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1 Planck’sblack body formula

The point of the first three lectures was to contrast classical physics and quantum physics. The work of Planck, Einstein and de Broglie was empha- sized. The work of Planck gave a “correct” formula for the distribution of body radiation at a fixed , T , as a function of the wave length, λ, of the , c λ = f with f the frequency. The breakthrough involved the “ansatz” that the energy of a is E = hf. Thus n would have energy nhf. His derivation of his formula involved methods of statistical mechanics. In class we gave an “explanation”of Planck’sconstant based on the correspondence principle. The starting point is the Raleigh-Jeans formula for radiation distribution 2ckT dλ λ4 | | with c the and k Boltzman’sconstant. This formula is essen- tially correct for long wavelengths but indicates that as the wavelength goes to 0 the intensity goes to infinity. To counter this Wien gave a formula that was graphically more like the actual measurements

C1 C2 e− λT dλ λ5 | | with C1 and C2 to be chosen to fit the data. This is also related to Wien’s Law which says that the maximum of the distribution function depends only on the temperature and in fact the value of the maximum determines the temperature. Taking his density

C1 C2 e− λT λ5 and differentiating one finds

d C1 C2 C1C2 5C1λT C2 e− λT = − e− λT dt λ5 T λ7 which has a unique 0 at C λ = 2 . 5T

1 In our “bogus history”we suggested that Planck observed that a formula like C1 dλ 5 C|2 | λ e λT 1 − was close to the Raleigh-Jeans formula for λ long and close to the Wien 1 suggestion for λ short. To see these assertions set u = λ then Planck’s formula is 4 u C1u C2 u e( T ) 1 − the factor u C2 u e( T ) 1 − is (according to freshman calculus) for λ long so u small

1 T = (1 + O(u)) C2 C T + O(u) 2 thus Planck’sformula for λ long is

C1T 1 4 (1 + O( )). C2λ λ Thus to fit the classical formula we need C 1 = 2kc. C2 If λ is small we have

C1 1 C1 C2 1 C1 C2 C2 = e− λT = e− λT (1 + O(e− λT )). 5 C2 5 C2 5 λ e λT 1 λ 1 e− λT λ − − Which is progressively closer to Wien’s suggestion when λ is progressively shorter. How do we give a good reason that Planck’s formula is physically reasonable? First we observe that if we set

2 C1 = C10 c and c C = C0 , 2 2 k

2 Then to agree with the classical formula at long wave lengths we need

C 10 = 2. C20

Thus if we set h = C20 we have Planck’sformula 2hc2 dλ 5 hc| | . λ e λkT 1 − and Wien’swave length at the maximum is hc λ = . 5kT This can be used to calculate h, Planck’s constant which is approximately 34 6 10− joules sec .Thus if the wave length is long then we can think of h as× essentially 0. If we do this and look at Planck’sformula it is

2c2 h 2c2 λkT 2ckT 5 hc = 5 (1 + O(h)) = 4 (1 + O(h)). λ e λkT 1 λ × c λ − Thus we have the first instance of the correspondence principle that if we can consider Planck’s constant is 0 then quantum formulas should be good approximations to classical ones.

2 Einstein’sexplanation of the photoelectric effect and de Broglie’sextension

Due to the of Maxwell’s theory of electricity and magnetism and the overwhelming evidence of wave phenomena in light and electromagnetic phenomena the prevailing idea was that light is propagated in waves. We all know that if we consider sound waves then the intensity of the waves (how painful it can be to the ears) is proportional to the amplitude of the wave. However, many researchers including Hertz found that if a plate that is negatively charged has light of very short wavelength (high frequency) shine on it then it will lose the charge. However, nothing happens if the wave length is suffi ciently long. The prevailing theory was that the loss of charge (and hence the current) was caused by the light waves adding energy to the

3 electrons which caused them to escape. This contradicted the idea that the amplitude of a wave should be the cause of its intensity. Einstein’ssolution to the problem was to take Planck’s“ansatz”seriously that is a photon is a particle with energy equal to hf Planck’sconstant times the frequency. He published his paper on the photoelectric effect in his great year of 1905. It was for this insight that he received the Nobel prize in physics in 1921. His theory, in fact, fit perfectly with the measurements and led to the actual beginning of quantum mechanics in the hands of de Broglie, Schrödinger, Heisenberg, etc. However, there is now a new problem what does it mean for a particle to have a wave length? de Broglie came up with a novel idea: every particle has both wave and particle behavior. de Broglie (in his thesis) considers a plane wave

ψ(t, x ) = exp i ωt −→k x −→ − − · −→    ω with ω = 2πf and −→k = c and −→k is the vector of that magnitude in the direction of the wave. Thus E = hf = ω with = h . Hence ~ ~ 2π

∂ i ψ(t, x ) = ωψ(t, x ) = Eψ(t, x ). ~∂t −→ ~ −→ −→ Now if −→p is the momentum vector that is m−→v (m the mass and the velocity −→v vector) then p 2 E = |−→| + V (x) 2m the first term is kinetic energy and the second is the potential energy. From the above we see that −→p ¯=~−→k and 2 2 −→p ∆ψ(t, −→x ) = −→k ψ(t, −→x ) = | | ψ(t, −→x ). − ~2

The upshot is that

∂ ~2 i~ ψ(t, x ) = ∆ + V ( x ) ψ(t, x ). ∂t −→ −2m −→ −→   Schrödinger to this equation as being the basis of the dynamics of the new quantum mechanics. In particular, it should be applicable to any quantum mechanical wave function. Before we go into this in more detail we should take a brief view of the symplectic formulation of classical mechanics.

4 3 Conservation of energy

Recall that Newton’sequations are given by d −→F = p . dt−→

C−→x The force −→F is usually given by a formula (e.g. −→F = 3 ) and so the −→x force law is a second order ordinary differential equation. If| the| force has a C potential, that is it is the gradient of a function (e.g. −→F = x 2 ) that is −∇ |−→| ∂V 3 −→F = V = ej (e1, e2, e3) the standard basis of R then Newton’s −∇ − j ∂xj equations become P ∂V d = pi ∂xi −dt along the flow. We then have that along the flow 2 d ∂V dxj d pj d pj V = = pj = . dt ∂x dt − dt m −dt 2m j j j P X X   This implies that the quantity p 2 E = |−→| + V ( x ) 2m −→ is constant along the solutions to Newton’sequation when the force has the potential V . This conserved quantity is called the energy. This leads to Hamilton’s version of Newton’s equations when there is a potential. We will phrase them in the language of Poisson brackets. If f, g 6 are functions on an open subset of R with coordinates p1, p2.p3, q1, q2, q3 then we set ∂f ∂g ∂f ∂g f, g = . ∂p ∂q ∂q ∂p { } j j j − j j X         Then writing H = E and qi = pi Newton’s equations become (the dot corresponds to derivitive in t)

q˙i = H, qi { } p˙i = H, pi . { } H is called the Hamiltonian. Exercise. Show that if f is a function of the p’s and the q’s then along the solutions to the ODE we have f˙ = H, f .This gives another proof that H˙ = 0. { }

5 4 Schrödinger’sequation

We saw above in the case when the force field has a potential Newton’s equations become f˙ = H, f { } for f a function of position and momentum. If we now write the quantum Hamiltonian as 2 H = ~ ∆ + V (q) −2m then the quantum analogue to the above equation is ∂ i φ = Hφ. ~∂t This is Schrödinger’sequation and H is called the time independent equation. More generally we can consider the operator H to be a densely defined symmetric operator on a Hilbert space . This means that H is defined for vectors v a dense subspace suchH that if v, w then Hv w = v Hw . It∈ is D generally ⊂ H assumed that H is self adjoint (or∈ D at leasth desired).| i h | i This means that the closure of H, H, is also symmetric and H = H . To define the terms.The domain of the closure of H is the subspace of consisting of the elements, v, such that H

λv(w) = v Hw h | i initially defined for w extends to a continuous linear functional on . This subspace will be denoted∈ D denoted and since it contains it is dense.H The Riesz representation theorem impliesD that there exists u D such that ∈ H if e λv(w) = u w h | i we define the closure of H, H by u = Hv.If H is self adjoint we will assume that it is equal to its closure. If H is self adjoint then there exists a function from the Borel sets of R to 2 the orthogonal projections on (P = P,P ∗ = P ). that has the properties H of a vector valued measure. That is, P (R) is the identity and if S T = ∩ ∅ then P (S)P (T ) = 0 and if Sj are Borel subsets that are mutually disjoint then P (Sj) = P ( Sj). ∪ X 6 This implies that if v, w then S P (S)v w is a complex Borel ∈ D 7−→ h | i measure. Denoted µv,w. The spectral theorem implies that this P can be chosen so that v Hw = λdµ (λ). h | i v,w ZR This is also written as H = λdP (λ) ZR Using the spectral theorem we can define

eitH = eitλdP (λ). ZR We therefore see that we can solve the Schrödinger equation ∂ i φ = Hφ ~∂t by setting i tH φ(t) = e− ~ φ(0).

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