Socialist Republic of Vietnam Vietnam Railways Preparatory Survey for Hanoi City Urban Railway Construction Project (Line 1) Final Report (Simple Binding) April 2012 Japan International Cooperation Agency Japan Transportation Consultants, Inc. Japan Railway Technical Service 1R JR East Consultants Co., Ltd. JR The Japan Electrical Consulting Co. Ltd 12-040 Yen Vien Station Complex km 12+040 Fhase 2b Fhase Cau Duong Duong Bridge km 9+377 Duc Giang km 7+513 New Railway Briedge Gia Lam Station Over Red River km 5+884 Long Bien Bac km 4+445 Long Bien Nam km 2+005 Hanoi Station km 0+000 Cong Vien Tong Nhat km 1+400 Fhase 1 Fhase Back Mai km 2+372 Phuong Liet km 3+188 PROJECT LOCATION MAP LOCATION PROJECT Giap Bat Station km 4+840 Hoang Liet km 6+943 HANOI CITY URBAN RAILWAY CONSTRUCTION PROJECT (LINE 1) PROJECT CONSTRUCTION CITY URBAN RAILWAY HANOI Van Dien Fhase 2a Fhase km 8+648 Vinh Quynh km 10+115 Legen Phase 1 Phase 2a Ngoc Hoi Station Complex Phase 2b km 12+632 Urban Railway Station Fhase 1 National Railway Station Preparatory Survey for Hanoi City Urban Railway Construction Project (Line 1) _________________________________________________________________________________________________________________________ PROJECT LOCATION MAP TABLE OF CONTENTS ABBREVIATIONS LIST OF ILLUSTRATIONS TABLE OF CONTENTS 1. PRESENT STATE OF THE URBAN TRANSPORT SECTOR OF VIETNAM 1.1 Identification of the present state and tasks of the urban transport sector of Vietnam .................................................................................................................... 1-1 1.1.1 Present state of the urban transport sector ................................................................ 1-1 1.1.2 Tasks of the urban transport sector ........................................................................... 1-5 1.2 The Importance of Line 1 based on Existing Master Plan ........................................ 1-6 1.3 Confirmation of transport demand forecast for the Hanoi City area ........................ 1-8 1.3.1 Confirmation of the transport demand forecast of HAIDEP .................................... 1-8 1.3.2 Confirmation of the traffic demand forecast of HAIMUD ....................................... 1-8 1.4 Assistance of other donors in urban transport sectors ............................................... 1-9 2. COLLECTION AND ANALYSES OF NECESSARY INFORMATION FOR IMPLEMENTATION OF YEN LOAN PROJECT 2.1 Outline of Hanoi City Urban Railway Construction Project (Line 1) and Background of the Request for the Project ............................................................... 2-1 2.1.1 Outline of the Project ................................................................................................ 2-1 2.1.2 Background of the Request for the Project ............................................................... 2-2 2.2 Necessity of implementation of this project ............................................................. 2-4 2.3 Review of outline of the plan of this project, materialization (Phase 2a) ................. 2-5 2.3.1 Review of demand forecast ....................................................................................... 2-5 2.3.2 Compatibility and necessary adjustments with other related lines and projects ....... 2-7 2.3.2.1 Relationship with other related lines and projects .................................................... 2-7 2.3.2.2 Technical standards ................................................................................................... 2-16 2.3.2.3 Possibility of sharing equipment ............................................................................... 2-17 2.3.2.4 The operation & maintenance management .............................................................. 2-17 2.3.3 Project scope ............................................................................................................. 2-19 2.3.3.1 Route plan ................................................................................................................. 2-19 2.3.3.2 Vehicle design specifications .................................................................................... 2-23 2.3.3.3 Train operation plan .................................................................................................. 2-28 _______________________________________________________________________________________________________ i Preparatory Survey for Hanoi City Urban Railway Construction Project (Line 1) _________________________________________________________________________________________________________________________ 2.3.3.4 Civil facilities plan .................................................................................................... 2-33 2.3.3.5 Depot, workshop and machinery/equipment ............................................................ 2-38 2.3.3.6 Substation, OCS (Overhead Contact System), Power Distribution .......................... 2-39 2.3.3.7 Signaling and telecommunications ........................................................................... 2-51 2.3.3.8 Certification System for Scope of Works (Criteria・Standard・Specification) in Vietnam ................................................................................................................. 2-55 2.3.3.9 Universal design........................................................................................................ 2-56 2.3.3.10 Station Facility Scale Confirmation .......................................................................... 2-58 2.3.3.11 Relocation of Buried Objects and Overhead Wire .................................................... 2-59 2.4 Examination of Common Items for Phase 1 and Phase 2a ....................................... 2-60 2.4.1 Traffic Management Plan and Safety Control Plan during Construction Period ...... 2-60 2.4.1.1 Construction Safety Measures .................................................................................. 2-60 2.4.1.2 Measures for Reducing Impact on Road Traffic ....................................................... 2-60 2.4.1.3 Train Operation Plan of Existing National Railway during Construction Period ..... 2-61 2.4.2 Procurement .............................................................................................................. 2-61 2.4.2.1 Project Packages ....................................................................................................... 2-61 2.4.2.2 Regulation and Procedure for Procurement of Consultants and Contractors, and Approval Procedure in Vietnam ......................................................................... 2-66 2.4.3 Project Implementation Schedule ............................................................................. 2-76 2.4.4 Project Cost Estimate ................................................................................................ 2-79 2.4.4.1 Calculation of Project Cost ....................................................................................... 2-79 2.4.4.2 Ratio of Local Currency and Foreign Currency ........................................................ 2-88 2.4.4.3 Factors of Construction Cost Increase ...................................................................... 2-88 2.4.4.4 Investigation of Measures to Reduce Project Cost (Loan Amount) ......................... 2-93 2.4.5 Ratio of Japan Origin Goods ..................................................................................... 2-95 2.4.6 Necessary Consulting Services for Project Implementation ..................................... 2-97 2.4.7 Examination of Project implementation structure and Operation & Maintenance Management structure ............................................................................................... 2-99 2.4.7.1 Review of project implementation structure and Proposal to secure operation & maintenance management capability in respect of technology & economy ............. 2-99 2.4.7.2 Role of relevant organizations, and Confirmation of contact system with the implementation organization....................................................................... 2-108 2.4.7.3 Review of Operation & maintenance management structure (compatibility with financial structure, fare level, income-and- expenditure structure, and a related line), and Planning to secure operation & maintenance management capability in respect of technology & company management ............. 2-112 2.4.7.4 Provision of technical support for the executing and operating agencies ................. 2-120 2.4.8 Setting of Operation and Effect Indicators and Review of IRR ................................ 2-122 _______________________________________________________________________________________________________ ii Preparatory Survey for Hanoi City Urban Railway Construction Project (Line 1) _________________________________________________________________________________________________________________________ 2.4.8.1 Setting of Operation and Effect Indicators ............................................................... 2-122 2.4.8.2 Review of IRR .......................................................................................................... 2-123 2.4.9 Practical implementation of demand stimulation measures ...................................... 2-134 2.4.9.1 Measures to promote shifting to UMRT ................................................................... 2-134 2.4.9.2 Demand stimulation measures to UMRT .................................................................