Resettlement Plan Project Number: 40052 November 2007 PRC: Kunming Qingshuihai Water Supply Project Prepared by Kunming Municipal Government This report has been submitted to ADB by the Kunming Project Management Office and is made publicly available in accordance with ADB’s Public Communications Policy (2011). It does not necessarily reflect the views of ADB. Your attention is directed to the “Terms of Use” section of this website. Resettlement Planning Document Resettlement Plan Document Stage: Final Project Number: 40052 November 2007 PRC: Kunming Qingshuihai Water Supply Project Prepared by the Kunming Municipal Government. The resettlement plan is a document of the borrower. The views expressed herein do not necessarily represent those of ADB’s Board of Directors, Management, or staff, and may be preliminary in nature. ADB-Financed Kunming Qingshuihai Water Supply Project (KQWSP) RESETTLEMENT PLAN KQWSP Project Management Office (KPMO) Kunming Water Supply Group Co., Ltd. (KWSG) Yunnan Water Resources and Hydropower Survey, Design and Research Institute (YDRI) 12 July 2007 Table of Contents Executive Summary i A. Background i B. Impact of Land Acquisition and House Demolition i C. Policy and Legal Framework ii D. Compensation Standard, Income and Livelihood Restoration Scheme ii E. Institutional Resettlement iii F. Negotiation, Complaint, Grievance and Information Disclosure iv G. Monitoring and Evaluation iv H. Budget iv I. PROFILE OF THE PROJECT 1 A. Background 1 B. Brief Introduction 1 II. PROJECT IMPACT AND SOCIAL AND ECONOMIC PROFILE 8 A. Measures to Avoid or Minimize Land Acquisition and House Demolition 8 B. Range of Survey for Land Acquisition and House Demolition Impacts 11 C. Social and Economic Profile of Project Affected City and County 13 D. Social and Economic Profile of Project Affected Townships 14 E. Social and Economic Profile of Project Affected Villages 16 III. PROJECT IMPACTS 20 A. Project Impacts Identification 20 B. Methods for Project Impacts Survey 20 IV. PROJECT IMPACTS AND IMPACTS DEGREE ANALYSIS 21 A. Permanent Acquisition of Collective Land and Impacts Analysis 21 B. Impacts Analysis for Demolition of Non-residential Houses 35 C. Impacts Analysis of House Demolition 37 D. Situation of Affected People and Socio-economic Profile 37 E. Impacts Analysis of Village Downstream 46 F. Ethnic Minorities 47 G. Basic Conditions Survey for Vulnerable Groups 48 H. Women / Gender Analysis 49 I. Special Facilities 50 J. Attachments of the Land 51 V. LEGAL FRAMEWORK AND POLICIES 52 A. Applicable Laws, Regulations & Policies for Resettlement 52 B. ADB Policies 53 C. PRC’s Laws and Regulations 54 D. Local Policies and Regulations 55 E. The policy difference between Domestic and ADB Policy 55 F. Resettlement Policies of This Project 55 G. Detailed Policies of Compensation and Resettlement 57 VI. RESETTLEMENT SCHEME 70 A. Objectives of Resettlement 70 B. Principles for Resettlement and Rehabilitation 70 C. Resettlement Schemes 71 D. Training for APs 84 E. Protection of Women’s Rights and Interests 85 F. Ethnic Minority Group Development 86 G. Assistance Measures for Vulnerable Groups 86 H. Recovery of the Temporarily Occupied Land 91 I. Traffic Restoration of Reservoir Area 91 J. Scheme of Protection Subproject 92 K. Recovery of Infrastructure Facilities and Land-attached Facilities 92 VII. PUBLIC PARTICIPATION AND GRIEVANCE REDRESS 93 A. Public Participation 93 B. Channels for Appeal and Grievance 95 VIII. INSTITUTIONAL ORGANIZATIONS AND RESPONSIBILITIES 97 A. Management Institutions for Resettlement Implementation 97 B. Staffing of Resettlement Management Institutions and Facilities 102 C. Schedule of Training 103 IX. RESETTLEMENT IMPLEMENTATION SCHEDULE 105 A. Principles for Resettlement Implementation 105 B. Implementation Schedule for Resettlement 105 X. RESETTLEMENT BUDGET 108 A. Resettlement Budget 108 B. Source of Fund and Annual Resettlement Investment Plan 110 C. Management of Resettlement Funds & Disbursement 110 XI. MONITORING AND EVALUATION 112 A. Internal Monitoring 112 B. External Monitoring 113 C. Post Assessment for Resettlement 115 APPENDIX List of Tables Table I-1 Summary of Reservoir Works .......................................................................................2 Table I-2 Water Conveyance Works.............................................................................................3 Table 1-3 Road Works .................................................................................................................3 Table I-4 Road Works ...................................................................................................................3 Table II-1 Scheme Comparison for Dam Site Selection................................................................9 Table II-2 Inundation Indicators for Different Water Storage Levels...........................................10 Table II-3 Summary of Administrative Areas Affected by KQWSP..............................................12 Table II-4 Socio-economic Condition of Affected City and Counties of 2006 ..............................14 Table II-5 Socioeconomic Conditions of All Affected Townships of 2006 ....................................15 Table II-6 Socioeconomic Conditions of All Affected Villages of 2006.........................................17 Table IV-1 Permanent Land Acquisition of the Project ................................................................22 Table IV-2 Analysis of the Village Groups Affected by Land Acquisition .....................................25 Table IV-3 Impact Analysis for Land Acquisition In Terms of Affected Households ....................26 Table IV-4 Temporary Land Occupation of the Project................................................................29 Table IV-5 Houses and Attachments Demolished by the Project ................................................32 Table IV-6 Summary of the Households and Persons Affected by Residential Houses and Attachments Demolition of the Project ................................................................................34 Table IV-7 The Area of Existing Houses of Affected Households................................................35 Table IV-8 Non-residential Houses Demolished by the Project...................................................36 Table IV-9 Summary Statement of Resettlement Population of the Project ................................38 Table IV-10 Summary of Population Affected by the Project.......................................................39 Table IV-11 Sample Distribution of Affected Family.....................................................................40 Table IV-12 Ethnic Structure of Surveyed Family........................................................................41 Table IV-13 Total Land Resources Possession of Sample Family ..............................................43 Table IV-14 Normal Crops Cultivation of Sampled Family ..........................................................44 Table IV-15 Properties Possession of Sampled Family ..............................................................44 Table IV-16 Summary of Family Breeding Farm .........................................................................44 Table IV-17 Analysis of Income and Expenditure of Sampled Family .........................................45 Table IV-18 Conditions of Farmland Loss of Ethnic Minorities....................................................47 Table IV-19 Summary of Impacts on Vulnerable Groups ............................................................49 Table IV-20 Summary of Infrastructure and Special Facilities Affected.......................................50 Table IV-21 Summary of Affected Attachments of Land ..............................................................51 Table V-1 Resettlement Principles of the Project ........................................................................56 Table V-2 Compensation Qualification .......................................................................................56 Table V-3 Compensation Standard for Land Acquisition .............................................................58 Table V-4 Compensation Standard for Temporary Land Occupation ..........................................59 Table V-5 Compensation Standards for Demolition of Residential Houses.................................59 Table V-6 Compensation Standards for Demolition of Non-residential Houses ..........................60 Table V-7 Compensation Standards for Affected Attachments and Special Facilities .................60 Table V-8 Compensation Standards for Other Charges..............................................................62 Table V-9 Entitlements Matrix .....................................................................................................64 Table VI-1 The restoration plan for slight affected villages.........................................................72 TableVI-2 Farmland Compensation and Post-Support Fund Assignment...................................75 TableVI-3 Qinghai Village Group 1、2 Land Acquisition Analysis..............................................75 Table VI-4 Compensation for AHs in Qinghai Village..................................................................76 Table VI-5 Analysis on Land Acquisition of Group 1-6 in Haiwei Village....................................79 TableVI-6 Land Compensation Fee and Post-resettlement Fund ...............................................79 Table VI-7 Compensation for AHs in Haiwei Village....................................................................79