SIZE INDICES 1 STOXX® SMALL 200 INDEX

Stated objective Key facts These STOXX Size indices have a fixed number of components and » Equal representationof large, mid and small stocks, whichprovides are designed to provide a broad yet liquid representation of large-, a sufficient level of diversification mid- and small-capcompanies in their respective regions or countries. The total number of index components is indicated in the index name. Each size segment contains a third of the total number, meaning that each size segment has an equal number of stocks. For example, the STOXX Europe 600 Size Index contains 200 large, 200 mid and 200 small stocks.

Descriptive statistics Index Market cap (USD bn.) Components (USD bn.) Component weight (%) Turnover (%) Full Free-float Mean Median Largest Smallest Largest Smallest Last 12 months STOXX Japan Small 200 Index 297.3 221.8 1.1 1.1 2.4 0.6 1.1 0.3 35.0 STOXX Japan 600 Index 4,061.8 3,447.6 5.7 2.4 169.8 0.6 4.9 0.0 2.9 Supersector weighting (top 10) Country weighting

Risk and return figures1 Index returns Return (%) Annualized return (%) Last month YTD 1Y 3Y 5Y Last month YTD 1Y 3Y 5Y STOXX Japan Small 200 Index -0.7 4.7 15.8 28.8 40.8 -7.7 7.0 15.5 8.6 6.9 STOXX Japan 600 Index -2.0 -0.1 10.6 27.8 27.9 -21.3 -0.1 10.4 8.3 4.9

Index volatility and risk Annualized volatility (%) Annualized Sharpe ratio2 STOXX Japan Small 200 Index 10.7 16.7 16.0 17.8 18.7 -0.9 0.4 0.8 0.5 0.3 STOXX Japan 600 Index 12.1 16.7 15.9 18.2 18.8 -2.1 -0.0 0.6 0.4 0.2

Index to benchmark Correlation Tracking error (%) STOXX Japan Small 200 Index 1.0 1.0 1.0 0.9 0.9 3.1 4.6 4.7 6.2 6.1

Index to benchmark Beta Annualized information ratio STOXX Japan Small 200 Index 0.9 1.0 1.0 0.9 0.9 5.0 1.5 0.9 -0.0 0.3

1 For information on data calculation, please refer to STOXX calculation reference guide. 2 Based on Euribor1m (USD, gross return), all data as of Aug. 29, 2014

INNOVATIVE. GLOBAL. INDICES.

SIZE INDICES 2 STOXX® JAPAN SMALL 200 INDEX Fundamentals (for last 12 months) Index Price/earnings Price/earnings Price/ Dividend Price/ Price/ incl. negative excl. negative book yield (%) sales cash flow Trailing Projected Trailing Projected Trailing Trailing Trailing Trailing STOXX Japan Small 200 Index 16.6 N/A 15.8 N/A 1.2 1.7 0.6 8.8 STOXX Japan 600 Index 16.0 N/A 15.0 N/A 1.3 1.5 0.7 8.3

Performance and annual returns3 Methodology Example: STOXX Europe 600 Size Index Stocks in the relevant benchmark index (STOXX Europe 600) are ranked according to their free-float market cap. For the large index, the largest stocks200 are selected, for the mid, the next ranked 200 and for the small the last ranked stocks.The detailed methodology including the calculation formula can be found in our rulebook: www.stoxx.com/indices/rulebooks.html

Version and symbols Quick facts Index ISIN Symbol Bloomberg Reuters Weighting Free-float market cap Gross Return EUR CH0190732021 SXJP2SGR SXJP2SGR Index .SXJP2SGR 20% on a component level for Europe, Eurozone and Eastern Net Return EUR CH0190732039 SXJP2SR SXJP2SR Index .SXJP2SR Cap factor Europe Price EUR CH0190732047 SXJP2SP SXJP2SP Index .SXJP2SP No. of components Fixed for each segment Gross Return USD CH0190732054 SXJP2SGV SXJP2SGV Index .SXJP2SGV Net Return USD CH0190732062 SXJP2SV SXJP2SV Index .SXJP2SV Review frequency Quarterly (March, June, September, December) Price USD CH0190732070 SXJP2SL SXJP2SL Index .SXJP2SL To learn more about the inception date, currency versions, calculation hours and Complete list available here: www.stoxx.com/data/vendor_codes.html historical values, please see ourdata vendor code sheet.

3 STOXX data from Jan. 02, 2002 to Aug. 29, 2014 (USD, gross return), all data as of Aug. 29, 2014

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STOXX is part of Deutsche Boerse and SIX CUSTOMIZATION The index can be used as a basis for the definition of STOXX® Customized Indices, which can be tailored to specific client or mandate needs. STOXX offers customization in almost unlimited forms for example in terms of component selection, weighting schemes and personalized calculation methodologies. DISCLAIMER STOXX® indices are protected through intellectual property rights. STOXX and EURO STOXX 50 are registered trademarks. The use of the STOXX® indices for financial products or for other purposes requires a license from STOXX. STOXX does not make any warranties or representations, express or implied with respect to the timeliness, sequence, accuracy, completeness, currentness, merchantability, quality or fitness for any particular purpose of its index data. STOXX is not providing investment advice through the publication of the STOXX® indices or in connection therewith. In particular, the inclusion of a company in an index, its weighting, or the exclusion of a company from an index, does not in any way reflect an opinion of STOXX on the merits of that company. Financial instruments based on the STOXX® indices are in no way sponsored, endorsed, sold or promoted by STOXX. BACKTESTED PERFORMANCE This document contains index performance data based on backtesting, i.e. calculations of how the index might have performed prior to launch if it had existed using the same index methodology and based on historical constituents. Backtested performance information is purely hypothetical and is provided in this document solely for information purposes. Backtested performance does not represent actual performance and should not be interpreted as an indication of actual performance .

SIZE INDICES 3 STOXX® JAPAN SMALL 200 INDEX

Components4

Company Supersector Country Weight (%) RENESAS ELECTRONICS Technology JP 1.05 TADANO Industrial Goods & Services JP 0.91 Ezaki Glico Co. Ltd. Food & Beverage JP 0.89 NOMURA REIT.MASTER FUND Real Estate JP 0.89 TOYO TIRE & RUB. Automobiles & Parts JP 0.87 NIPPON SHINYAKU Health Care JP 0.83 KENEDIX OFFICE INV. Real Estate JP 0.80 Inc. Personal & Household Goods JP 0.78 Engineering & Shipbuild Industrial Goods & Services JP 0.78 SANWA HOLDINGS Construction & Materials JP 0.78 TOPCON Health Care JP 0.78 RESORT TRUST Travel & Leisure JP 0.75 NIFCO Automobiles & Parts JP 0.75 RES INV Real Estate JP 0.74 TEMP HOLDINGS Industrial Goods & Services JP 0.73 Ltd. Industrial Goods & Services JP 0.73 MORI HILLS REIT INV. Real Estate JP 0.73 JAPAN EXCELLENT Real Estate JP 0.73 MATSUMOTOKIYOSHI HDG. Retail JP 0.73 DAIFUKU Industrial Goods & Services JP 0.73 OKI ELECTRIC IND. Technology JP 0.72 AOYAMA TRADING Retail JP 0.72 Mitsui Mining & Smelting Co. L Basic Resources JP 0.72 INDL.& INFR.FUND INV. Real Estate JP 0.71 OKUMA Industrial Goods & Services JP 0.71 HORIBA Industrial Goods & Services JP 0.70 AIFUL Financial Services JP 0.69 IT HOLDINGS Technology JP 0.69 IWATANI Utilities JP 0.67 Cosmo Oil Co. Ltd. Oil & Gas JP 0.67 Keiyo Bank Ltd. Banks JP 0.67 NACHI FUJIKOSHI Industrial Goods & Services JP 0.66 Sankyu Inc. Industrial Goods & Services JP 0.66 NIHON PARKERIZING Chemicals JP 0.66 KYOWA EXEO Construction & Materials JP 0.66 Retail JP 0.65 AICA KOGYO Construction & Materials JP 0.65 HIS Travel & Leisure JP 0.65 Kinden Corp. Construction & Materials JP 0.64 KANAMOTO Construction & Materials JP 0.63 Industrial Goods & Services JP 0.63 SHATAI Automobiles & Parts JP 0.63 JAFCO Financial Services JP 0.62 ADEKA Chemicals JP 0.62 LEOPALACE21 Personal & Household Goods JP 0.62 CAPITAL Financial Services JP 0.62 Co. Ltd. Industrial Goods & Services JP 0.62 ZENKOKU HOSHO Financial Services JP 0.62 KOSE Personal & Household Goods JP 0.61 TOKYU REIT Real Estate JP 0.61 NOF Chemicals JP 0.61 JAPAN HOTEL REIT INV. Real Estate JP 0.61 NORTH PACIFIC BANK Banks JP 0.61 MIURA Industrial Goods & Services JP 0.61 DAIICHIKOSHO Personal & Household Goods JP 0.60 KENEDIX Financial Services JP 0.59 SHOCHIKU FILM Media JP 0.59 ABC-MART Personal & Household Goods JP 0.58 Co. Ltd. Construction & Materials JP 0.58 MAEDA Construction & Materials JP 0.58 Duskin Co. Ltd. Retail JP 0.58 MOCHIDA PHARM. Health Care JP 0.57 NTT URBAN DEV. Real Estate JP 0.56 NIPPON KONPO UNYU SOKO Industrial Goods & Services JP 0.56 NISHIMATSU CON. Construction & Materials JP 0.55 NISSHIN STEEL HOLDINGS Basic Resources JP 0.55 ZERIA PHARM. Health Care JP 0.55 JAPAN AVNS.ELTN.IND. Industrial Goods & Services JP 0.55 TOAGOSEI Chemicals JP 0.55 H2O RETAILING Retail JP 0.55 MICRONICS JAPAN Technology JP 0.54 MUSASHINO BANK Banks JP 0.54 TECHNO-SOLUTIONS Technology JP 0.54

4 Based on the last periodic review implementation

SIZE INDICES 4 STOXX® JAPAN SMALL 200 INDEX

Components4

Company Supersector Country Weight (%) MANUFACTURING Technology JP 0.53 ACCORDIA GOLF Travel & Leisure JP 0.53 TOYO INK SC HOLDINGS Chemicals JP 0.53 Rengo Co. Ltd. Industrial Goods & Services JP 0.53 NIPRO Health Care JP 0.53 SHIMACHU Retail JP 0.52 MAEDA ROAD CONSTRUCTION Construction & Materials JP 0.52 KAYABA INDUSTRY Automobiles & Parts JP 0.52 ASAHI INTECC Health Care JP 0.52 FUKUYAMA TRANSP. Industrial Goods & Services JP 0.52 SHO-BOND HOLDINGS Construction & Materials JP 0.51 SANKEN ELECTRIC Technology JP 0.51 J TRUST Financial Services JP 0.51 TOKAI RIKA Automobiles & Parts JP 0.51 DAIO PAPER Basic Resources JP 0.50 DAIWA HOUSE REIT INV. Real Estate JP 0.50 SENSHU IKEDA HOLDINGS Banks JP 0.50 UACJ CORP Basic Resources JP 0.50 TOKYO OHKA KOGYO Technology JP 0.50 FUYO GENERAL LEASE Financial Services JP 0.50 UNITED ARROWS Retail JP 0.50 Automobiles & Parts JP 0.49 LINTEC Industrial Goods & Services JP 0.49 GREE Retail JP 0.49 KISSEI PHARMS. Health Care JP 0.48 ONWARD HOLDINGS Personal & Household Goods JP 0.48 POLA ORBIS HOLDINGS Personal & Household Goods JP 0.48 DAIWA OFFICE INVESTMENT Real Estate JP 0.48 HEIWA Travel & Leisure JP 0.47 IBJ LEASING Financial Services JP 0.47 Tokuyama Corp. Chemicals JP 0.47 ARCS Retail JP 0.47 CANON MARKETING JAPAN Technology JP 0.46 SERIA Retail JP 0.46 TEC Industrial Goods & Services JP 0.46 TV ASAHI Media JP 0.46 KIYO BANK Banks JP 0.46 ORIENT Financial Services JP 0.46 Sumco Corp. Technology JP 0.46 TODA Construction & Materials JP 0.45 ULVAC Industrial Goods & Services JP 0.45 MAKINO MILL. MACHINE Industrial Goods & Services JP 0.45 KOMERI Retail JP 0.44 ZENSHO Travel & Leisure JP 0.44 FP Industrial Goods & Services JP 0.44 WACOM Technology JP 0.44 FUJI OIL Food & Beverage JP 0.44 NIKKISO Health Care JP 0.44 EXEDY Automobiles & Parts JP 0.44 TOKYO Travel & Leisure JP 0.43 MEITEC Industrial Goods & Services JP 0.43 PENTA-OCEAN CONSTRUCTION Construction & Materials JP 0.42 Boshoku Corp. Automobiles & Parts JP 0.41 WELCIA HOLDINGS Retail JP 0.41 SKY PERFECT JSAT HDG. Media JP 0.41 CAPCOM Technology JP 0.41 Industrial Goods & Services JP 0.41 INABA DENKISANGYO Industrial Goods & Services JP 0.41 ASATSU-DK Media JP 0.40 NORITZ Construction & Materials JP 0.40 INTERNET INTV.JAPAN Technology JP 0.40 NIPPO Construction & Materials JP 0.40 PREMIER INVESTMENT Real Estate JP 0.40 HANWA Industrial Goods & Services JP 0.40 UNIPRES Automobiles & Parts JP 0.40 SUMITOMO WAREHOUSE Industrial Goods & Services JP 0.39 SUMITOMO MITSUI CON. Construction & Materials JP 0.39 DCM HOLDINGS Retail JP 0.39 MONEX GROUP Financial Services JP 0.39 Construction & Materials JP 0.38 MORINAGA MILK INDUSTRY Food & Beverage JP 0.38 KINTETSU WORLD EXPRESS Industrial Goods & Services JP 0.38 VALOR Retail JP 0.38 TAIKISHA Construction & Materials JP 0.38

4 Based on the last periodic review implementation

SIZE INDICES 5 STOXX® JAPAN SMALL 200 INDEX

Components4

Company Supersector Country Weight (%) HLDGS Basic Resources JP 0.38 ENPLAS Industrial Goods & Services JP 0.38 Chemicals JP 0.38 KADOKAWA CORP Media JP 0.38 F@N COMMUNICATIONS Media JP 0.37 AOKI HOLDINGS Retail JP 0.37 NICHI-IKO PHARMACEUTICAL Health Care JP 0.37 TAKATA Automobiles & Parts JP 0.37 MANDOM Personal & Household Goods JP 0.37 3-D MATRIX Health Care JP 0.37 HITACHI ZOSEN Industrial Goods & Services JP 0.37 FUJITEC Industrial Goods & Services JP 0.37 TOP REIT Real Estate JP 0.37 DAISEKI Industrial Goods & Services JP 0.36 Automobiles & Parts JP 0.36 NOMURA RLST.RESD.FD. Real Estate JP 0.36 HITACHI TRAN.SY. Industrial Goods & Services JP 0.36 SHINMAYWA INDS. Industrial Goods & Services JP 0.36 FCC Automobiles & Parts JP 0.36 NICHIAS Construction & Materials JP 0.35 KOMORI Industrial Goods & Services JP 0.35 GMO INTERNET Technology JP 0.35 NIHON M&A CENTER Financial Services JP 0.35 TOKYO SEIMITSU Technology JP 0.35 CHIYODA COMPANY Retail JP 0.34 SUMITOMO BAKELITE Chemicals JP 0.34 FUJI SEAL INTL. Industrial Goods & Services JP 0.33 FURUKAWA Industrial Goods & Services JP 0.33 TOTETSU KOGYO Construction & Materials JP 0.33 CORP Food & Beverage JP 0.33 AVEX GP.HDG. Media JP 0.33 MEGMILK SNOW BRAND Food & Beverage JP 0.33 MITSUBA Automobiles & Parts JP 0.32 DOUTOR NICHIRES HOLDINGS Travel & Leisure JP 0.32 PARAMOUNT BED HOLDINGS Health Care JP 0.32 KEIHIN Automobiles & Parts JP 0.32 JAPAN SECS.FINANCE Financial Services JP 0.31 NIHON NOHYAKU Chemicals JP 0.31 JACCS Financial Services JP 0.29 Chemicals JP 0.29 GENERAL Personal & Household Goods JP 0.29 HOKUETSU KISHU PAPER Basic Resources JP 0.29 DIGITAL GARAGE Technology JP 0.29 ISEKI & COMPANY Industrial Goods & Services JP 0.28 NICHICON Industrial Goods & Services JP 0.28 SANYO SPECIAL STEEL Basic Resources JP 0.28 DAIBIRU Real Estate JP 0.27 HEIWA REAL ESTATE Real Estate JP 0.27 DAIKYO Real Estate JP 0.27 ASKUL Industrial Goods & Services JP 0.26 GLB.ONE RLST.INV. Real Estate JP 0.26 TOSHIBA MACHINE Industrial Goods & Services JP 0.26 XEBIO Retail JP 0.25

4 Based on the last periodic review implementation