SYMPOSIUM ON BUILDING THE ST FINANCIAL SYSTEM OF THE 21 CENTURY: AN AGENDA FOR EUROPE AND THE UNITED STATES ARMONK, NEW YORK • MARCH 27-29 PARTICIPANT LIST as of March 19, 2014 Julie Birgitte Galbo Deputy Director General, Danish Financial Mark Adams Supervisory Authority Member of the Registry, Recovery, Resolution Unit, European Banking Authority Kathleen Blevins Executive Director of Regulatory Developments, JP Magnus Agustsson Morgan Chase Head of Group Risk, Skandinaviska Enskilda Banken (SEB) Martin Boer Secretary General, EFR - European Financial Services Sebastian Ahlfeld Round Table Head of Office of Board Member Andreas Dombret, Deutsche Bundesbank Sharon Bowles Member of European Parliament Greg Baer Managing Director and General Counsel for Jacques Busquet Corporate and Regulatory Law, JPMorgan Chase & Managing Director, Chief Risk Officer, Natixis North Co. America LLC Anuradha Banerjee Brian Bussey Attorney, Office of International Affairs Associate Director, Derivatives Policy and Trading U.S. Commodity Futures Trading Commission Practices, U.S. Securities and Exchange Commission Mark Barber Laurence Caron-Habib Deputy Treasurer, Global Relations, General Electric Head of Public Affairs, BNP Paribas Securities Company Services Peter Bass Adam Chodkowski Managing Director, Promontory Financial Group Head Capital Markets, Asset Management, Swiss Re Chris Bates Roger Cogan Partner, Clifford Chance LLP Head of European Public Policy, International Swaps and Derivatives Association (ISDA) Brandon Becker Executive Vice President and Chief Legal Officer, TIAA- Nicholas Collier CREF Global Head of Government & Regulatory Affairs, Thomson Reuters Michael Beresik Head of Public Affairs, Americas, Standard Chartered Michael Collins Bank Director of Public Affairs, EVCA Raffaele Cosimo Antonio García del Riego Managing Director, Promontory Europe Managing Director of EU Corporate Affairs, Banco Santander Chris Cummings CEO, The City UK Nathan Gatten Managing Director, Head of Federal and International Dirk Cupei Government Relations, JP Morgan Chase Vice Chairman, European Forum of Deposit Insurers, Managing Director, Financial Stability and Deposit Sven Gentner Protection, Association of German Banks First Secretary, European Union Delegation to the US Kenneth Dam Simon Gleeson Max Pam Professor Emeritus of American and Foreign Partner, Clifford Chance LLP Law and Senior Lecturer, University of Chicago Law School William Grimes Professor of International Relations, Boston Melissa D’Arcy University Attorney-Advisor, Office of International Affairs, U.S. Commodity Futures Trading Commission (CFTC) Benjamin Hesse Sector Advisor – Global Financials, Fidelity Edouard de Lencquesaing Management & Research CEO, European Institute of Financial Regulation (EIFR) Bret Hester Director, Government Policy and Finance, Barclays Bernard De Longevialle Managing Director, Standard and Poor’s Alan Houmann Regional Head, European Government Affairs, Citi Bouke de Vries John Houston Advisor to the Board, Rabobank Nederland Senior Partner, Kreab Gavin Anderson Andreas Dombret Thomas Huertas Member of the Executive Board, Deutsche Partner, Ernst & Young LLP Bundesbank Alessandro Iuppa James Elles Senior Vice President and Senior Policy Advisor on Member of the European Parliament Global Issues, Zurich Financial Joseph Engelhard Koichi Iwai Senior Vice President, Capital Alpha Partners Chief Representative, Nomura Institute of Capital Markets Research Ed Fleischman Former SEC Commissioner (retired) Jonathan Jachym David Freeman Executive Director, Government Relations, Partner, Arnold Porter LLP CME Group David Frick Kurt Jaeger Senior Vice President, Nestlé SA Ambassador, Mission of Liechtenstein to the EU Michael Foley Simon Jowers Managing Director, Moody’s Head of Financial Sector Policy, Europe, HSBC Sven Kasper Yves Mersch Director EMEA, Regulatory, Industry and Member of the Executive Board, European Central Government Affairs, State Street Bank Etay Katz Elizabeth McCaul Partner, Allen & Overy LLP Chief Executive Officer, Promontory Europe / Partner-in-Charge, New York Office, Promontory Richard Kaye Managing Director, Head of Government Relations, Robert McKeon EMEA, JP Morgan Vice President, Regulatory, Industry and Government Affairs, State Street Patrick Kenadjian Adjunct Professor, Institute for Law and Finance, Goethe University Eric Morgan de Rivery Partner, Jones Day Heather Koenig Global Chief Regulatory Counsel, Head of Office of Edward Nalbantian Public Policy and Regulatory Affairs, BNY Mellon Partner, Jones Day Jens Valdemar Krenchel Richard Neiman Head of Brussels Office, Association of Danish Vice Chairman, Global Financial Services Regulatory Mortgage Banks Practice, PricewaterhouseCoopers LLP Michael Krimminger Kevin Nixon Partner, Cleary Gottlieb Steen & Hamilton LLP Managing Director, Institute of International Finance Karel Lannoo Barbara Novick CEO, Centre for European Policy Studies (CEPS) Vice Chairman, BlackRock Arthur Lindo Andrew Olmem Senior Associate Director, Division of Banking Partner, Venable LLP Supervision & Regulation, Federal Reserve Board Yalman Onaran Rachel Lomax Senior Writer, Bloomberg News Chair, International Regulatory Strategy Group, City of London Gerry O’Shea Director, Fidelity Investments James Mahoney Corporate Communications and Public Policy Allison Parent Executive, Bank of America Senior Manager- FED Policy Team, Bank of England Daniela Marilungo Eric Pelletier Senior Vice President and Head of Government Affairs, Global Executive Leader, Government Affairs & EMEA, Bank of America Merrill Lynch Policy, GE Capital Robin Maxwell Ruby Pillai Partner, Linklaters LLP Associate, Ropes & Gray LLP Kevin Mellyn Pablo Portugal President, KL Mellyn Advisory Inc. Director, AFME Lisa Rabbe John Stoker Managing Director, Head of Public Policy- EMEA, Senior Counsel, Wells Fargo & Company Credit Suisse Securities (Europe) Limited David Strongin Fabio Recine Executive Director, Global Financial Markets Principal Financial Stability, European Central Bank Association David Reed Cezary Stypulkowski Partner, Kreab & Gavin Anderson CEO, mBank James Reichbach Jarkko Syyrilä Global Banking and Securities Leader, Deloitte Deputy Director General, EFAMA Nickolas Reinhardt Margaret Tahyar Director, Afore Consulting Partner, Davis Polk & Wardwell LLP Gregg Rozansky Heath Tarbert Managing Director and Senior Associate General Partner, Allen & Overy LLP Counsel, The Clearing House Daniel Tarullo Paul Saltzman Governor, U.S. Federal Reserve Board President of The Clearing House Association & EVP and General Counsel of The Clearing House Payments Kim Taylor Company President, CME Clearing David Schraa Emiliano Tornese Regulatory Counsel, Institute of International Finance Financial Stability, DG Internal Market and Services, European Commission Hal Scott Nomura Professor and Director, Program on Daniel Trinder International Financial Systems, Harvard Law School Global Head of Regulatory Policy, Deutsche Bank Michael Simon Diego Valiante Principal, Michael Simon Investments Head of Capital Markets Research, Centre for European Policy Studies Peter Skinner Member of European Parliament Alexandre Vinel Financial Attaché, Directorate of the French Mark Slaughter Treasury Chief Operating Officer, Corporate and Investment Banking, Citi Guido Vos Executive Vice President, Rabobank Nederland Mark Sobel Deputy Assistant Secretary for International Monetary Daniel Waldman and Financial Policy, U.S. Department of the Treasury Partner, Arnold & Porter LLP Jörg Sonnenberg Oliver Wall Financial Stability Expert, Deutsche Bundesbank Regional Head of Political Engagement, Europe, HSBC Bank plc Claudia Stirboeck Head of Office, New York, Deutsche Bundesbank Ruth Wandhöfer Global Head of Regulatory & Market Strategy, Citi Transaction Services Tom Wojcik Managing Director, BlackRock Bari Wolfe Managing Director Regulatory Relations, The Depository Trust & Clearing Corporation Candi Wolff Executive Vice President and Head of Global Government Affairs, Citi .