPINO BENJAMIN CO CA & CO., INC. #301-305 DOWNTOWN 1,680 CENTER BUILDING #516 Q. PAREDES STREET, BINONDO MANILA 704136 FILIPINO BENJAMIN CO CA & CO., INC. 301-305 DOWNTOWN 180 A/C# 11 CENTER BLDG. 516 QUINTIN PAREDES ST. MANILA 704136 FILIPINO BENJAMIN CO CA & CO., INC. RM. 301-305 DOWNTOWN 375 A/C# 12 CENTER BLDG. 516 QUINTIN PAREDES ST. MANILA 704135 FILIPINO BENJAMIN CO CA & CO., INC. RM. 301-305 DOWNTOWN 5,000 A/C# 2 CENTER BLDG., 516 QUINTIN PAREDES ST. MANILA VULCAN INDUSTRIAL & MINING CORPORATION Page : 3 LIST OF STOCKHOLDERS Date : 10/2/2017 As of September 30, 2017 Broker SHARES ISSUED SHARES & OUTSTANDING SUBSCRIBED NO. CTZN NAME ADDRESS RECEIVABLES 704135 FILIPINO BENJAMIN CO CA & CO., INC. 301-305 DOWNTOWN 4,000 A/C# 7 CENTER BLDG. 516 QUINTIN PAREDES ST. MANILA 704135 FILIPINO BENJAMIN CO CA & CO., INC. RM. 301-305 DOWNTOWN 124 A/C# 8 CENTER BLDG. 516 QUINTIN PAREDES ST. MANILA 704135 FILIPINO BJS SECURITIES, INC. #1869 P. DOMINGO 3,000 STREET MAKATI, METRO MANILA 704135 FILIPINO BL TAN SECURITIES, INC. RM. 2701 B TEKTITE 20,170 TOWER CENTER, EXCHANGE ROAD, ORTIGAS CENTER, PASIG CITY 704136 FILIPINO BPI SECURITIES CORP. 3/F BPI BUILDING AYALA 1,000 AVE., MAKATI CITY 704136 FILIPINO BPI SECURITIES CORP. TA# 8 3/F BPI HEAD OFF. BPI 2,000 BLDG., AYALA AVE., MAKATI M.M. 704135 FILIPINO BPI SECURITIES CORP. TA# 3/F BPI BUILDING - HO 1,000 86-41 AYALA AVE., MAKATI CITY 704134 FILIPINO BRIDGESTONE SECURITIES RM. 331, MKSE BUILDING 3,811 CORP. AYALA AVENUE, MAKATI, MM 708233 FILIPINO CABARRUS LIM SECURITIES, INC. #207 EDSA, 215 MANDALUYONG METRO MANILA 708235 FILIPINO CAFRA BROTHERS SECURITIES, 6TH FLR., STERLING BLDG., 3,000 INC. 131 DELA ROSA ST., MAKATI CITY 708233 FILIPINO CAMPOS, LANUZA & CO., INC. UNIT 2003-B PSE CENTER 1,500,769 EXCHANGE RD., ORTIGAS AVE. PASIG CITY 708234 FILIPINO CATHAY ASIA SECURITIES, INC. 12TH FLR, BANKMER BLDG., 43 AYALA AVE MAKATI, M. M. 708233 FILIPINO CHILDREN OF LORENZO LOPEZ C/O JOSE LOPEZ MANZANO 1,000 REP. EXECUTOR, #14 SUNSET DRIVE, P~QUE., M. M. 708234 FILIPINO CHIONG & COMPANY, INC. C/O IRENE T. LIM SPANDEX 675 MARKETING MAGASTATE BLDG., ARANETA AVE., COR ST., Q.C. 708234 FILIPINO CMS STOCKBROKERAGE, INC. 3RD FLR, MARK IV BLDG, 98,306 2278 PASONG TAMO, MAKATI, M. M. 708235 FILIPINO CONNELL SECURITIES, INC. G/F ALSCO BLDG., 116 25,000 HERRERA ST. LEGASPI VILL., MAKATI, M.M. 708234 FILIPINO CORINTHIAN SECURITIES, INC. UNIT 906 EXCHANGE PLAZA 38,000 TOWER I AYALA AVE., COR. PASEO DE ROXAS MAKATI CITY VULCAN INDUSTRIAL & MINING CORPORATION Page : 4 LIST OF STOCKHOLDERS Date : 10/2/2017 As of September 30, 2017 Broker SHARES ISSUED SHARES & OUTSTANDING SUBSCRIBED NO. CTZN NAME ADDRESS RECEIVABLES 708235 FILIPINO COSIO SECURITIES #572 BARCELONA STREET, 1,000 CORPORATION MANILA 708234 FILIPINO CREDIT MANILA, INC. 14TH FLR, BANKMER BLDG, 530 AYALA AVE MAKATI, M. M. 708232 FILIPINO CUALOPING SECURITIES CORP. UNTI 301, 1765 P.M. 28,000 GUAZON ST., PACO, 1007 MANILA 708234 FILIPINO CUALOPING SECURITIES UNIT 301, 1765 P.M. 185,000 CORPORATION GUAZON ST., PACO, 1007 MANILA 708234 FILIPINO CU-UNJIENG SECURITIES, INC. 2/F, R & R BLDG., 272 904 DASMARINAS ST., BINONDO, MANILA 712097 FILIPINO DAO HENG SECURITIES 17/F BA LEPANTO 208,500 PHILIPPINES, INC. BUILDING 8747 PASEO DE ROXAS, MAKATI CITY 712096 FILIPINO DAVID GO SECURITIES UNIT 2702 D EAST TOWER, 3,500 CORPORATION PSE CENTRE EXCHANGE ROAD, ORTIGAS CENTER PASIG CITY 712096 FILIPINO DAVID GO SECURITIES UNIT 2702 D EAST TOWER, 140,750 CORPORATION PSE CENTRE EXCHANGE ROAD, ORTIGAS CENTER PASIG CITY 712096 FILIPINO DEES SECURITIES CORPORATION C/O MR. ANTHONY DEE 50,000 K-CHIONG, JR. 6/F CHINA BANK BLDG, DASMARINAS ST BINONDO, MANILA 712096 FILIPINO DEES SECURITIES CORPORATION C/O MR. ANTHONY DEE 5,675 K-CHIONG, JR. 6/F CHINA BANK BLDG, DASMARINAS ST BINONDO, MANILA 712098 FILIPINO DHARMALA SECURITIES PHILS., 16/F TOWER I THE 10,000 INC. ENTERPRISE CENTER 6776 AYALA AVENUE, MAKATI CITY 712096 FILIPINO DIAMOND SECURITIES CORP. C/O MSE BLDG., AYALA 13,750 AVENUE MAKATI CITY 712097 FILIPINO DMT SECURITIES (PHILS.), INC. 9/F DHARMALA CENTER 142 108,000 AMORSOLO ST., MAKATI CITY 716066 FILIPINO E. CHUA CHIACO SECURITIES, 113 RENTAS ST, BINONDO, 38,799 INC. MANILA 716067 FILIPINO E. CHUA CHIACO SECURITIES, 113 RENTAS ST, BINONDO, 782,000 INC. MANILA 716067 FILIPINO E. SANTAMARIA & CO., INC. C/O SEC, EDSA, 29,335 MANDALUYONG, M.M. VULCAN INDUSTRIAL & MINING CORPORATION Page : 5 LIST OF STOCKHOLDERS Date : 10/2/2017 As of September 30, 2017 Broker SHARES ISSUED SHARES & OUTSTANDING SUBSCRIBED NO. CTZN NAME ADDRESS RECEIVABLES 716066 FILIPINO EASTERN SECURITIES 7/F TOWER ONE & 1,000 DEVELOPMENT CORP. EXCHANGE PLAZA AYALA AVE. COR. PASEO DE ROXAS MAKATI CITY 716066 FILIPINO EASTERN SECURITIES 7/F TOWER ONE & 7,000 DEVELOPMENT CORP. EXCHANGE PLAZA AYALA AVE. COR. PASEO DE ROXAS MAKATI CITY 716066 FILIPINO EBC SECURITIES CORPORATION RM.401 EBC BLDG. 262 J. 55,000 LUNA ST. BINONDO, MANILA 716067 FILIPINO EBC SECURITIES CORPORATION RM. 401 EBC BLDG., 262 J. 130,000 LUNA ST. BINONDO, MANILA 716067 FILIPINO EQUITABLE SECURITIES 3/F, CACHO-GONZALES 23,000 (PHILS.), INC. BLDG., COR. AGUIRRE & TRASIERRA STS. LEGASPI VILL, MAKATI CITY 716067 FILIPINO EVERGREEN STOCKBROKERAGE & 6/F TOWER ONE PSE PLAZA 50,000 SEC., INC. AYALA TRIANGLE, AYALA AVENUE MAKATI CITY 720308 FILIPINO F. YAP SECURITIES, INC. 17/F LEPANTO BUILDING 35,250 8747 PASEO DE ROXAS MAKATI CITY 1226 720308 FILIPINO FAR EAST SECURITIES CORP.