AUCTION NOTICE No. 01/2020 APPENDIX 23 DRAFT CONCESSION CONTRACT FOR EXPANSION, MAINTENANCE AND EXPLORATION OF AIRPORTS INTEGRATING THE SOUTH, CENTRAL AND NORTHERN BLOCKS 1 Sumário CHAPTER I - INITIAL PROVISIONS .................................................................................................. 5 Section I - Definitions ................................................................................................................ 5 Section II - Applicable Legislation ............................................................................................ 12 Section III - General Provisions ................................................................................................ 13 Section IV – Attachments ........................................................................................................ 14 CHAPTER II – OBJECT ................................................................................................................... 15 Section I - Area ........................................................................................................................ 15 Section II - Term ...................................................................................................................... 16 Section III - Contract Value ...................................................................................................... 16 Section IV - Contribution to the System .................................................................................. 17 Section V - Object Phases ........................................................................................................ 22 Subsection I - Phase I-A ....................................................................................................... 22 Subsection II - Phase I-B ...................................................................................................... 25 Subsection III - Phase II ........................................................................................................ 26 CHAPTER III - RIGHTS AND DUTIES .............................................................................................. 27 Section I - The Concessionaire ................................................................................................ 27 Subsection I - General Duties .............................................................................................. 27 Subsection II - Provision of Services .................................................................................... 28 Subsection III - Operating Activities .................................................................................... 29 Subsection IV – Information ................................................................................................ 31 Subsection V - Investments ................................................................................................. 32 Subsection VI - Financial Information ................................................................................. 33 Subsection VII - Relationship with Related suitors.............................................................. 34 Subsection VIII - Share Capital............................................................................................. 37 Subsection X - Insurance ..................................................................................................... 38 Subsection XI - Contract Performance Guarantees............................................................. 40 Subsection XII - Technical Assistance Contracts to Airport Operations .............................. 43 Section II - Granting Power ..................................................................................................... 43 Section III – User ...................................................................................................................... 45 CHAPTER IV - CONCESSIONAIRE'S REMUNERATION ................................................................... 45 Section I - Tariff Revenues ....................................................................................................... 45 Section II - Non-Tariff Revenue ............................................................................................... 47 CHAPTER V - RISK ALLOCATION ................................................................................................... 48 Section I - Granting Authority's Risks ...................................................................................... 48 Section II - Concessionaire Risks.............................................................................................. 49 2 CHAPTER VI - ECONOMIC-FINANCIAL BALANCE ......................................................................... 52 Section I – Readjustment ........................................................................................................ 53 Subsection I - Tariff Ceiling .................................................................................................. 53 Subsection II - Ceiling Revenue ........................................................................................... 53 Subsection III - General Considerations .............................................................................. 55 Section II - Review of the Concession Parameters .................................................................. 55 Section III - Supported Proposal .............................................................................................. 56 Section IV - Extraordinary Review ........................................................................................... 57 CHAPTER VII - SUPERVISION ........................................................................................................ 60 CHAPTER VIII – PENALTIES .......................................................................................................... 60 Section I – Warning ................................................................................................................. 61 Section II - Fine ........................................................................................................................ 62 Section III - Suspension of the Right to Participate in Bids and to Contract with the National Civil Aviation Agency – ANAC .................................................................................................. 63 Section IV - Statement of Disqualification to Bid or Contract with the Public Administration ................................................................................................................................................. 63 Section V - Cautionary Measures ............................................................................................ 63 CHAPTER IX – SUBCONTRACTING ............................................................................................... 63 CHAPTER X - TRANSFER OF CONCESSION AND CORPORATE CONTROL ...................................... 64 CHAPTER XI - THE USE OF SPACES IN THE AIRPORT COMPLEX ................................................... 66 Section II - Operating Areas and Activities .............................................................................. 68 CHAPTER XII - INTERVENTION ..................................................................................................... 71 CHAPTER XIII - TERMINATION OF THE CONCESSION .................................................................. 72 Section I - End of Contract Term ............................................................................................. 74 Section II – Expropriation ........................................................................................................ 74 Section III - Lapse ..................................................................................................................... 75 Section IV - Termination .......................................................................................................... 77 Section V – Cancellation .......................................................................................................... 77 Section VI - Relicitation ........................................................................................................... 78 Section VII - Bankruptcy or Extinction of the Concessionaire ................................................. 78 CHAPTER XIV - CONCESSION ASSETS........................................................................................... 79 Section I - Reversible Assets .................................................................................................... 79 Section II - Patrimonial Control ............................................................................................... 79 Subsection I - Internal Assets Report - RIB .......................................................................... 80 Subsection II - External Assets Report - REB ....................................................................... 80 Subsection III - Asset Movement Report - RMB .................................................................. 81 3 Section III -Concession Assets disposal ................................................................................... 82 Section IV - Reversal of Assets ................................................................................................ 82 Section V - Minimum List of Assets ........................................................................................