§ 4.125 38 CFR Ch. I (7–1–10 Edition)
(Authority: 38 U.S.C. 1155) deficits or other impairments stem- [29 FR 6718, May 22, 1964, as amended at 40 ming from the same etiology (e.g., a FR 42540, Sept. 15, 1975; 41 FR 11302, Mar. 18, head injury) shall be evaluated sepa- 1976; 43 FR 45362, Oct. 2, 1978; 54 FR 4282, Jan. rately and combined with the evalua- 30, 1989; 54 FR 49755, Dec. 1, 1989; 55 FR 154, tion for delirium, dementia, or amnes- Jan. 3, 1990; 56 FR 51653, Oct. 15, 1991; 57 FR tic or other cognitive disorder (see 24364, June 9, 1992; 70 FR 75399, Dec. 20, 2005; § 4.25). 73 FR 54705, Sept. 23, 2008; 73 FR 69554, Nov. (d) When a single disability has been 19, 2008] diagnosed both as a physical condition MENTAL DISORDERS and as a mental disorder, the rating agency shall evaluate it using a diag- § 4.125 Diagnosis of mental disorders. nostic code which represents the domi- (a) If the diagnosis of a mental dis- nant (more disabling) aspect of the order does not conform to DSM-IV or is condition (see § 4.14). not supported by the findings on the (Authority: 38 U.S.C. 1155) examination report, the rating agency [61 FR 52700, Oct. 8, 1996] shall return the report to the examiner to substantiate the diagnosis. § 4.127 Mental retardation and person- (b) If the diagnosis of a mental dis- ality disorders. order is changed, the rating agency Mental retardation and personality shall determine whether the new diag- disorders are not diseases or injuries nosis represents progression of the for compensation purposes, and, except prior diagnosis, correction of an error as provided in § 3.310(a) of this chapter, in the prior diagnosis, or development disability resulting from them may not of a new and separate condition. If it is be service-connected. However, dis- not clear from the available records ability resulting from a mental dis- what the change of diagnosis rep- order that is superimposed upon men- resents, the rating agency shall return tal retardation or a personality dis- the report to the examiner for a deter- order may be service-connected. mination. (Authority: 38 U.S.C. 1155) (Authority: 38 U.S.C. 1155) [61 FR 52700, Oct. 8, 1996] [61 FR 52700, Oct. 8, 1996] § 4.128 Convalescence ratings fol- § 4.126 Evaluation of disability from lowing extended hospitalization. mental disorders. If a mental disorder has been as- (a) When evaluating a mental dis- signed a total evaluation due to a con- order, the rating agency shall consider tinuous period of hospitalization last- the frequency, severity, and duration ing six months or more, the rating of psychiatric symptoms, the length of agency shall continue the total evalua- remissions, and the veteran’s capacity tion indefinitely and schedule a man- for adjustment during periods of remis- datory examination six months after sion. The rating agency shall assign an the veteran is discharged or released to evaluation based on all the evidence of nonbed care. A change in evaluation record that bears on occupational and based on that or any subsequent exam- social impairment rather than solely ination shall be subject to the provi- on the examiner’s assessment of the sions of § 3.105(e) of this chapter. level of disability at the moment of the examination. (Authority: 38 U.S.C. 1155) (b) When evaluating the level of dis- [61 FR 52700, Oct. 8, 1996] ability from a mental disorder, the rat- ing agency will consider the extent of § 4.129 Mental disorders due to trau- social impairment, but shall not assign matic stress. an evaluation solely on the basis of so- When a mental disorder that develops cial impairment. in service as a result of a highly stress- (c) Delirium, dementia, and amnestic ful event is severe enough to bring and other cognitive disorders shall be about the veteran’s release from active evaluated under the general rating for- military service, the rating agency mula for mental disorders; neurologic shall assign an evaluation of not less
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than 50 percent and schedule an exam- upon the Diagnostic and Statistical ination within the six month period Manual of Mental Disorders, Fourth following the veteran’s discharge to de- Edition, of the American Psychiatric termine whether a change in evalua- Association (DSM-IV). Rating agencies tion is warranted. must be thoroughly familiar with this (Authority: 38 U.S.C. 1155) manual to properly implement the di- rectives in § 4.125 through § 4.129 and to [61 FR 52700, Oct. 8, 1996] apply the general rating formula for § 4.130 Schedule of ratings—mental mental disorders in § 4.130. The sched- disorders. ule for rating for mental disorders is The nomenclature employed in this set forth as follows: portion of the rating schedule is based
Rating
Schizophrenia and Other Psychotic Disorders
9201 Schizophrenia, disorganized type 9202 Schizophrenia, catatonic type 9203 Schizophrenia, paranoid type 9204 Schizophrenia, undifferentiated type 9205 Schizophrenia, residual type; other and unspecified types 9208 Delusional disorder 9210 Psychotic disorder, not otherwise specified (atypical psychosis) 9211 Schizoaffective disorder
Delirium, Dementia, and Amnestic and Other Cognitive Disorders
9300 Delirium 9301 Dementia due to infection (HIV infection, syphilis, or other systemic or intracranial infections) 9304 Dementia due to head trauma 9305 Vascular dementia 9310 Dementia of unknown etiology 9312 Dementia of the Alzheimer’s type 9326 Dementia due to other neurologic or general medical conditions (endocrine disorders, metabolic disorders, Pick’s disease, brain tumors, etc.) or that are substance-induced (drugs, alcohol, poisons) 9327 Organic mental disorder, other (including personality change due to a general medical condition)
Anxiety Disorders
9400 Generalized anxiety disorder 9403 Specific (simple) phobia; social phobia 9404 Obsessive compulsive disorder 9410 Other and unspecified neurosis 9411 Posttraumatic stress disorder 9412 Panic disorder and/or agoraphobia 9413 Anxiety disorder, not otherwise specified
Dissociative Disorders
9416 Dissociative amnesia; dissociative fugue; dissociative identity disorder (multiple personality disorder) 9417 Depersonalization disorder
Somatoform Disorders
9421 Somatization disorder 9422 Pain disorder 9423 Undifferentiated somatoform disorder 9424 Conversion disorder 9425 Hypochondriasis
Mood Disorders
9431 Cyclothymic disorder 9432 Bipolar disorder 9433 Dysthymic disorder 9434 Major depressive disorder 9435 Mood disorder, not otherwise specified
Chronic Adjustment Disorder
9440 Chronic adjustment disorder
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