<<The pagination in this PDF may not match the actual pagination in the printed slip opinion>> USCA Case #01-5103 Document #712838 Filed: 11/08/2002 Page 1 of 9 United States Court of Appeals FOR THE DISTRICT OF COLUMBIA CIRCUIT Argued September 3, 2002 Decided November 8, 2002 No. 01-5103 Thomas B. Mudd, Son of Richard D. Mudd and great-grandson of Samuel A. Mudd, as heir and successor to Samuel A. Mudd, deceased, Appellant v. Thomas A. White, Secretary of the Army, et al., Appellees Appeal from the United States District Court for the District of Columbia (No. 97cv02946) Philip A. Gagner argued the cause and filed the briefs for appellant. <<The pagination in this PDF may not match the actual pagination in the printed slip opinion>> USCA Case #01-5103 Document #712838 Filed: 11/08/2002 Page 2 of 9 R. Craig Lawrence, Assistant United States Attorney, ar- gued the cause for appellees. With him on the briefs were Roscoe C. Howard Jr., United States Attorney, Wyneva Johnson, Assistant United States Attorney, and James R. Agar II, Attorney, Office of the Judge Advocate General. Before: Edwards and Rogers, Circuit Judges, and Williams, Senior Circuit Judge. Opinion for the Court filed by Circuit Judge Edwards. Edwards, Circuit Judge: The appellant, Thomas B. Mudd,* whose great-grandfather, Dr. Samuel Mudd, was convicted by a military tribunal for his alleged role in the assassination of President Abraham Lincoln, seeks judicial review of the Army's refusal to reverse that conviction more than a century later. Appellant bases his claim on 10 U.S.C. s 1552(a)(1) (2002), pursuant to which "[t]he Secretary of a military department may correct any military record ... when the Secretary considers it necessary to correct an error or re- move an injustice." The Army Board for Correction of Military Records ("ABCMR"), upon reviewing appellant's ap- plication, recommended that Dr. Samuel Mudd's conviction before a military commission be set aside. The Assistant Secretary of the Army (the "Secretary"), however, denied appellant's request for relief. Appellant then filed suit in the District Court, claiming that the action of the Secretary was arbitrary and capricious under the Administrative Procedure Act ("APA"), 5 U.S.C. s 706(1)(A) (2002). The District Court heard the case twice, see Mudd v. Caldera, 134 F. Supp. 2d 138 (D.D.C. 2001) ("Mudd II"); Mudd v. Caldera, 26 F. Supp. 2d 113 (D.D.C. 1998) ("Mudd I"), ultimately finding that the Secretary's decision was not arbitrary, capricious, or other- wise in violation of law. The District Court therefore granted summary judgment for the Army. Mudd II, 134 F. Supp. 2d at 147. __________ * Richard D. Mudd, the original complainant in this case, passed away earlier this year, leaving his son - the great-grandson of Dr. Samuel Mudd - to pursue this appeal. See Richard D. Mudd, 101 Grandson of Booth Doctor, Wash. Post, May 22, 2002, at B07. <<The pagination in this PDF may not match the actual pagination in the printed slip opinion>> USCA Case #01-5103 Document #712838 Filed: 11/08/2002 Page 3 of 9 We agree that appellant cannot prevail on his claim. But we rely on different grounds than those advanced by the District Court. In our view, appellant's claim must be dis- missed for want of standing. Under 10 U.S.C. s 1552(g), "military record" pertains only to "an individual member or former member of the armed forces." Dr. Samuel Mudd was never a member of the armed forces. Therefore, even if appellant can establish Article III standing, his action must be still dismissed for want of prudential standing. Appellant's interest in correcting the military record that relates to his great-grandfather's conviction is not within the "zone of inter- ests" protected by the statute covering the correction of military records. I. Background The factual and procedural history in this case are recount- ed fully and thoughtfully in the District Court's opinions in Mudd I and Mudd II. We will thus not repeat the extensive details of the actions before ABCMR, the Secretary, or the District Court. Rather, we will focus on the portions of the record that are most pertinent to this appeal. On May 9, 1865, a special military tribunal charged eight parties with conspiring to murder President Abraham Lin- coln. One of these individuals was Dr. Samuel Mudd ("Dr. Mudd"), a non-military physician who owned a tobacco farm in Charles County, Maryland. Mudd II, 134 F. Supp. 2d at 140; Mudd I, 26 F. Supp. 2d at 116. Dr. Mudd was visited by John Wilkes Booth and an accomplice following the well- known events at Ford's Theater on April 14, 1865. After fatally wounding President Lincoln on that evening, Booth stopped at Dr. Mudd's farm - possibly in disguise - to receive medical treatment for an injury that he sustained during the escape. Id. Dr. Mudd told others about this encounter, and authorities soon thereafter arrested him for assisting in the infamous assassin's flight. President Andrew Johnson convened a special military tribunal to try all cases having to do with the plot to kill President Lincoln. Known as the Hunter Commission, the <<The pagination in this PDF may not match the actual pagination in the printed slip opinion>> USCA Case #01-5103 Document #712838 Filed: 11/08/2002 Page 4 of 9 nine appointed members of this body considered the evidence on the charges against Dr. Mudd. Id. Attorney General James Speed announced his opinion that a military court could preside over these hearings because the object of the conspiracy was the murder of President Lincoln, who acted as commander in chief. See 12 Op. Att'y Gen. 297-317 (1865), reprinted in Joint Appendix ("J.A.") 19-25. In his defense, Dr. Mudd argued that allowing the Commis- sion to assert jurisdiction over his case was unlawful. Mudd I, 26 F. Supp. 2d at 116. He reasoned that a non-military citizen was entitled to adjudication in the civilian courts during peace time. Since the state of Maryland was not part of the Confederacy and local civilian courts remained open, a military tribunal had no power to try the case. The Hunter Commission rejected this argument, issued a final judgment against Dr. Mudd, and then sentenced him to life imprison- ment. Id. During his incarceration, Dr. Mudd petitioned the federal courts for habeas relief. See Mudd II 134 F. Supp. 2d at 140; Mudd I, 26 F. Supp. 2d at 117; see also Ex Parte Mudd, 17 F. Cas. 954 (S.D. Fla. 1868), reprinted in J.A. 41-43. Dr. Mudd relied on the Supreme Court's holding in Ex Parte Milligan, 71 U.S. 2 (1866), a case adopting a limited view of a military tribunal's jurisdiction over civilians from non- secessionist states. See also Ex Parte Quirin, 317 U.S. 1 (1942). The District judge rejected these arguments and denied the habeas petition. J.A. 43. An appeal of that ruling on the merits never occurred due to intervening events leading to Dr. Mudd's release from prison. On February 8, 1869, President Andrew Johnson issued a full and uncondi- tional pardon to Dr. Mudd in recognition of his efforts to assist medical officers during an epidemic of yellow fever. See Pres. Pardon of Samuel A. Mudd, reprinted in J.A. 44-48; Mudd I, 26 F. Supp. 2d at 117; see also Mudd Compl. at p 26. More than a century later, Richard D. Mudd, Dr. Samuel Mudd's grandson, filed a formal petition with the Army to overturn the judgment of the Hunter Commission. Mudd II, 134 F. Supp. 2d at 140; Mudd I, 26 F. Supp. 2d at 117. <<The pagination in this PDF may not match the actual pagination in the printed slip opinion>> USCA Case #01-5103 Document #712838 Filed: 11/08/2002 Page 5 of 9 Richard Mudd based his claim solely on 10 U.S.C. s 1552(a)(1), pursuant to which "[t]he Secretary of a military department may correct any military record ... when the Secretary considers it necessary to correct an error or re- move an injustice." He asked the Army to expunge the official documents relating to his grandfather's conviction. He specifically argued that the judgment of the Hunter Commission was invalid, because his grandfather was factual- ly innocent of the conspiracy charge and because a military tribunal had no jurisdiction to try civilians during times of peace. Mudd II, 134 F. Supp. 2d at 140; Mudd I, 26 F. Supp. 2d at 117. ABCMR conducted a hearing on the petition and deter- mined that circumstances warranted a reversal of Dr. Mudd's conviction on the ground that the Hunter Commission's juris- diction did not extend to noncombatant civilians like Dr. Mudd. Mudd I, 26 F. Supp. 2d at 122. On January 22, 1992, ABCMR recommended that the Secretary of the Army alter the necessary records and void the 19th Century conviction. Id. The Secretary rejected ABCMR's recommendation and declined to alter the records relating to Dr. Mudd's convic- tion. Mudd II 134 F. Supp. 2d at 141. Following a remand from the District Court to conduct additional administrative proceedings, see Mudd I, 26 F. Supp. 2d at 120, the Secretary held steadfast to the view that the Hunter Commission acted within its lawful jurisdiction in convicting Dr. Mudd. Mudd II, 134 F. Supp. 2d at 142. The Secretary reasoned that John Wilkes Booth was an unlawful belligerent who had committed the Lincoln assassination as an act of war.
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