IN the UNITED STATES BANKRUPTCY COURT for the WESTERN DISTRICT of KENTUCKY (Owensboro Division)

Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 1 of 55 Docket #251 Date Filed: 04/10/2020

IN THE UNITED STATES BANKRUPTCY COURT FOR THE WESTERN DISTRICT OF KENTUCKY (Owensboro Division)

In re: ) Chapter 11 ) Hartshorne Holdings, LLC, et al., ) Case No. 20-40133 ) Debtors.1 ) (Jointly Administered) GLOBAL NOTES AND STATEMENT OF LIMITATIONS, METHODS, AND DISCLAIMERS REGARDING DEBTORS’ SCHEDULES OF ASSETS AND LIABILITIES AND STATEMENTS OF FINANCIAL AFFAIRS

Hartshorne Holdings, LLC (“Hartshorne”) and its debtor affiliates, as debtors and debtors in possession in the above-captioned chapter 11 cases (collectively, the “Debtors”), with the assistance of their advisors, have filed their respective Schedules of Assets and Liabilities (the “Schedules”) and Statements of Financial Affairs (the “Statements,” and together with the Schedules the “Schedules and Statements”) with the United States Bankruptcy Court for the Western District of Kentucky (the “Bankruptcy Court”), pursuant to section 521 of title 11 of the United States Code, 11 U.S.C. §§ 101–1532 (the “Bankruptcy Code”), and Rule 1007 of the Federal Rules of Bankruptcy Procedure (the “Bankruptcy Rules”).

These Global Notes and Statement of Limitations, Methods, and Disclaimers Regarding Debtors’ Schedules of Assets and Liabilities and Statements of Financial Affairs (the “Global Notes”) pertain to, are incorporated by reference in, and comprise an integral part of all of the Schedules and Statements. The Global Notes should be referred to and reviewed in connection with any review of the Schedules and Statements.

The Schedules and Statements have been prepared by the Debtors’ management and are unaudited and subject to further review and potential revision. The Schedules and Statements do not purport to represent financial statements prepared in accordance with Generally Accepted Accounting Principles in the United States (“GAAP”), nor are they intended to be fully reconciled with the financial statements of each Debtor. In preparing the Schedules and Statements, the Debtors relied on financial data derived from their books and records as it was available at the time of preparation of the Schedules and Statements. The Debtors’ management and advisors have made reasonable efforts to ensure that they are as accurate and complete as possible under the circumstances based on information that was available to them at the time of preparation. However, subsequent information or discovery may result in material changes to the Schedules and Statements, and inadvertent errors or omissions may exist. Notwithstanding any such

1 The Debtors in these chapter 11 cases and the last four digits of each Debtor’s taxpayer identification number are as follows: Hartshorne Holdings, LLC (3948); Hartshorne Mining Group, LLC (0063); Hartshorne Mining, LLC (1941); and Hartshorne Land, LLC (5582). The Debtors’ headquarters are located at 373 Whobry Road, Rumsey, Kentucky 42371.

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discovery or new information, however, the Debtors may, but shall not be required to, update the Schedules and Statements, as appropriate.

The Debtors and their agents, attorneys, and financial advisors do not guarantee or warrant the accuracy or completeness of the data that is provided herein and shall not be liable for any loss or injury arising out of or caused in whole or in part by the acts, errors, or omissions, whether negligent or otherwise, in procuring, compiling, collecting, interpreting, reporting, communicating, or delivering the information contained herein. While commercially reasonable efforts have been made to provide accurate and complete information herein, inadvertent errors or omissions may exist. The Debtors and their agents, attorneys, and financial advisors expressly do not undertake any obligation to update, modify, revise, or re-categorize the information provided herein, or to notify any third party should the information be updated, modified, revised, or re- categorized. In no event shall the Debtors or their agents, attorneys, and financial advisors be liable to any third party for any direct, indirect, incidental, consequential, or special damages (including, but not limited to, damages arising from the disallowance of a potential claim against the Debtors or damages to business reputation, lost business or lost profits), whether foreseeable or not and however caused, even if the Debtors or their agents, attorneys, and financial advisors are advised of the possibility of such damages.

Mr. David Gay, the Debtors’ President, has signed each of the Schedules and Statements. Mr. Gay is an authorized signatory for each of the Debtors. In reviewing and signing the Schedules and Statements, Mr. Gay necessarily has relied upon the efforts, statements, and representations of various personnel employed by the Debtors and their advisors. Mr. Gay has not (and could not have) personally verified the accuracy of each statement and representation contained in the Schedules and Statements, including statements and representations concerning amounts owed to creditors, classification of such amounts, and creditor addresses.

GLOBAL NOTES AND OVERVIEW OF METHODOLOGY

1. Global Notes Control. In the event that the Schedules and Statements differ from the Global Notes, the Global Notes shall control.

2. Reservation of Rights. Reasonable efforts have been made to prepare and file complete and accurate Schedules and Statements; however, inadvertent errors or omissions may exist. The Debtors reserve all rights to (i) amend or supplement the Schedules and Statements from time to time, in all respects, as may be necessary or appropriate, including, without limitation, the right to amend the Schedules and Statements with respect to any and all claim descriptions, designations, or Debtor(s) against which the claim is asserted; (ii) dispute or otherwise assert offsets or defenses to any claim reflected in the Schedules and Statements as to amount, liability, priority, status, or classification; (iii) subsequently designate any claim as “disputed,” “contingent,” or “unliquidated;” or object to the extent, validity, enforceability, priority or avoidability of any claim. Any failure to designate a claim in the Schedules and Statements as “disputed,” “contingent,” or “unliquidated” does not constitute an admission by the Debtors that such claim or amount is not “disputed,” “contingent,” or “unliquidated.” Listing a claim does not constitute an admission of liability by the Debtor against which the claim is listed or against any of the Debtors. Furthermore, nothing contained in the Schedules and Statements shall constitute a waiver of rights with respect to the Debtors’ chapter 11 cases, including, without limitation, issues

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involving claims, substantive consolidation, defenses, equitable subordination, and/or causes of action arising under the provisions of chapter 5 of the Bankruptcy Code and any other relevant non-bankruptcy laws to recover assets or avoid transfers. Any specific reservation or rights contained elsewhere in the Global Notes does not limit in any respect the general reservation of rights contained in this paragraph. Notwithstanding the foregoing, the Debtors shall not be required to update the Schedules and Statements.

3. Description of Cases and “As Of” Information Date. Each of the Debtors filed a voluntary petition for relief under chapter 11 of the Bankruptcy Code with the Bankruptcy Court on February 20, 2020 (the “Petition Date”). The Debtors are operating their businesses and managing their properties as debtors in possession pursuant to sections 1107(a) and 1108 of the Bankruptcy Code. On February 21, 2020, the Bankruptcy Court entered the Order Granting Motion for Joint Administration of Chapter 11 Cases [Docket No. 36]. On March 10, 2020, the Office of the United States Trustee for Region 8 (the “U.S. Trustee”) appointed an official committee of unsecured creditors (the “Committee”) [Docket No. 116]. No request for the appointment of a trustee or examiner has been made in these chapter 11 cases. Notwithstanding the joint administration of the Debtors’ cases for procedural purposes, each Debtor has filed its own Schedules and Statements. The asset and liability information provided herein represents the asset data of the Debtors as of the close of business on February 20, 2020, except as otherwise noted.

4. Amendment. Although reasonable efforts were made to file complete and accurate Schedules and Statements, inadvertent errors or omissions may exist. Thus, the Debtors reserve all rights, but shall not be required to, amend or supplement their Schedules and Statements from time to time as may be necessary or appropriate.

5. Net Book Value of Assets. Unless otherwise indicated, the Debtors’ Schedules and Statements reflect net book values as of the Petition Date. The book values of certain assets may differ materially from their fair market values and/or the Debtors’ enterprise valuation, if any, that may be prepared in connection with the disclosure statement to the Debtors’ chapter 11 plan. For the avoidance of doubt, nothing contained in the Schedules and Statements is indicative of the Debtors’ enterprise value or what a third party might be willing to pay in connection with any asset disposition.

For financial reporting purposes, the Debtors prepare financial statements in accordance with International Financial Reporting Standards. Book values of assets may not reflect the current performance of the assets and differ materially from the actual value and/or performance of the underlying assets. Additionally, because the book values of assets may differ materially from fair market values, they are listed as undetermined or unknown amounts as of the Petition Date. Certain assets that have been fully depreciated or fully amortized or were expensed for financial reporting purposes, have no net book value and are, therefore, not included in the Schedules and Statements.

6. Estimates and Assumptions. The preparation of the Schedules and Statements required the Debtors to make certain estimates and assumptions that affected the reported amounts of assets and liabilities, the disclosures of contingent assets and liabilities, and the reported amounts of revenues and expenses. Actual results could differ materially from these estimates.

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7. Recharacterization. Notwithstanding the Debtors’ reasonable efforts to properly characterize, classify, categorize, or designate certain claims, assets, executory contracts, unexpired leases, and other items reported in the Schedules and Statements, the Debtors may nevertheless have improperly characterized, classified, categorized, designated, or omitted certain items due to the complexity and size of the Debtors’ businesses. Accordingly, the Debtors reserve all rights to recharacterize, reclassify, recategorize, and redesignate items reported in the Schedules and Statements at a later time as is necessary or appropriate as additional information becomes available, including, without limitation, whether contracts listed herein were executory as of the Petition Date or remain executory postpetition and whether leases listed herein were unexpired as of the Petition Date or remain unexpired postpetition.

8. Liabilities. The Debtors have sought to allocate liabilities between the prepetition and postpetition periods based on the information and research conducted in connection with the preparation of the Schedules and Statements. As additional information becomes available, the allocation of liabilities between the prepetition and postpetition periods may change. Accordingly, the Debtors reserve all of their rights to amend, supplement, or otherwise modify the Schedules and Statements as is necessary or appropriate.

The liabilities listed on the Schedules do not reflect a complete analysis of claims under section 503(b)(9) of the Bankruptcy Code. Accordingly, the Debtors reserve all of their rights to dispute or challenge the validity of any asserted claims under section 503(b)(9) of the Bankruptcy Code or the characterization of the structure of any such transaction or any document or instrument related to any creditor’s claim.

9. Excluded Assets and Liabilities. The Debtors have excluded certain categories of assets and liabilities from the Schedules and Statements, including, without limitation, goodwill, tax accruals, accrued salaries, employee benefit accruals, accrued accounts payable, and certain assets with a net book value of zero. The Debtors have also excluded certain unbilled receivables and allowances for doubtful accounts. In addition, certain immaterial assets and liabilities may have been excluded.

10. Insiders. Persons listed as “insiders” have been included for informational purposes only and including them in the Schedules and Statements shall not constitute an admission by the Debtors that those persons are insiders for purposes of section 101(31) of the Bankruptcy Code. Moreover, the Debtors do not take any position with respect to: (a) any insider’s influence over the control of the Debtors; (b) the management responsibilities or functions of any such insider; (c) the decision making or corporate authority of any such insider; or (d) whether the Debtors or any such insider could successfully argue that he or she is not an “insider” under applicable law or with respect to any theories of liability or for any other purpose.

11. Intellectual Property Rights. Exclusion of certain intellectual property shall not be construed as an admission that such intellectual property rights have been abandoned, terminated, assigned, expired by their terms, or otherwise transferred pursuant to a sale, acquisition, or other transaction.

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12. Umbrella or Master Agreements. Certain contracts and leases listed in the Schedules and Statements may be umbrella or master agreements that cover relationships with some or all of the Debtors. Where relevant, such agreements have been listed in the Schedules and Statements of the Debtor entity that signed the original umbrella or master agreement. Other Debtors, however, may be liable together with such Debtor on account of such agreements and the Debtors reserve all rights to amend the Schedules and Statements to reflect changes regarding the liability of the Debtors with respect to such agreements, if appropriate.

13. Executory Contracts. Although the Debtors have made reasonable efforts to attribute an executory contract to the rightful Debtor, in certain instances, the Debtors may have inadvertently failed to do so due to the complexity and size of the Debtors’ businesses. Accordingly, the Debtors reserve all rights with respect to the named parties of any and all executory contracts, including the right to amend Schedule G for any Debtor.

14. Guarantees and other Secondary Liability Claims. The Debtors have made reasonable efforts to locate and identify guarantees associated with their executory contracts, unexpired leases, secured financings, and other such agreements. Where guarantees have been identified, they have been included in the relevant Schedules E/F, G, and H for the affected Debtor. The Debtors may have inadvertently omitted guarantees embedded in their contractual agreements and may identify additional guarantees as they continue to review their books and records and contractual agreements. The Debtors reserve their rights, but are not required, to amend the Schedules and Statements if additional guarantees are identified.

15. Duplication. Certain of the Debtors’ assets, liabilities, and prepetition payments may properly be disclosed in multiple parts of the Statements and Schedules. To the extent these disclosures would be duplicative, the Debtors have determined to only list such assets, liabilities, and prepetition payments once.

16. Claims Description. Schedules D and E/F permit each of the Debtors to designate a claim as “disputed,” “contingent,” and/or “unliquidated.” Any failure to designate a claim on a given Debtor’s Schedules and Statements as “disputed,” “contingent,” or “unliquidated” does not constitute an admission by that Debtor that such amount is not “disputed,” “contingent,” or “unliquidated,” or that such claim is not subject to objection. The Debtors reserve all of their rights to dispute, or assert offsets or defenses to, any claim reflected on their respective Schedules and Statements on any grounds, including liability or classification. Additionally, the Debtors expressly reserve all of their rights to subsequently designate such claims as “disputed,” “contingent” or “unliquidated.” The Debtors reserve all rights to amend their Schedules and Statements as necessary and appropriate, including, but not limited to, with respect to claim description and designation.

17. Causes of Action. Despite their commercially reasonable efforts to identify all known assets, the Debtors may not have listed all of their causes of action or potential causes of action against third-parties as assets in the Schedules and Statements, including, without limitation, causes of actions arising under chapter 5 of the Bankruptcy Code and any other relevant non- bankruptcy laws to recover assets or avoid transfers. The Debtors reserve all of their rights with respect to any cause of action (including avoidance actions), controversy, right of setoff, cross claim, counterclaim, or recoupment and any claim on contracts or for breaches of duties imposed

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by law or in equity, demand, right, action, lien, indemnity, guaranty, suit, obligation, liability, damage, judgment, account, defense, power, privilege, license, and franchise of any kind or character whatsoever, known, unknown, fixed or contingent, matured or unmatured, suspected or unsuspected, liquidated or unliquidated, disputed or undisputed, secured or unsecured, assertable directly or derivatively, whether arising before, on, or after the Petition Date, in contract or in tort, in law or in equity, or pursuant to any other theory of law (collectively, “Causes of Action”) they may have, and neither these Global Notes nor the Schedules and Statements shall be deemed to be a waiver of any claims or Causes of Action or in any way prejudice or impair the assertion of such claims or Causes of Action.

18. Summary of Significant Reporting Policies. The following is a summary of significant reporting policies:

 Undetermined Amounts. The description of an amount as “unknown,” “TBD” or “undetermined” is not intended to reflect upon the materiality of such amount.  Totals. All totals that are included in the Schedules and Statements represent totals of known amounts. To the extent there are unknown or undetermined amounts, the actual total may be different than the listed total.

 Paid Claims. The Debtors were authorized to pay certain outstanding prepetition claims pursuant to various orders entered by the Bankruptcy Court. To the extent the Debtors paid any of the claims listed in the Schedules and Statements pursuant to any orders entered by the Bankruptcy Court, the Debtors reserve all of their rights to amend or supplement the Schedules and Statements or take other action as is necessary or appropriate to avoid over-payment of or duplicate payments for any such liabilities.

 Liens. Property and equipment listed in the Schedules and Statements are presented without consideration of any liens that may attach (or have attached) to such property and equipment.

19. Currency. Unless otherwise indicated, all amounts are reflected in U.S. dollars.

20. Intercompany Payables and Receivables. Intercompany payables and receivables between the Debtors are reported as of the Petition Date, and are set forth on Schedule E/F or Schedule A/B, Part 11, Questions 71 and 77, as applicable. As more fully described in the Debtors’ Motion for Authority to (A) Maintain Existing Bank Accounts and Continue Use of Cash Management System, (B) Continue Use of Existing Business Forms, and (C) Cause Its Banks to Execute a Uniform Depository Agreement or Otherwise Comply with Section 345(b) of the Bankruptcy Code [Docket No. 7] (the “Cash Management Motion”), the Debtors engage in a range of intercompany transactions in the ordinary course of business. Pursuant to the order granting the relief requested in the Cash Management Motion [Docket No. 50] (the “Cash Management Order”), the Bankruptcy Court granted the Debtors authority to continue intercompany transactions in the ordinary course of business. Thus, intercompany balances as of the Petition Date, as set forth in Schedule E/F or Schedule A/B, Part 11, Question 71 or 77 may not accurately reflect current positions.

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The listing by the Debtors of any account between a Debtor and another Debtor is a statement of what appears in a particular Debtor’s books and records and does not reflect any admission or conclusion of the Debtors regarding the allowance, classification, characterization, validity, or priority of such account. The Debtors take no position in the Schedules and Statements as to whether such accounts would be allowed as a claim, an interest, or not allowed at all. The Debtors reserve all rights with respect to such accounts.

21. Inventories, Property and Equipment. Inventories consist of materials and supplies as well as coal inventory. The Debtors perform regular cycle counts for materials and supplies. The materials and supplies inventories are recorded at cost. The Debtors perform a survey of the coal inventory on a monthly basis. The coal inventory is recorded at the lower of cost or market value. Coal inventory costs include labor, supplies, equipment, operating overhead, and transportation costs incurred prior to the transfer of title to customers. Property, plant and equipment are recorded at cost or at fair value at the date of acquisition in the case of acquired businesses. Property, plant and equipment are aggregated in the Debtors’ books and records and cannot be segregated into the categories required by the Schedules and Statements. All inventories, as well as the property and equipment, are presented without consideration of any statutory or consensual liens.

22. Coal Reserves. The Debtors have not analyzed the current market value of their owned or leased coal reserves and mineral rights. Therefore, the Debtors have not reported the value of coal reserves and mineral rights in Schedule A/B. Except where otherwise noted, the Debtors have reported the book value of all owned pieces of real property in Schedule A/B. Certain unexpired coal reserve leases of the Debtors as of the Petition Date, that may constitute executory contracts or unexpired leases within the meaning of section 365 of the Bankruptcy Code, are also included in Schedule G, and to the extent that there was a known amount outstanding under a coal reserve lease, such as royalties payable, as of the Petition Date, the amount owed to the lessor of the coal reserves has been listed on Schedule E/F.

23. Other Leases. The Debtors lease equipment and/or facilities under various capital and operating lease agreements. These equipment and/or facilities leases are reported on Schedule G, and to the extent that there was a known amount outstanding under any of these leases as of the Petition Date, the amount owed to the applicable lessor has been listed on Schedule E/F. Nothing in the Schedules and Statements is, or shall be construed to be, an admission as to the determination of the legal status of any lease (including whether any lease is a true lease, a financing arrangement or a real property interest), and the Debtors reserve all rights with respect to such issues.

24. Effect of “First Day” Orders. The Bankruptcy Court has authorized the Debtors to pay various outstanding prepetition claims including certain payments to employees, critical vendors, insurers, and taxing authorities. Where the Schedules and Statements list creditors and set forth the Debtors’ scheduled amount of such claims, such scheduled amounts reflect amounts owed as of the Petition Date. Certain claims may not have been adjusted for any postpetition payments made on account of such claims pursuant to the authority granted to the Debtors by the Bankruptcy Court. To the extent any further adjustments are necessary for any additional postpetition payments made on account of such claims, such adjustments have not been included in the Schedules and Statements unless otherwise noted on the applicable Schedule or Statement. Estimates of claims set forth in the Schedules and Statements may not reflect assertions by the

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Debtors’ creditors of a right to have such claims paid or reclassified under the Bankruptcy Code or orders of the Bankruptcy Court.

25. Setoffs. The Debtors periodically incur certain setoffs in the ordinary course of business. Setoffs in the ordinary course can result from various items including, but not limited to, intercompany transactions, pricing discrepancies, returns, warranties, refunds, negotiations and/or disputes between the Debtors and their customers regarding regulatory or governmental impositions costs incurred by the Debtors, and other disputes between the Debtors and their customers and/or suppliers. These normal setoffs are consistent with the ordinary course of business in the Debtors’ industry and can be particularly voluminous, making it unduly burdensome and costly for the Debtors to list such ordinary course setoffs. Therefore, although such setoffs and other similar rights may have been accounted for when scheduling certain amounts, these ordinary course setoffs are not independently accounted for and, as such, are or may be excluded from the Debtors’ Schedules and Statements.

26. Confidentiality. There are instances within the Schedules and Statements where names, addresses, or amounts have been suppressed due to the nature of an agreement between the Debtors and a third party, concerns of confidentiality, or concerns for the privacy of an individual. In such instances, the Debtors have deemed it appropriate and necessary to avoid listing such names, addresses, and amounts. For the avoidance of doubt, upon receipt of a written request from the U.S. Trustee or the Committee, the Debtors shall provide the U.S. Trustee and the Committee with such confidential information on a confidential basis.

SPECIFIC DISCLOSURES WITH RESPECT TO THE DEBTORS’ SCHEDULES

Schedules Summary. Except as otherwise noted, the asset and liability information provided herein represents the asset and liability information of the Debtors as of February 20, 2020.

For financial reporting purposes, the Debtors ordinarily prepare consolidated financial statements. Unlike the consolidated financial statements, the Schedules reflect the assets and liabilities of each Debtor on a nonconsolidated basis, except where otherwise indicated. Accordingly, the totals listed in the Schedules will likely differ, at times materially, from the consolidated financial reports prepared by the Debtors for financial reporting purposes or otherwise.

The Schedules do not purport to represent financial statements prepared in accordance with GAAP, nor are they intended to be fully reconciled with the financial statements of each Debtor. Additionally, the Schedules contain unaudited information that is subject to further review and potential adjustment and reflect the Debtors’ reasonable efforts to report the assets and liabilities of each Debtor on an unconsolidated basis. Moreover, given the uncertainty surrounding the collection and ownership of certain assets and the valuation and nature of certain liabilities, to the extent that a Debtor shows more assets than liabilities, this is not an admission that the Debtor was solvent as of the Petition Date or at any time before the Petition Date. Likewise, to the extent a Debtor shows more liabilities than assets, this is not an admission that the Debtor was insolvent as of the Petition Date or at any time before the Petition Date.

As part of their financial statement due diligence process, the Debtors, from time to time, analyze the book values of their assets to determine, with respect to any of their assets, whether all or part

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of the asset value should be impaired. Where book values of assets have been reduced to zero, such assets have not been included in the Schedules.

1. Schedule A/B, Parts 1 and 2 – Cash and Cash Equivalents; Deposits and Prepayments. Details with respect to the Debtors’ cash management system and bank accounts are provided in the Debtors’ Cash Management Motion and the Cash Management Order. Bank account balances listed are as of the Petition Date and may vary from book balances. Cash accounts are presented as current bank balances as of the Petition Date. The Debtors believe that these figures generally align with the book value of the cash accounts as of the close of business on February 20, 2020. Notwithstanding the foregoing, these figures may vary slightly. Assets recorded as negative net payables or other prepayments are representative of credits owed from customers or third parties, and where appropriate, have instead been shown on Schedule E/F. The Debtors’ coal leases require the payment of annual minimum advance royalties prior to the commencement of mining operations and the payment of earned royalties once mining operations commence. In most instances, the royalties paid in advance become recoupable against any earned royalties due under the coal leases on a lease-by-lease basis once the Debtors determine to move forward with mine development. The Debtors reserve all of their rights to recategorize and/or recharacterize such assets to the extent the Debtors determine that such holdings were improperly listed.

2. Schedule A/B, Part 3 – Accounts Receivable. Accounts receivable detail may include credit balances with customers, as maintained in the Debtors’ books and records. These also include certain accounting entries related to intercompany transactions, which may have offsetting liability balances. In addition, accounts receivable have not been reconciled with third parties, and amounts do not represent the amount expected to be collected or realized on these receivables.

3. Schedule A/B, Part 7 – Office Furniture, Fixtures, and Equipment; and Collectibles. Only one Debtor, Hartshorne Mining Group, LLC, has a de minimis amount of office furniture, fixtures, and equipment valued at less than $6,825 total, the threshold amount for including certain distributions under Part 2, Question 3 for Statements.

4. Schedule A/B, Part 9 – Real Property. For the Debtors that own real property, the value of such owned real estate is reported, except where otherwise noted, at book value. The Debtors may have listed certain assets as real property when such assets are in fact personal property, or the Debtors may have listed certain assets as personal property when such assets are in fact real property. Buildings and land improvements are listed on Schedule A/B, Part 9, independent of whether the real property to which the building or land improvement is connected is Debtor-owned property. As is customary in the coal mining industry, the Debtors have undertaken mine development activities to gain access to mineral reserves. Mine development precede production stages and typically include excavation, the construction of slopes and shafts, and other preparation activities for the mine. The Debtors have not reported mine development costs on Schedule A/B and take no position as to whether mine development should be considered real property for the purposes of Schedule A/B. The Debtors reserve all of their rights to recategorize and/or recharacterize such assets holdings to the extent the Debtors determine that such holdings were improperly listed.

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5. Schedule A/B, Part 10 – Intangibles and Intellectual Property. The Debtors may have acquired certain intangibles and/or intellectual property that are unknown to the Debtors and not quantifiable as of the Petition Date. Any such unknown and unquantifiable property is not listed on Schedule A/B, Part 10. The Debtors reserve all of their rights to recategorize and/or recharacterize such property to the extent the Debtors determine that they were improperly listed.

6. Schedule A/B, Part 11 – All Other Assets. Dollar amounts are presented net of impairments and other adjustments.

The Debtors list all of their insurance policies for each Debtor, irrespective of whether each Debtor is specifically named in any given policy.

The listing by the Debtors of any account between a Debtor and another Debtor is a statement of what appears in the books and records of a particular Debtor and does not reflect any admission or conclusion of the Debtors regarding the allowance, classification, characterization, validity, or priority of such account. The Debtors take no position in the Schedules and Statements as to whether such accounts would be allowed as a claim, an interest, or not allowed at all. The Debtors and all parties in interest reserve all rights with respect to such accounts.

Additionally, certain of the Debtors may have trusts, equitable or future interests in property, as well as interest in any other property. Because such interests are unknown to the Debtors and not quantifiable as of the Petition Date, they are not listed on Schedule A/B, Part 11.

Furthermore, certain Debtors may have accumulated significant net operating losses (“NOLs”) for United States federal and state income tax purposes. No values for NOLs are shown on Schedule A/B.

Lastly, in the ordinary course of their businesses, the Debtors may have accrued, or may subsequently accrue, certain rights to counter-claims, cross-claims, setoffs, credits, rebates, or refunds with their customers and suppliers, or potential warranty claims against their suppliers.

7. Schedule D – Creditors Who Have Claims Secured by Property. Except as otherwise agreed pursuant to a stipulation, agreed order, or general order entered by the Bankruptcy Court, the Debtors reserve their right to dispute or challenge the validity, perfection, or immunity from avoidance of any lien purported to be granted or perfected in any specific asset to a secured creditor listed on Schedule D of any Debtor. Moreover, although the Debtors may have scheduled claims of various creditors as secured claims, the Debtors reserve their rights to dispute or challenge the secured nature of any such creditor’s claim or the characterization of the structure of any such transaction or any document or instrument (including any intercompany agreement) related to such creditor’s claim. In certain circumstances, a Debtor may be a co-obligor or guarantor with respect to the scheduled claims of other Debtors, and no claim set forth on Schedule D of any Debtor is intended to acknowledge claims of creditors that are otherwise satisfied or discharged by other entities. The descriptions provided on Schedule D are intended only as a summary. Reference to the applicable loan agreements and related documents is necessary for a complete description of the collateral and the nature, extent and priority of any liens. Nothing in Schedule D and/or the Global Notes shall be deemed a modification or interpretation of the terms of such agreements.

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Except as specifically stated herein, real property lessors, utility companies and other parties that may hold security deposits have not been listed on Schedule D. The Debtors reserve all of their rights, claims and causes of action with respect to claims associated with any contracts and agreements listed on Schedule D or Schedule G, including the right to dispute or challenge the characterization or the structure of any transaction, document or instrument (including any intercompany agreement) related to a creditor’s claim. Nothing herein shall be construed as an admission by the Debtors of the legal rights of the claimant or a waiver of the Debtors’ right to recharacterize or reclassify such claim or contract.

Although there are multiple parties that may hold a portion of the debt included in the secured facilities, only the administrative agents have been listed for purposes of Schedule D.

8. Schedule E/F, Part 1 – Creditors With Priority Unsecured Claims.

Under the Final Order Authorizing Payment of Certain Prepetition and Postpetition Taxes and Directing All Banks to Honor Checks for Payment of Taxes [Docket No. 171] (the “Taxes Order”), the Bankruptcy Court granted the Debtors authority to pay the prepetition claims of regulatory authorities on account of taxes and fees. The amounts accrued and payable on account of such claims may not be reflected on Schedule E/F.

Under the Final Order Authorizing Debtors to Pay Certain Prepetition Claims of Critical Vendors [Docket No. 180] (the “Vendors Order”), the Bankruptcy Court granted the Debtors authority to pay the prepetition claims of certain trade claimants. To the extent the claim of a trade claimant may be paid under the Vendor Order, but remains outstanding at the time of the filing of the Schedules, such claim may be listed in the Schedules as a contingent claim.

Pursuant to the Final Order Authorizing (I) Payment of Pre Petition Employee Wages, Salaries, and Other Compensation; (II) Reimbursement of Prepetition Employee Business Expenses; (III) Payment of Prepetition Tax and Other Withholdings to Third Parties; (IV) Contributions to Prepetition Employee Health and Other Benefit Programs and Continuation of Such Programs; (V) Payment of Workers’ Compensation Obligations and Other Insurance Premiums; (B) Authorizing Banks to Honor and Process Check and Electronic Transfer Requests Related Thereto; and (C) Granting Related Relief [Docket No. 49] (the “Wages Order”), the Bankruptcy Court granted the Debtors authority to pay or honor certain prepetition obligations for employee wages, salaries, and other compensation, reimbursable employee expenses, and employee medical and similar benefits. The Debtors have not listed on Schedule E/F any wage or wage-related obligations for which the Debtors have been granted authority to pay pursuant to any order that has been entered by the Bankruptcy Court. The Debtors believe that all such claims have been, or will be, satisfied in the ordinary course during their chapter 11 cases pursuant to the authority granted in the Wages Order.

The listing of a claim on Schedule E/F, Part 1, does not constitute an admission by the Debtors that such claim or any portion thereof is entitled to priority status.

9. Schedule E/F, Part 2 – Creditors With Non-Priority Unsecured Claims. The listing by the Debtors of any account between a Debtor and another Debtor is a statement of what appears in the books and records of a particular Debtor and does not reflect any admission or

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conclusion of the Debtors regarding the allowance, classification, characterization, validity, or priority of such account. The Debtors take no position in the Schedules and Statements as to whether such accounts would be allowed as a claim, an interest, or not allowed at all. The Debtors reserve all their rights with respect to such accounts.

The Debtors have made reasonable efforts to report all general unsecured claims against the Debtors on Schedule E/F, Part 2 based upon the Debtors’ existing books and records. The claims of individual creditors for, among other things, products, goods, or services are listed as either the lower of the amounts invoiced by the creditor or the amounts entered on the Debtors’ books and records, and may not reflect credits or allowances due from such creditors to the Debtors. The Debtors reserve all rights with respect to any such credits and allowances including the right to assert claims objections and/or setoffs. The claims listed on Schedule E/F, Part 2, arose or were incurred on various dates. In certain instances, the date on which a claim arose is an open issue of fact. While commercially reasonable efforts have been made, determining the date upon which each claim in Schedule E/F was incurred or arose would be unduly burdensome and cost prohibitive and, therefore, the Debtors do not list a date for every claim listed on Schedule E/F.

Schedule E/F, Part 2, may reflect certain prepetition amounts owing to counterparties to executory contracts and unexpired leases. Such prepetition amounts, however, may be paid in connection with the assumption or assumption and assignment of an executory contract or unexpired lease. In addition, Schedule E/F, Part 2, does not include claims that may arise in connection with the rejection of any executory contracts and unexpired leases, if any, that may be or have been rejected.

Schedule E/F, Part 2, does not include certain deferred charges, deferred liabilities, accruals, or general reserves. Such amounts are general estimates of liabilities and do not represent specific claims as of the Petition Date. Further reconciliation is required. The Debtors reserve all of their rights to recategorize and/or recharacterize such assets to the extent the Debtors determine that such holdings were improperly listed.

10. Schedule G – Executory Contracts and Unexpired Leases. The business of the Debtors is complex. Although the Debtors’ existing books, records, financial systems, and contracts management systems have been relied upon to identify and schedule executory contracts for each of the Debtors and reasonable efforts have been made to ensure the accuracy of Schedule G, inadvertent errors, omissions, or overinclusion may have occurred. The Debtors reserve all of their rights to dispute the validity, status or enforceability of any contracts, agreements, or leases set forth on Schedule G and to amend or supplement such Schedule, as necessary. The contracts, agreements, and leases listed on Schedule G may have expired or may have been modified, amended, or supplemented from time to time by various amendments, restatements, waivers, estoppels, certificates, letters, memoranda and other documents, instruments and agreements that may not be listed on Schedule G, despite the Debtors’ use of reasonable efforts to identify such documents. In some cases, the same supplier or provider appears multiple times on Schedule G. This multiple listing is intended to reflect distinct agreements between the applicable Debtor and such supplier or provider. Certain of the real property leases listed on Schedule G may contain renewal options, guarantees of payments, options to purchase, rights of first refusal, rights to lease additional space and other miscellaneous rights. Such rights, powers, duties and obligations are not separately set forth on Schedule G. Certain of the agreements listed on Schedule G may be in the nature of conditional sales agreements or secured financings. The presence of a contract or

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agreement on Schedule G does not constitute an admission that such contract or agreement is an executory contract or unexpired lease.

The Debtors have included only contracts and agreements to which a Debtor is a party. Schedule G does not include contracts or agreements in which payments to third parties were made on any of the Debtors’ behalf for administrative convenience or as a result of the Debtors’ cash management system. The Debtors have included certain interests in real property such as easements, rights of way, and other similar interests on Schedule G. The listing of such real property interests on Schedule G as “executory” does not constitute an admission by a Debtor that any such contract is executory. The Debtors reserve all rights to recategorize and/or recharacterize their interests in such real property at a later date, as necessary. The Debtors are continuing their review of all relevant documents and expressly reserve their rights to amend all Schedules at a later time as necessary and/or to challenge the classification of any agreement as an executory contract or unexpired lease in any appropriate filing. The Debtors further reserve all of their rights, claims, and causes of action with respect to the contracts and agreements listed on Schedule G, including the right to dispute or challenge the characterization or the structure of any transaction, document, or instrument (including any intercompany agreement) related to a creditor’s claim.

In addition, the Debtors may have entered into various other types of agreements in the ordinary course of business, such as subordination, nondisturbance and attornment agreements, supplemental agreements, amendments/letter agreements, title agreements, and confidentiality agreements. Such documents may not be set forth on Schedule G. Certain of the contracts, agreements and leases listed on Schedule G may have been entered into by more than one of the Debtors. Further, the specific Debtor obligor to certain of the executory contracts could not be specifically ascertained in every circumstance. In such cases, the Debtors made their best efforts to determine the correct Debtors’ Schedule G on which to list such executory contract or unexpired lease. Certain of the executory contracts may not have been memorialized and could be subject to dispute. Each unexpired lease listed in Schedule G may include one or more ancillary documents, including but not limited to any underlying assignment and assumption agreements, amendments, supplements, full and partial assignments, renewals and partial releases. Executory contracts that are oral in nature, if any, have not been included on Schedule G. Schedule G does not constitute an admission that any such contract or agreement is an executory contract or unexpired lease. The Debtors reserve all of their rights, claims and causes of action with respect to the contracts and agreements listed on Schedule G, including the right to dispute or challenge the characterization or the structure of any transaction, document or instrument.

11. Schedule H – Co-Debtors. Schedule H reflects guarantees, if any, by various Debtors of obligations of related affiliates. The Debtors may not have identified certain guarantees that are embedded in the Debtors’ executory contracts, unexpired leases, secured financings, debt instruments and other such agreements. Certain of the guarantees reflected on Schedule H, if any, may have expired or no longer be enforceable. Thus, the Debtors reserve their rights to amend Schedule H to the extent that additional guarantees are identified or such guarantees are discovered to have expired or are unenforceable, or to contest the validity or enforceability of the guarantees in another filing.

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SPECIFIC DISCLOSURES WITH RESPECT TO THE DEBTORS’ STATEMENTS

1. Statements, Part 1, Question 1 – Gross Revenue From Business. The amount shown for year to date 2020 includes revenue from business for the period of January 1, 2020 to February 20, 2020. Certain amounts from 2020 are still being reconciled.

2. Statements, Part 2, Question 3 – Certain Payments or Transfers of Property Made Within 90 Days. Disbursements made on account of multiple invoices may be reflected as a single payment. In addition, certain disbursements in Question 3, including, but not limited to, disbursements made on account of legal services, may have provided a benefit to an insider of the Debtors.

All disbursements listed in Question 3 are made through the Debtors’ cash management system, more fully described in the Cash Management Motion. Dates listed in Question 3 reflect the dates upon which each Debtor transferred funds to the relevant payee or disbursing agent. Certain disbursements may be excluded from Question 3, including regular payroll, expense reimbursements to employees, payroll funding, payments to benefit providers, payments on behalf of non-affiliate companies, disbursement to retained professionals (reported elsewhere), and certain de minimis distributions (i.e., distributions of less than $6,825 within 90 days before the petition date).

3. Statements, Part 2, Question 4 – Payments and Transfers to Insiders. Individual payments to Debtor affiliates are not reflected in Question 4 due to their complexity and voluminous nature. The Debtors have reported intercompany positions in Question 4 as of the Petition Date, while intercompany payables and receivables can be found on Schedule E/F and Schedule A/B. As described more fully in the Cash Management Motion, the Debtors transfer funds between Debtors in the ordinary course of business.

4. Statements, Part 2, Question 5 – Repossessions, Foreclosures and Returns. After review of internal documents, the Debtors were not aware of any repossessions, foreclosures, and returns.

5. Statements, Part 6, Question 13 - Property Transferred Outside Ordinary Course of Business within 2 years Preceding Commencement of these Cases. The Debtors make property transfers on a regular basis within the ordinary course of business but, after reasonable review, have not been made aware of any property transfers outside of the ordinary course over the 2 years preceding the commencement of these cases.

6. Statements, Part 11, Question 21 – Property Held for Another. The Debtors are not in the business of holding property owned by another for the purpose of consignment. The Debtors do have certain equipment on their properties that belongs to other parties, including related parties, some of which are under formal lease agreements and some that are not. This is a normal course of business activity for the Debtors.

7. Statements, Part 12, Question 22: Judicial or Administrative Proceedings Under Environmental Law. The Debtors have undertaken reasonable efforts to provide all information available related to this question; however, given the nature of the coal industry, there may be additional proceedings under environmental law.

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8. Statements, Part 12, Question 23: Governmental Notice of Violation of an Environmental Law. The Debtors have undertaken reasonable efforts to provide all information available related to this question; however, given the nature of the coal industry, there may be additional notices under environmental law.

9. Statements, Part 12, Question 24: Notice to a Governmental Unit of Release of Hazardous Material. The Debtors reserve the right to supplement their response to this question as additional information becomes available.

10. Statement, Part 13, Question 25 – Other Businesses in Which the Debtors had or Have had an Interest. The Debtors have undertaken reasonable efforts to provide all information available related to this question; however, the Debtors reserve the right to supplement their response to this question as additional information becomes available.

11. Statements, Part 13, Question 27 – Inventories. Responses to Question 27 are limited to supplies inventory and exclude periodic coal inventories, shop inventories, and other de minimis inventories.

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Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 16 of 55 Fill in this information to identify the case:

Debtor name: Hartshorne Mining, LLC

United States Bankruptcy Court for the: Western District of Kentucky Check if this is an Case number: 20-40135 amended ling

Ocial Form 206Sum Summary of Assets and Liabilities for Non-Individuals

1. Schedule A/B: Assets - Real and Personal Property (Ocial Form 206A/B) 1a. Real property: $0.00 Copy line 88 from Schedule A/B 1b. Total personal property: $57,396,172.36 Copy line 91A from Schedule A/B 1c. Total of all property: $57,396,172.36 Copy line 92 from Schedule A/B

2. Schedule D: Creditors Who Have Claims Secured by Property (Ocial Form 206D) $64,608,093.62 Copy the total dollar amount listed in Column A, Amount of claim, from line 3 of Schedule D

3. Schedule E/F: Creditors Who Have Unsecured Claims (Ocial Form 206E/F) 3a. Total claim amounts of priority unsecured claims: $0.00 Copy the total claims from Part 1 from line 5a of Schedule E/F 3b. Total amount of claims of nonpriority amount of unsecured claims: $82,557,104.50 Copy the total of the amount of claims from Part 2 from line 5b of Schedule E/F

4. Total Liabilities $147,165,198.12 Lines 2 + 3a + 3b Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 17 of 55 Fill in this information to identify the case:

Debtor name: Hartshorne Mining, LLC

United States Bankruptcy Court for the: Western District of Kentucky Check if this is an Case number: 20-40135 amended ling

Ocial Form 206A/B Schedule A/B: Assets — Real and Personal Property 12/15

Disclose all property, real and personal, which the debtor owns or in which the debtor has any other legal, equitable, or future interest. Include all property in which the debtor holds rights and powers exercisable for the debtor's own benet. Also include assets and properties which have no book value, such as fully depreciated assets or assets that were not capitalized. In Schedule A/B, list any executory contracts or unexpired leases. Also list them on Schedule G: Executory Contracts and Unexpired Leases (Ocial Form 206G). Be as complete and accurate as possible. If more space is needed, attach a separate sheet to this form. At the top of any pages added, write the debtor’s name and case number (if known). Also identify the form and line number to which the additional information applies. If an additional sheet is attached, include the amounts from the attachment in the total for the pertinent part. For Part 1 through Part 11, list each asset under the appropriate category or attach separate supporting schedules, such as a xed asset schedule or depreciation schedule, that gives the details for each asset in a particular category. List each asset only once. In valuing the debtor’s interest, do not deduct the value of secured claims. See the instructions to understand the terms used in this form.

Part 1: Cash and Cash Equivalents

1. Does the debtor have any cash or cash equivalents?

No. Go to Part 2.

Yes. Fill in the information below.

All cash or cash equivalents owned or controlled by the debtor Current value of debtor’s interest

2. Cash on hand

2.1 $0.00

3. Checking, savings, money market, or nancial brokerage accounts (Identify all) Name of institution (bank or brokerage rm) Type of account Last 4 digits of account #

3.1 Old National Bank Checking 5209 $251,643.60

3.2 Texas Capital Bank Checking 8002 $364,302.19

4. Other cash equivalents (Identify all) 4.1 $0.00

5. Total of Part 1 Add lines 2 through 4 (including amounts on any additional sheets). Copy the total to line 80. $615,945.79

Part 2: Deposits and prepayments

6. Does the debtor have any deposits or prepayments?

No. Go to Part 3.

Yes. Fill in the information below. Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 18 of 55 Current value of debtor’s interest 7. Deposits, including security deposits and utility deposits Description, including name of holder of deposit

7.1 ONB Letter of Credit - Kenergy $36,797.00

7.2 ONB Letter of Credit - Big Rivers/Kenergy $88,000.00

7.3 Utility Deposits - Sacramento Waterworks Kenergy $1,030.00

7.4 Utility Deposits - Sacramento Waterworks $55.00

8. Prepayments, including prepayments on executory contracts, leases, insurance, taxes, and rent Description, including name of holder of prepayment

8.1 $0.00

9. Total of Part 2 Add lines 7 through 8. Copy the total to line 81. $125,882.00

Part 3: Accounts receivable

10. Does the debtor have any accounts receivable?

No. Go to Part 4.

Yes. Fill in the information below.

Current value of debtor’s interest 11. Accounts receivable 11a. 90 days old or $ — $ = ......  less: face amount doubtful or uncollectible accounts

11b. Over 90 days old: $ — $ = ...... 

face amount doubtful or uncollectible accounts

12. Total of Part 3 Current value on lines 11a + 11b = line 12. Copy the total to line 82. $0.00

Part 4: Investments

13. Does the debtor own any investments?

No. Go to Part 5.

Yes. Fill in the information below.

Valuation method used for current Current value of debtor’s interest value 14. Mutual funds or publicly traded stocks not included in Part 1 Name of fund or stock:

14.1 $0.00 Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 19 of 15. Non-publicly traded stock and interests in incorporated and unincorporated businesses, 55 including any interest in an LLC, partnership, or joint venture Name of entity: % of ownership:

15.1 $0.00

16. Government bonds, corporate bonds, and other negotiable and non-negotiable instruments not included in Part 1 Describe:

16.1 $0.00

17. Total of Part 4 Add lines 14 through 16. Copy the total to line 83. $0.00

Part 5: Inventory, excluding agriculture assets

18. Does the debtor own any inventory (excluding agriculture assets)?

No. Go to Part 6.

Yes. Fill in the information below.

General description Date of Net book value of Valuation method used Current value of debtor’s interest the last debtor's interest for current value physical (Where available) inventory 19. Raw materials 19.1 $ $0.00

20. Work in progress

20.1 Unprocessed Coal Feb 2020 $73,239.00 Market Value $73,239.00

21. Finished goods, including goods held for resale 21.1 Clean Inventory Feb 2020 $221,153.00 Market Value $221,153.00

21.2 Dock Inventory Feb 2020 $295,555.00 Market Value $295,555.00

22. Other inventory or supplies 22.1 See Attached Schedule AB22 Exhibit $904,915.32 Net Book Value $904,915.32

23. Total of Part 5 Add lines 19 through 22. Copy the total to line 84. $1,494,862.32

24. Is any of the property listed in Part 5 perishable?

Yes

25. Has any of the property listed in Part 5 been purchased within 20 days before the bankruptcy was led?

No Book value Undetermined Valuation method Net Book Value Current value Undetermined Yes Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 20 of 26. Has any of the property listed in Part 5 been appraised by a professional within the55 last year? No

Yes

Part 6: Farming and shing-related assets (other than titled motor vehicles and land)

27. Does the debtor own or lease any farming and shing-related assets (other than titled motor vehicles and land)?

No. Go to Part 7.

Yes. Fill in the information below.

General description Net book value of Valuation method used Current value of debtor’s interest debtor's interest for current value (Where available) 28. Crops—either planted or harvested 28.1 $ $0.00

29. Farm animals Examples: Livestock, poultry, farm-raised sh 29.1 $ $0.00

30. Farm machinery and equipment (Other than titled motor vehicles) 30.1 $ $0.00

31. Farm and shing supplies, chemicals, and feed 31.1 $ $0.00

32. Other farming and shing-related property not already listed in Part 6 32.1 $ $0.00

33. Total of Part 6 Add lines 28 through 32. Copy the total to line 85. $0.00

34. Is the debtor a member of an agricultural cooperative?

Yes. Is any of the debtor’s property stored at the cooperative?

Yes

35. Has any of the property listed in Part 6 been purchased within 20 days before the bankruptcy was led?

No Book value $ Valuation method Current value $ Yes

36. Is a depreciation schedule available for any of the property listed in Part 6?

Yes Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 21 of 37. Has any of the property listed in Part 6 been appraised by a professional within the55 last year? No

Yes

Part 7: Oce furniture, xtures, and equipment; and collectibles

38. Does the debtor own or lease any oce furniture, xtures, equipment, or collectibles?

No. Go to Part 8.

Yes. Fill in the information below.

General description Net book value of Valuation method used Current value of debtor’s interest debtor's interest for current value (Where available) 39. Oce furniture 39.1 $ $0.00

40. Oce xtures 40.1 $ $0.00

41. Oce equipment, including all computer equipment and communication systems equipment and software 41.1 $ $0.00

42. Collectibles Examples: Antiques and gurines; paintings, prints, or other artwork; books, pictures, or other art objects; china and crystal; stamp, coin, or baseball card collections; other collections, memorabilia, or collectibles 42.1 $ $0.00

43. Total of Part 7 Add lines 39 through 42. Copy the total to line 86. $0.00

44. Is a depreciation schedule available for any of the property listed in Part 7?

Yes

45. Has any of the property listed in Part 7 been appraised by a professional within the last year?

Yes

Part 8: Machinery, equipment, and vehicles

46. Does the debtor own or lease any machinery, equipment, or vehicles?

No. Go to Part 9.

Yes. Fill in the information below.

General description Net book value of Valuation method used Current value of debtor’s interest Include year, make, model, and identication numbers (i.e., VIN, debtor's interest for current value HIN, or N-number) (Where available) Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 22 of 47. Automobiles, vans, trucks, motorcycles, trailers, and titled farm vehicles 55

47.1 $ $0.00

48. Watercraft, trailers, motors, and related accessories Examples: Boats, trailers, motors, oating homes, personal watercraft, and shing vessels 48.1 $ $0.00

49. Aircraft and accessories 49.1 $ $0.00

50. Other machinery, xtures, and equipment (excluding farm machinery and equipment) 50.1 $55,159,482.25 Net Book Value $55,159,482.25 See Attached Schedule AB 50 Exhibit

51. Total of Part 8. Add lines 47 through 50. Copy the total to line 87. $55,159,482.25

52. Is a depreciation schedule available for any of the property listed in Part 8?

Yes

53. Has any of the property listed in Part 8 been appraised by a professional within the last year?

Yes

Part 9: Real Property

54. Does the debtor own or lease any real property?

No. Go to Part 10.

Yes. Fill in the information below.

55. Any building, other improved real estate, or land which the debtor owns or in which the debtor has an interest Description and location of property Nature and extent of Net book value of Valuation method used Current value of Include street address or other description such as debtor’s interest in debtor's interest for current value debtor’s interest Assessor Parcel Number (APN), and type of property property (Where available) (for example, acreage, factory, warehouse, apartment or oce building), if available.

55.1 $ $0.00

56. Total of Part 9. Add the current value on lines 55.1 through 55.6 and entries from any additional sheets. Copy the total to line 88. $0.00

57. Is a depreciation schedule available for any of the property listed in Part 9?

Yes Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 23 of 58. Has any of the property listed in Part 9 been appraised by a professional within the55 last year? No

Yes

Part 10: Intangibles and intellectual property

59. Does the debtor have any interests in intangibles or intellectual property?

No. Go to Part 11.

Yes. Fill in the information below.

General description Net book value of Valuation method used Current value of debtor’s interest debtor's interest for current value (Where available) 60. Patents, copyrights, trademarks, and trade secrets 60.1 $ $0.00

61. Internet domain names and websites 61.1 $ $0.00

62. Licenses, franchises, and royalties 62.1 $ $0.00

63. Customer lists, mailing lists, or other compilations 63.1 $ $0.00

64. Other intangibles, or intellectual property 64.1 $ $0.00

65. Goodwill 65.1 $ $0.00

66. Total of Part 10. Add lines 60 through 65. Copy the total to line 89. $0.00

67. Do your lists or records include personally identiable information of customers (as dened in 11 U.S.C. §§ 101(41A) and 107)?

Yes

68. Is there an amortization or other similar schedule available for any of the property listed in Part 10?

Yes

69. Has any of the property listed in Part 10 been appraised by a professional within the last year?

Yes Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 24 of Part 11: All other assets 55

70. Does the debtor own any other assets that have not yet been reported on this form? Include all interests in executory contracts and unexpired leases not previously reported on this form.

No. Go to Part 12.

Yes. Fill in the information below.

Current value of debtor’s interest 71. Notes receivable Description (include name of obligor) 71.1 $ $ =  $0.00 - total face amount doubtful or uncollectible amount

72. Tax refunds and unused net operating losses (NOLs) Description (for example, federal, state, local)

72.1 Tax year $0.00

73. Interests in insurance policies or annuities

73.1 Aspen Insurance UK - Property Damage & Business Interruption Undetermined

73.2 Great Midwest Insurance - Automobile Insurance Undetermined

73.3 Imperium Insurance Company - Commercial General Liability Undetermined

73.4 Imperium Insurance Company - Commercial General Liability Excess Liability Undetermined

73.5 Liberty Mutual Insurance Europe SE (50%) Aon Underwriting Managers (16%) The Everest Undetermined Syndicate (34%) - Directors & Ocers

73.6 Lloyds - Mine Property and Commercial Inland Marine Undetermined

73.7 Travelers Casualty and Surety Company of America - ERISA Fidelity Coverage Undetermined

74. Causes of action against third parties (whether or not a lawsuit has been led) 74.1 None $0.00

Nature of Claim

Amount requested $

75. Other contingent and unliquidated claims or causes of action of every nature, including counterclaims of the debtor and rights to set off claims 75.1 None $0.00

Nature of Claim

Amount requested $

76. Trusts, equitable or future interests in property 76.1 None $0.00 Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 25 of 77. Other property of any kind not already listed Examples: Season tickets, country club 55 membership 77.1 None $0.00

78. Total of Part 11. Add lines 71 through 77. Copy the total to line 90. Undetermined

79. Has any of the property listed in Part 11 been appraised by a professional within the last year?

Yes Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 26 of 55 Part 12: Summary

In Part 12 copy all of the totals from the earlier parts of the form.

Type of property Current value of Current value of real personal property property

80. Cash, cash equivalents, and nancial assets. Copy line 5, Part 1. $615,945.79

81. Deposits and prepayments. Copy line 9, Part 2. $125,882.00

82. Accounts receivable. Copy line 12, Part 3. $0.00

83. Investments. Copy line 17, Part 4. $0.00

84. Inventory. Copy line 23, Part 5. $1,494,862.32

85. Farming and shing-related assets. Copy line 33, Part 6. $0.00

86. Oce furniture, xtures, and equipment; and collectibles. Copy $0.00 line 43, Part 7.

87. Machinery, equipment, and vehicles. Copy line 51, Part 8. $55,159,482.25

88. Real property. Copy line 56, Part 9.  $0.00

89. Intangibles and intellectual property.. Copy line 66, Part 10. $0.00

90. All other assets. Copy line 78, Part 11. Undetermined

91. Total. Add lines 80 through 90 for each column 91a. 91b. $57,396,172.36 $0.00

92. Total of all property on Schedule A/B. Lines 91a + 91b = 92. $57,396,172.36 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 27 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value 22.1 250 PPM CO Bottle 2/20/2020 $214.00 Net Book Value $214.00 22.2 Accumulator 1QT Bladder 2/20/2020 $795.00 Net Book Value $795.00 22.3 Adapter 2/20/2020 $29.25 Net Book Value $29.25 22.4 Adapter Bar Handle 2/20/2020 $519.69 Net Book Value $519.69 22.5 Additive Diesel Fuel 2/20/2020 $146.51 Net Book Value $146.51 22.6 Alternator 2/20/2020 $265.76 Net Book Value $265.76 22.7 Alternator 2/20/2020 $273.90 Net Book Value $273.90 22.8 Alternator 2/20/2020 $320.00 Net Book Value $320.00 22.9 Alternator 2/20/2020 $555.88 Net Book Value $555.88 22.10 Alternator 2/20/2020 $1,494.65 Net Book Value $1,494.65 22.11 Antifreeze 50/50 by GAL 2/20/2020 $69.96 Net Book Value $69.96 22.12 Antifreeze 50/50 by GAL KOMATSU 2/20/2020 $117.00 Net Book Value $117.00 22.13 Antisieze 2/20/2020 $26.47 Net Book Value $26.47 22.14 Arc Trap GM1004 2/20/2020 $686.70 Net Book Value $686.70 22.15 Axe Miner 3-1/2# 2/20/2020 $49.17 Net Book Value $49.17 22.16 Bag Air Heavy Duty 2/20/2020 $360.00 Net Book Value $360.00 22.17 Bag Air Rear 2/20/2020 $200.00 Net Book Value $200.00 22.18 Bag Hanging Strata Node Orange 2/20/2020 $145.50 Net Book Value $145.50 22.19 Ball Orange by Box 2/20/2020 $264.60 Net Book Value $264.60 22.20 Band Air Cleaner Mounting 2/20/2020 $35.45 Net Book Value $35.45 22.21 Bar Buss 2/20/2020 $513.32 Net Book Value $513.32 22.22 Bar Slate 2/20/2020 $62.25 Net Book Value $62.25 22.23 Barrel 2/20/2020 $140.00 Net Book Value $140.00 22.24 Base Fuel Water Separator 2/20/2020 $56.50 Net Book Value $56.50 22.25 Base Relay 8-Pin 2/20/2020 $43.17 Net Book Value $43.17 22.26 Battery 6V Golf Cart 2/20/2020 $237.00 Net Book Value $237.00 22.27 Battery 8V Golf Cart 2/20/2020 $245.00 Net Book Value $245.00 22.28 Battery AA 2/20/2020 $47.00 Net Book Value $47.00 22.29 Battery AAA 2/20/2020 $8.64 Net Book Value $8.64 22.30 Battery Fire Suppression 3.6V SC-N & MP-N 2/20/2020 $257.24 Net Book Value $257.24 22.31 Battery Optima Red Top 2/20/2020 $218.49 Net Book Value $218.49 22.32 Bearing Kit Wheel 2/20/2020 $72.10 Net Book Value $72.10 22.33 Bearing Pillow Block 4-15/16" Type E 2/20/2020 $2,335.53 Net Book Value $2,335.53 22.34 Belt 2/20/2020 $6.35 Net Book Value $6.35 22.35 Belt 2/20/2020 $26.65 Net Book Value $26.65 22.36 Belt 2/20/2020 $131.04 Net Book Value $131.04 22.37 Belt 5-5VX1180 2/20/2020 $286.71 Net Book Value $286.71 22.38 Belt 5-5VX1600 2/20/2020 $481.56 Net Book Value $481.56 22.39 Belt 5R/5V1500 2/20/2020 $731.04 Net Book Value $731.04 22.40 Belt 5VX1000 2/20/2020 $99.09 Net Book Value $99.09 22.41 Belt 5VX1150 2/20/2020 $228.25 Net Book Value $228.25 22.42 Belt 5VX1250 2/20/2020 $133.47 Net Book Value $133.47 22.43 Belt 5VX1320 2/20/2020 $350.16 Net Book Value $350.16 22.44 Belt 5VX1600 2/20/2020 $159.12 Net Book Value $159.12 22.45 Belt 5VX2000 2/20/2020 $538.00 Net Book Value $538.00 22.46 Belt 5VX690 2/20/2020 $67.59 Net Book Value $67.59 22.47 Belt 5VX800 2/20/2020 $78.15 Net Book Value $78.15 22.48 Belt 5VX950 2/20/2020 $125.16 Net Book Value $125.16 22.49 Belt 8VX1320 2/20/2020 $332.52 Net Book Value $332.52 22.50 Belt 8VX1700 2/20/2020 $542.10 Net Book Value $542.10 22.51 Belt 9001P00556 2/20/2020 $795.00 Net Book Value $795.00 22.52 Belt A36 2/20/2020 $10.50 Net Book Value $10.50 22.53 Belt A59 2/20/2020 $10.66 Net Book Value $10.66 22.54 Belt Alternator 2/20/2020 $47.18 Net Book Value $47.18 22.55 Belt Alternator Mitsubishi 2/20/2020 $25.00 Net Book Value $25.00 22.56 Belt C112 Scalping Screen 2/20/2020 $205.44 Net Book Value $205.44 22.57 Belt Drive 2/20/2020 $89.44 Net Book Value $89.44 22.58 Belt Fan 2/20/2020 $125.35 Net Book Value $125.35 22.59 Belt Water Pump 2/20/2020 $60.46 Net Book Value $60.46 22.60 Belting 42" 3 Ply 600PIW 3/16x1/16 Fire Boss AR Molded Edge 2/20/2020 $98,930.91 Net Book Value $98,930.91 22.61 Belting 48" 3 Ply 600PIW 3/16x1/16 Mine Haul Fire Boss AR Cut Edge 2/20/2020 $228,158.60 Net Book Value $228,158.60 22.62 Bit 1-5/8" Blast Holes 2/20/2020 $767.00 Net Book Value $767.00 22.63 Bit Auger 1" 2/20/2020 $1,707.04 Net Book Value $1,707.04 22.64 Bit Hilti 2/20/2020 $493.20 Net Book Value $493.20 22.65 Bit Miner AM511 12/Bucket Coal 2/20/2020 $2,737.80 Net Book Value $2,737.80 22.66 Bit Miner U119 12/Bucket Rock 2/20/2020 $1,641.60 Net Book Value $1,641.60 22.67 Blad Fan S4S 2/20/2020 $215.90 Net Book Value $215.90 22.68 Blade Hacksaw 2/20/2020 $5.30 Net Book Value $5.30 22.69 Blade Torque Wiha 2/20/2020 $36.48 Net Book Value $36.48 22.70 Block 8"x6" Solid 1008/Truck 63/Pad 16 Pad/Truck 2/20/2020 $1,065.96 Net Book Value $1,065.96 22.71 Block Contact Normally Closed Square D 2/20/2020 $29.04 Net Book Value $29.04 22.72 Block Contact Square D 2/20/2020 $33.90 Net Book Value $33.90 22.73 Block Contact Square D 2/20/2020 $115.76 Net Book Value $115.76 22.74 Block Thread 1/2"x2"x2" w/1/2" Threaded Hole 2/20/2020 $7.00 Net Book Value $7.00 22.75 Block Thread 3/4"x2"x2" w/5/8" Threaded Hole 2/20/2020 $38.50 Net Book Value $38.50 22.76 Blower 2/20/2020 $850.00 Net Book Value $850.00 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 1 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 28 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value 22.77 Blower Belt 2/20/2020 $30.27 Net Book Value $30.27 22.78 Board Cap 1"x4"x8" 2000/Bundle 2/20/2020 $1,600.00 Net Book Value $1,600.00 22.79 Board Header 3"x5"X18" 100/Bundle 2/20/2020 $405.00 Net Book Value $405.00 22.80 Board Pin Holy 2"x8"x18" 187 Per Bundle 2/20/2020 $2,771.34 Net Book Value $2,771.34 22.81 Bolt Banjo 2/20/2020 $6.00 Net Book Value $6.00 22.82 Bolt Brake Wedge 2/20/2020 $3.75 Net Book Value $3.75 22.83 Bolt Cable 10' .6 100 Pieces per Bundle 2/20/2020 $4,074.00 Net Book Value $4,074.00 22.84 Bolt Cable 9' .6 250 Pieces per Bundle 2/20/2020 $39,270.00 Net Book Value $39,270.00 22.85 Bolt Conventional 5/8"x36" Grade 75 2/20/2020 $3,352.50 Net Book Value $3,352.50 22.86 Bolt Rebar 4' #60 Grade 40 250 Pieces per Bundle 2/20/2020 $1,837.50 Net Book Value $1,837.50 22.87 Bolt Rebar 5' #6 Grade 75 Notched 250 Pieces per Bundle Notched at 24" 2/20/2020 $21,812.50 Net Book Value $21,812.50 22.88 Bolt Rebar 6' #6 Grade 60 Notched 250 Pieces per Bundle Notched at 36" 2/20/2020 $26,312.50 Net Book Value $26,312.50 22.89 Bolt Rebar 84" #6 Grade 75 Notched 250 Pieces per Bundle Notched @ 42" 2/20/2020 $1,210.00 Net Book Value $1,210.00 22.90 Bolter Bit SS1DHWN 2/20/2020 $418.00 Net Book Value $418.00 22.91 Book Mobile Inspection 2/20/2020 $108.00 Net Book Value $108.00 22.92 Box Control Auto Panel for 13HP Pump 2/20/2020 $3,121.50 Net Book Value $3,121.50 22.93 Box Handy 1/2" 2/20/2020 $2.78 Net Book Value $2.78 22.94 Box Junction PVC 2/20/2020 $30.71 Net Book Value $30.71 22.95 Box SCSR Single 2/20/2020 $136.00 Net Book Value $136.00 22.96 Bracket Fire Extinguisher 10# 2/20/2020 $52.29 Net Book Value $52.29 22.97 Bracket Fire Extinguisher 20# 2/20/2020 $91.88 Net Book Value $91.88 22.98 Brake Wet Rear Dapco Electric Cart 2/20/2020 $1,895.40 Net Book Value $1,895.40 22.99 Branch Symetric 1:10 Ratio 2/20/2020 $240.00 Net Book Value $240.00 22.100 Breaker 150A 2/20/2020 $57.00 Net Book Value $57.00 22.101 Breaker 150A 2/20/2020 $401.14 Net Book Value $401.14 22.102 Breaker 20A 2/20/2020 $18.76 Net Book Value $18.76 22.103 Breaker 225A 600V 500-2500TR 120V UVR no Aux Switch 2/20/2020 $1,735.39 Net Book Value $1,735.39 22.104 Breaker 225A 600VAC 200-1500TR w/UVR 2/20/2020 $1,709.50 Net Book Value $1,709.50 22.105 Breaker 30A 2/20/2020 $8.50 Net Book Value $8.50 22.106 Breaker 30A 600V No Trip Use with 7016-31923-30HM Plug 2/20/2020 $675.88 Net Book Value $675.88 22.107 Breaker 40A 2/20/2020 $57.00 Net Book Value $57.00 Breaker 600A 600VAC 1125-2250TR 600A 600V 1125-2250 Mag Only 125V 22.108 Shunt Trip E2L 2/20/2020 $6,384.34 Net Book Value $6,384.34 Breaker 600A 600VAC 1125-2250TR 600A 600V 1125-2250 Mag Only 250VDC 22.109 UVR Left Hand E2L 2/20/2020 $2,291.72 Net Book Value $2,291.72 22.110 Breaker 600A 600VAC 1125-2250TR 600A 600V 1125-2250 No ACC E2L 2/20/2020 $1,974.10 Net Book Value $1,974.10 22.111 Breaker 60A 2/20/2020 $57.00 Net Book Value $57.00 22.112 Breather 2/20/2020 $6.60 Net Book Value $6.60 22.113 Breather Oil Tank 2/20/2020 $39.00 Net Book Value $39.00 22.114 Bridge CEP SCR 2/20/2020 $1,100.00 Net Book Value $1,100.00 22.115 Broom Whisk 2/20/2020 $8.18 Net Book Value $8.18 22.116 Brush Gordon 2/20/2020 $75.93 Net Book Value $75.93 22.117 Brush Scratch 2/20/2020 $2.46 Net Book Value $2.46 22.118 Bulb 2/20/2020 $5.04 Net Book Value $5.04 22.119 Bulb 12V 6.5W LED 500K 2/20/2020 $36.69 Net Book Value $36.69 22.120 Bulb 24VDC LED 2/20/2020 $17.25 Net Book Value $17.25 22.121 Bulb Aspirator SPPT 2/20/2020 $154.26 Net Book Value $154.26 22.122 Bulb CF23 2/20/2020 $21.31 Net Book Value $21.31 22.123 Bulb Florescent Miner 2/20/2020 $18.20 Net Book Value $18.20 22.124 Bulb LED 2/20/2020 $48.30 Net Book Value $48.30 22.125 Bushing Four Link Plastic 2/20/2020 $232.80 Net Book Value $232.80 22.126 Button Horn 2/20/2020 $11.96 Net Book Value $11.96 22.127 Button Horn/Preheat 2/20/2020 $18.46 Net Book Value $18.46 22.128 Cable 12-3 SO by FT 2/20/2020 $325.00 Net Book Value $325.00 22.129 Cable 16-4 SO by FT 250'/Roll 2/20/2020 $250.00 Net Book Value $250.00 22.130 Cable 8' Shifter 2/20/2020 $83.00 Net Book Value $83.00 22.131 Cable Ball Joint 2/20/2020 $7.20 Net Book Value $7.20 22.132 Cable Blue LSZH 300m by Roll 2/20/2020 $850.00 Net Book Value $850.00 22.133 Cable Breaker Reset 2/20/2020 $590.00 Net Book Value $590.00 22.134 Cable Pigtail Scoop 4' 2/20/2020 $1,468.00 Net Book Value $1,468.00 22.135 Cable Pigtail w/Ground Battery Hauler 2/20/2020 $1,447.00 Net Book Value $1,447.00 22.136 Cable Shifter 2/20/2020 $185.29 Net Book Value $185.29 22.137 Cable Throttle 2/20/2020 $100.10 Net Book Value $100.10 22.138 Calibration Gas Bottle NO2 CO O2 CH4 58L 2/20/2020 $204.67 Net Book Value $204.67 22.139 Caliper Left Brake 2/20/2020 $90.00 Net Book Value $90.00 22.140 Caliper Right Brake 2/20/2020 $90.00 Net Book Value $90.00 22.141 Can Grease Alemite 2/20/2020 $243.98 Net Book Value $243.98 22.142 Cap 2" Fuel 2/20/2020 $71.30 Net Book Value $71.30 22.143 Cap Breather 1/8" ST ZP 2/20/2020 $7.76 Net Book Value $7.76 22.144 Cap Dust 2/20/2020 $11.70 Net Book Value $11.70 22.145 Cap Filler w/Screen 2/20/2020 $157.15 Net Book Value $157.15 22.146 Cap Fire Suppression 50/Pack 2/20/2020 $44.20 Net Book Value $44.20 22.147 Cap Inlet 2/20/2020 $32.15 Net Book Value $32.15 22.148 Cap Sniffer/Splash Guard 2/20/2020 $1,659.00 Net Book Value $1,659.00 22.149 Capacitor 2000UF 2/20/2020 $145.00 Net Book Value $145.00 22.150 Card Ground Monitor 3125HZ 2/20/2020 $1,042.85 Net Book Value $1,042.85 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 2 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 29 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value 22.151 Card Ground Monitor GM8000 4000HZ 2/20/2020 $1,368.66 Net Book Value $1,368.66 22.152 Card Ground Monitor GM900 2250HZ 2/20/2020 $1,598.80 Net Book Value $1,598.80 22.153 Card Logic Charger 2/20/2020 $294.90 Net Book Value $294.90 22.154 Cartridge Ansul RH Thread Fire Suppression 2/20/2020 $115.66 Net Book Value $115.66 22.155 Cartridge Pressure Reducing 2/20/2020 $122.06 Net Book Value $122.06 22.156 Cement PVC Quart 2/20/2020 $30.72 Net Book Value $30.72 22.157 Chain 100H 10'/Box by Box 2/20/2020 $112.00 Net Book Value $112.00 22.158 Chain 120H 10'/Box by Box 2/20/2020 $301.20 Net Book Value $301.20 22.159 Chain 160H 10'/Box by Box 2/20/2020 $986.60 Net Book Value $986.60 22.160 Chain 180 10'/Box by Box 2/20/2020 $482.70 Net Book Value $482.70 22.161 Chain 5/16"x48" Hook One End 23/Bucket by Bucket 2/20/2020 $1,155.00 Net Book Value $1,155.00 22.162 Chalk Red 2/20/2020 $10.99 Net Book Value $10.99 22.163 Charger MC 10X Gen 3 2/20/2020 $890.00 Net Book Value $890.00 22.164 Chart Fan by Box 2/20/2020 $146.00 Net Book Value $146.00 22.165 Chuck Pinner 2/20/2020 $250.00 Net Book Value $250.00 22.166 Chuck UC3M+11 2/20/2020 $357.14 Net Book Value $357.14 22.167 Clamp Ground 300A 2/20/2020 $5.37 Net Book Value $5.37 22.168 Clamp Kennedy 250/Box by Each 2/20/2020 $96.13 Net Book Value $96.13 22.169 Cleaner Air Assy 2/20/2020 $125.00 Net Book Value $125.00 22.170 Cleaner Cable 2/20/2020 $56.10 Net Book Value $56.10 22.171 Cleaner Lens 2/20/2020 $3.90 Net Book Value $3.90 22.172 Cleaner PVC Quart 2/20/2020 $22.44 Net Book Value $22.44 22.173 Cleaner Torch Tip 2/20/2020 $4.20 Net Book Value $4.20 22.174 Clevis 1/2" 2/20/2020 $19.20 Net Book Value $19.20 22.175 Clevis 1/4" 2/20/2020 $6.40 Net Book Value $6.40 22.176 Clevis 3/16" 2/20/2020 $13.75 Net Book Value $13.75 22.177 Clevis 3/4" 2/20/2020 $46.68 Net Book Value $46.68 22.178 Clevis 3/8" 2/20/2020 $13.44 Net Book Value $13.44 22.179 Clevis 5/8" 2/20/2020 $11.00 Net Book Value $11.00 22.180 Clevis 7/8" 2/20/2020 $27.32 Net Book Value $27.32 22.181 Clip M100 2/20/2020 $22.00 Net Book Value $22.00 22.182 Cloth Emery 120 Grit 2/20/2020 $33.76 Net Book Value $33.76 22.183 Cloth Emery 60 Grit 2/20/2020 $33.76 Net Book Value $33.76 22.184 Coil Plate Press 2/20/2020 $37.00 Net Book Value $37.00 22.185 Coil Spiral Rumble Strip by Box 2/20/2020 $183.25 Net Book Value $183.25 22.186 Conduit Hose 2-1/2"x50' by FT 2/20/2020 $418.50 Net Book Value $418.50 22.187 Conduit Hose 3/4"x50' by FT 2/20/2020 $119.00 Net Book Value $119.00 22.188 Cone Blue Split by Box 2/20/2020 $228.20 Net Book Value $228.20 22.189 Cone Green Split by Box 2/20/2020 $22.82 Net Book Value $22.82 22.190 Connector Brake Solenoid 20' 2/20/2020 $95.00 Net Book Value $95.00 22.191 Connector Coax Cable 2/20/2020 $83.25 Net Book Value $83.25 22.192 Connector Earth Pilot HV 2/20/2020 $350.00 Net Book Value $350.00 22.193 Connector N-Type Female to KS Pin 2/20/2020 $261.00 Net Book Value $261.00 22.194 Connector Phase HV 15KV 2/20/2020 $1,174.80 Net Book Value $1,174.80 22.195 Connector Romex 1" 2/20/2020 $20.00 Net Book Value $20.00 22.196 Connector Romex 1/2" 2/20/2020 $9.15 Net Book Value $9.15 22.197 Connector Romex 1-1/2" 2/20/2020 $12.34 Net Book Value $12.34 22.198 Connector Romex 1-1/4" 2/20/2020 $7.69 Net Book Value $7.69 22.199 Connector Romex 2" 2/20/2020 $16.21 Net Book Value $16.21 22.200 Connector Romex 3/4" 2/20/2020 $13.06 Net Book Value $13.06 22.201 Connector ULR Coax to 75 Ohm N-Type Female 2/20/2020 $140.00 Net Book Value $140.00 22.202 Connector ULR Coax to KS Pin 2/20/2020 $96.00 Net Book Value $96.00 22.203 Contact Auxillary J-20 2/20/2020 $394.29 Net Book Value $394.29 22.204 Contactor Assembly 2/20/2020 $850.00 Net Book Value $850.00 22.205 Converter Media MC for A-Node 2/20/2020 $480.00 Net Book Value $480.00 22.206 Cooler Tranmission for Allison 2/20/2020 $195.00 Net Book Value $195.00 22.207 Cord Male/Female Ends 4 Pin 2/20/2020 $158.20 Net Book Value $158.20 22.208 Cord Male/Female Ends 5 Pin 2/20/2020 $183.00 Net Book Value $183.00 22.209 Cordgrip .187 - .312 W/1/2" Alum. Hub 2/20/2020 $12.62 Net Book Value $12.62 22.210 Cordgrip .312 - .437 W/ 1/2" Alum. Hub 2/20/2020 $18.93 Net Book Value $18.93 22.211 Cordgrip .375 - .500 W/ 1/2" Alum. Hub 2/20/2020 $13.23 Net Book Value $13.23 22.212 Cordgrip .500 - .625 W/ 1/2" Alum. Hub 2/20/2020 $12.63 Net Book Value $12.63 22.213 Cordgrip .750 - .875 W/ 3/4" Alum. Hub 2/20/2020 $13.85 Net Book Value $13.85 22.214 Cordgrip 1.000 - 1.125 W/ 1-1/4" Alum. Hub 2/20/2020 $26.88 Net Book Value $26.88 22.215 Cordgrip 1.281 - 1.531 W/ 1-1/2" Alum. Hub 2/20/2020 $35.24 Net Book Value $35.24 22.216 Cordgrip 1.65 - 2.00 W/ 2" Alum. Hub 2/20/2020 $52.14 Net Book Value $52.14 22.217 Cordgrip 2.000 - 2.343 W/ 2-1/2" Alum. Hub 2/20/2020 $78.39 Net Book Value $78.39 22.218 Coupler 1-1/8" 2/20/2020 $23.16 Net Book Value $23.16 22.219 Coupler Chicago 1" Air King Hose End 2-Lug 2/20/2020 $29.12 Net Book Value $29.12 22.220 Coupler Chicago 1" Male Air King 2-Lug 2/20/2020 $42.90 Net Book Value $42.90 22.221 Coupler Flex 2/20/2020 $33.30 Net Book Value $33.30 22.222 Coupling 4" SDR17 Aqua/YeloMine 2/20/2020 $425.20 Net Book Value $425.20 22.223 Coupling 6" Aqua 2/20/2020 $555.00 Net Book Value $555.00 22.224 Coupling Victaulic 4" 2/20/2020 $256.46 Net Book Value $256.46 22.225 Coupling Victaulic 6" 2/20/2020 $277.86 Net Book Value $277.86 22.226 Coupling Victaulic 8" 2/20/2020 $146.84 Net Book Value $146.84 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 3 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 30 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value 22.227 Cover Blank 2/20/2020 $1.56 Net Book Value $1.56 22.228 Cover Bottom 2/20/2020 $209.53 Net Book Value $209.53 22.229 Cover Duplex Receptacle 2/20/2020 $2.35 Net Book Value $2.35 22.230 Cover Front Fire Suppression 2/20/2020 $937.03 Net Book Value $937.03 22.231 Cover Single Switch 2/20/2020 $2.02 Net Book Value $2.02 22.232 Cover Toggle Switch (PVC077612) 2/20/2020 $20.04 Net Book Value $20.04 22.233 Cover Weather Proof PVC 2/20/2020 $15.85 Net Book Value $15.85 22.234 Crimper Lug 2/20/2020 $292.74 Net Book Value $292.74 22.235 Curtain Clear 2/20/2020 $1,587.00 Net Book Value $1,587.00 22.236 Curtain Clear 5.5' 2/20/2020 $2,908.11 Net Book Value $2,908.11 22.237 Curtain White 2/20/2020 $885.00 Net Book Value $885.00 22.238 Curtain White 5' 2/20/2020 $1,273.80 Net Book Value $1,273.80 22.239 Cylinder Drill Feed 2/20/2020 $1,517.65 Net Book Value $1,517.65 22.240 Cylinder Drill Feed 2/20/2020 $6,872.93 Net Book Value $6,872.93 22.241 Cylinder Master 2/20/2020 $420.00 Net Book Value $420.00 22.242 Decal Fire Fighting Materials 4" Lettering 36" Long 2/20/2020 $40.00 Net Book Value $40.00 22.243 De-Greaser Mean Green 2/20/2020 $27.45 Net Book Value $27.45 22.244 Diode Ground Monitor Wire Type 2/20/2020 $123.34 Net Book Value $123.34 22.245 Disconnect Battery 2/20/2020 $82.30 Net Book Value $82.30 22.246 Door Golf Cart 4'T x 6'W Blue for 6" Block 2/20/2020 $2,025.00 Net Book Value $2,025.00 22.247 Door Man 31.5"x30.5" for 6" Block 2/20/2020 $1,477.00 Net Book Value $1,477.00 22.248 Drag Link Assembly 2/20/2020 $263.70 Net Book Value $263.70 22.249 Driveline Center 2/20/2020 $480.00 Net Book Value $480.00 22.250 Driveline Front 7C 2/20/2020 $805.00 Net Book Value $805.00 22.251 Driveline Rear 7C 2/20/2020 $505.00 Net Book Value $505.00 22.252 Driveshaft Paringa #18645 Assy 2/20/2020 $630.10 Net Book Value $630.10 22.253 Driveshaft Paringa #18646 Assy 2/20/2020 $399.20 Net Book Value $399.20 22.254 Dust Box Gasket 2/20/2020 $105.00 Net Book Value $105.00 22.255 Dust Box Gasket RB05 Only 18801200 604876 2/20/2020 $93.52 Net Book Value $93.52 22.256 Earplug Green 200/Box 2/20/2020 $24.00 Net Book Value $24.00 22.257 Earplug Orange 200/Box 2/20/2020 $22.00 Net Book Value $22.00 22.258 Earplug Push In 100/Box 2/20/2020 $28.26 Net Book Value $28.26 22.259 Earplug Push In Corded 100/Box 2/20/2020 $44.55 Net Book Value $44.55 22.260 Earplug Yellow 200/Box 2/20/2020 $24.00 Net Book Value $24.00 22.261 Electrode Stick 7018 1/8" 10# by LB 2/20/2020 $83.40 Net Book Value $83.40 22.262 Electrode Stick 7018 1/8" 50# by LB 2/20/2020 $117.50 Net Book Value $117.50 22.263 Element Filter Pressure 2/20/2020 $176.00 Net Book Value $176.00 22.264 Encoder 2/20/2020 $1,470.00 Net Book Value $1,470.00 22.265 Extinguisher Fire 10# 2/20/2020 $458.73 Net Book Value $458.73 22.266 Faceshield Clear 2/20/2020 $16.70 Net Book Value $16.70 22.267 Faceshield Tinted 2/20/2020 $82.20 Net Book Value $82.20 22.268 File Triangle 6" 2/20/2020 $66.51 Net Book Value $66.51 22.269 Filter 5500 Series Per 2 Pack 2/20/2020 $42.72 Net Book Value $42.72 22.270 Filter Air 2/20/2020 $27.82 Net Book Value $27.82 22.271 Filter Air 2/20/2020 $32.08 Net Book Value $32.08 22.272 Filter Air 2/20/2020 $40.88 Net Book Value $40.88 22.273 Filter Air 2/20/2020 $81.82 Net Book Value $81.82 22.274 Filter Air 2/20/2020 $117.76 Net Book Value $117.76 22.275 Filter Air 2/20/2020 $131.48 Net Book Value $131.48 22.276 Filter Air 2/20/2020 $144.14 Net Book Value $144.14 22.277 Filter Air 1G319-11210 500428 2/20/2020 $24.99 Net Book Value $24.99 22.278 Filter Air Inner 2/20/2020 $11.29 Net Book Value $11.29 22.279 Filter Air Inner 2/20/2020 $19.89 Net Book Value $19.89 22.280 Filter Air Inner 2/20/2020 $44.76 Net Book Value $44.76 22.281 Filter Air Inner 2/20/2020 $57.75 Net Book Value $57.75 22.282 Filter Air Inner Donaldson P780030 2/20/2020 $76.18 Net Book Value $76.18 22.283 Filter Air Outer 2/20/2020 $26.48 Net Book Value $26.48 22.284 Filter Air Outer 2/20/2020 $28.63 Net Book Value $28.63 22.285 Filter Air Outer 2/20/2020 $79.90 Net Book Value $79.90 22.286 Filter Air Outer 2/20/2020 $96.66 Net Book Value $96.66 22.287 Filter Air Outer Donaldson P778989 NAPA 6836 2/20/2020 $70.16 Net Book Value $70.16 22.288 Filter Brake Cooling 2/20/2020 $56.14 Net Book Value $56.14 22.289 Filter Cartridge Oil HH150-32094 1064 2/20/2020 $10.49 Net Book Value $10.49 22.290 Filter Cartridge Oil HHK70-14070 400013 2/20/2020 $24.99 Net Book Value $24.99 22.291 Filter Engine Oil 2/20/2020 $4.95 Net Book Value $4.95 22.292 Filter Engine Oil 2/20/2020 $12.07 Net Book Value $12.07 22.293 Filter Engine Oil 2/20/2020 $40.99 Net Book Value $40.99 22.294 Filter Fuel 2/20/2020 $9.46 Net Book Value $9.46 22.295 Filter Fuel 2/20/2020 $43.98 Net Book Value $43.98 22.296 Filter Fuel 2/20/2020 $60.05 Net Book Value $60.05 22.297 Filter Fuel 6A320-59930 3830 2/20/2020 $19.49 Net Book Value $19.49 22.298 Filter Fuel/Water 2/20/2020 $71.00 Net Book Value $71.00 22.299 Filter Fuel/Water Seperator 2/20/2020 $27.60 Net Book Value $27.60 22.300 Filter Hydraulic 2/20/2020 $15.00 Net Book Value $15.00 22.301 Filter Hydraulic 2/20/2020 $44.64 Net Book Value $44.64 22.302 Filter Hydraulic 2/20/2020 $59.91 Net Book Value $59.91 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 4 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 31 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value 22.303 Filter Hydraulic Spin On 2/20/2020 $57.71 Net Book Value $57.71 22.304 Filter Main Hydraulic 2/20/2020 $527.28 Net Book Value $527.28 22.305 Filter Oil 2/20/2020 $19.64 Net Book Value $19.64 22.306 Filter Oil 2/20/2020 $23.49 Net Book Value $23.49 22.307 Filter Oil Donaldson P502067 Kubota # HH150-32430 2/20/2020 $15.48 Net Book Value $15.48 22.308 Filter Oil Hydraulic 2/20/2020 $106.02 Net Book Value $106.02 22.309 Filter Phase 2250HZ 2/20/2020 $873.72 Net Book Value $873.72 22.310 Filter Phase 3125HZ 2/20/2020 $997.40 Net Book Value $997.40 22.311 Filter Racor 2/20/2020 $86.96 Net Book Value $86.96 22.312 Filter Transmission 2/20/2020 $55.13 Net Book Value $55.13 22.313 Filter Water Seperator 2/20/2020 $234.24 Net Book Value $234.24 22.314 Filter/Regulator 1" ARO 2/20/2020 $72.00 Net Book Value $72.00 22.315 Filter/Regulator 2" ARO 2/20/2020 $122.00 Net Book Value $122.00 22.316 Fire Extinguisher 20# Diesel Ride and Fuel Stations Only 2/20/2020 $97.20 Net Book Value $97.20 22.317 Fitting Fuel Line Quick Connect (Pair) 2/20/2020 $13.44 Net Book Value $13.44 22.318 Fitting Master Cylinder 2/20/2020 $10.00 Net Book Value $10.00 22.319 Fitting Master Cylinder 2/20/2020 $10.00 Net Book Value $10.00 22.320 Flag Pin 1-1/2" Diameter x 36" w/4"x6" Flag 2/20/2020 $420.00 Net Book Value $420.00 22.321 Flagging Red 12/Box by Roll 2/20/2020 $13.80 Net Book Value $13.80 22.322 Flagging Yellow 12/Box by Roll 2/20/2020 $11.40 Net Book Value $11.40 22.323 Flinger Split Assembly 2/20/2020 $226.92 Net Book Value $226.92 22.324 Flint Replacement 2/20/2020 $7.36 Net Book Value $7.36 22.325 Fluid Transmission P66 by QT 2/20/2020 $73.76 Net Book Value $73.76 22.326 Foam Expansion 5GAL 2/20/2020 $557.60 Net Book Value $557.60 22.327 Foam Mine Polyurethane 2/20/2020 $1,990.00 Net Book Value $1,990.00 22.328 Fuel Filter 2/20/2020 $27.48 Net Book Value $27.48 22.329 Fuel Filter 2/20/2020 $31.47 Net Book Value $31.47 22.330 Fuel Filter 3472MP 2/20/2020 $28.98 Net Book Value $28.98 22.331 Fuse 1/10A 2/20/2020 $12.03 Net Book Value $12.03 22.332 Fuse 15KV 6C AM 2/20/2020 $185.59 Net Book Value $185.59 22.333 Fuse 225A Pump Drive 2/20/2020 $280.76 Net Book Value $280.76 22.334 Fuse 250A 2/20/2020 $239.57 Net Book Value $239.57 22.335 Fuse 2A 2/20/2020 $40.72 Net Book Value $40.72 22.336 Fuse 300A 2/20/2020 $215.61 Net Book Value $215.61 22.337 Fuse 315FM 315A 690V Type T 2/20/2020 $418.73 Net Book Value $418.73 22.338 Fuse 500A Traction Drive 2/20/2020 $289.92 Net Book Value $289.92 22.339 Fuse 50A 600VAC Dual Element Time Delay 2/20/2020 $27.60 Net Book Value $27.60 22.340 Fuse 69KV 100E 2/20/2020 $7,695.00 Net Book Value $7,695.00 22.341 Fuse Amp Trap 20A 1000VAC Ferraz-Shawmut 2/20/2020 $31.05 Net Book Value $31.05 22.342 Fuse Block 3 Pole Class H 600V 60A 2/20/2020 $20.23 Net Book Value $20.23 22.343 Fuse Block KTK 1 Pole 2/20/2020 $1.89 Net Book Value $1.89 22.344 Fuse Block KTK 2 Pole 2/20/2020 $6.61 Net Book Value $6.61 22.345 Fuse Block KTK 3 Pole 2/20/2020 $8.87 Net Book Value $8.87 22.346 Fuse Class RK-5 600VAC 2/20/2020 $17.26 Net Book Value $17.26 22.347 Fuse Class RK-5 600VAC 2/20/2020 $29.60 Net Book Value $29.60 22.348 Fuse Glass 1/2A 2/20/2020 $2.59 Net Book Value $2.59 22.349 Fuse Glass 10A 2/20/2020 $2.08 Net Book Value $2.08 22.350 Fuse Glass 1A 2/20/2020 $2.27 Net Book Value $2.27 22.351 Fuse Glass 3A 2/20/2020 $3.89 Net Book Value $3.89 22.352 Fuse Glass 5A 2/20/2020 $3.50 Net Book Value $3.50 22.353 Fuse LPJ-110SP 2/20/2020 $76.99 Net Book Value $76.99 22.354 Fuse Max 40A 2/20/2020 $9.30 Net Book Value $9.30 22.355 Fuse Max 50A 2/20/2020 $5.58 Net Book Value $5.58 22.356 Fuse Max 60A 2/20/2020 $5.58 Net Book Value $5.58 22.357 Fuse Midget Fast Acting 10A 600VAC 2/20/2020 $25.62 Net Book Value $25.62 22.358 Fuse Midget Fast Acting 15A 600VAC 2/20/2020 $25.62 Net Book Value $25.62 22.359 Fuse Midget Fast Acting 1A 600VAC 2/20/2020 $22.42 Net Book Value $22.42 22.360 Fuse Midget Fast Acting 20A 600VAC 2/20/2020 $19.21 Net Book Value $19.21 22.361 Fuse Midget Fast Acting 25A 600VAC 2/20/2020 $19.22 Net Book Value $19.22 22.362 Fuse Midget Fast Acting 2A 600VAC 2/20/2020 $32.03 Net Book Value $32.03 22.363 Fuse Midget Fast Acting 30A 600VAC 2/20/2020 $32.03 Net Book Value $32.03 22.364 Fuse Midget Fast Acting 3A 600VAC 2/20/2020 $32.03 Net Book Value $32.03 22.365 Fuse Midget Fast Acting 4A 600VAC 2/20/2020 $22.42 Net Book Value $22.42 22.366 Fuse Midget Fast Acting 5A 600VAC 2/20/2020 $32.03 Net Book Value $32.03 22.367 Fuse Scoop Charger 2/20/2020 $219.97 Net Book Value $219.97 22.368 Gas Calibration 2.5%CH4/AIR 34L Bottle 2/20/2020 $50.00 Net Book Value $50.00 22.369 Gas Zero Air Bottle 103 2/20/2020 $190.00 Net Book Value $190.00 22.370 Gasket Thermostat 2/20/2020 $1.50 Net Book Value $1.50 22.371 Gasket Thermostat 2/20/2020 $12.92 Net Book Value $12.92 22.372 Gauge 0-100 Back Port 2/20/2020 $17.82 Net Book Value $17.82 22.373 Gauge 0-100 Bottom Port 2/20/2020 $11.88 Net Book Value $11.88 22.374 Gauge 0-1000 Back Port 2/20/2020 $29.18 Net Book Value $29.18 22.375 Gauge 0-1000 Bottom Port 2/20/2020 $14.98 Net Book Value $14.98 22.376 Gauge 0-300 Back Port 2/20/2020 $9.04 Net Book Value $9.04 22.377 Gauge 0-300 Bottom Port 2/20/2020 $11.88 Net Book Value $11.88 22.378 Gauge 0-3000 Back Port 2/20/2020 $17.82 Net Book Value $17.82 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 5 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 32 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value 22.379 Gauge 0-3000 Bottom Port 2/20/2020 $11.88 Net Book Value $11.88 22.380 Gauge 0-5000 Back Port 2/20/2020 $24.02 Net Book Value $24.02 22.381 Gauge 0-5000 Bottom Port 2/20/2020 $17.82 Net Book Value $17.82 22.382 Gauge 0-600 Back Port 2/20/2020 $11.88 Net Book Value $11.88 22.383 Gauge 0-600 Bottom Port 2/20/2020 $17.82 Net Book Value $17.82 22.384 Gauge Feeler .002 2/20/2020 $3.92 Net Book Value $3.92 22.385 Gauge Feeler .004 2/20/2020 $6.50 Net Book Value $6.50 22.386 Gauge Oil Pressure 2/20/2020 $17.00 Net Book Value $17.00 22.387 Gauge Torque w/Face Plate 0-300 2/20/2020 $270.00 Net Book Value $270.00 22.388 Gauge Vacuum 2/20/2020 $162.24 Net Book Value $162.24 22.389 Gauge Water Temperature 2/20/2020 $21.50 Net Book Value $21.50 22.390 Gel Bentonite 2/20/2020 $46.61 Net Book Value $46.61 22.391 Gland Packing 1/2" 90 2/20/2020 $65.61 Net Book Value $65.61 22.392 Gland Packing 1/2" Straight 2/20/2020 $59.86 Net Book Value $59.86 22.393 Gland Packing 3/4" 90 2/20/2020 $200.00 Net Book Value $200.00 22.394 Gland Packing 3/4" Straight 2/20/2020 $160.00 Net Book Value $160.00 22.395 Glass Sight 2 NPT 2/20/2020 $47.00 Net Book Value $47.00 22.396 Glasses Safety Clear 2/20/2020 $57.12 Net Book Value $57.12 22.397 Glasses Safety Clear 1.5 2/20/2020 $12.30 Net Book Value $12.30 22.398 Glasses Safety Tinted 2/20/2020 $7.48 Net Book Value $7.48 22.399 Glasses Safety Yellow 2/20/2020 $19.26 Net Book Value $19.26 22.400 Glove Jersey 2/20/2020 $8.40 Net Book Value $8.40 22.401 Glove Leather Large 2/20/2020 $31.80 Net Book Value $31.80 22.402 Glove Leather Medium 2/20/2020 $31.80 Net Book Value $31.80 22.403 Glove Leather X Large 2/20/2020 $31.80 Net Book Value $31.80 22.404 Glove Leather XX Large 2/20/2020 $34.56 Net Book Value $34.56 22.405 Glove Nitrile 2/20/2020 $6.89 Net Book Value $6.89 22.406 Glove Pinner Medium 2/20/2020 $114.00 Net Book Value $114.00 22.407 Glove Pinner X Large 2/20/2020 $121.92 Net Book Value $121.92 22.408 Glove Pinner XX Large 2/20/2020 $342.72 Net Book Value $342.72 22.409 Glove Plaster 14" 2/20/2020 $15.60 Net Book Value $15.60 22.410 Glove Welding 2/20/2020 $13.62 Net Book Value $13.62 22.411 Glue 3M 2/20/2020 $32.52 Net Book Value $32.52 22.412 Grease #000 Oil 5-Gallon 2/20/2020 $201.60 Net Book Value $201.60 22.413 Grease 220 # 2 5 Gallon 2/20/2020 $444.50 Net Book Value $444.50 22.414 Grease Dialectric 2/20/2020 $119.64 Net Book Value $119.64 22.415 Grease Lithium Spray 2/20/2020 $13.32 Net Book Value $13.32 22.416 Grip Rubber 2/20/2020 $15.30 Net Book Value $15.30 22.417 Grommet 2/20/2020 $13.33 Net Book Value $13.33 22.418 Grommet Orange Knee Pad 2/20/2020 $7.04 Net Book Value $7.04 22.419 Guage Fuel 2/20/2020 $16.00 Net Book Value $16.00 22.420 Gun Grease Hand Held 2/20/2020 $47.76 Net Book Value $47.76 22.421 Gutter Dewatering 2/20/2020 $229.55 Net Book Value $229.55 22.422 Hacksaw 2/20/2020 $8.49 Net Book Value $8.49 22.423 Hammer Chipping 2/20/2020 $18.68 Net Book Value $18.68 22.424 Hammer Sledge 4# 2/20/2020 $23.66 Net Book Value $23.66 22.425 Handle Joystick 2/20/2020 $49.00 Net Book Value $49.00 22.426 Handle Joystick Assembly 2/20/2020 $285.00 Net Book Value $285.00 22.427 Handle Wiha 2/20/2020 $122.54 Net Book Value $122.54 22.428 Hanger Main Belt 5"x5"x3/8" 500/Pallet 2/20/2020 $2,000.00 Net Book Value $2,000.00 22.429 Hanger Non-Main Belt Flat 14"x11"x1/8" Bendable 2/20/2020 $840.00 Net Book Value $840.00 22.430 Hanger Rope 18" per Box 2/20/2020 $7.80 Net Book Value $7.80 22.431 Head Gear Faceshield/Hardhat 2/20/2020 $5.00 Net Book Value $5.00 22.432 Hoist Chain Fall 1/2T 10' Lift 2/20/2020 $394.00 Net Book Value $394.00 22.433 Holder Electrode 200A 2/20/2020 $28.62 Net Book Value $28.62 22.434 Holder Fuse Panel Mount 30A 600V 2/20/2020 $47.74 Net Book Value $47.74 22.435 Holder Glass Fuse AGC 2/20/2020 $11.38 Net Book Value $11.38 22.436 Holder Glass Fuse In-Line 2/20/2020 $11.64 Net Book Value $11.64 22.437 Holder KTK Fuse In-Line 2/20/2020 $22.90 Net Book Value $22.90 22.438 Hole Seal Oil Tight 1" 2/20/2020 $21.40 Net Book Value $21.40 22.439 Hole Seal Oil Tight 1/2" 2/20/2020 $12.25 Net Book Value $12.25 22.440 Hole Seal Oil Tight 1-1/4" 2/20/2020 $63.20 Net Book Value $63.20 22.441 Hole Seal Oil Tight 2" 2/20/2020 $19.84 Net Book Value $19.84 22.442 Hole Seal Oil Tight 3/4" 2/20/2020 $15.51 Net Book Value $15.51 22.443 Horn 2/20/2020 $9.00 Net Book Value $9.00 22.444 Hose Fire 1-1/2"x100' 2/20/2020 $853.50 Net Book Value $853.50 22.445 Hose LH Brake 2/20/2020 $16.75 Net Book Value $16.75 22.446 Hose Lower Radiator 2/20/2020 $14.25 Net Book Value $14.25 22.447 Hose Red Frontier 200PSI 1" by FT. 450'/Roll 2/20/2020 $879.48 Net Book Value $879.48 22.448 Hose RH Brake 2/20/2020 $16.75 Net Book Value $16.75 22.449 Hose Torch 1/4"x100' 2/20/2020 $66.51 Net Book Value $66.51 22.450 Hose Torch 1/4"x50' 2/20/2020 $36.11 Net Book Value $36.11 22.451 Hose Upper Radiator 2/20/2020 $16.83 Net Book Value $16.83 22.452 Hose White 1" by FT. 2/20/2020 $393.35 Net Book Value $393.35

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 6 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 33 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value Hose Yellow Mine Spray by 20' Continental Only 20.00'X3619M-1-1/4-100 1-1/4" Yellow Mine 20-20FPX/W 21611-20-20W FE 20-20MP/W 15611-20-20 ST. 22.453 20PC1FS/W 03310-20 Steel Ferrule 2/20/2020 $201.30 Net Book Value $201.30 Hose Yellow Mine Spray by 50' 50.00'X3619M-1-1/4-100 1-1/4" Yellow Mine 20- 20FPX/W 21611-20-20W FE 20-20MP/W 15611-20-20 ST. 20PC1FS/W 03310- 22.454 20 Steel Ferrule 2/20/2020 $2,120.17 Net Book Value $2,120.17 Hose Yellow Mine Spray by 8' 8.00'X3619M-1-1/4-100 1-1/4" Yellow Mine 20- 20FPX/W 21611-20-20W FE 20-20MP/W 15611-20-20 ST. 20PC1FS/W 03310- 22.455 20 Steel Ferrule 2/20/2020 $148.24 Net Book Value $148.24 22.456 Housing Light 2/20/2020 $25.00 Net Book Value $25.00 22.457 Hub and Rotor Assy 2/20/2020 $165.80 Net Book Value $165.80 22.458 Hub Lovejoy L090 1/2" 1/8"x1/16"KW 2/20/2020 $17.20 Net Book Value $17.20 22.459 Hub Lovejoy L090 7/8" 3/16"x3/32"KW 2/20/2020 $17.20 Net Book Value $17.20 22.460 Injector 48VDC POE 2/20/2020 $480.00 Net Book Value $480.00 22.461 Insert Splined for Tandem Pump 2/20/2020 $126.50 Net Book Value $126.50 22.462 Inserter Power 2/20/2020 $120.00 Net Book Value $120.00 22.463 Inverter AC 2/20/2020 $695.00 Net Book Value $695.00 22.464 Jack Roof 8T 2/20/2020 $388.40 Net Book Value $388.40 22.465 Jacket Wrap 2/20/2020 $60.30 Net Book Value $60.30 22.466 Kevlar Neck Guard 2/20/2020 $295.40 Net Book Value $295.40 22.467 Kit Belt Repair Eli Flex 2/20/2020 $210.00 Net Book Value $210.00 22.468 Kit Brake Wedge 2/20/2020 $16.25 Net Book Value $16.25 22.469 Kit Filter for Allison Transmission 2/20/2020 $32.50 Net Book Value $32.50 22.470 Kit King Pin 2/20/2020 $198.40 Net Book Value $198.40 22.471 Kit Repair Air 1" ARO 2/20/2020 $69.60 Net Book Value $69.60 22.472 Kit Repair Air 2" ARO 2/20/2020 $165.00 Net Book Value $165.00 22.473 Kit Repair Grundfos CR45-3 2/20/2020 $430.78 Net Book Value $430.78 22.474 Kit Repair Wet End 1" ARO 2/20/2020 $100.30 Net Book Value $100.30 22.475 Kit Repair Wet End 2" ARO 2/20/2020 $247.00 Net Book Value $247.00 22.476 Kit Spindle Nut 2/20/2020 $34.50 Net Book Value $34.50 22.477 Kit Torch Hose Repair 2/20/2020 $63.15 Net Book Value $63.15 22.478 Knife Putty 2" 2/20/2020 $5.28 Net Book Value $5.28 22.479 Knob Joystick Handle 2/20/2020 $24.75 Net Book Value $24.75 22.480 Knob Red Fire Suppression 2/20/2020 $49.00 Net Book Value $49.00 22.481 Knuckle Steer LH 2/20/2020 $90.00 Net Book Value $90.00 22.482 Knuckle Steer RH 2/20/2020 $90.00 Net Book Value $90.00 22.483 Lamp Assy LED RB01 Only 2/20/2020 $284.18 Net Book Value $284.18 22.484 Lead Stock 2/20/2020 $40.75 Net Book Value $40.75 22.485 LED Diode Light for Tapeswitch 2/20/2020 $16.00 Net Book Value $16.00 22.486 Lens Welding 10 2x4.25 2/20/2020 $4.08 Net Book Value $4.08 22.487 Lifeline Blue by Roll 2/20/2020 $170.68 Net Book Value $170.68 22.488 Lifeline Green by Roll 2/20/2020 $170.68 Net Book Value $170.68 22.489 Light Area Bolter Single 2/20/2020 $1,118.00 Net Book Value $1,118.00 22.490 Light Assembly 2/20/2020 $316.00 Net Book Value $316.00 22.491 Light Battery Hauler 2/20/2020 $425.40 Net Book Value $425.40 22.492 Light Globe Amber MCI 2/20/2020 $96.00 Net Book Value $96.00 22.493 Light Housing 2/20/2020 $152.00 Net Book Value $152.00 22.494 Light LED 2/20/2020 $212.76 Net Book Value $212.76 22.495 Light LED Headlight 2/20/2020 $115.90 Net Book Value $115.90 22.496 Light LED Strobe Red Magnetic 2/20/2020 $339.48 Net Book Value $339.48 22.497 Light Only Area Miner Push In Bulb 2/20/2020 $538.12 Net Book Value $538.12 22.498 Light Rear Tail Assy 2/20/2020 $16.00 Net Book Value $16.00 22.499 Line Phone 14/2 by FT 2/20/2020 $120.00 Net Book Value $120.00 22.500 Link Connecting 100H 2/20/2020 $14.50 Net Book Value $14.50 22.501 Link Connecting 120H 2/20/2020 $24.15 Net Book Value $24.15 22.502 Link Connecting 160H 2/20/2020 $48.80 Net Book Value $48.80 22.503 Link Connecting 180 2/20/2020 $106.85 Net Book Value $106.85 22.504 Link Connecting Flight Attachment 2/20/2020 $228.00 Net Book Value $228.00 22.505 Link Offset 120H 2/20/2020 $86.30 Net Book Value $86.30 22.506 Link Offset 160H 2/20/2020 $76.90 Net Book Value $76.90 22.507 Link Roller 2/20/2020 $112.00 Net Book Value $112.00 22.508 Link Roller 100H 2/20/2020 $11.85 Net Book Value $11.85 22.509 Link Roller 120H 2/20/2020 $66.15 Net Book Value $66.15 22.510 Link Roller 160H 2/20/2020 $51.88 Net Book Value $51.88 22.511 Link Roller 180 2/20/2020 $166.95 Net Book Value $166.95 22.512 Link Steering Assembly 2/20/2020 $148.24 Net Book Value $148.24 22.513 Lock 3303 2" Shank Keyed Alike 2/20/2020 $20.66 Net Book Value $20.66 22.514 Lock Nut Steel 1" 2/20/2020 $0.86 Net Book Value $0.86 22.515 Lock Nut Steel 1/2" 2/20/2020 $0.61 Net Book Value $0.61 22.516 Lock Nut Steel 1-1/2" 2/20/2020 $1.16 Net Book Value $1.16 22.517 Lock Nut Steel 1-1/4" 2/20/2020 $1.10 Net Book Value $1.10 22.518 Lock Nut Steel 2" 2/20/2020 $2.67 Net Book Value $2.67 22.519 Lock Nut Steel 2-1/2" 2/20/2020 $4.34 Net Book Value $4.34 22.520 Lock Nut Steel 3/4" 2/20/2020 $1.06 Net Book Value $1.06 22.521 Lock Red American 2/20/2020 $9.62 Net Book Value $9.62 22.522 Lubricant Penetrating PB Blaster 2/20/2020 $28.90 Net Book Value $28.90 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 7 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 34 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value 22.523 Lucas Oil Treatment 32OZ 10001 2/20/2020 $51.96 Net Book Value $51.96 22.524 Lug 1 AWG 1/2" Stud 2/20/2020 $29.98 Net Book Value $29.98 22.525 Lug 1 AWG 3/8" Stud 2/20/2020 $20.40 Net Book Value $20.40 22.526 Lug 1/0 AWG 1/2" Stud 2/20/2020 $16.23 Net Book Value $16.23 22.527 Lug 1/0 AWG 3/8" Stud 2/20/2020 $13.27 Net Book Value $13.27 22.528 Lug 2 AWG 3/8" Stud 2/20/2020 $23.58 Net Book Value $23.58 22.529 Lug 2/0 AWG 1/2" Stud 2/20/2020 $7.57 Net Book Value $7.57 22.530 Lug 2/0 AWG 3/8" Stud 2/20/2020 $8.65 Net Book Value $8.65 22.531 Lug 250 AWG 1/2" Stud 2/20/2020 $23.48 Net Book Value $23.48 22.532 Lug 3/0 AWG 1/2" Stud 2/20/2020 $14.50 Net Book Value $14.50 22.533 Lug 3/0 AWG 3/8" Stud 2/20/2020 $10.87 Net Book Value $10.87 22.534 Lug 4/0 AWG 1/2" Stud 2/20/2020 $17.48 Net Book Value $17.48 22.535 Lug 4/0 AWG 3/8" Stud 2/20/2020 $20.67 Net Book Value $20.67 22.536 Lug 400 AWG 1/2" Eyelets for Gear Mounts 2/20/2020 $12.00 Net Book Value $12.00 22.537 Lug 6 AWG 1/4" Stud 2/20/2020 $11.31 Net Book Value $11.31 22.538 Mat Bridge Laminated 6"x8'x16' Cables on Corners 2/20/2020 $2,940.00 Net Book Value $2,940.00 22.539 Mat Dialectric 2/20/2020 $1,294.65 Net Book Value $1,294.65 22.540 Mender 1" Steel Hose 2/20/2020 $17.89 Net Book Value $17.89 22.541 Mesh Wire 4'x15' 10GA 4"X4" Openings 2/20/2020 $8,696.00 Net Book Value $8,696.00 Mesh Wire 4'x15' 10GA 4"X4" Openings Galvanized Purvis 1800/Load Jennmar 22.542 2500/Load 2/20/2020 $20,560.00 Net Book Value $20,560.00 22.543 Mesh Wire 5'x16' 10GA 4"X4" 2/20/2020 $4,600.00 Net Book Value $4,600.00 22.544 Metal Brite White CR10 2/20/2020 $210.00 Net Book Value $210.00 22.545 Meter Hour 2/20/2020 $19.00 Net Book Value $19.00 22.546 Meter Volt 2/20/2020 $14.70 Net Book Value $14.70 22.547 Motor 150HP 445T 1800RPM 2/20/2020 $4,490.54 Net Book Value $4,490.54 22.548 Motor Conveyor AC SH02 2/20/2020 $4,500.00 Net Book Value $4,500.00 22.549 Mount Isuzu Transmission 2/20/2020 $26.00 Net Book Value $26.00 22.550 Mount Motor 2/20/2020 $46.75 Net Book Value $46.75 22.551 Mount Readout S800 Methane Monitor 2/20/2020 $221.00 Net Book Value $221.00 22.552 Mount Rubber Shock f/Mounting Plate S800 Methane Monitor 2/20/2020 $98.00 Net Book Value $98.00 22.553 Muffler 2/20/2020 $48.50 Net Book Value $48.50 22.554 Nail 8D by Box 2/20/2020 $77.00 Net Book Value $77.00 22.555 Nipple 1" Unplated Combo NPT E 2/20/2020 $23.92 Net Book Value $23.92 22.556 Nozzle Brass Fire Hose 2/20/2020 $230.34 Net Book Value $230.34 22.557 Nozzle Spray Miner 2/20/2020 $49.77 Net Book Value $49.77 22.558 Nut Locking Steering Cylinder 2/20/2020 $118.70 Net Book Value $118.70 22.559 Nut Lug 2/20/2020 $16.20 Net Book Value $16.20 22.560 Nut Wheel 2/20/2020 $53.20 Net Book Value $53.20 22.561 Nylon Glove Extra Large 2/20/2020 $44.64 Net Book Value $44.64 22.562 Nylon Glove Large 2/20/2020 $14.88 Net Book Value $14.88 22.563 Nylon Glove Medium 2/20/2020 $52.08 Net Book Value $52.08 22.564 Nylon Glove XX Large 2/20/2020 $44.64 Net Book Value $44.64 22.565 Oil 15W-40 Gallon 2/20/2020 $89.64 Net Book Value $89.64 22.566 Oil AW 68 HYD 5 Gallon Tin 40 Tins per Pallet 2/20/2020 $11,260.80 Net Book Value $11,260.80 22.567 Oil Emulsion 5-Gallon Belt Drives 2/20/2020 $454.75 Net Book Value $454.75 22.568 Oil Filter 1768 2/20/2020 $23.98 Net Book Value $23.98 22.569 Oil Powertran John Deere 5-Gallon 2/20/2020 $226.20 Net Book Value $226.20 22.570 Oil Syncon 150 5-Gallon 2/20/2020 $540.00 Net Book Value $540.00 22.571 O-ring 2/20/2020 $2.04 Net Book Value $2.04 22.572 O-ring Battery Breaker Box 2/20/2020 $4.32 Net Book Value $4.32 22.573 Package Firing CEP Dual 6SCR 2/20/2020 $2,850.00 Net Book Value $2,850.00 22.574 Packing Graphite 2/20/2020 $472.00 Net Book Value $472.00 22.575 Packing Graphite 2/20/2020 $647.00 Net Book Value $647.00 22.576 Pad Crossover Orange 2/20/2020 $430.48 Net Book Value $430.48 22.577 Pad Crossover Orange Wide 2/20/2020 $655.60 Net Book Value $655.60 22.578 Pad Kit Front Brake 2/20/2020 $11.42 Net Book Value $11.42 22.579 Pad Knee 2/20/2020 $112.14 Net Book Value $112.14 22.580 Pad Knee Orange 2/20/2020 $36.60 Net Book Value $36.60 22.581 Paint Vertical Red 2/20/2020 $27.60 Net Book Value $27.60 22.582 Pan Pizza 18" 2/20/2020 $10,450.00 Net Book Value $10,450.00 22.583 Parachute Birdie 23MM Basket Type 450/Box 2/20/2020 $96.00 Net Book Value $96.00 22.584 Permatex Blue Silicone 2/20/2020 $6.36 Net Book Value $6.36 22.585 Phase Filter 4000HZ 2/20/2020 $1,477.36 Net Book Value $1,477.36 22.586 Phone Mine 2/20/2020 $699.25 Net Book Value $699.25 22.587 Phone Mine Emergency 2/20/2020 $660.00 Net Book Value $660.00 22.588 Phone Minesite w/Charger Mobile Strata 2/20/2020 $3,900.00 Net Book Value $3,900.00 22.589 Pigtail Headlight 2/20/2020 $8.00 Net Book Value $8.00 22.590 Pin Battery Cylinder Lift Arm Attaching 2/20/2020 $230.70 Net Book Value $230.70 22.591 Pin Battery Lift Cylinder Lower Trunnion 2/20/2020 $431.66 Net Book Value $431.66 22.592 Pin Battery Lift Cylinder Rod End 2/20/2020 $194.49 Net Book Value $194.49 22.593 Pin Belt Splice Hinge 42" 2/20/2020 $479.98 Net Book Value $479.98 22.594 Pin Belt Splice Hinge 48" 2/20/2020 $548.56 Net Book Value $548.56 22.595 Pin Belt Splice Hinge 60" 2/20/2020 $171.43 Net Book Value $171.43 22.596 Pin Canopy 2/20/2020 $101.12 Net Book Value $101.12 22.597 Pin Index 2/20/2020 $76.77 Net Book Value $76.77 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 8 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 35 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value 22.598 Pin Lynch Canopy 2/20/2020 $9.00 Net Book Value $9.00 22.599 Pin Spiral Roll 2/20/2020 $10.00 Net Book Value $10.00 22.600 Pin Steering Cylinder 2/20/2020 $363.94 Net Book Value $363.94 22.601 Pipe 2" YeloMine SDR17 2100'/Pad Per FT 2/20/2020 $2,499.00 Net Book Value $2,499.00 22.602 Pipe 4" Aqua/YeloMine SDR17 640FT/Pad Per FT 2/20/2020 $846.00 Net Book Value $846.00 22.603 Pipe 6" Aqua SDR17 400'/Pad Per FT 2/20/2020 $3,460.00 Net Book Value $3,460.00 22.604 Pipe Steel Jack SCH80 2"x21' 2/20/2020 $450.00 Net Book Value $450.00 22.605 Plaster Bag 52/ Wrapped Pallet 2/20/2020 $546.00 Net Book Value $546.00 22.606 Plate Cable Hanger 2/20/2020 $131.44 Net Book Value $131.44 22.607 Plate Donut 12"x12"x1"x.145 Grade 2 480 Pieces per Bundle 2/20/2020 $11,664.00 Net Book Value $11,664.00 22.608 Plate Donut 6"x6"x1"x.205" Grade 3 500 Per Bundle 2/20/2020 $3,050.00 Net Book Value $3,050.00 22.609 Plate Donut 6"x6"x1-3/8"x.205" Grade 3 500 Per Bundle 2/20/2020 $9,150.00 Net Book Value $9,150.00 22.610 Plug 30A 50-150TR 2/20/2020 $3,210.00 Net Book Value $3,210.00 22.611 Plug Female 110V 15A 2/20/2020 $86.55 Net Book Value $86.55 22.612 Plug Female 110V 20A 2/20/2020 $32.24 Net Book Value $32.24 22.613 Plug Figure 107 1KV 500A 350-500MCM Cable 2/20/2020 $1,513.62 Net Book Value $1,513.62 22.614 Plug Figure 64 400A L-Lug 2/20/2020 $625.00 Net Book Value $625.00 22.615 Plug Hauler 2/20/2020 $1,517.32 Net Book Value $1,517.32 22.616 Plug Hole 10-3/4" 2/20/2020 $392.00 Net Book Value $392.00 22.617 Plug Hole 2-7/8" 2/20/2020 $64.00 Net Book Value $64.00 22.618 Plug Hole 3-1/2" 2/20/2020 $50.00 Net Book Value $50.00 22.619 Plug Hole 4-1/2" 2/20/2020 $70.00 Net Book Value $70.00 22.620 Plug Hole 5-1/2" 2/20/2020 $176.00 Net Book Value $176.00 22.621 Plug Hole 6-5/8" 2/20/2020 $140.00 Net Book Value $140.00 22.622 Plug Hole 8-5/8" 2/20/2020 $212.00 Net Book Value $212.00 22.623 Plug JR2000 w/A4 Grommet 2/20/2020 $962.66 Net Book Value $962.66 22.624 Plug Male 110V 15A 2/20/2020 $18.93 Net Book Value $18.93 22.625 Plug Male 110V 20A 2/20/2020 $22.00 Net Book Value $22.00 22.626 Plug Miller Female 2/20/2020 $88.50 Net Book Value $88.50 22.627 Plug Miller Male 2/20/2020 $53.10 Net Book Value $53.10 22.628 Plug TJB PML-1 700A 2KV 2/20/2020 $1,079.06 Net Book Value $1,079.06 22.629 Plug Type 67 225A 2/20/2020 $358.00 Net Book Value $358.00 22.630 Port Quad Unmanaged 2/20/2020 $4,330.00 Net Book Value $4,330.00 22.631 Pot Drill Head Assembly w/Motor 2/20/2020 $3,142.86 Net Book Value $3,142.86 22.632 Pouch Dust Pump 2/20/2020 $84.80 Net Book Value $84.80 22.633 Pouch SCSR M21 2/20/2020 $120.00 Net Book Value $120.00 22.634 Pouch Tool 2/20/2020 $157.00 Net Book Value $157.00 22.635 Pouch Tracking 2/20/2020 $196.00 Net Book Value $196.00 22.636 Power Supply 240V to 24V 2/20/2020 $520.00 Net Book Value $520.00 22.637 Power Supply AB 120V-24VDC 2/20/2020 $134.67 Net Book Value $134.67 22.638 Protector DC Splice 10A 2/20/2020 $290.00 Net Book Value $290.00 22.639 Pump 1" Air 2/20/2020 $1,920.00 Net Book Value $1,920.00 22.640 Pump 1/2" Air 2/20/2020 $1,180.50 Net Book Value $1,180.50 22.641 Pump 2" Air 2/20/2020 $1,200.00 Net Book Value $1,200.00 22.642 Pump Brake Hand 2/20/2020 $196.00 Net Book Value $196.00 22.643 Pump Drive Steering Pump 6/12 Man 2/20/2020 $315.00 Net Book Value $315.00 Pump Flygt Permissible 13HP 3" NPSM Discharge BS243HT Impeller 13.0HP 22.644 Electric Motor 460V 3PH 50' of Power Cable 2/20/2020 $5,455.75 Net Book Value $5,455.75 22.645 Pump Flygt Permissible 2630 6.2HP 2/20/2020 $3,580.25 Net Book Value $3,580.25 22.646 Pump Hand 2/20/2020 $625.00 Net Book Value $625.00 22.647 Pump Hand Brake 2/20/2020 $611.96 Net Book Value $611.96 22.648 Pump Head Pulsa R1 2/20/2020 $461.00 Net Book Value $461.00 22.649 Pump Power Steering 4 Man Only 2/20/2020 $409.75 Net Book Value $409.75 22.650 Pump Runyen Bucket 2/20/2020 $75.61 Net Book Value $75.61 22.651 Pump Tandem 2/20/2020 $995.00 Net Book Value $995.00 22.652 Pump Viking Floc 2/20/2020 $1,210.00 Net Book Value $1,210.00 22.653 Push Button Assy. Black 2/20/2020 $345.00 Net Book Value $345.00 22.654 Push Button Assy. Red 2/20/2020 $345.00 Net Book Value $345.00 22.655 Radiator 2/20/2020 $389.25 Net Book Value $389.25 22.656 Rag 10# 2/20/2020 $47.52 Net Book Value $47.52 22.657 Receptacle 700A 1KV 2/20/2020 $984.00 Net Book Value $984.00 22.658 Receptacle Duplex 20A 120VAC 2/20/2020 $15.90 Net Book Value $15.90 22.659 Receptacle Hauler 2/20/2020 $1,904.00 Net Book Value $1,904.00 22.660 Receptacle JR2000 w/A4 Grommet 2/20/2020 $500.00 Net Book Value $500.00 22.661 Reflector Blue 2/20/2020 $14.70 Net Book Value $14.70 22.662 Reflector Red 2/20/2020 $17.50 Net Book Value $17.50 22.663 Reflector White 2/20/2020 $14.00 Net Book Value $14.00 22.664 Regulator Acetylene 2/20/2020 $89.54 Net Book Value $89.54 22.665 Regulator Oxygen 2/20/2020 $89.54 Net Book Value $89.54 22.666 Regulator Voltage 2/20/2020 $165.00 Net Book Value $165.00 22.667 Relay DPDT 120V Coil 2/20/2020 $26.44 Net Book Value $26.44 22.668 Relay DPDT 24V Coil 2/20/2020 $26.44 Net Book Value $26.44 22.669 Relay E-Stop 7A 9VDC Reese 2/20/2020 $261.86 Net Book Value $261.86 22.670 Relay IS 3 Channel 2/20/2020 $983.08 Net Book Value $983.08 22.671 Relay ISR 2/20/2020 $695.00 Net Book Value $695.00 22.672 Relay Solid State 2/20/2020 $610.00 Net Book Value $610.00 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 9 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 36 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value 22.673 Repeater 2/20/2020 $1,450.00 Net Book Value $1,450.00 22.674 Resin A23 4' 1000 Pieces per Bundle Used with 4' #6 Grade 40 Rebar Bolts 2/20/2020 $780.00 Net Book Value $780.00 Resin A6.2 M40 50.25" Long 840 Pieces per Bundle Used with 6' # 6 Grade 60 22.675 and 10' .6 Cable Bolt 2/20/2020 $10,752.00 Net Book Value $10,752.00 22.676 Respirator 3M 2/20/2020 $37.80 Net Book Value $37.80 22.677 Respirator 5500 Series 2/20/2020 $31.23 Net Book Value $31.23 22.678 Respirator Moldex 2/20/2020 $40.80 Net Book Value $40.80 22.679 Rivet C Blue per Bucket 2/20/2020 $407.46 Net Book Value $407.46 22.680 Rivet D Green per Bucket 2/20/2020 $423.08 Net Book Value $423.08 22.681 Rivet E Purple per Bucket 2/20/2020 $219.32 Net Book Value $219.32

22.682 Rockdust 50# Rogers Group Bag 28/Truck Load H and G Bag 26/Truck Load 2/20/2020 $720.00 Net Book Value $720.00 22.683 Rockdust Super Sack 26/Truck Load 2/20/2020 $3,604.00 Net Book Value $3,604.00 22.684 Rod End Tie 2/20/2020 $80.00 Net Book Value $80.00 22.685 Rod Sight Red 2/20/2020 $15.24 Net Book Value $15.24 22.686 Rod Sight White 2/20/2020 $7.62 Net Book Value $7.62 22.687 Roller Boom Assembly Complete 2/20/2020 $791.00 Net Book Value $791.00 22.688 Roller Chain Conveyor SH02 2/20/2020 $63.00 Net Book Value $63.00 22.689 Rubber Expansion JStop 2/20/2020 $300.00 Net Book Value $300.00 22.690 Rubber Latch 2/20/2020 $24.63 Net Book Value $24.63 22.691 Saddle Branch 6"x2" 2/20/2020 $131.85 Net Book Value $131.85 22.692 Saddle Branch 8"x2" 2/20/2020 $167.67 Net Book Value $167.67 22.693 Saddle Branch 8"x4" 2/20/2020 $121.36 Net Book Value $121.36 22.694 Saw Bow 30" 2/20/2020 $25.53 Net Book Value $25.53 22.695 Screw 2/20/2020 $1.88 Net Book Value $1.88 22.696 Screw 2/20/2020 $2.08 Net Book Value $2.08 22.697 Screwdriver Flathead 8" 2/20/2020 $10.80 Net Book Value $10.80 22.698 Screwdriver Phillips 6" 2/20/2020 $16.80 Net Book Value $16.80 22.699 Seal Boot for Air Cleaner 2/20/2020 $20.50 Net Book Value $20.50 22.700 Seal Link SS LS410 10/Box 2/20/2020 $127.30 Net Book Value $127.30 22.701 Seal Plug Grommet MCI 1-1/8"-12 2/20/2020 $22.00 Net Book Value $22.00 22.702 Seal Rear Transmission 2/20/2020 $16.45 Net Book Value $16.45 22.703 Seal Tamper 2/20/2020 $12.20 Net Book Value $12.20 22.704 Seat 2/20/2020 $495.00 Net Book Value $495.00 22.705 Seat Bit 1-1/8" 2/20/2020 $38.60 Net Book Value $38.60 22.706 Sensor Proximity 2/20/2020 $159.76 Net Book Value $159.76 22.707 Sensor Sniffer Cap 2/20/2020 $1,053.26 Net Book Value $1,053.26 22.708 Sensor Speed 2/20/2020 $950.00 Net Book Value $950.00 22.709 Sensor VR w/50' Cable 2/20/2020 $223.16 Net Book Value $223.16 22.710 Shielding 2/20/2020 $119.70 Net Book Value $119.70 22.711 Shock 2/20/2020 $64.50 Net Book Value $64.50 22.712 Shovel Aluminum 2/20/2020 $92.66 Net Book Value $92.66 22.713 Shovel Tile Spade 2/20/2020 $44.01 Net Book Value $44.01 22.714 Sign Belt Switch 6"x12" 2/20/2020 $67.50 Net Book Value $67.50 22.715 Sign Door Blue 6"x12" 2/20/2020 $37.50 Net Book Value $37.50 22.716 Sign Door Green 6"x12" 2/20/2020 $75.00 Net Book Value $75.00 22.717 Sign Door Red 6"x12" 2/20/2020 $75.00 Net Book Value $75.00 22.718 Sign Escapeway Blue 6"x12" 2/20/2020 $128.00 Net Book Value $128.00 22.719 Sign Escapeway Green 6"x12" 2/20/2020 $160.00 Net Book Value $160.00 22.720 Sign Fire Valve 6"x12" 2/20/2020 $60.00 Net Book Value $60.00 22.721 Sign No Parking 6"x12" 2/20/2020 $56.00 Net Book Value $56.00 22.722 Sign Refuge Alternative 6"x12" 2/20/2020 $96.00 Net Book Value $96.00 22.723 Sign Safety Slide 6"x12" 2/20/2020 $8.00 Net Book Value $8.00 22.724 Sign Yellow Close Clearance 6"x12" 2/20/2020 $56.00 Net Book Value $56.00 22.725 Skirt Dust 10" Lay Flat 12" Long 2/20/2020 $27.80 Net Book Value $27.80 22.726 Sleeve Conduit 2/20/2020 $35.00 Net Book Value $35.00 22.727 Sleeve Kevlar 10" 2/20/2020 $29.28 Net Book Value $29.28 22.728 Soapstone Round 2/20/2020 $12.84 Net Book Value $12.84 22.729 Soda Baking 2/20/2020 $14.00 Net Book Value $14.00 22.730 Solenoid Coil 2/20/2020 $47.25 Net Book Value $47.25 22.731 Solenoid Fuel 2/20/2020 $324.48 Net Book Value $324.48 22.732 Solenoid Starter 2/20/2020 $56.30 Net Book Value $56.30 22.733 Solenoid Valve 2/20/2020 $53.10 Net Book Value $53.10 22.734 Solenoid Valve Block 2/20/2020 $50.25 Net Book Value $50.25 22.735 Spad 2/20/2020 $69.26 Net Book Value $69.26 22.736 Spider L090 2/20/2020 $12.76 Net Book Value $12.76 22.737 Spindle RH 2/20/2020 $195.00 Net Book Value $195.00 22.738 Splice #2 AWG Long 2/20/2020 $62.31 Net Book Value $62.31 22.739 Splice #6 Copper NOT USED 2/20/2020 $16.40 Net Book Value $16.40 22.740 Splice 1/0 AWG Long 2/20/2020 $29.72 Net Book Value $29.72 22.741 Splice 2/0 AWG Long 2/20/2020 $22.69 Net Book Value $22.69 22.742 Splice 250 AWG Long 2/20/2020 $49.12 Net Book Value $49.12 22.743 Splice 3/0 AWG Long 2/20/2020 $26.33 Net Book Value $26.33 22.744 Splice 350 AWG Long 2/20/2020 $139.59 Net Book Value $139.59 22.745 Splice 4/0 AWG Long 2/20/2020 $67.97 Net Book Value $67.97 22.746 Splice 6 AWG 2/20/2020 $23.47 Net Book Value $23.47 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 10 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 37 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value 22.747 Splice Belt 48" 2/20/2020 $446.80 Net Book Value $446.80 22.748 Splice Belt 60" 2/20/2020 $112.50 Net Book Value $112.50 22.749 Splice Butt 10-12 GA 2/20/2020 $18.12 Net Book Value $18.12 22.750 Splice Butt 18-22 GA 2/20/2020 $6.40 Net Book Value $6.40 22.751 Splice Kit 480V GLF2 TCS 4/C 5/0 AWG MAX 600 2504 109220 2/20/2020 $71.82 Net Book Value $71.82 22.752 Splice Kit GLF2 TS Shielded 995V 2505 380272 2/20/2020 $144.00 Net Book Value $144.00 22.753 Spline 2" 2/20/2020 $326.00 Net Book Value $326.00 22.754 Splitter Symetrical 2/20/2020 $120.00 Net Book Value $120.00 22.755 Spray Nozzle Miner 3-3 Steinen Hahn 2/20/2020 $71.50 Net Book Value $71.50 22.756 Spray Nozzle Misting 2/20/2020 $35.50 Net Book Value $35.50 22.757 Sprayer 1-Gallon 2/20/2020 $15.05 Net Book Value $15.05 22.758 Spring 2/20/2020 $14.20 Net Book Value $14.20 22.759 Starter 2/20/2020 $120.97 Net Book Value $120.97 22.760 Starter 2/20/2020 $207.63 Net Book Value $207.63 22.761 Starter 2/20/2020 $214.29 Net Book Value $214.29 22.762 Starter 2/20/2020 $263.72 Net Book Value $263.72 22.763 Starter 2/20/2020 $1,444.98 Net Book Value $1,444.98 22.764 Steel Auger Middle 24" 2/20/2020 $196.52 Net Book Value $196.52 22.765 Steel Auger Middle 36" 2/20/2020 $181.17 Net Book Value $181.17 22.766 Steel Auger Starter 36" 2/20/2020 $241.56 Net Book Value $241.56 22.767 Steel Auger Starter to Finish 36" 2/20/2020 $543.51 Net Book Value $543.51 22.768 Steel Auger Top 36" 2/20/2020 $362.34 Net Book Value $362.34 22.769 Steel Hex 1-1/8"x144" 2/20/2020 $160.84 Net Book Value $160.84 22.770 Steel Hex 7/8"x144" 2/20/2020 $630.00 Net Book Value $630.00 22.771 Steel Hex 7/8"x36" 2/20/2020 $370.44 Net Book Value $370.44 22.772 Steel Hex 7/8"x39" 2/20/2020 $540.54 Net Book Value $540.54 22.773 Strainer Oil 2/20/2020 $36.00 Net Book Value $36.00 22.774 Strainer Suction 1.25NPT 2/20/2020 $30.00 Net Book Value $30.00 22.775 Strap Battery 3" 2/20/2020 $32.00 Net Book Value $32.00 22.776 Strap Battery 3-1/4" 2/20/2020 $56.50 Net Book Value $56.50 22.777 Strap Battery 5" 2/20/2020 $41.10 Net Book Value $41.10 22.778 Strap Battery 6-3/4" 2/20/2020 $53.40 Net Book Value $53.40 22.779 Strap Chain Conveyor SH02 2/20/2020 $80.55 Net Book Value $80.55 22.780 Strap Miner 12' 2/20/2020 $126.00 Net Book Value $126.00 22.781 Strap Orange Knee Pad 2/20/2020 $19.80 Net Book Value $19.80 22.782 Strap Ratchet 2"x27' 2/20/2020 $36.75 Net Book Value $36.75 22.783 Strata Communication Node 2/20/2020 $2,420.00 Net Book Value $2,420.00 22.784 Strata D Battery Energizer 2/20/2020 $100.80 Net Book Value $100.80 22.785 Strata E-Module Hydrogen Compensated 2/20/2020 $1,420.00 Net Book Value $1,420.00 22.786 Strata Section Alarm w/4 Hour Backup 2/20/2020 $2,700.00 Net Book Value $2,700.00 22.787 Strata Wireless B Node 2/20/2020 $1,250.00 Net Book Value $1,250.00 22.788 Striker Lightning Bug 2/20/2020 $33.12 Net Book Value $33.12 22.789 Striker Triple Flint 2/20/2020 $3.26 Net Book Value $3.26 22.790 Structure 42" Catenary 5" CEMA C 2/20/2020 $22,858.00 Net Book Value $22,858.00 Structure 48" Rigid Roof Hung 5" CEMA C Quick Lock Spreader Bars w/12" 22.791 Offset Hangers 2/20/2020 $56,250.00 Net Book Value $56,250.00 22.792 Supply Power Monitor 120VAC 2/20/2020 $1,926.39 Net Book Value $1,926.39 22.793 Switch Airlock Door 2/20/2020 $99.45 Net Book Value $99.45 22.794 Switch Belt Monitoring Mefcor 2/20/2020 $665.15 Net Book Value $665.15 22.795 Switch Belt SQD 2/20/2020 $218.50 Net Book Value $218.50 22.796 Switch Conveyor 2/20/2020 $447.89 Net Book Value $447.89 22.797 Switch Disconnect 2/20/2020 $615.00 Net Book Value $615.00 22.798 Switch Double Throw Double Pole 2/20/2020 $31.52 Net Book Value $31.52 22.799 Switch Double Throw Single Pole 2/20/2020 $22.41 Net Book Value $22.41 22.800 Switch Dual 2/20/2020 $400.62 Net Book Value $400.62 22.801 Switch Eagle 2 Dual Channel Speed System 2/20/2020 $1,011.00 Net Book Value $1,011.00 22.802 Switch Emergency Brake 2/20/2020 $146.73 Net Book Value $146.73 22.803 Switch Emergency Stop 2/20/2020 $581.40 Net Book Value $581.40 22.804 Switch Foot 2/20/2020 $500.00 Net Book Value $500.00 22.805 Switch Foot Accelerator Magnetek 2/20/2020 $370.92 Net Book Value $370.92 22.806 Switch Hirschmann Spider II 2/20/2020 $1,042.52 Net Book Value $1,042.52 22.807 Switch Ignition 2/20/2020 $45.91 Net Book Value $45.91 22.808 Switch Key 2/20/2020 $49.71 Net Book Value $49.71 22.809 Switch Lid Cutler Hammer 2/20/2020 $58.98 Net Book Value $58.98 22.810 Switch Light 2/20/2020 $134.00 Net Book Value $134.00 22.811 Switch Master 2/20/2020 $232.00 Net Book Value $232.00 22.812 Switch Murphy 2/20/2020 $106.25 Net Book Value $106.25 22.813 Switch Neutral Safety 2/20/2020 $37.50 Net Book Value $37.50 22.814 Switch Neutral Safety For Allison 2/20/2020 $118.45 Net Book Value $118.45 22.815 Switch Park 2/20/2020 $43.10 Net Book Value $43.10 22.816 Switch Pump Start 2/20/2020 $215.00 Net Book Value $215.00 22.817 Switch Push Button 2/20/2020 $166.06 Net Book Value $166.06 22.818 Switch Push Button Square D 2/20/2020 $69.60 Net Book Value $69.60 22.819 Switch Selector 2/20/2020 $47.28 Net Book Value $47.28 22.820 Switch Selector 2/20/2020 $47.77 Net Book Value $47.77 22.821 Switch Spill Rabbit Mefcor 2/20/2020 $382.50 Net Book Value $382.50 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 11 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 38 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value 22.822 Switch Start Non-XP 2/20/2020 $410.01 Net Book Value $410.01 22.823 Switch Start-Start Non-XP 2/20/2020 $881.52 Net Book Value $881.52 22.824 Switch Tape 2/20/2020 $430.00 Net Book Value $430.00 22.825 Switch Tilt Mercury 230 2/20/2020 $147.50 Net Book Value $147.50 22.826 Switch Whisker 2/20/2020 $257.79 Net Book Value $257.79 22.827 Swivel FP-MP Mine Spray Hose 2/20/2020 $676.37 Net Book Value $676.37 22.828 Tag Brass 1"x3" 2/20/2020 $2.65 Net Book Value $2.65 22.829 Tag Do Not Operate 25/Pack 2/20/2020 $110.95 Net Book Value $110.95 22.830 Tag Fire Extinguisher 2/20/2020 $12.80 Net Book Value $12.80 22.831 Tag Yellow per Pack 2/20/2020 $32.40 Net Book Value $32.40 22.832 Tape Cambric 2/20/2020 $19.97 Net Book Value $19.97 22.833 Tape Glass 2/20/2020 $40.20 Net Book Value $40.20 22.834 Tape MSHA Printed 2/20/2020 $336.60 Net Book Value $336.60 22.835 Tape Reflective 1"x10YD Blue 2/20/2020 $4.79 Net Book Value $4.79 22.836 Tape Reflective 1"x10YD Green 2/20/2020 $4.79 Net Book Value $4.79 22.837 Tape Reflective 1"x10YD Orange 2/20/2020 $9.58 Net Book Value $9.58 22.838 Tape Reflective 1"x10YD Red 2/20/2020 $9.58 Net Book Value $9.58 22.839 Tape Reflective 1"x10YD White 2/20/2020 $9.58 Net Book Value $9.58 22.840 Tape Reflective 2"x10YD Blue 2/20/2020 $19.22 Net Book Value $19.22 22.841 Tape Reflective 2"x10YD Green 2/20/2020 $19.22 Net Book Value $19.22 22.842 Tape Reflective 2"x10YD Orange 2/20/2020 $19.22 Net Book Value $19.22 22.843 Tape Reflective 2"x10YD Red 2/20/2020 $19.22 Net Book Value $19.22 22.844 Tape Reflective 2"x50YD White 2/20/2020 $9.61 Net Book Value $9.61 22.845 Tape Rubber Linerless 2/20/2020 $736.00 Net Book Value $736.00 22.846 Tape Teflon 2/20/2020 $12.60 Net Book Value $12.60 22.847 Tape Vinyl 2/20/2020 $19.32 Net Book Value $19.32 22.848 Tee 90 4"x1-1/2" Fire Drop Aqua-MP 2/20/2020 $178.94 Net Book Value $178.94 22.849 Tee 90 4"x2" Fire Drop Aqua-MP 2/20/2020 $298.41 Net Book Value $298.41 22.850 Tee 90 6"x1-1/2" Fire Drop Aqua-MP 2/20/2020 $336.00 Net Book Value $336.00 22.851 Tee Connector 4 Pin Blue 2/20/2020 $88.36 Net Book Value $88.36 22.852 Tee Connector 5 Pin Blue 2/20/2020 $80.99 Net Book Value $80.99 22.853 Tee Victaulic 6" 2/20/2020 $331.42 Net Book Value $331.42 22.854 Tee Victaulic 6"x4" 2/20/2020 $316.00 Net Book Value $316.00 22.855 Tee Victaulic 8" 2/20/2020 $446.16 Net Book Value $446.16 22.856 Terminal 10-12 GA 1/2" Stud 2/20/2020 $12.27 Net Book Value $12.27 22.857 Terminal 10-12 GA 3/8" Stud 2/20/2020 $11.33 Net Book Value $11.33 22.858 Terminal Fork 10-12 GA 10 Stud 2/20/2020 $9.11 Net Book Value $9.11 22.859 Terminal Fork 14-16 GA 10 Stud 2/20/2020 $13.36 Net Book Value $13.36 22.860 Terminal Fork 18-22 8 Stud 2/20/2020 $23.72 Net Book Value $23.72 22.861 Terminal Ring 10-12 GA 10 Stud 2/20/2020 $11.39 Net Book Value $11.39 22.862 Terminal Ring 14-16 GA 10 Stud 2/20/2020 $10.02 Net Book Value $10.02 22.863 Terminal Ring 18-22 GA Stud 2/20/2020 $17.57 Net Book Value $17.57 22.864 Terminator ULR Coax 2/20/2020 $50.00 Net Book Value $50.00 22.865 Tester Hydrometer Battery 2/20/2020 $11.99 Net Book Value $11.99 22.866 Thermostat 2/20/2020 $41.18 Net Book Value $41.18 22.867 Thermostat 2/20/2020 $69.92 Net Book Value $69.92 22.868 Tie Lead 2/20/2020 $76.83 Net Book Value $76.83 22.869 Tie Rod End Short 2/20/2020 $13.95 Net Book Value $13.95 22.870 Timber 6"x6"x36" 40/Bundle 2/20/2020 $5,724.00 Net Book Value $5,724.00 22.871 Timber 6"x6"x54" 28/Bundle 2/20/2020 $2,005.92 Net Book Value $2,005.92 22.872 Timber 6"x6"x72" 35/Bundle 2/20/2020 $1,096.20 Net Book Value $1,096.20 22.873 Timber 6"x6"x84" 35/Bundle 2/20/2020 $1,278.90 Net Book Value $1,278.90 22.874 Tip Cutting Airco #1 2/20/2020 $7.75 Net Book Value $7.75 22.875 Tip Cutting Airco #2 2/20/2020 $23.25 Net Book Value $23.25 22.876 Tip Cutting Airco #4 2/20/2020 $7.75 Net Book Value $7.75 22.877 Tip Gouging Airco #6 2/20/2020 $66.32 Net Book Value $66.32 22.878 Tire 22/8x10-6 Golf Cart 2/20/2020 $56.50 Net Book Value $56.50 22.879 Tire 235/85R16 Mantrip Rear 2/20/2020 $68.00 Net Book Value $68.00 22.880 Tire Setco 20x40 Battery Hauler 2/20/2020 $8,780.72 Net Book Value $8,780.72 22.881 Toggle Switch 3-Way 20A 120VAC 2/20/2020 $9.16 Net Book Value $9.16 22.882 Toggle Switch Single Pole 2/20/2020 $20.58 Net Book Value $20.58 22.883 Toggle Switch Single Pole 20A 120VAC 2/20/2020 $6.76 Net Book Value $6.76 22.884 Tool Bit Clip 2/20/2020 $360.60 Net Book Value $360.60 22.885 Torch Hand 90 Degree 21" 2/20/2020 $181.30 Net Book Value $181.30 22.886 Tube Air Current 2/20/2020 $533.92 Net Book Value $533.92 22.887 Turnbuckle 1"x18" H/H 2/20/2020 $163.24 Net Book Value $163.24 22.888 Twine 2/20/2020 $3.54 Net Book Value $3.54 22.889 U-joint 2/20/2020 $15.60 Net Book Value $15.60 22.890 U-Joint 2/20/2020 $27.20 Net Book Value $27.20 22.891 UVR 240V 2/20/2020 $583.00 Net Book Value $583.00 22.892 Valve 1" IPS Full Port Brass Ball VA 2/20/2020 $76.29 Net Book Value $76.29 22.893 Valve Air Bag Tank 2/20/2020 $15.00 Net Book Value $15.00 22.894 Valve Body 2/20/2020 $23.75 Net Book Value $23.75 22.895 Valve Brake 50 Bar 2/20/2020 $1,250.00 Net Book Value $1,250.00 22.896 Valve Butterfly 4" Aqua 2/20/2020 $532.20 Net Book Value $532.20 22.897 Valve Butterfly 6" Aqua 2/20/2020 $856.60 Net Book Value $856.60 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 12 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 39 of SCHEDULE AB 5522 ATTACHMENT Other Inventories or Supplies

General Description Date of Last Inventory Net Book Value Valuation Method Current Value 22.898 Valve Butterfly 6" Victaulic Cut Groove 300PSI 2/20/2020 $1,087.48 Net Book Value $1,087.48 22.899 Valve Butterfly 8" Victaulic Cut Groove 300PSI 2/20/2020 $1,222.06 Net Book Value $1,222.06 22.900 Valve Charging 2/20/2020 $585.00 Net Book Value $585.00 22.901 Valve Flapper Water Pendulum 15-1/2" 2/20/2020 $775.00 Net Book Value $775.00 22.902 Valve Pressure Control 2/20/2020 $88.20 Net Book Value $88.20 22.903 Valve Red Hat 1/2" 120V 2/20/2020 $290.66 Net Book Value $290.66 22.904 Valve Relief 2/20/2020 $72.00 Net Book Value $72.00 22.905 Valve Relief 2/20/2020 $215.00 Net Book Value $215.00 22.906 Valve Solenoid 24V 2/20/2020 $645.00 Net Book Value $645.00 22.907 Valve System HIC 2/20/2020 $2,825.00 Net Book Value $2,825.00 22.908 Varnish Red 2/20/2020 $5.13 Net Book Value $5.13 22.909 Washer 2/20/2020 $1.64 Net Book Value $1.64 22.910 Washer Lock 2/20/2020 $1.64 Net Book Value $1.64 22.911 Washer Steering Cylinder 2/20/2020 $30.66 Net Book Value $30.66 22.912 Wheel Cutting 4-1/2"x.045"x7/8" by Box 2/20/2020 $100.00 Net Book Value $100.00 22.913 Wheel Grinding 4-1/2"x1/4"x7/8" 2/20/2020 $31.32 Net Book Value $31.32 22.914 Wipe Fog 2/20/2020 $128.14 Net Book Value $128.14 22.915 Wire Nut Blue 2/20/2020 $7.25 Net Book Value $7.25 22.916 Wire Nut Orange 2/20/2020 $10.70 Net Book Value $10.70 22.917 Wire Nut Red 2/20/2020 $11.87 Net Book Value $11.87 22.918 Wire Nut Yellow 2/20/2020 $8.39 Net Book Value $8.39 22.919 Wire Tie 2/20/2020 $29.64 Net Book Value $29.64 22.920 Wire Tie Black 12" 2/20/2020 $11.95 Net Book Value $11.95 22.921 Wire Tie Black 14" 2/20/2020 $21.98 Net Book Value $21.98 22.922 Wire Tie Black 4" 2/20/2020 $3.49 Net Book Value $3.49 22.923 Wire Tie Black 7" 2/20/2020 $14.90 Net Book Value $14.90 22.924 Wrap Shrink 2/20/2020 $61.42 Net Book Value $61.42 22.925 Wrench 24" DO6X24 2/20/2020 $61.26 Net Book Value $61.26 22.926 Wrench 36" DOX36 2/20/2020 $64.75 Net Book Value $64.75 22.927 Wrench Battery Hauler 7600PW 2/20/2020 $31.98 Net Book Value $31.98 22.928 Wrench Bit 2/20/2020 $145.42 Net Book Value $145.42 22.929 Wrench D06X12 2/20/2020 $119.04 Net Book Value $119.04 22.930 Yoke Allison Transmission 2/20/2020 $105.00 Net Book Value $105.00 22.931 Zero Air Gas Bottle 2/20/2020 $96.00 Net Book Value $96.00 TOTAL: $904,915.32 TOTAL: $904,915.32

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 13 of 13 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 40 of SCHEDULE 50 55 ATTACHMENT Other Machinery, Fixtures, and Equipment General Description Net Book Value Valuation Method Current Value 50.1 400 TPH Plant $4,722,719.08 Net Book Value $4,722,719.08 50.2 Air Compressors $40,833.33 Net Book Value $40,833.33 50.3 Barge $650,373.89 Net Book Value $650,373.89 50.4 Bathhouse 60'x112' frame and 30'x112' lean-to $809,233.47 Net Book Value $809,233.47 50.5 Belt Drag Skid 6'x16' $5,397.22 Net Book Value $5,397.22 50.6 Belt Drag Skid 6'x20' $5,558.33 Net Book Value $5,558.33 50.7 Belt Drive 48" $53,762.40 Net Book Value $53,762.40 50.8 Belt Drive 48" $54,758.00 Net Book Value $54,758.00 50.9 Belt Structure $62,565.27 Net Book Value $62,565.27 50.10 Belt Structure $53,439.40 Net Book Value $53,439.40 50.11 Belt Structure $59,129.80 Net Book Value $59,129.80 50.12 Belt Structure $43,725.12 Net Book Value $43,725.12 50.13 Belt Structure $61,716.60 Net Book Value $61,716.60 50.14 Belt Structure $41,282.93 Net Book Value $41,282.93 50.15 Belt Structure $62,132.20 Net Book Value $62,132.20 50.16 Belt Structure $39,482.00 Net Book Value $39,482.00 50.17 Belt Structure 48" $12,513.00 Net Book Value $12,513.00 50.18 Belt Structure 48" $12,556.00 Net Book Value $12,556.00 50.19 Belt Structure 48" $12,556.00 Net Book Value $12,556.00 50.20 BH01 - Dapco Battery Hauler $341,097.92 Net Book Value $341,097.92 50.21 Bulk Storage Shed 48' x 30' $12,374.74 Net Book Value $12,374.74 50.22 Cable Tub $6,600.00 Net Book Value $6,600.00 50.23 Cable Tub $6,066.67 Net Book Value $6,066.67 50.24 Cable Tub $6,844.44 Net Book Value $6,844.44 50.25 Cable Tub $7,088.89 Net Book Value $7,088.89 50.26 Cable Tub $7,333.33 Net Book Value $7,333.33 50.27 CC01 - Strata Combination Car $53,929.16 Net Book Value $53,929.16 50.28 Certified Belt Scale $58,590.00 Net Book Value $58,590.00 50.29 CH01 - EnerSys Scoop Battery Charger $18,774.79 Net Book Value $18,774.79 50.30 CH02 - EnerSys Scoop Battery Charger $18,774.79 Net Book Value $18,774.79 50.31 CH07 - EnerSys Scoop Battery Charger $20,994.17 Net Book Value $20,994.17 50.32 CH08 - EnerSys Scoop Battery Charger $20,727.29 Net Book Value $20,727.29 50.33 CM01 - Joy Continuous Miner 14CM15-11BX $2,110,939.20 Net Book Value $2,110,939.20 50.34 CM02 - Joy Continuous Miner 14CM15-11BX $2,195,395.00 Net Book Value $2,195,395.00 50.35 CM03 - Joy Continuous Miner 14CM15-11BX $2,239,515.40 Net Book Value $2,239,515.40 50.36 CM04 - Joy Continuous Miner 14CM15-11BX $2,283,210.80 Net Book Value $2,283,210.80 50.37 Concrete Pad at Dock $24,795.00 Net Book Value $24,795.00 50.38 Cyclones $220,500.00 Net Book Value $220,500.00 50.39 DB01 - Power Distribution Box SMC C54 $4,760.00 Net Book Value $4,760.00 50.40 DG01 - Wallace Diesel Generator 300kw $235,932.87 Net Book Value $235,932.87 50.41 Drive Combo $71,800.00 Net Book Value $71,800.00 50.42 Dryers $382,255.53 Net Book Value $382,255.53 50.43 Dumpster $5,592.56 Net Book Value $5,592.56 50.44 DZ01 - Komatsu Crawler Dozer D155AX-8 $487,795.00 Net Book Value $487,795.00 50.45 DZ02 - Komatsu Crawler Dozer D155AX-8 $487,795.00 Net Book Value $487,795.00 50.46 DZ03 - Komatsu Crawler Dozer D275AX-5E0 $744,666.66 Net Book Value $744,666.66 50.47 Electrical 400 TPH Plant $1,788,583.33 Net Book Value $1,788,583.33 50.48 Electrical Dock $292,912.22 Net Book Value $292,912.22 50.49 FB01 - Komatsu Reclaim Feeder RF-7B-0-172S $285,352.50 Net Book Value $285,352.50 50.50 FB02 - Joy Feeder Breaker UFB-17A-77-105C $415,511.87 Net Book Value $415,511.87 50.51 FB03 - Joy Feeder Breaker UFB-17A-77-105C $488,342.40 Net Book Value $488,342.40

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 1 of 5 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 41 of SCHEDULE 50 55 ATTACHMENT Other Machinery, Fixtures, and Equipment General Description Net Book Value Valuation Method Current Value 50.52 Fire Suppression for CH01 $6,956.25 Net Book Value $6,956.25 50.53 Fire Suppression for CH02 $6,956.25 Net Book Value $6,956.25 50.54 Fire Suppression for CH03 $7,972.50 Net Book Value $7,972.50 50.55 Fire Suppression for CH04 $7,972.50 Net Book Value $7,972.50 50.56 Fire Suppression for CH07 $8,192.92 Net Book Value $8,192.92 50.57 Fire Suppression for CH08 $8,192.92 Net Book Value $8,192.92 50.58 Fire Suppression for CH09 $7,972.50 Net Book Value $7,972.50 50.59 Fire Suppression for CH10 $7,972.50 Net Book Value $7,972.50 50.60 Fire Suppression for CH11 $9,744.17 Net Book Value $9,744.17 50.61 Fire Suppression for CH12 $9,921.33 Net Book Value $9,921.33 50.62 Fire Suppression for CH13 $9,744.17 Net Book Value $9,744.17 50.63 Fire Suppression for CH14 $9,921.33 Net Book Value $9,921.33 50.64 FS01 - Advance Afinity Floor Scrubber X20C $5,709.60 Net Book Value $5,709.60 50.65 FT01 - Yale Forklift GLP60VX $13,218.75 Net Book Value $13,218.75 50.66 Gold Star Welder 452 60HZ $4,009.58 Net Book Value $4,009.58 50.67 Gold Star Welder 452 60HZ $4,009.57 Net Book Value $4,009.57 50.68 HG08 West River Belt Driver 150HP 48" $230,359.00 Net Book Value $230,359.00 50.69 Initial Belt and Structure $630,183.79 Net Book Value $630,183.79 50.70 LT02 - A.L. Lee Diesel Mini-Trac $55,626.30 Net Book Value $55,626.30 50.71 LT03 A.L. Lee Diesel Mini-Trac $115,361.46 Net Book Value $115,361.46 50.72 Magnetic Separators $30,473.10 Net Book Value $30,473.10 50.73 Material Handling Electrical $1,234,091.52 Net Book Value $1,234,091.52 50.74 Medium Voltage Distribution Center $691,928.18 Net Book Value $691,928.18 50.75 Mine Fan $704,616.66 Net Book Value $704,616.66 50.76 Mine Monitoring and Tracking Additions $75,658.84 Net Book Value $75,658.84 50.77 Mine Monitoring and Tracking Additions $13,041.81 Net Book Value $13,041.81 50.78 Mine Monitoring and Tracking Additions $46,986.34 Net Book Value $46,986.34 50.79 Mine Monitoring and Tracking Additions $24,447.78 Net Book Value $24,447.78 50.80 Mine Monitoring and Tracking System $146,181.36 Net Book Value $146,181.36 50.81 ML01 - Genie Scissor Lift $6,468.75 Net Book Value $6,468.75 50.82 Motor for 42" Header $8,995.00 Net Book Value $8,995.00 50.83 PC01 - Alpha 4-man Diesel Personnel Carrier $48,304.37 Net Book Value $48,304.37 50.84 PC02 - Alpha 6-man Diesel Personnel Carrier $44,660.00 Net Book Value $44,660.00 50.85 PC03 - Alpha 12-man Diesel Personnel Carrier $46,023.44 Net Book Value $46,023.44 50.86 PC04 - Dapco 2-man AC Drive Personnel Carrier $15,854.84 Net Book Value $15,854.84 50.87 PC05 - Dapco 2-man Electric Personnel Carrier $10,931.25 Net Book Value $10,931.25 50.88 PC06 -Dapco 2-man Electric Personnel Carrier $11,055.47 Net Book Value $11,055.47 50.89 PC07 - Dapco 2-man Diesel Personnel Carrier $28,536.32 Net Book Value $28,536.32 50.90 PC08 - Dapco 2-man Diesel Personnel Carrier $29,761.70 Net Book Value $29,761.70 50.91 PC09 - Dapco 2-man Diesel Personnel Carrier $29,761.70 Net Book Value $29,761.70 50.92 PC10 - Kubota Utility Vehicle RTV $9,920.00 Net Book Value $9,920.00 50.93 PC11 - Kubota Utility Vehicle RTV $10,500.00 Net Book Value $10,500.00 50.94 PC12 - Alpha 6-man Diesel Personnel Carrier $46,255.00 Net Book Value $46,255.00 50.95 PC14 Alpha 6-man Diesel Mantrip $47,318.33 Net Book Value $47,318.33 50.96 PC15 Alpha 6-man Diesel Mantrip $47,850.00 Net Book Value $47,850.00 50.97 PC16 Alpha 12-man Diesel Mantrip $48,468.75 Net Book Value $48,468.75 50.98 PC16 Alpha 12-man Diesel Mantrip $47,587.50 Net Book Value $47,587.50 50.99 PC18 - Kubota Utility Vehicle RTV $12,500.00 Net Book Value $12,500.00 50.100 PC19 Dapco 2-man Diesel Mantrip $32,983.39 Net Book Value $32,983.39 50.101 PC20 Dapco 2-man Electric Mantrip $16,219.32 Net Book Value $16,219.32 50.102 PC23 Dapco 2-man Battery Mantrip $17,130.52 Net Book Value $17,130.52

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 2 of 5 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 42 of SCHEDULE 50 55 ATTACHMENT Other Machinery, Fixtures, and Equipment General Description Net Book Value Valuation Method Current Value 50.103 PC24 Dapco 2-man Battery Mantrip $17,130.52 Net Book Value $17,130.52 50.104 PC25 Dapco 2-man Battery Mantrip $17,130.52 Net Book Value $17,130.52 50.105 PC27 Dapco 2-man Battery Mantrip $17,312.76 Net Book Value $17,312.76 50.106 PC28 Johnson Stinger Battery Mantrip $48,468.75 Net Book Value $48,468.75 50.107 Plant Shop 40' x 40' $41,195.39 Net Book Value $41,195.39 50.108 Plate Press $823,578.12 Net Book Value $823,578.12 50.109 Plate Press #2 $1,040,055.93 Net Book Value $1,040,055.93 50.110 Plate Press Building $2,882,643.77 Net Book Value $2,882,643.77 50.111 Power Lines $641,977.81 Net Book Value $641,977.81 50.112 Power Pack Hydraulic Skid 20HP 480V $9,833.85 Net Book Value $9,833.85 50.113 Power Pack Hydraulic Skid 20HP 480V $10,103.44 Net Book Value $10,103.44 50.114 PU01 - Chevrolet 2500 Pickup Truck $39,698.95 Net Book Value $39,698.95 50.115 Pumps $486,741.50 Net Book Value $486,741.50 50.116 RA01 - Strata Refuge Chamber 36-Person $132,583.18 Net Book Value $132,583.18 50.117 RA01 Hardening Package for #1 Unit Refuge Cha $8,614.55 Net Book Value $8,614.55 50.118 RA02 Strata Refuge Chamber 36-Person $149,084.20 Net Book Value $149,084.20 50.119 RB01 - Fletcher Roof Bolter RRII-AC $265,348.25 Net Book Value $265,348.25 50.120 RB02 - Fletcher Roof Bolter CRRII-AC Crawler $329,626.65 Net Book Value $329,626.65 50.121 RB03 - Fletcher Roof Bolter CRRII-AC Crawler $343,361.10 Net Book Value $343,361.10 50.122 RB05 - Fletcher Roof Bolter DDR-13-B C-F $85,505.00 Net Book Value $85,505.00 50.123 RB06 - Fletcher Roof Bolter RRII-AC $295,998.60 Net Book Value $295,998.60 50.124 RB07 Fletcher Roof Bolter (Used) $132,733.33 Net Book Value $132,733.33 50.125 RB08 Roof Ranger II Roof Bolter $34,191.67 Net Book Value $34,191.67 50.126 RC01 - Joy Battery Hauler BH-10 DC $658,802.55 Net Book Value $658,802.55 50.127 RC02 - Joy Battery Hauler BH-10 DC $659,415.05 Net Book Value $659,415.05 50.128 RC03 - Joy Battery Hauler BH-10 DC $670,418.34 Net Book Value $670,418.34 50.129 RC04 - Joy Battery Hauler BH-10 DC $670,210.00 Net Book Value $670,210.00 50.130 RC05 - Joy Battery Hauler BH-10 DC $710,686.61 Net Book Value $710,686.61 50.131 RC06 - Joy Battery Hauler BH-10 DC $697,274.83 Net Book Value $697,274.83 50.132 RC07 - Joy Battery Hauler BH-10 DC $697,277.43 Net Book Value $697,277.43 50.133 RC08 - Joy Battery Hauler BH-10 DC $710,683.96 Net Book Value $710,683.96 50.134 RD01 - A.L. Lee Diesel Rock Duster $97,825.00 Net Book Value $97,825.00 50.135 RD02 - Simmons Flinger Rock Duster $7,660.00 Net Book Value $7,660.00 50.136 RD03 - Simmons Flinger Rock Duster $8,298.34 Net Book Value $8,298.34 50.137 RD04 - Strata Scoop Rock Duster $17,500.00 Net Book Value $17,500.00 50.138 RD05 - Strata Scoop Rock Duster $16,955.56 Net Book Value $16,955.56 50.139 RD06 Strata Trickle Rock Duster $12,288.54 Net Book Value $12,288.54 50.140 RD07 - Strata Trickle Rock Duster $11,896.35 Net Book Value $11,896.35 50.141 SC01 Simmons Diesel Scoop $294,746.67 Net Book Value $294,746.67 50.142 SC02 - Simmons Scoop S280-AC $339,512.00 Net Book Value $339,512.00 50.143 SC03 - Simmons Scoop S280-AC $345,115.17 Net Book Value $345,115.17 50.144 SC04 - Simmons Scoop S280-AC $353,658.34 Net Book Value $353,658.34 50.145 SC05 - Simmons Scoop S280-AC $366,244.67 Net Book Value $366,244.67 50.146 Scoop mounted water tank w/pump $6,576.32 Net Book Value $6,576.32 50.147 Screens $670,678.52 Net Book Value $670,678.52 50.148 SH01 - Joy Shuttle Car 10SC-32 $86,062.50 Net Book Value $86,062.50 50.149 SH02 - Joy Shuttle Car 10SC-32 $87,040.00 Net Book Value $87,040.00 50.150 Sieves $28,583.33 Net Book Value $28,583.33 50.151 Slope Belt Vulcanization 4 Finger Splices $21,177.05 Net Book Value $21,177.05 50.152 Spirals $84,565.83 Net Book Value $84,565.83 50.153 ST01 Dapco Supply Tractor $239,378.40 Net Book Value $239,378.40

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 3 of 5 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 43 of SCHEDULE 50 55 ATTACHMENT Other Machinery, Fixtures, and Equipment General Description Net Book Value Valuation Method Current Value 50.154 ST02 Dapco Supply Tractor $252,677.20 Net Book Value $252,677.20 50.155 Substation $554,799.57 Net Book Value $554,799.57 50.156 Supply Trailer #1 $11,390.53 Net Book Value $11,390.53 50.157 Supply Trailer #2 $11,627.83 Net Book Value $11,627.83 50.158 Supply Trailer #3 $11,627.83 Net Book Value $11,627.83 50.159 Supply Trailer #4 $12,102.44 Net Book Value $12,102.44 50.160 Supply Trailer #5 $12,339.74 Net Book Value $12,339.74 50.161 Supply Trailer #6 $12,577.04 Net Book Value $12,577.04 50.162 T001 - Trey K Power Center 1200kva $43,933.33 Net Book Value $43,933.33 50.163 T002 - Trey K Power Center 1200kva $43,933.33 Net Book Value $43,933.33 50.164 T003 - Trey K Power Center 2500kva $148,319.20 Net Book Value $148,319.20 50.165 T004 - Trey K Power Center 1500kva $109,055.64 Net Book Value $109,055.64 50.166 T005 - Trey K Power Center 100kva $9,352.75 Net Book Value $9,352.75 50.167 T006 - Trey K Power Center 2500kva $152,626.11 Net Book Value $152,626.11 50.168 Tail Section 48" $17,921.80 Net Book Value $17,921.80 50.169 Tail Section 48" $17,921.80 Net Book Value $17,921.80 50.170 Tail Section 48" $28,447.83 Net Book Value $28,447.83 50.171 Tail Section 48" $28,930.00 Net Book Value $28,930.00 50.172 Takeup Power Pack $5,100.00 Net Book Value $5,100.00 50.173 Takeup Power Pack $5,100.00 Net Book Value $5,100.00 50.174 Thickener $268,833.80 Net Book Value $268,833.80 50.175 Thickener Drive Assembly $14,000.00 Net Book Value $14,000.00 50.176 TL01 - Takeuchi Track Loader TL8CRWH $50,680.00 Net Book Value $50,680.00 50.177 TL02 - Takeuchi Track Loader TL8CRWH $57,093.75 Net Book Value $57,093.75 50.178 TO07 Trey K Power Center 300kva $38,642.50 Net Book Value $38,642.50 50.179 TO08 Trey K Power Center 300KVA $39,086.67 Net Book Value $39,086.67 50.180 TO09 Trey K Power Center 600KVA $53,820.28 Net Book Value $53,820.28 50.181 TO10 Trey K Power Center 1500KVA $53,812.92 Net Book Value $53,812.92 50.182 TO11 Wallace Power Center 500KVA $35,105.56 Net Book Value $35,105.56 50.183 TO12 Wallace Power Center 500KVA $35,500.00 Net Book Value $35,500.00 50.184 Tool Sled $6,551.11 Net Book Value $6,551.11 50.185 Tool Sled $6,551.11 Net Book Value $6,551.11 50.186 TR01 - Trailer Express 18FT Trailer $3,843.75 Net Book Value $3,843.75 50.187 Trey K Belt Starter 200HP $20,151.25 Net Book Value $20,151.25 50.188 Trey K Belt Starter 200HP $19,911.67 Net Book Value $19,911.67 50.189 Trey K Belt Starter 200HP $19,911.67 Net Book Value $19,911.67 50.190 Trey K Belt Starter 200HP $21,601.67 Net Book Value $21,601.67 50.191 Trey K Belt Starter Box $36,424.67 Net Book Value $36,424.67 50.192 Trey K Belt Starter Box $28,975.00 Net Book Value $28,975.00 50.193 Trey K Belt Starter Box $28,975.00 Net Book Value $28,975.00 50.194 Trey K Belt Starter Box $28,975.00 Net Book Value $28,975.00 50.195 Truck Scales $119,980.78 Net Book Value $119,980.78 50.196 Two Stage Sampler $241,113.34 Net Book Value $241,113.34 50.197 Unit #1 48" Slope Conveyeor $771,222.11 Net Book Value $771,222.11 50.198 Unit #10 Refuse Conveyor $542,602.67 Net Book Value $542,602.67 50.199 Unit #11 Feeder Breaker $13,819.16 Net Book Value $13,819.16 50.200 Unit #12 Barge Loadout Conveyor #1 $680,705.74 Net Book Value $680,705.74 50.201 Unit #13 Barge Loadout Conveyor #2 $577,598.19 Net Book Value $577,598.19 50.202 Unit #2 48" ROM Transfer Conveyor $1,658,833.58 Net Book Value $1,658,833.58 50.203 Unit #3 ROM Radial Stacker (replacement) $502,436.45 Net Book Value $502,436.45 50.204 Unit #3 ROM Stacker - Concrete $65,613.09 Net Book Value $65,613.09

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 4 of 5 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 44 of SCHEDULE 50 55 ATTACHMENT Other Machinery, Fixtures, and Equipment General Description Net Book Value Valuation Method Current Value 50.205 Unit #3 ROM Stacker - Undercarriage $45,061.73 Net Book Value $45,061.73 50.206 Unit #4 & 5 ROM Reclaim Tunnel/Conveyor $783,043.66 Net Book Value $783,043.66 50.207 Unit #6 Breaker Building $1,145,562.75 Net Book Value $1,145,562.75 50.208 Unit #7 Plant Feed Conveyor $308,205.30 Net Book Value $308,205.30 50.209 Unit #8 Clean Coal Conveyor $439,355.87 Net Book Value $439,355.87 50.210 Unit #8A Single Stage Sampler on Clean Coal C $195,139.23 Net Book Value $195,139.23 50.211 Unit #8B Belt Scales $29,111.72 Net Book Value $29,111.72 50.212 Unit #9 Clean Coal Radial Stacker - replacmen $339,251.96 Net Book Value $339,251.96 50.213 Unit #9 Clean Coal Stacker - Concrete $57,357.15 Net Book Value $57,357.15 50.214 Unit #9 Clean Coal Stacker - Undercarriage $45,061.73 Net Book Value $45,061.73 50.215 VS01 - Wallace Vacuum Breaker 12,470V $57,420.62 Net Book Value $57,420.62 50.216 VS02 - Wallace Vacuum Breaker 12,470V $58,416.84 Net Book Value $58,416.84 50.217 Warehouse / Shop 100' x 40' $144,661.72 Net Book Value $144,661.72 50.218 Water and Sewer System $494,782.53 Net Book Value $494,782.53 50.219 Water Tank for Scoop Bucket $6,235.00 Net Book Value $6,235.00 50.220 WL01 - Komatsu Wheel Loader WA320-8 $162,114.58 Net Book Value $162,114.58 TOTAL: $55,159,482.25 TOTAL: $55,159,482.25

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 5 of 5 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 45 of 55 Fill in this information to identify the case:

Debtor name: Hartshorne Mining, LLC

United States Bankruptcy Court for the: Western District of Kentucky Check if this is an Case number: 20-40135 amended ling

Ocial Form 206D Schedule D: Creditors Who Have Claims Secured by Property

Be as complete and accurate as possible.

Part 1: List Creditors Who Have Claims Secured by Property

1. Do any creditors have claims secured by debtor's property?

No. Check this box and submit page 1 of this form to the court with debtor`s other schedules. Debtor has nothing else to report on this form.

Yes. Fill in the information below.

2. List creditors who have secured claims.If a creditor has more than one secured claim, list the creditor Column A Column B separately for each claim. Amount of Claim Value of collateral that Do not deduct the value of supports this claim collateral.

2.1 Describe debtor's property that is subject to $42,347.00 Undetermined Creditor's name and mailing address the lien: Ally Bank, PO Box 9001951, Truck Louisville, KY 40290-1951 Describe the lien Date debt was incurred? Loan to Purchase Truck Unknown Is the creditor an insider or related party? Last 4 digits of account number No

Yes Do multiple creditors have an interest in the same property? Is anyone else liable on this claim? No No

Yes. Specify each creditor, including Yes. Fill out Schedule H: Codebtors(Ocial this creditor, and its relative priority. Form 206H) As of the petition ling date, the claim is: Check all that apply. Contingent

Unliquidated

Disputed Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 46 of 2.2 Describe debtor's property that is 55 subject to Undetermined Undetermined Creditor's name and mailing address the lien: Frontier-Kemper Constructors, Inc, Mine Property 15900 Olden Street, Sylmar, CA Describe the lien 91342 Mechanic’s Lien

Date debt was incurred? Is the creditor an insider or related party? Unknown No Last 4 digits of account number Yes

Do multiple creditors have an interest Is anyone else liable on this claim? in the same property? No No Yes. Fill out Schedule H: Codebtors(Ocial

Yes. Specify each creditor, including Form 206H) this creditor, and its relative priority. As of the petition ling date, the claim is: Check all that apply. Contingent

Unliquidated

Disputed

2.3 Describe debtor's property that is subject to $21,916,616.60 Undetermined Creditor's name and mailing address the lien: Komatsu Financial Limited Equipment Partnership, 1701 W. Golf Rd., Ste 1- Describe the lien 30, Rolling Meadows, IL 60008 Loan to Purchase Underground Equipment

Date debt was incurred? Is the creditor an insider or related party? Various Dates No Last 4 digits of account number Yes

Do multiple creditors have an interest Is anyone else liable on this claim? in the same property? No

No Yes. Fill out Schedule H: Codebtors(Ocial Yes. Specify each creditor, including Form 206H) this creditor, and its relative priority. As of the petition ling date, the claim is: Check all that apply. Contingent

Unliquidated

Disputed Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 47 of 2.4 Describe debtor's property that is 55 subject to $42,649,130.02 Undetermined Creditor's name and mailing address the lien: Tribeca Global Resources Credit Pty Mine Operation and all associated assets Ltd, Level 23, 1 Oconnell Street, PO Describe the lien Box R278, Sydney, NSW 2000 Term Loan Facility Australia Is the creditor an insider or related party? Date debt was incurred? No 43542

Last 4 digits of account number Yes Is anyone else liable on this claim? Do multiple creditors have an interest No in the same property? Yes. Fill out Schedule H: Codebtors(Ocial No Form 206H) Yes. Specify each creditor, including As of the petition ling date, the claim is: this creditor, and its relative priority. Check all that apply. Contingent

Unliquidated

Disputed

3. Total of the dollar amounts from Part 1, Column A, including the amounts from the Additional $64,608,093.62 Page, if any.

Part 2: List Others to Be Notied for a Debt That You Already Listed

List in alphabetical order any others who must be notied for a debt already listed in Part 1. Examples of entities that may be listed are collection agencies, assignees of claims listed above, and attorneys for secured creditors. If no others need to be notied for the debts listed in Part 1, do not ll out or submit this page. If additional pages are needed, copy this page. Name and address On which line in Part 1 did you enter Last 4 digits of account number for the related creditor? this entity

3.1 Komatsu Financial, LP/Joy Underground Mining LLC, Attn: Richard J. Parks 2.3 and John W. Kettering, 7 West State Street, Suite 100, Sharon, Pennsylvania 16146

3.2 Frontier-Kemper Constructors, Inc., Attn: Matt McCubbins, 300 N. Meridian 2.2 Street, Suite 2500, Indianapolis, IN 46204

3.3 Frontier-Kemper Constructors, Inc., c/o Faegre Drinker Biddle & Reath LLP, 2.2 Attn: Kayla D., Britton and Elizabeth M. Little, 600 East 96th Street, Suite 600, Indianapolis, IN 46240

3.4 Tribeca, Attn: John P. Brice, c/o Wyatt, Tarrant & Combs, LLP, 250 West 2.4 Main Street, Suite 1600, Lexington, KY 40507-1746

3.5 Tribeca Global Resources Credit Pty Ltd, Attn: Haydn Smith/Matthew 2.4 Turner, Level 23, 1 Oconnell Street, Sydney, NSW, 2000 Australia

3.6 Tribeca, Brian Wells, Wyatt, Tarrant & Combs, LLP, 250 West Main Street, 2.4 Suite 1600, Lexington, KY 40507-1746 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 48 of 55 Fill in this information to identify the case:

Debtor name: Hartshorne Mining, LLC

United States Bankruptcy Court for the: Western District of Kentucky Check if this is an Case number: 20-40135 amended ling

Ocial Form 206E/F Schedule E/F: Creditors Who Have Unsecured Claims

Be as complete and accurate as possible. Use Part 1 for creditors with PRIORITY unsecured claims and Part 2 for creditors with NONPRIORITY unsecured claims. List the other party to any executory contracts or unexpired leases that could result in a claim. Also list executory contracts on Schedule A/B: Assets - Real and Personal Property (Ocial Form 206A/B) and on Schedule G: Executory Contracts and Unexpired Leases (Ocial Form 206G). Number the entries in Parts 1 and 2 in the boxes on the left. If more space is needed for Part 1 or Part 2, ll out and attach the Additional Page of that Part included in this form.

Part 1: List All Creditors with PRIORITY Unsecured Claims

1. Do any creditors have priority unsecured claims? (See 11 U.S.C. § 507).

No. Go to Part 2.

Yes. Go to line 2.

2. List in alphabetical order all creditors who have unsecured claims that are entitled to priority in whole or in part. If the debtor has more than 3 creditors with priority unsecured claims, ll out and attach the Additional Page of Part 1. Total claim Priority amount

2.1 Priority creditor’s name and mailing address As of the petition ling date, the claim is:Ḁ $ $0.00 Check all that apply. Contingent Date or dates debt was incurred Unliquidated

Last 4 digits of account number Disputed

Basis for the claim: Specify Code subsection of PRIORITY unsecured claim: 11 U.S.C. § 507(a) ( ) Is the claim subject to offset? No

Yes

Part 2: List All Creditors with NONPRIORITY Unsecured Claims

3. List in alphabetical order all of the creditors with nonpriority unsecured claims. If the debtor has more than 6 creditors with nonpriority unsecured claims, ll out and attach the Additional Page of Part 2. Amount of claim

3.1 Nonpriority creditor’s name and mailing address As of the petition ling date, the claim is:Ḁ See Attached Schedule F Exhibit Check all that apply.

Date or dates debt was incurred Contingent Unliquidated

Disputed

Basis for the claim:

Is the claim subject to offset? No

Yes Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 49 of 55 Part 3: List Others to Be Notied About Unsecured Claims

4. List in alphabetical order any others who must be notied for claims listed in Parts 1 and 2. Examples of entities that may be listed are collection agencies, assignees of claims listed above, and attorneys for unsecured creditors.

If no others need to be notied for the debts listed in Parts 1 and 2, do not ll out or submit this page. If additional pages are needed, copy the next page. Name and mailing address On which line in Part 1 or Part 2 is the related Last 4 digits of creditor (if any) listed? account number, if any

4.1. Line

Not listed. Explain

Part 4: Total Amounts of the Priority and Nonpriority Unsecured Claims

5. Add the amounts of priority and nonpriority unsecured claims. Total of claim amounts

5a. Total claims from Part 1 5a. $0.00 5b. Total claims from Part 2 5b. $82,557,104.50

5c. Total of Parts 1 and 2 5c. $82,557,104.50 Lines 5a + 5b = 5c. Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 50 of 55 SCHEDULE F ATTACHMENT Creditors Who Have Non-Priority Unsecured Claims

Is the Claim Suject to Offset?

Creditor's Name Address 1 Basis for Claim (Yes/No) Total Claim

Contingent Unliquidated Disputed 3.1 Advantage Technology LLC 950 Kanawha Blvd E, Charleston, WV, 25301 Professional Services No $625.00 3.2 Airgas PO Box 734672, Dallas, TX, 75373-4672 Trade Vendor No $14,255.57 3.3 All Source Industrial Supply, Inc PO Box 272, Hanson, KY, 42413 Trade Vendor No $3,745.48 3.4 American Printing Company (APC) 249 North Main Street, Madisonville, KY, 42431 Trade Vendor No $1,429.45 3.5 American River Transportation Co (ARTCO) PO Box 92572, Chicago, IL, 60675-2572 Trade Vendor No $94,070.34 3.6 Anchor Hydraulics 2856 Anton Rd, Madisonville, KY, 42431 Trade Vendor No $1,677.28 3.7 Associated Engineers, Inc 2740 North Main Street, Madisonville, KY, 42431 Trade Vendor No $37,423.94 3.8 Baptist Health Occupational Medicine PO Box 950243, Louisville, KY, 40295-0243 Trade Vendor No $1,221.00 3.9 Beitzel Corp (Pillar Innovations LLC) 92 Corporate Drive, Grantsville, MD, 21536 Trade Vendor No $26,177.21 3.10 Belt Tech Industrial, Inc. PO Box 620, Washington, IN, 47501 Trade Vendor No $9,280.14 3.11 Big River Rubber & Gasket 214 W 10th Street, Owensboro, KY, 42303 Trade Vendor No $5,101.61 3.12 Bramco-MPS 1801 Watterson Trail, Louisville, KY, 40299 Trade Vendor No $6,017.93 3.13 Brandeis Machinery & Supply Company PO Box 32230, Louisville, KY, 40232-2230 Trade Vendor No $15,177.64 3.14 BSS LLC 505 Oakhurst Ave., Bluefield, WV, 24701 Trade Vendor No $7,617.54 3.15 Buchanan Pump Service & Supply Co. Inc. PO Box 827, Pound, VA, 24279 Trade Vendor No $26,777.27 3.16 Carroll Engineering Co PO Box 860, Harlan, KY, 40831 Trade Vendor No $156,683.41 3.17 Champion Industries, Smith & Butterfield PO Box 2993, Huntington, WV, 25729 Trade Vendor No $8.72 3.18 Chase Pump & Equipment Co., Inc. 603 S. Main Street, Henderson, KY, 42420 Trade Vendor No $6,209.30 3.19 Cherokee Resources, Inc. dba Star Services PO Box 783, Skelton, WV, 25919 Trade Vendor No $107,580.28 3.20 Cintas PO Box 630921, Cincinnati, OH, 45263-0921 Trade Vendor No $23,399.15 3.21 Clay Machine Works, Inc. 99 Kentucky Ave., Clay, KY, 42404 Trade Vendor No $959.30 3.22 Clean Green Porta Potties, LLC 6771 St. Rt. 370 E, Sebree, KY, 42455 Trade Vendor No $2,340.00 3.23 Computer & Networking Solutions 270 Mian Street, Suite 12, Calhoun, KY, 42327 Trade Vendor No $18.75 3.24 CONN-WELD Industries, Inc. PO Box 5329, Princeton, WV, 24740 Trade Vendor No $13,933.78 3.25 Crown Products & Services, Inc. 319 S. Gillette Avenue, Suite 303, Gillette, WY, 82716 Trade Vendor No $2,725.00 3.26 Custom Staffing Services 1820 N Green River Road, Evansville, IN, 47715 Professional Services No $97,961.65 3.27 Dapco, Inc. 11500 Nebo Road, Nebo, KY, 42441 Trade Vendor No $54,121.37 3.28 E&M Heating, A/C & Plumbing PO Box 183, 51 E Madison St., Sebree, KY, 42455 Trade Vendor No $261.28 3.29 EAMS Global-USA Inc (Fracttal) 13504 Sunset Lakes Circle, Winter Garden, FL, 34787 Trade Vendor No $1,053.00 3.30 EnergyLogic LLC 5901 Crossings Blvd, Antioch, TN, 37013 Trade Vendor No $370.00 3.31 Envision Contractors, LLC 2960 Fairview Drive, Owensboro, KY, 42303 Trade Vendor No $492,370.31 3.32 Fabco Machine & Supply, Inc. 4039 Anton Road, Madisonville, KY, 42431 Trade Vendor No $9,511.04 3.33 Fenner Dunlop Americas, LLC 1000 Omega Dr. Suite #1400, Pittsburgh, PA, 15205 Trade Vendor No $33,073.30 3.34 First-Line Fire Extinguisher Company 1333 North 8th Street, Paducah, Ky, 42001 Trade Vendor No $8,526.90 3.35 FLSmidth - Decanter East Coast Operations, 16002 Winfield Rd, Fraizers Bottom, WV, 25082 Trade Vendor No $940.13 3.36 FLSmidth Inc - KREBS Dept 3252, P O Box 123252, Dallas, TX, 75312-3252 Trade Vendor No $3,042.57 3.37 FLSmidth Inc - Ludowici East Coast Operations, 16002 Winfield Rd, Fraizers Bottom, WV, 25082 Trade Vendor No $8,745.00 3.38 Ford Communications 309 Kenwood Lane, Greenville, KY, 42345 Trade Vendor No $6,236.90 3.39 Forestry Suppliers, Inc. 205 West Rankin Street, PO Box 8397, Jackson, MS, 39284-8397 Trade Vendor No $150.90 3.40 Fortner LP Gas Company Inc. PO Box 312, Princeton, KY, 42445-0312 Trade Vendor No $849.78 3.41 Fricke Management & Contracting, Inc. PO Box 1556, Murphysboro, IL, 62966 Trade Vendor No $695,628.51 3.42 Frontier-Kemper Constructors, Inc. 15900 Olden Street, Sylmar, CA, 91342 Pending Litigation X X X No Unknown 3.43 H&G Limestone Products. LLC 639 IL Route 146 East, Elizabethtown, IL, 62931 Trade Vendor No $82,862.00 3.44 Hagan's Outdoor Equipment 325 Salem Drive, Owensboro, KY, 42303 Trade Vendor No $561.34 3.45 Hagerman Plumbing and Heating Corp. 2119 West Parrish Avenue, Owensboro, KY, 42301 Trade Vendor No $9,558.42 3.46 Hart Equipment Co., Inc. 1005 Nebo Rd, PO Box 1187, Madisonville, KY, 42431 Trade Vendor No $20,828.44 3.47 Hartshorne Holdings, LLC 373 Whobry Road, Rumsey, KY 42371 Intercompany Loan No $3,200,000.00 3.48 Hartshorne Mining Group, LLC 373 Whobry Road, Rumsey, KY 42371 Intercompany Loan No $73,800,000.00 3.49 Hayes Instrument Co., LLC 502 S. Cannon Blvd., Shelbyville, TN, 37160 Trade Vendor No $435.78 3.50 Henry A Petter Supply Company 5110 Charter Oak Drive, Paducah, KY, 42001 Trade Vendor No $7,324.49 3.51 Hibbs ElectroMechanical, Inc. 1300 Industrial Rd, Madisonville, KY, 42431 Trade Vendor No $14,841.32 3.52 Holcomb Foundation Engineering Company 393 Wood Road, Suite D, Carbondale, IL, 62901-5487 Trade Vendor No $2,288.00 3.53 Home Oil & Gas Company, Inc. 300 Atkinson Street, Henderson, KY, 42420 Trade Vendor No $190,148.92 3.54 HRGS LLC (Holy Rock Geology Services) PO Box 441, New Harmony, IN, 47631 Trade Vendor No $19,525.00 3.55 Hughes Network Systems, LLC PO Box 96874, Chicago, IL, 60693-6874 Trade Vendor No $496.39 3.56 Irwin Mine and Tunneling Supply PO Box 409, Irwin, PA, 15642 Trade Vendor No $14,622.83 3.57 Jabo Supply Corporation PO Box 238, Huntington, WV, 25705 Trade Vendor No $23,456.00 3.58 Jennmar PO Box 603800, Charlotte, NC, 28260-3800 Trade Vendor No $9,950.00 3.59 JMS Russel Metals Corp 25 College Park Cove, Jackson, TN, 38301 Trade Vendor No $9,296.10 3.60 Johnson Industries, Inc. 101 Pine Fork, Pikeville, KY, 41501 Trade Vendor No $5,831.52 3.61 Joy Global Underground Mining LLC PO Box 504794, St Louis, MO, 63150-4794 Trade Vendor No $338,675.19 3.62 Kanawha Scales & Systems, Inc. PO Box 569, Poca, WV, 25159 Trade Vendor No $278.02 3.63 Kenergy Corporation PO Box 18, Henderson, KY, 42419 Utility No $196,858.07 3.64 Kentucky Rivers Wood Products, LLC 760 Fergusontown Rd., Dawson Springs, KY, 42408 Trade Vendor No $49,798.40 3.65 Kerco, Inc PO Box 1888, Madisonville, KY, 42431-0038 Trade Vendor No $8,322.75 3.66 KM Specialty Pumps Inc. 8055 SR 62 West, Chandler, IN 47610 Trade Vendor No $32,759.93 3.67 Lang Co. 540 South 13th Street, Louisville, KY, 40203-1796 Trade Vendor No $3,085.49 3.68 Lee Building Products PO Box 687, Hopkinsville, KY, 42241 Trade Vendor No $27,953.52 3.69 Madisonville Auto Parts, Inc. PO Box 548, Madisonville, KY, 42431 Trade Vendor No $2,267.21 3.70 Madisonville Tire & Retreading, Inc 48 Federal St, P O Box 1593, Madisonville, KY, 42431 Trade Vendor No $11,852.00 3.71 Marshall Miller & Associates, Inc. 582 Industrial Park, Bluefield, VA, 24605 Trade Vendor No $15,019.85 3.72 McMaster-Carr Supply Company PO Box 7690, Chicago, IL, 60680-7690 Trade Vendor No $5,049.37 3.73 Miller's Building Supply, Inc. 12292 Hwy 81 South, Sacramento, KY, 42372 Trade Vendor No $7,395.34 3.74 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 Trade Vendor No $132,440.36 3.75 MineSafe Electronics, Inc. PO Box 281, 501 N. Adams Street, Sturgis, KY, 42459 Trade Vendor No $6,270.54 3.76 Minova USA, Inc 150 Summer Court, Georgetown, KY, 40324 Trade Vendor No $607,914.45 3.77 Mitzi Autry's Portable Toilets, LLC PO Box 993, Owensboro, KY, 42302-0993 Trade Vendor No $784.29 3.78 Modern Welding Company of Kentucky, Inc. PO Box 1147, Madisonville, KY, 42431 Trade Vendor No $6,266.54 3.79 MPW Industrial Services, Inc. 9711 Lancaster RD SE, Hebron, OH, 43025 Trade Vendor No $8,024.80 3.80 Nalco Company LLC PO Box 70716, Chicago, IL, 60673-0716 Trade Vendor No $164,490.42 3.81 National Mine Rescue Association, Post 11 PO Box 1642, Madisonville, KY, 42431 Trade Vendor No $65.00 3.82 Natural Resource Management Solutions (NRMS) 575 Tucker Schoolhouse Road, Madisonville, KY, 42431 Trade Vendor No $2,464.00 3.83 Nighthawk Security, LLC 4342 Springhill Dr., Owensboro, KY, 42303 Professional Services No $28,320.05 3.84 NPN Environmental Engineers, Inc. 1631 Headland Drive, Fenton, MO, 63026 Trade Vendor No $5,265.00 3.85 Office Depot PO Box 633301, Cinncinnati, OH, 45263-3301 Trade Vendor No $950.79 3.86 Overland Conveyor Co 1536 Cole Blvd., Bldg. 4, Suite 150, Lakewood, CO, 80401 Professional Services No $2,650.00 3.87 Owensboro Health Medical Group - Madisonville 444 S Main, Madisonville, KY, 42431 Trade Vendor No $6,201.00 3.88 Phoenix Process Equipment Co. 2402 Watterson Trail, Lousiville, KY, 40299 Trade Vendor No $155,986.75 3.89 Pioneer Supply 782 E. Center St., Suite B, Madisonville, KY, 42431 Trade Vendor No $5,030.00 3.90 Premier Scales & Systems 4901 North Saint Joseph Ave., Evansville, IN, 47720 Trade Vendor No $2,461.90 3.91 Purvis Industries (The Mine Supply) 10500 Stemmons Freeway, Dallas, TX, 75220 Trade Vendor No $42,696.00 3.92 Quality Magnetite LLC 2620 US Route 52 South, Kenova, WV, 25530 Trade Vendor No $8,750.20 3.93 Raben Tire Co LLC 2100 N New York Ave, Evansville, IN, 47711 Trade Vendor No $34,480.27 3.94 Raleigh Mine & Industrial Supply Inc. PO Box 72, Mt. Hope, WV, 25880 Trade Vendor No $10,545.74 3.95 RB Aggregates LLC 200 S. Cherry Street, Greenville, KY 42345 Trade Vendor Trade Vendor No $5,489.96 3.96 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 Trade Vendor No $11,298.61 3.97 Richwood Industries, Inc. 707 7th Street West, Huntington, WV, 25704 Trade Vendor No $68,287.52 3.98 River City Industrial Services, Inc. 2700 Kentronics Drive, Owensboro, KY, 42301 Trade Vendor No $9,637.68 3.99 Road Builders, LLC PO Box 388, Greenville, KY, 42345 Trade Vendor No $15,958.61 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 1 of 2 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 51 of 55 SCHEDULE F ATTACHMENT Creditors Who Have Non-Priority Unsecured Claims

Is the Claim Suject to Offset?

Creditor's Name Address 1 Basis for Claim (Yes/No) Total Claim

Contingent Unliquidated Disputed 3.100 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 Trade Vendor No $104,989.30 3.101 S & S Urethane Inc. 1100 W. Washington, Farina, IL, 62838 Trade Vendor No $2,153.40 3.102 Sacramento Waterworks PO Box 245, Sacramento, KY, 42372 Utility No $2,236.24 3.103 Service Radiator Inc. 75 Dempsey Street, Madisonville, KY, 42431 Trade Vendor No $9,143.00 3.104 SGS North America Inc. PO Box 2502, Carol Stream, IL, 60132-2502 Trade Vendor No $5,786.55 3.105 Shaw Heavy Equipment Repair, Inc. 404 E 4th Street, Sparta, IL, 62286 Trade Vendor No $19,511.09 3.106 Shred-it USA 28883 Network Place, Chicago, IL, 60673-1288 Trade Vendor No $298.15 3.107 SIGNdeSIGN 116 Second Street, Henderson, KY, 42420 Trade Vendor No $350.00 3.108 Simmons Equipment Company PO Box 719, Pounding Mill, VA, 24637 Trade Vendor No $29,424.41 3.109 Slong Industries LLC 1092 Carroll Gentry Road, Madisonville, KY, 42431 Trade Vendor No $3,005.15 3.110 Southern Pride Drilling, LLC PO Box 18266, Evansville, IN, 47719 Trade Vendor No $38,388.00 3.111 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 Trade Vendor No $102,857.74 3.112 Sprint Print PO Box 1250, Madisonville, KY, 42431 Trade Vendor No $3,008.07 3.113 Star Rebuilders LLC PO Box 581, Madisonville, KY, 42431 Trade Vendor No $2,227.86 3.114 Sterling Site Access Solutions, LLC 501 E. 151st Street, Phoenix, IL, 60426-2402 Trade Vendor No $7,250.40 3.115 Strata Equipment, LLC PO Box 930228, Atlanta, GA, 31193-0228 Trade Vendor No $7,039.63 3.116 Strata Safety Products LLC PO Box 930228, Atlanta, GA, 31193-0228 Trade Vendor No $103,793.16 3.117 Sunbelt Rentals, Inc. PO Box 409211, Atlanta, GA, 30384-9211 Trade Vendor No $30,923.71 3.118 SWAT Pest Management 2501 N Cullen Avenue, Evansville, IN, 47715 Trade Vendor No $1,140.00 3.119 Thermo Environmental Instruments LLC 27 Forge Parkway, Franklin, MA, 02038 Trade Vendor No $56.11 3.120 Thomson Machinery Company Inc. 505 Bark Cove Drive, Owensboro, KY, 42303 Trade Vendor No $13,904.69 3.121 Tommy G's Plumbing PO Box 104, Hanson, KY, 42413 Trade Vendor No $188.58 3.122 Trey K Mining & Electric, Inc. PO Box 235, Kimper, KY, 41539 Trade Vendor No $114,124.46 3.123 Tri-State Bearing Co. Inc. PO Box 4737, Evansville, IN, 47724-0737 Trade Vendor No $16,186.69 3.124 Trivaco PO Box 695, Burlington, KY, 41005 Trade Vendor No $200.65 3.125 United Central PO Box 743849, Atlanta, GA, 30374-3849 Trade Vendor No $99,997.95 3.126 US Bank Equipment Finance PO Box 790448, St Louis, MO, 63179-0448 Trade Vendor No $192.11 3.127 USSynthetic Mining and Construction 1320 S 1600 W, Orem, UT 84058 Trade Vendor No $3,058.07 3.128 Volt Power 2910 Hwy 31 NW, Hartselle, AL, 35640 Trade Vendor No $1,325.00 3.129 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 Trade Vendor No $90,487.04 3.130 WC Hydraulics LLC 172 Philpot Lane, Beaver, WV, 25813 Trade Vendor No $29,261.54 3.131 West Kentucky Pipe and Valve Inc. (Advanced Fabricators) 200 Pond River Colliers Road, Madisonville, KY, 42431 Trade Vendor No $14,088.76 3.132 West River Conveyors & Machinery Co. 8936 Dismal River Road, Oakwood, VA, 42631 Trade Vendor No $77,838.44 3.133 Wheatley Scale Service Inc. 5407 W Eureka Rd, Rockport, IN, 47635 Trade Vendor No $9,644.33 3.134 William E. Groves Construction, Inc. PO Box 1205, Madisonville, KY, 42431 Trade Vendor No $12,261.02 3.135 Williams Scotsman, Inc. PO Box 91975, Chicago, IL, 60693-1975 Trade Vendor No $32,153.15 3.136 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 Trade Vendor No $90,855.97 3.137 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 Trade Vendor No $28,628.04 3.138 Xylem Dewatering Solutions, Inc. 26717 Network Place, Chicago, IL, 60673-1267 Trade Vendor No $17,756.14 TOTAL: $82,557,104.50

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 2 of 2 Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 52 of 55 Fill in this information to identify the case:

Debtor name: Hartshorne Mining, LLC

United States Bankruptcy Court for the: Western District of Kentucky Check if this is an Case number: 20-40135 amended ling

Ocial Form 206G Schedule G: Executory Contracts and Unexpired Leases

Be as complete and accurate as possible. If more space is needed, copy and attach the additional page, numbering the entries consecutively.

Schedule G: Executory Contracts and Unexpired Leases

1. Does the debtor have any executory contracts or unexpired leases?

No. Check this box and le this form with the court with the debtor’s other schedules. There is nothing else to report on this form.

Yes. Fill in all of the information below even if the contracts or leases are listed on Schedule A/B: Assets - Real and Personal Property (Ocial Form 206A/B).

2. List all contracts and unexpired leases State the name and mailing address for all other parties with whom the debtor has an executory contract or unexpired lease

2.1 State what the contract Sales, Services, and Security Agreement Chemical Resources, Inc.,Attn: Randy Irvin, 4569 Knopp Ave, Louisville, KY 40213 or lease is for and the nature of the debtor’s interest Termination Date 11/15/2022

List the contract number of any government contract

2.2 State what the contract Temporary Stang Services Agreement Cherokee Resources, Inc. d/b/a Star Services, Attn: Judith A. Richardson, 1500 Mill or lease is for and the Creek Rd, Mount Hope, WV 25880 nature of the debtor’s interest Termination Date 10/15/2020

List the contract number of any government contract

2.3 State what the contract Specialty Apparel Rental Service Agreement Cintas, Attn: Joe Hurley, PO Box 630921, Cincinnati, OH 45263-0921 or lease is for and the nature of the debtor’s interest Termination Date

List the contract number of any government contract

2.4 State what the contract Temporary Stang Services Agreement Custom Stang Industrial Services, LLC, 1820 N. Green River Road, Evansville, IN or lease is for and the 47715 nature of the debtor’s interest Termination Date 7/19/2021

List the contract number of any government contract Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 53 of 2.5 State what the contract Coal and Refuse Handling Agreement 55Envision Contractors, LLC, 2690 Fairview Drive, Owensboro, KY 42303 or lease is for and the nature of the debtor’s interest Termination Date 6/13/2023

List the contract number of any government contract

2.6 State what the contract Unit Price Contract Frontier-Kemper Constructors, Inc., Attn: W.O. Rogstad, PO Box 6690, Evansville, or lease is for and the Indiana 47719 nature of the debtor’s interest Termination Date Evergreen

List the contract number of any government contract

2.7 State what the contract Life Cycle Management Agreement Joy Global Underground Mining LLC, Attn: Vice President, Sales and Service, 40 or lease is for and the Pennwood Place, Warrendale, PA 15086 nature of the debtor’s interest Termination Date 2/1/2024

List the contract number of any government contract

2.8 State what the contract Financing Agreement Komatsu Financial Limited Partnership, Attn: Luke Waitkus, 1701 Golf Road, Suite1- or lease is for and the 300, Rolling Meadows, IL 60008 nature of the debtor’s interest Termination Date

List the contract number of any government contract

2.9 State what the contract Harbor Service Agreement TPG Mt. Vernon Marine, LLC dba Green River Barge Service, Attn: Daniel B. Altman, or lease is for and the 1341 North Capitol Avenue, Indianapolis, IN 46202 nature of the debtor’s interest Termination Date 10/1/2020

List the contract number of any government contract

2.10 State what the contract Term Facility Agreement Tribeca Global Resources Credit Master Fund, c/o Walkers Corporate Limited, or lease is for and the Cayman Corporate Centre, 27, Hospital Road, George Town, Grand Cayman, KY 1- nature of the debtor’s 9008 Cayman Islands interest Termination Date

List the contract number of any government contract Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 54 of 55 Fill in this information to identify the case:

Debtor name: Hartshorne Mining, LLC

United States Bankruptcy Court for the: Western District of Kentucky Check if this is an Case number: 20-40135 amended ling

Ocial Form 206H Schedule H: Codebtors

Be as complete and accurate as possible. If more space is needed, copy the Additional Page, numbering the entries consecutively. Attach the Additional Page to this page.

1. Does the debtor have any codebtors?

No. Check this box and submit this form to the court with the debtor’s other schedules. Nothing else needs to be reported on this form.

Yes

2. In Column 1, list as codebtors all of the people or entities who are also liable for any debts listed by the debtor in the schedules of creditors, Schedules D-G. Include all guarantors and co-obligors. In Column 2, identify the creditor to whom the debt is owed and each schedule on which the creditor is listed. If the codebtor is liable on a debt to more than one creditor, list each creditor separately in Column 2. Column 1: Codebtor Column 2: Creditor

Name Mailing Address Name Check all schedules that apply:

2.1 Hartshorne Holdings, 373 Whobry Road, Rumsey, KY 42371 Tribeca Global Resources Credit Pty Ltd. D LLC E/F

2.2 Hartshorne Land, LLC 373 Whobry Road, Rumsey, KY 42371 Frontier-Kemper Constructors, Inc. D

E/F

2.3 Hartshorne Land, LLC 373 Whobry Road, Rumsey, KY 42371 Tribeca Global Resources Credit Pty Ltd. D

E/F

2.4 Hartshorne Mining 373 Whobry Road, Rumsey, KY 42371 Tribeca Global Resources Credit Pty Ltd. D Group, LLC E/F

G Case 20-40133-thf Doc 251 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 55 of 55 Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 1 of 33

IN THE UNITED STATES BANKRUPTCY COURT FOR THE WESTERN DISTRICT OF KENTUCKY (Owensboro Division)

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discovery or new information, however, the Debtors may, but shall not be required to, update the Schedules and Statements, as appropriate.

GLOBAL NOTES AND OVERVIEW OF METHODOLOGY

1. Global Notes Control. In the event that the Schedules and Statements differ from the Global Notes, the Global Notes shall control.

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18. Summary of Significant Reporting Policies. The following is a summary of significant reporting policies:

 Liens. Property and equipment listed in the Schedules and Statements are presented without consideration of any liens that may attach (or have attached) to such property and equipment.

19. Currency. Unless otherwise indicated, all amounts are reflected in U.S. dollars.

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Debtors’ creditors of a right to have such claims paid or reclassified under the Bankruptcy Code or orders of the Bankruptcy Court.

SPECIFIC DISCLOSURES WITH RESPECT TO THE DEBTORS’ SCHEDULES

Schedules Summary. Except as otherwise noted, the asset and liability information provided herein represents the asset and liability information of the Debtors as of February 20, 2020.

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of the asset value should be impaired. Where book values of assets have been reduced to zero, such assets have not been included in the Schedules.

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6. Schedule A/B, Part 11 – All Other Assets. Dollar amounts are presented net of impairments and other adjustments.

The Debtors list all of their insurance policies for each Debtor, irrespective of whether each Debtor is specifically named in any given policy.

Furthermore, certain Debtors may have accumulated significant net operating losses (“NOLs”) for United States federal and state income tax purposes. No values for NOLs are shown on Schedule A/B.

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Although there are multiple parties that may hold a portion of the debt included in the secured facilities, only the administrative agents have been listed for purposes of Schedule D.

8. Schedule E/F, Part 1 – Creditors With Priority Unsecured Claims.

The listing of a claim on Schedule E/F, Part 1, does not constitute an admission by the Debtors that such claim or any portion thereof is entitled to priority status.

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agreement on Schedule G does not constitute an admission that such contract or agreement is an executory contract or unexpired lease.

010-9040-1727/7/AMERICAS

Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 14 of 33

SPECIFIC DISCLOSURES WITH RESPECT TO THE DEBTORS’ STATEMENTS

4. Statements, Part 2, Question 5 – Repossessions, Foreclosures and Returns. After review of internal documents, the Debtors were not aware of any repossessions, foreclosures, and returns.

010-9040-1727/7/AMERICAS

Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 15 of 33

010-9040-1727/7/AMERICAS

Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 16 of 33 Fill in this information to identify the case:

Debtor name: Hartshorne Mining, LLC

United States Bankruptcy Court for the: Western District of Kentucky Check if this is an Case number: 20-40135 amended ling

Ocial Form 207 Statement of Financial Affairs for Non-Individuals Filing for Bankruptcy 04/19

The debtor must answer every question. If more space is needed, attach a separate sheet to this form. On the top of any additional pages, write the debtor’s name and case number (if known).

Part 1: Income

1. Gross revenue from business None

Identify the beginning and ending dates of the debtor’s scal year, which may be Sources of revenue Gross revenue a calendar year Check all that apply (before deductions and exclusions)

From the beginning of From to Filing Date Operating a business $ the scal year to ling date: Other

For prior year: From to Operating a business $

Other

For the year before that: From to Operating a business $

Other

2. Non-business revenue Include revenue regardless of whether that revenue is taxable. Non-business income may include interest, dividends, money collected from lawsuits, and royalties. List each source and the gross revenue for each separately. Do not include revenue listed in line 1. None

Description of sources of revenue Gross revenue from each source (before deductions and exclusions)

From the beginning of From to Filing Date $ the scal year to ling date:

For prior year: From to $

For the year before that: From to $ Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 17 of 33 Part 2: List Certain Transfers Made Before Filing for Bankruptcy

3. Certain payments or transfers to creditors within 90 days before ling this case List payments or transfers - including expense reimbursements - to any creditor, other than regular employee compensation, within 90 days before ling this case unless the aggregate value of all property transferred to that creditor is less than $6,825. (This amount may be adjusted on 4/01/22 and every 3 years after that with respect to cases led on or after the date of adjustment.) None

Creditor’s name and address Dates Total amount or value Reasons for payment or transfer Check all that apply

3.1 Creditor’s name and address $ Secured debt

See Attached SOFA 3 Exhibit Unsecured loan repayments

Suppliers or vendors

Services

Other

4. Payments or other transfers of property made within 1 year before ling this case that beneted any insider List payments or transfers, including expense reimbursements, made within 1 year before ling this case on debts owed to an insider or guaranteed or cosigned by an insider unless the aggregate value of all property transferred to or for the benet of the insider is less than $6,825. (This amount may be adjusted on 4/01/22 and every 3 years after that with respect to cases led on or after the date of adjustment.) Do not include any payments listed in line 3. Insiders include ocers, directors, and anyone in control of a corporate debtor and their relatives; general partners of a partnership debtor and their relatives; aliates of the debtor and insiders of such aliates; and any managing agent of the debtor. 11 U.S.C. § 101(31). None

Insider’s name and address Dates Total amount or value Reasons for payment or transfer

4.1 Insider’s name and address $ Secured debt

Unsecured loan repayments

Relationship to debtor Suppliers or vendors

Services

Other

5. Repossessions, foreclosures, and returns List all property of the debtor that was obtained by a creditor within 1 year before ling this case, including property repossessed by a creditor, sold at a foreclosure sale, transferred by a deed in lieu of foreclosure, or returned to the seller. Do not include property listed in line 6. None

Creditor’s name and address Description of the property Date Value of property

5.1 Creditor’s name and address $

6. Setoffs List any creditor, including a bank or nancial institution, that within 90 days before ling this case set off or otherwise took anything from an account of the debtor without permission or refused to make a payment at the debtor’s direction from an account of the debtor because the debtor owed a debt. None

Creditor’s name and address Description of the action creditor took Date action was taken Amount

6.1 Creditor’s name and address $

Last 4 digits of account number Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 18 Part 3: Legal Actions or Assignments of 33

7. Legal actions, administrative proceedings, court actions, executions, attachments, or governmental audits List the legal actions, proceedings, investigations, arbitrations, mediations, and audits by federal or state agencies in which the debtor was involved in any capacity—within 1 year before ling this case. None

Case title Nature of case Court or agency’s name and address Status of case

7.1 Name Dispute under Unit Price Contract Name Pending Frontier-Kemper Constructors, American Arbitration Association On appeal Inc. v. Hartshorne Mining, LLC Street Concluded Case number 600 Superior Ave. East, Suite 1300 AAA Case No. 01-19-0002-1697 City State Zip Cleveland OH 44114

8. Assignments and receivership List any property in the hands of an assignee for the benet of creditors during the 120 days before ling this case and any property in the hands of a receiver, custodian, or other court-appointed ocer within 1 year before ling this case. None

Custodian’s name and address Description of the property Value

8.1 Custodian's name and address $ Case title Court name and address Street Name

Case number City State Zip Street

Date of order or assignment City State Zip

Part 4: Certain Gifts and Charitable Contributions

9. List all gifts or charitable contributions the debtor gave to a recipient within 2 years before ling this case unless the aggregate value of the gifts to that recipient is less than $1,000 None

Recipient’s name and address Description of the gifts or contributions Dates given Value

9.1 Recipient's name $

Street

City State Zip

Recipient’s relationship to debtor Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 19 of 33 Part 5: Losses

10. All losses from re, theft, or other casualty within 1 year before ling this case None

Description of the property lost and how the loss Amount of payments received for the loss Date of loss Value of property lost occurred If you have received payments to cover the loss, for example, from insurance, government compensation, or tort liability, list the total received. List unpaid claims on Ocial Form 106A/B (Schedule A/B: Assets – Real and Personal Property).

Part 6: Certain Payments or Transfers

11. Payments related to bankruptcy List any payments of money or other transfers of property made by the debtor or person acting on behalf of the debtor within 1 year before the ling of this case to another person or entity, including attorneys, that the debtor consulted about debt consolidation or restructuring, seeking bankruptcy relief, or ling a bankruptcy case. None

Who was paid or who received the transfer? If not money, describe any property transferred Dates Total amount or value

11.1 Name and Address $

Email or website address

Who made the payment, if not debtor?

12. Self-settled trusts of which the debtor is a beneciary List any payments or transfers of property made by the debtor or a person acting on behalf of the debtor within 10 years before the ling of this case to a self-settled trust or similar device. Do not include transfers already listed on this statement. None

Name of trust or device Describe any property transferred Dates transfers were Total amount or value made

12.1 $

Trustee

13. Transfers not already listed on this statement List any transfers of money or other propertyby sale, trade, or any other meansmade by the debtor or a person acting on behalf of the debtor within 2 years before the ling of this case to another person, other than property transferred in the ordinary course of business or nancial affairs. Include both outright transfers and transfers made as security. Do not include gifts or transfers previously listed on this statement. None

Who received transfer? Description of property transferred or payments Date transfer was Total amount or value received or debts paid in exchange made

13.1 Name and Address $

Relationship to debtor Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 20 of 33 Part 7: Previous Locations

14. Previous addresses List all previous addresses used by the debtor within 3 years before ling this case and the dates the addresses were used. Does not apply

Address Dates of occupancy

14.1 Street From to 100 5th Street, Suite 540 10/22/2014 1/31/2018

City State Zip Bristol TN 37620

14.2 Street From to 100 5th Street, Suite 530 2/1/2018 January 2020 City State Zip Bristol TN 37620

14.3 Street From to 4350 Brownsboro Road, Suite 212 6/28/2017 6/30/2018

City State Zip Louisville KY 40207

14.4 Street From to 6 East 46th Street, Suite 300 2/1/2015 3/31/2018

City State Zip New York NY 10017

14.5 Street From to 28 West 44th Street, Suite 810 4/10/2018 2/21/2020

City State Zip New York NY 10036

14.6 Street From to 6724 E Morgan Ave, Suite B 1/1/2014 4/1/2018

City State Zip Evansville IN 47715

Part 8: Health Care Bankruptcies

15. Health Care bankruptcies Is the debtor primarily engaged in offering services and facilities for: diagnosing or treating injury, deformity, or disease, or

providing any surgical, psychiatric, drug treatment, or obstetric care?

No. Go to part 9.

Yes. Fill in the information below.

Facility name and address Nature of the business operation, including type of services the If debtor provides debtor provides meals and housing, number of patients in debtor's care

15.1 Street

Location where patient records are maintained(if different from facility How are records kept? City State Zip address). If electronic, identify any service provider Check all that apply: Electronically

Paper Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 21 of 33 Part 9: Personally Identiable Information

16. Does the debtor collect and retain personally identiable information of customers?

No.

Yes. State the nature of the information collected and retained.

Does the debtor have a privacy policy about that information? No

Yes

17. Within 6 years before ling this case, have any employees of the debtor been participants in any ERISA, 401(k), 403(b), or other pension or prot-sharing plan made available by the debtor as an employee benet?

No. Go to Part 10.

Yes. Does the debtor serve as plan administrator?

No. Go to Part 10.

Yes. Fill in below: Name of plan Employer identication number of the plan John Hancock Pension - Policy No. 106256881 46-2460063 Has the plan been terminated? No

Yes

Part 10: Certain Financial Accounts, Safe Deposit Boxes, and Storage Units

18. Closed nancial accounts Within 1 year before ling this case, were any nancial accounts or instruments held in the debtor’s name, or for the debtor’s benet, closed, sold, moved, or transferred? Include checking, savings, money market, or other nancial accounts; certicates of deposit; and shares in banks, credit unions, brokerage houses, cooperatives, associations, and other nancial institutions. None

Financial institution name and address Last 4 Type of account Date account was Last balance before digits of closed, sold, moved, or closing or transfer account transferred number

18.1 Name Checking $

Savings Street Money market

City State Zip Brokerage

Other

19. Safe deposit boxes List any safe deposit box or other depository for securities, cash, or other valuables the debtor now has or did have within 1 year before ling this case. None

Depository institution name and address Names of anyone with access to it Description of the contents Does debtor still have it? Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 22 19.1 Name of 33 No Address Yes Street

City State Zip

20. Off-premises storage List any property kept in storage units or warehouses within 1 year before ling this case. Do not include facilities that are in a part of a building in which the debtor does business. None

Facility name and address Names of anyone with access to it Description of the contents Does debtor still have it?

20.1 Name No Address Yes Street

City State Zip

Part 11: Property the Debtor Holds or Controls that the Debtor Does Not Own

21. Property held for another List any property that the debtor holds or controls that another entity owns. Include any property borrowed from, being stored for, or held in trust. Do not list leased or rented property None

Owner’s name and address Location of the property Description of the property Value

21.1 Name and Address $

Part 12: Details About Environmental Information

For the purpose of Part 12, the following denitions apply: Environmental law means any statute or governmental regulation that concerns pollution, contamination, or hazardous material, regardless of the medium affected (air, land, water, or any other medium).

Site means any location, facility, or property, including disposal sites, that the debtor now owns, operates, or utilizes or that the debtor formerly owned, operated, or utilized.

Hazardous material means anything that an environmental law denes as hazardous or toxic, or describes as a pollutant, contaminant, or a similarly harmful substance.

Report all notices, releases, and proceedings known, regardless of when they occurred.

22. Has the debtor been a party in any judicial or administrative proceeding under any environmental law? Include settlements and orders

No.

Yes. Provide details below.

Case title Court or agency name and address Nature of the case Status of case

22.1 Name Pending Case Number On appeal Street Concluded

City State Zip Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 23 23. Has any governmental unit otherwise notied the debtor that the debtor may beof liable 33 or potentially liable under or in violation of an environmental law? No

Yes. Provide details below.

Site name and address Governmental unit name and address Environmental law, if known Date of notice

23.1 Name Name

Street Street

City State Zip City State Zip

24. Has the debtor notied any governmental unit of any release of hazardous material? No

Yes. Provide details below.

Site name and address Governmental unit name and address Environmental law, if known Date of notice

24.1 Name Name

Street Street

City State Zip City State Zip

Part 13: Details About the Debtor's Business or Connections to Any Business

25. Other businesses in which the debtor has or has had an interest List any business for which the debtor was an owner, partner, member, or otherwise a person in control within 6 years before ling this case. Include this information even if already listed in the Schedules.

None

Business name and address Describe the nature of the business Employer Identication number Do not include Social Security number or ITIN.

25.1 Name and Address EIN

Dates business existed From to

26. Books, records, and nancial statements 26a. List all accountants and bookkeepers who maintained the debtor’s books and records within 2 years before ling this case. None

Name and address Dates of service

26a.1 Name and Address From to Gene Gilles (Address on File) 6/5/2017 10/29/2019

26a.2 Name and Address From to Greg Swan (Address on File) 7/4/2019 Present

26a.3 Name and Address From to Greg Saragas (Address on File) 8/12/2019 3/13/2020 Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 24 26a.4 Name and Address of 33 From to Lindsey Gauthier (Address on File) 7/1/2018 Present

26a.5 Name and Address From to Margaret Lester (Address on File) 1/7/2019 2/1/2019

26a.6 Name and Address From to Shannon Gay (Address on File) 3/10/2014 Present

26a.7 Name and Address From to Michele Austin (Address on File) 3/11/2019 Present

26b. List all rms or individuals who have audited, compiled, or reviewed debtor's books of account and records or prepared a nancial statement within 2 years before ling this case. None

Name and address Dates of service

26b.1 Name and Address From to Deloitte, Brookeld Place, Tower 2, 123 St Georges Terrace, Perth WA 6000, Western Australia YE Present 2014

26b.2 Name and Address From to Harding & Shymanski & Company, PSC 21, SE Third Street, Suite 500, PO Box 3677, Evansville, IN 47735 YE Present 2014

26c. List all rms or individuals who were in possession of the debtor’s books of account and records when this case is led. None

Name and address If any books of account and records are unavailable, explain why

26c.1 Name and Address Deloitte, Brookeld Place, Tower 2, 123 St Georges Terrace, Perth, WA 6000, Western Australia

26c.2 Name and Address Greg Saragas (Address on File)

26c.3 Name and Address Greg Swan (Address on File)

26c.4 Name and Address Lindsey Gauthier (Address on File)

26c.5 Name and Address Shannon Gay (Address on File)

26c.6 Name and Address Michele Austin (Address on File)

26d. List all nancial institutions, creditors, and other parties, including mercantile and trade agencies, to whom the debtor issued a nancial statement within 2 years before ling this case. None

Name and address

26d.1 Komatsu Financial, PO Box 99303, Chicago, IL 60693 Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 25 of 33 26d.2 Paringa Resources Limited, Level 9, BGC Centre, 28 The Esplanade, Perth, 6000 Australia

26d.3 Old National Bank, One Main Street, Evansville, IN 47708

26d.4 Texas Capital Bank, 2000 McKinney Ave #700, Dallas, TX 75201

26d.5 Tribeca Global Resources, Level 21, 1 Bligh Street, Sydney, 2000 Australia

27. Inventories Have any inventories of the debtor’s property been taken within 2 years before ling this case? No

Yes. Give the details about the two most recent inventories.

Name of the person who supervised the taking of the inventory Date of inventory The dollar amount and basis (cost, market, or other basis) of each inventory

28. List the debtor’s ocers, directors, managing members, general partners, members in control, controlling shareholders, or other people in control of the debtor at the time of the ling of this case. Name and Address Position and nature of any interest % of interest, if any

28.1 Bruce Czachor (Address on File) VP - General Counsel 0%

28.2 David Gay (Address on File) President 0%

28.3 Hartshorne Mining Group, LLC, 373 Whobry Road, Rumsey, KY 42371 Parent Company 100%

29. Within 1 year before the ling of this case, did the debtor have ocers, directors, managing members, general partners, members in control of the debtor, or shareholders in control of the debtor who no longer hold these positions? No

Yes. Identify below.

Name and Address Position and nature of any interest Period during which position or interest was held

29.1 Name and Address Vice President Finance From to Dominic Paul Allen (Address on File) 8/13/2018 1/21/2020

29.2 Name and Address Former Chief Operations Ocer From to Richard Kim (Address on File) 7/21/2014 10/7/2019

30. Payments, distributions, or withdrawals credited or given to insiders Within 1 year before ling this case, did the debtor provide an insider with value in any form, including salary, other compensation, draws, bonuses, loans, credits on loans, stock redemptions, and options exercised? No

Yes. Identify below.

Name and address of recipient Amount of money or description and Dates Reason for providing value of property the value

30.1 Name and Address $

Relationship To Debtor Debtor Hartshorne Mining, LLC______Case number (if known)20-40135______Name Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 26 of 33 31.Within 6 years before ling this case, has the debtor been a member of any consolidated group for tax purposes? No

Yes. Identify below.

Name of the parent corporation Employer Identication number of the parent corporation

31.1 Paringa Resources Limited EIN Western Australian Company

32.Within 6 years before ling this case, has the debtor as an employer been responsible for contributing to a pension fund? No

Yes. Identify below.

Name of the pension fund Employer Identication number of the pension fund

32.1 EIN Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 27 of 33

SOFA 3 Attachment Certain payments or transfers to creditors within 90 days before filing this case

Reason for Payment or Creditor's Name Creditor's Address Payment Date Payment Amount Transfer 3.1 Aflac 1932 Wynnton Road, Columbus, GA, 31999-0797 12/13/2019 $6,583.95 Bill Payment #5218 3.2 Aflac 1932 Wynnton Road, Columbus, GA, 31999-0797 1/10/2020 $5,480.60 Bill Payment #5324 3.3 Aflac 1932 Wynnton Road, Columbus, GA, 31999-0797 2/11/2020 $6,815.35 Bill Payment #5550 TOTAL: $18,879.90 3.4 Airgas PO Box 734672, Dallas, TX, 75373-4672 11/26/2019 $2,233.42 Bill Payment #5102 3.5 Airgas PO Box 734672, Dallas, TX, 75373-4672 12/4/2019 $2,564.08 Bill Payment #5154 3.6 Airgas PO Box 734672, Dallas, TX, 75373-4672 12/4/2019 $138.48 Bill Payment #5155 3.7 Airgas PO Box 734672, Dallas, TX, 75373-4672 12/13/2019 $9,095.19 Bill Payment #5219 3.8 Airgas PO Box 734672, Dallas, TX, 75373-4672 1/14/2020 $10,739.12 Bill Payment #5352 TOTAL: $24,770.29 3.9 Associated Engineers, Inc 2740 North Main Street, Madisonville, KY, 42431 12/4/2019 $11,863.00 Bill Payment #5158 3.10 Associated Engineers, Inc 2740 North Main Street, Madisonville, KY, 42431 1/24/2020 $20,069.61 Bill Payment #5417 3.11 Associated Engineers, Inc 2740 North Main Street, Madisonville, KY, 42431 2/11/2020 $22,347.51 Bill Payment #5546 TOTAL: $54,280.12 3.12 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 11/22/2019 $850.63 Bill Payment #ACH 11 3.13 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 11/29/2019 $862.37 Bill Payment #ACH 11 3.14 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 12/6/2019 $838.90 Bill Payment #ACH 12 3.15 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 12/13/2019 $838.90 Bill Payment #ACH 12 3.16 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 12/20/2019 $1,179.13 Bill Payment #ACH 12 3.17 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 12/27/2019 $1,566.33 Bill Payment #ACH 12 3.18 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 1/3/2020 $897.55 Bill Payment #ACH 1 3.19 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 1/10/2020 $903.42 Bill Payment #ACH 1 3.20 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 1/16/2020 $915.16 Bill Payment #ACH 1 3.21 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 1/23/2020 $926.88 Bill Payment #ACH 1 3.22 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 1/31/2020 $909.29 Bill Payment #ACH 1 3.23 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 2/7/2020 $964.87 Bill Payment #ACH 02 3.24 Automatic Data Processing (ADP) 400 W Covina Blvd, San Dimas, CA, 91773 2/14/2020 $856.50 Bill Payment #ACH 2 TOTAL: $12,509.93 3.25 Beitzel Corp (Pillar Innovations LLC) 92 Corporate Drive, Grantsville, MD, 21536 11/26/2019 $10,129.71 Bill Payment #5103 3.26 Beitzel Corp (Pillar Innovations LLC) 92 Corporate Drive, Grantsville, MD, 21536 12/13/2019 $219.03 Bill Payment #5225 TOTAL: $10,348.74 3.27 Brandeis Machinery & Supply Company PO Box 32230, Louisville, KY, 40232-2230 12/4/2019 $3,192.24 Bill Payment #5160 3.28 Brandeis Machinery & Supply Company PO Box 32230, Louisville, KY, 40232-2230 12/13/2019 $4,005.28 Bill Payment #5228 TOTAL: $7,197.52 3.29 Carroll Engineering Co PO Box 860, Harlan, KY, 40831 11/26/2019 $3,892.41 Bill Payment #5105 3.30 Carroll Engineering Co PO Box 860, Harlan, KY, 40831 12/4/2019 $4,598.70 Bill Payment #5161 3.31 Carroll Engineering Co PO Box 860, Harlan, KY, 40831 12/13/2019 $23,360.77 Bill Payment #5229 3.32 Carroll Engineering Co PO Box 860, Harlan, KY, 40831 1/21/2020 $2,326.29 Bill Payment #5387 3.33 Carroll Engineering Co PO Box 860, Harlan, KY, 40831 1/22/2020 $5,275.52 Bill Payment #5392 3.34 Carroll Engineering Co PO Box 860, Harlan, KY, 40831 1/27/2020 $523.75 Bill Payment #5426 3.35 Carroll Engineering Co PO Box 860, Harlan, KY, 40831 1/30/2020 $332.23 Bill Payment #5451 3.36 Carroll Engineering Co PO Box 860, Harlan, KY, 40831 1/31/2020 $7,817.86 Bill Payment #5469 3.37 Carroll Engineering Co PO Box 860, Harlan, KY, 40831 2/6/2020 $2,481.39 Bill Payment #5523 3.38 Carroll Engineering Co PO Box 860, Harlan, KY, 40831 2/11/2020 $4,719.90 Bill Payment #5559 TOTAL: $55,328.82 3.39 Cherokee Resources, Inc. dba Star Services PO Box 783, Skelton, WV, 25919 12/13/2019 $6,611.77 Bill Payment #5230 3.40 Cherokee Resources, Inc. dba Star Services PO Box 783, Skelton, WV, 25919 1/23/2020 $9,331.41 Bill Payment #5398 3.41 Cherokee Resources, Inc. dba Star Services PO Box 783, Skelton, WV, 25919 2/19/2020 $7,825.00 Bill Payment #Wire 02 TOTAL: $23,768.18 3.42 Cintas PO Box 630921, Cincinnati, OH, 45263-0921 11/26/2019 $1,530.17 Bill Payment #5107 3.43 Cintas PO Box 630921, Cincinnati, OH, 45263-0921 12/4/2019 $1,578.64 Bill Payment #5164 3.44 Cintas PO Box 630921, Cincinnati, OH, 45263-0921 12/13/2019 $9,637.87 Bill Payment #5231 3.45 Cintas PO Box 630921, Cincinnati, OH, 45263-0921 2/6/2020 $1,764.94 Bill Payment #5524 TOTAL: $14,511.62 3.46 Clay Machine Works, Inc. 99 Kentucky Ave., Clay, KY, 42404 12/13/2019 $11,841.43 Bill Payment #5232 TOTAL: $11,841.43 3.47 CONN-WELD Industries, Inc. PO Box 5329, Princeton, WV, 24740 11/26/2019 $1,470.65 Bill Payment #5108 3.48 CONN-WELD Industries, Inc. PO Box 5329, Princeton, WV, 24740 2/6/2020 $5,756.74 Bill Payment #5530 TOTAL: $7,227.39 3.49 Custom Staffing Services 1820 N Green River Road, Evansville, IN, 47715 11/26/2019 $36,265.52 Bill Payment #5110 3.50 Custom Staffing Services 1820 N Green River Road, Evansville, IN, 47715 12/4/2019 $21,219.60 Bill Payment #5166 3.51 Custom Staffing Services 1820 N Green River Road, Evansville, IN, 47715 12/13/2019 $42,139.89 Bill Payment #5236 TOTAL: $99,625.01 3.52 Dapco, Inc. 11500 Nebo Road, Nebo, KY, 42441 11/26/2019 $263.47 Bill Payment #5111 3.53 Dapco, Inc. 11500 Nebo Road, Nebo, KY, 42441 12/4/2019 $1,425.10 Bill Payment #5167 3.54 Dapco, Inc. 11500 Nebo Road, Nebo, KY, 42441 12/13/2019 $16,543.35 Bill Payment #5237 3.55 Dapco, Inc. 11500 Nebo Road, Nebo, KY, 42441 2/12/2020 $46,547.84 Bill Payment #5570 3.56 Dapco, Inc. 11500 Nebo Road, Nebo, KY, 42441 2/19/2020 $2,183.20 Bill Payment #Wire 02 TOTAL: $66,962.96 3.57 EAMS Global-USA Inc (Fracttal) 13504 Sunset Lakes Circle, Winter Garden, FL, 34787 1/23/2020 $16,770.00 Bill Payment #5409 TOTAL: $16,770.00 3.58 Envision Contractors, LLC 2960 Fairview Drive, Owensboro, KY, 42303 11/26/2019 $25,650.00 Bill Payment #5112 3.59 Envision Contractors, LLC 2960 Fairview Drive, Owensboro, KY, 42303 12/4/2019 $329,951.80 Bill Payment #5168 3.60 Envision Contractors, LLC 2960 Fairview Drive, Owensboro, KY, 42303 12/13/2019 $5,580.00 Bill Payment #5239 3.61 Envision Contractors, LLC 2960 Fairview Drive, Owensboro, KY, 42303 1/22/2020 $310,269.98 Bill Payment #ACH 01 3.62 Envision Contractors, LLC 2960 Fairview Drive, Owensboro, KY, 42303 2/4/2020 $267,614.22 Bill Payment #5498 3.63 Envision Contractors, LLC 2960 Fairview Drive, Owensboro, KY, 42303 2/19/2020 $191,841.82 Bill Payment #WIre 02 TOTAL: $1,130,907.82 3.64 Fenner Dunlop Americas, LLC 1000 Omega Dr. Suite #1400, Pittsburgh, PA, 15205 11/26/2019 $32,431.10 Bill Payment #5114 3.65 Fenner Dunlop Americas, LLC 1000 Omega Dr. Suite #1400, Pittsburgh, PA, 15205 12/13/2019 $297,756.03 Bill Payment #5242 TOTAL: $330,187.13 3.66 First-Line Fire Extinguisher Company 1333 North 8th Street, Paducah, Ky, 42001 11/26/2019 $42,520.00 Bill Payment #5115 3.67 First-Line Fire Extinguisher Company 1333 North 8th Street, Paducah, Ky, 42001 12/13/2019 $2,197.05 Bill Payment #5243 TOTAL: $44,717.05 3.68 Fricke Management & Contracting, Inc. PO Box 1556, Murphysboro, IL, 62966 12/13/2019 $995,208.41 Bill Payment #5248 3.69 Fricke Management & Contracting, Inc. PO Box 1556, Murphysboro, IL, 62966 1/22/2020 $382,917.08 Bill Payment #ACH 01

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 1 of 6 Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 28 of 33

SOFA 3 Attachment Certain payments or transfers to creditors within 90 days before filing this case

Reason for Payment or Creditor's Name Creditor's Address Payment Date Payment Amount Transfer TOTAL: $1,378,125.49 3.70 GMS Mine Repair & Maintenance Inc. PO Box 2446, Mt Lake Park, MD, 21550 1/14/2020 $49,000.00 Bill Payment #5355 3.71 GMS Mine Repair & Maintenance Inc. PO Box 2446, Mt Lake Park, MD, 21550 1/24/2020 $1,800.00 Bill Payment #5418 TOTAL: $50,800.00 3.72 Guardian PO Box 824404, Philadelphia, PA, 19182-4404 12/4/2019 $11,659.69 Bill Payment #5211 3.73 Guardian PO Box 824404, Philadelphia, PA, 19182-4404 1/10/2020 $12,248.92 Bill Payment #5326 3.74 Guardian PO Box 824404, Philadelphia, PA, 19182-4404 2/10/2020 $13,973.09 Bill Payment #ACH 2 3.75 Guardian PO Box 824404, Philadelphia, PA, 19182-4404 2/12/2020 $1,183.07 Bill Payment #ACH 2 TOTAL: $39,064.77 3.76 H&G Limestone Products. LLC 72 Depot Road Eddyville, KY 42038 11/26/2019 $6,890.00 Bill Payment #5117 3.77 H&G Limestone Products. LLC 72 Depot Road Eddyville, KY 42038 12/4/2019 $8,450.00 Bill Payment #5171 3.78 H&G Limestone Products. LLC 72 Depot Road Eddyville, KY 42038 12/13/2019 $24,804.00 Bill Payment #5251 3.79 H&G Limestone Products. LLC 72 Depot Road Eddyville, KY 42038 2/5/2020 $22,412.00 Bill Payment #5513 TOTAL: $62,556.00 3.80 Hart Equipment Co., Inc. 1005 Nebo Rd, PO Box 1187, Madisonville, KY, 42431 12/13/2019 $945.42 Bill Payment #5252 3.81 Hart Equipment Co., Inc. 1005 Nebo Rd, PO Box 1187, Madisonville, KY, 42431 1/17/2020 $6,585.25 Bill Payment #5373 TOTAL: $7,530.67 3.82 Health Resources, Inc. PO Box 58, Evansville, IN, 47701 12/4/2019 $13,155.45 Bill Payment #5212 3.83 Health Resources, Inc. PO Box 58, Evansville, IN, 47701 1/10/2020 $13,320.94 Bill Payment #5327 3.84 Health Resources, Inc. PO Box 58, Evansville, IN, 47701 2/11/2020 $12,710.80 Bill Payment #5551 TOTAL: $39,187.19 3.85 Hibbs ElectroMechanical, Inc. 1300 Industrial Rd, Madisonville, KY, 42431 12/4/2019 $5,390.73 Bill Payment #5173 3.86 Hibbs ElectroMechanical, Inc. 1300 Industrial Rd, Madisonville, KY, 42431 12/13/2019 $21,471.25 Bill Payment #5254 3.87 Hibbs ElectroMechanical, Inc. 1300 Industrial Rd, Madisonville, KY, 42431 12/13/2019 $972.61 Bill Payment #5314 TOTAL: $27,834.59 3.88 Home Oil & Gas Company, Inc. 300 Atkinson Street, Henderson, KY, 42420 12/13/2019 $63,783.01 Bill Payment #5255 3.89 Home Oil & Gas Company, Inc. 300 Atkinson Street, Henderson, KY, 42420 1/17/2020 $5,554.56 Bill Payment #5374 3.90 Home Oil & Gas Company, Inc. 300 Atkinson Street, Henderson, KY, 42420 1/23/2020 $29,232.80 Bill Payment #5406 TOTAL: $98,570.37 3.91 Humana Insurance Company PO Box 4600, Carol Stream, IL, 60197-4600 12/4/2019 $205,897.57 Bill Payment #5175 3.92 Humana Insurance Company PO Box 4600, Carol Stream, IL, 60197-4600 1/28/2020 $217,309.92 Bill Payment #ACH 01 3.93 Humana Insurance Company PO Box 4600, Carol Stream, IL, 60197-4600 2/10/2020 $214,874.10 Bill Payment #ACH 2 TOTAL: $638,081.59 3.94 Irwin Mine and Tunneling Supply PO Box 409, Irwin, PA, 15642 12/13/2019 $1,798.10 Bill Payment #5258 3.95 Irwin Mine and Tunneling Supply PO Box 409, Irwin, PA, 15642 1/17/2020 $129.85 Bill Payment #5375 3.96 Irwin Mine and Tunneling Supply PO Box 409, Irwin, PA, 15642 2/6/2020 $2,541.92 Bill Payment #5518 3.97 Irwin Mine and Tunneling Supply PO Box 409, Irwin, PA, 15642 2/11/2020 $397.50 Bill Payment #5552 3.98 Irwin Mine and Tunneling Supply PO Box 409, Irwin, PA, 15642 2/14/2020 $1,243.84 Bill Payment #5576 3.99 Irwin Mine and Tunneling Supply PO Box 409, Irwin, PA, 15642 2/19/2020 $3,621.96 Bill Payment #WIre 02 TOTAL: $9,733.17 3.100 Jennmar PO Box 603800, Charlotte, NC, 28260-3800 12/13/2019 $30,340.00 Bill Payment #5259 TOTAL: $30,340.00 3.101 JM Conveyors, LLC 258 Kappa Dr, Pittsburgh, PA, 15238 11/26/2019 $115,682.52 Bill Payment #5119 TOTAL: $115,682.52 3.102 JMS Russel Metals Corp 25 College Park Cove, Jackson, TN, 38301 12/13/2019 $10,342.85 Bill Payment #5260 TOTAL: $10,342.85 3.103 John Hancock PO Box 55913, Boston, MA 02205 11/28/2019 $18,876.34 Bill Payment #ACH 11 3.104 John Hancock PO Box 55913, Boston, MA 02205 12/5/2019 $15,166.22 Bill Payment #ACH 12 3.105 John Hancock PO Box 55913, Boston, MA 02205 12/12/2019 $17,469.44 Bill Payment #ACH 12 3.106 John Hancock PO Box 55913, Boston, MA 02205 12/19/2019 $19,659.57 Bill Payment #ACH 12 3.107 John Hancock PO Box 55913, Boston, MA 02205 12/26/2019 $19,981.02 Bill Payment #ACH 12 3.108 John Hancock PO Box 55913, Boston, MA 02205 1/2/2020 $15,903.07 Bill Payment #ACH 1 3.109 John Hancock PO Box 55913, Boston, MA 02205 1/9/2020 $22,487.70 Bill Payment #ACH 01 3.110 John Hancock PO Box 55913, Boston, MA 02205 1/9/2020 $14,106.33 Bill Payment #ACH 1 3.111 John Hancock PO Box 55913, Boston, MA 02205 1/16/2020 $21,952.54 Bill Payment #ACH 01 3.112 John Hancock PO Box 55913, Boston, MA 02205 1/23/2020 $22,960.16 Bill Payment #ACH 1 3.113 John Hancock PO Box 55913, Boston, MA 02205 2/1/2020 $7,623.19 Bill Payment #ACH 2 3.114 John Hancock PO Box 55913, Boston, MA 02205 2/1/2020 $20,885.19 Bill Payment #ACH 2 3.115 John Hancock PO Box 55913, Boston, MA 02205 2/7/2020 $18,008.42 Bill Payment #ACH 02 3.116 John Hancock PO Box 55913, Boston, MA 02205 2/13/2020 $20,710.91 Bill Payment #ACH 02 3.117 John Hancock PO Box 55913, Boston, MA 02205 2/19/2020 $23,465.04 Bill Payment #ACH 2 TOTAL: $279,255.14 3.118 Joy Global Underground Mining LLC PO Box 504794, St Louis, MO, 63150-4794 11/26/2019 $11,832.71 Bill Payment #5120 3.119 Joy Global Underground Mining LLC PO Box 504794, St Louis, MO, 63150-4794 12/4/2019 $3,050.17 Bill Payment #5177 3.120 Joy Global Underground Mining LLC PO Box 504794, St Louis, MO, 63150-4794 12/13/2019 $25,143.77 Bill Payment #5261 3.121 Joy Global Underground Mining LLC PO Box 504794, St Louis, MO, 63150-4794 2/5/2020 $23,602.33 Bill Payment #5515 TOTAL: $63,628.98 3.122 KCTCS Madisonville Community College 2000 College Drive, Madisonville, KY, 42431 11/26/2019 $1,500.00 Bill Payment #5121 3.123 KCTCS Madisonville Community College 2000 College Drive, Madisonville, KY, 42431 12/4/2019 $2,000.00 Bill Payment #5178 3.124 KCTCS Madisonville Community College 2000 College Drive, Madisonville, KY, 42431 1/22/2020 $3,000.00 Bill Payment #5394 3.125 KCTCS Madisonville Community College 2000 College Drive, Madisonville, KY, 42431 2/5/2020 $3,255.00 Bill Payment #5512 3.126 KCTCS Madisonville Community College 2000 College Drive, Madisonville, KY, 42431 2/14/2020 $1,500.00 Bill Payment #5589 TOTAL: $11,255.00 3.127 Kenergy Corporation PO Box 18, Henderson, KY, 42419 12/4/2019 $4,510.81 Bill Payment #5179 3.128 Kenergy Corporation PO Box 18, Henderson, KY, 42419 12/20/2019 $112,634.32 Bill Payment #5318 3.129 Kenergy Corporation PO Box 18, Henderson, KY, 42419 1/10/2020 $4,652.63 Bill Payment #5329 3.130 Kenergy Corporation PO Box 18, Henderson, KY, 42419 1/23/2020 $111,845.45 Bill Payment #5410 3.131 Kenergy Corporation PO Box 18, Henderson, KY, 42419 2/17/2020 $4,338.90 Bill Payment #5597 TOTAL: $237,982.11 3.132 Kentucky Rivers Wood Products, LLC 760 Fergusontown Rd., Dawson Springs, KY, 42408 12/13/2019 $28,289.16 Bill Payment #5263 3.133 Kentucky Rivers Wood Products, LLC 760 Fergusontown Rd., Dawson Springs, KY, 42408 1/15/2020 $6,178.76 Bill Payment #5360 3.134 Kentucky Rivers Wood Products, LLC 760 Fergusontown Rd., Dawson Springs, KY, 42408 1/17/2020 $6,821.76 Bill Payment #5376 3.135 Kentucky Rivers Wood Products, LLC 760 Fergusontown Rd., Dawson Springs, KY, 42408 2/18/2020 $27,608.00 Bill Payment #Wire 02 TOTAL: $68,897.68 3.136 Kentucky State Treasurer 501 High Street, Frankfort, KY, 40620-0021 12/20/2019 $106,213.90 Bill Payment #5319 3.137 Kentucky State Treasurer 501 High Street, Frankfort, KY, 40620-0021 1/24/2020 $74,928.28 Bill Payment #5414

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 2 of 6 Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 29 of 33

SOFA 3 Attachment Certain payments or transfers to creditors within 90 days before filing this case

Reason for Payment or Creditor's Name Creditor's Address Payment Date Payment Amount Transfer 3.138 Kentucky State Treasurer 501 High Street, Frankfort, KY, 40620-0021 2/4/2020 $4,268.92 Bill Payment #5496 3.139 Kentucky State Treasurer 501 High Street, Frankfort, KY, 40620-0021 2/12/2020 $3,054.57 Bill Payment #5561 3.140 Kentucky State Treasurer 501 High Street, Frankfort, KY, 40620-0021 2/13/2020 $15.00 Bill Payment #ACH 02 3.141 Kentucky State Treasurer 501 High Street, Frankfort, KY, 40620-0021 2/17/2020 $109,668.21 Bill Payment #5600 TOTAL: $298,148.88 3.142 Kerco, Inc PO Box 1888, Madisonville, KY, 42431-0038 11/26/2019 $10,054.27 Bill Payment #5122 3.143 Kerco, Inc PO Box 1888, Madisonville, KY, 42431-0038 12/13/2019 $15,808.55 Bill Payment #5264 3.144 Kerco, Inc PO Box 1888, Madisonville, KY, 42431-0038 1/15/2020 $25,405.59 Bill Payment #5361 3.145 Kerco, Inc PO Box 1888, Madisonville, KY, 42431-0038 1/23/2020 $670.00 Bill Payment #5400 3.146 Kerco, Inc PO Box 1888, Madisonville, KY, 42431-0038 1/27/2020 $1,065.20 Bill Payment #5420 3.147 Kerco, Inc PO Box 1888, Madisonville, KY, 42431-0038 1/28/2020 $438.36 Bill Payment #5430 3.148 Kerco, Inc PO Box 1888, Madisonville, KY, 42431-0038 2/5/2020 $26,005.51 Bill Payment #5508 3.149 Kerco, Inc PO Box 1888, Madisonville, KY, 42431-0038 2/10/2020 $821.50 Bill Payment #5540 TOTAL: $80,268.98 3.150 KM Specialty Pumps Inc. 8055 SR 62 West, Chandler, IN 47610 11/26/2019 $2,262.74 Bill Payment #5123 3.151 KM Specialty Pumps Inc. 8055 SR 62 West, Chandler, IN 47610 12/4/2019 $1,504.85 Bill Payment #5180 3.152 KM Specialty Pumps Inc. 8055 SR 62 West, Chandler, IN 47610 12/13/2019 $3,473.57 Bill Payment #5265 TOTAL: $7,241.16 3.153 Komatsu Financial PO Box 99303, Chicago, IL, 60693 12/5/2019 $479,394.45 Bill Payment #ACH 12 TOTAL: $479,394.45 3.154 Lee Building Products PO Box 687, Hopkinsville, KY, 42241 11/26/2019 $2,842.56 Bill Payment #5125 3.155 Lee Building Products PO Box 687, Hopkinsville, KY, 42241 12/4/2019 $3,065.82 Bill Payment #5181 3.156 Lee Building Products PO Box 687, Hopkinsville, KY, 42241 12/13/2019 $18,553.49 Bill Payment #5266 3.157 Lee Building Products PO Box 687, Hopkinsville, KY, 42241 1/22/2020 $1,421.28 Bill Payment #5393 3.158 Lee Building Products PO Box 687, Hopkinsville, KY, 42241 1/23/2020 $2,842.56 Bill Payment #5402 3.159 Lee Building Products PO Box 687, Hopkinsville, KY, 42241 1/31/2020 $2,842.56 Bill Payment #5464 3.160 Lee Building Products PO Box 687, Hopkinsville, KY, 42241 2/5/2020 $1,421.28 Bill Payment #5501 3.161 Lee Building Products PO Box 687, Hopkinsville, KY, 42241 2/10/2020 $1,421.28 Bill Payment #5538 3.162 Lee Building Products PO Box 687, Hopkinsville, KY, 42241 2/12/2020 $1,421.28 Bill Payment #5567 3.163 Lee Building Products PO Box 687, Hopkinsville, KY, 42241 2/14/2020 $2,842.56 Bill Payment #5577 TOTAL: $38,674.67 3.164 Marshall Miller & Associates, Inc. 582 Industrial Park, Bluefield, VA, 24605 11/26/2019 $21,754.80 Bill Payment #5128 3.165 Marshall Miller & Associates, Inc. 582 Industrial Park, Bluefield, VA, 24605 12/4/2019 $10,110.70 Bill Payment #5184 3.166 Marshall Miller & Associates, Inc. 582 Industrial Park, Bluefield, VA, 24605 12/13/2019 $1,915.10 Bill Payment #5270 TOTAL: $33,780.60 3.167 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 11/26/2019 $20,356.72 Bill Payment #5131 3.168 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 12/4/2019 $2,801.61 Bill Payment #5186 3.169 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 12/13/2019 $81,731.66 Bill Payment #5272 3.170 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 1/14/2020 $6,934.74 Bill Payment #5354 3.171 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 1/17/2020 $5,087.20 Bill Payment #5367 3.172 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 1/20/2020 $4,207.58 Bill Payment #5371 3.173 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 1/23/2020 $857.01 Bill Payment #5403 3.174 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 1/28/2020 $2,743.50 Bill Payment #5431 3.175 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 1/30/2020 $2,207.50 Bill Payment #5452 3.176 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 2/5/2020 $7,133.86 Bill Payment #5507 3.177 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 2/5/2020 $11,434.74 Bill Payment #5510 3.178 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 2/12/2020 $2,801.61 Bill Payment #5568 3.179 Mine and Mill Supply Company, LLC PO Box 189, Dawson Springs, KY, 42408 2/19/2020 $5,682.29 Bill Payment #Wire 02 TOTAL: $153,980.02 3.180 MineSafe Electronics, Inc. PO Box 281, 501 N. Adams Street, Sturgis, KY, 42459 11/26/2019 $310.00 Bill Payment #5132 3.181 MineSafe Electronics, Inc. PO Box 281, 501 N. Adams Street, Sturgis, KY, 42459 12/4/2019 $620.00 Bill Payment #5187 3.182 MineSafe Electronics, Inc. PO Box 281, 501 N. Adams Street, Sturgis, KY, 42459 12/13/2019 $11,193.90 Bill Payment #5273 TOTAL: $12,123.90 3.183 Minova USA, Inc 150 Summer Court, Georgetown, KY, 40324 12/13/2019 $449,809.00 Bill Payment #5274 3.184 Minova USA, Inc 150 Summer Court, Georgetown, KY, 40324 1/15/2020 $123,881.80 Bill Payment #ACH 01 Bill Payment #ACH 3.185 Minova USA, Inc 150 Summer Court, Georgetown, KY, 40324 1/22/2020 $92,688.28 01/22/2020 3.186 Minova USA, Inc 150 Summer Court, Georgetown, KY, 40324 1/23/2020 $49,303.20 Bill Payment #ACH 01 3.187 Minova USA, Inc 150 Summer Court, Georgetown, KY, 40324 1/31/2020 $105,974.60 Bill Payment #ACH 01 3.188 Minova USA, Inc 150 Summer Court, Georgetown, KY, 40324 2/5/2020 $92,783.40 Bill Payment #ACH 02 3.189 Minova USA, Inc 150 Summer Court, Georgetown, KY, 40324 2/13/2020 $54,636.10 Bill Payment #WIRE 02 3.190 Minova USA, Inc 150 Summer Court, Georgetown, KY, 40324 2/18/2020 $29,498.20 Bill Payment #Wire 02 TOTAL: $998,574.58 3.191 Modern Welding Company of Kentucky, Inc. PO Box 1147, Madisonville, KY, 42431 11/26/2019 $300.38 Bill Payment #5133 3.192 Modern Welding Company of Kentucky, Inc. PO Box 1147, Madisonville, KY, 42431 12/13/2019 $8,226.37 Bill Payment #5275 TOTAL: $8,526.75 3.193 Nalco Company LLC PO Box 70716, Chicago, IL, 60673-0716 12/4/2019 $55,678.67 Bill Payment #5188 TOTAL: $55,678.67 3.194 Nighthawk Security, LLC 4342 Springhill Dr., Owensboro, KY, 42303 11/26/2019 $12,051.00 Bill Payment #5134 TOTAL: $12,051.00 3.195 NPN Environmental Engineers, Inc. 1631 Headland Drive, Fenton, MO, 63026 12/13/2019 $24,220.73 Bill Payment #5276 TOTAL: $24,220.73 3.196 Office of Surface Mining, Reclamation & Enforcement PO Box 979068, St. Louis, MO, 63197-9000 1/10/2020 $20,800.61 Bill Payment #5333 TOTAL: $20,800.61 3.197 Onyett Fabricators 3377 North St. Rd 57, Petersberg, IN, 47567 12/13/2019 $9,618.45 Bill Payment #5278 TOTAL: $9,618.45 3.198 Overhead Door Company of Evansville 121 N. 9th Ave., Evansville, IN, 47712 11/26/2019 $19,775.00 Bill Payment #5135 TOTAL: $19,775.00 3.199 Pioneer Supply 782 E. Center St., Suite B, Madisonville, KY, 42431 11/26/2019 $741.00 Bill Payment #5136 3.200 Pioneer Supply 782 E. Center St., Suite B, Madisonville, KY, 42431 12/4/2019 $456.00 Bill Payment #5190 3.201 Pioneer Supply 782 E. Center St., Suite B, Madisonville, KY, 42431 12/13/2019 $2,622.00 Bill Payment #5280 3.202 Pioneer Supply 782 E. Center St., Suite B, Madisonville, KY, 42431 1/10/2020 $5,966.00 Bill Payment #5335 3.203 Pioneer Supply 782 E. Center St., Suite B, Madisonville, KY, 42431 1/31/2020 $456.00 Bill Payment #5470 TOTAL: $10,241.00 3.204 Precision Testing Laboratory, Inc. PO Box 1985, Beckley, WV, 25802-1985 12/4/2019 $2,798.65 Bill Payment #5191 3.205 Precision Testing Laboratory, Inc. PO Box 1985, Beckley, WV, 25802-1985 12/13/2019 $16,766.12 Bill Payment #5282

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 3 of 6 Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 30 of 33

SOFA 3 Attachment Certain payments or transfers to creditors within 90 days before filing this case

Reason for Payment or Creditor's Name Creditor's Address Payment Date Payment Amount Transfer TOTAL: $19,564.77 3.206 Purvis Industries (The Mine Supply) 10500 Stemmons Freeway, Dallas, TX, 75220 12/13/2019 $19,512.00 Bill Payment #5284 TOTAL: $19,512.00 3.207 Quality Magnetite LLC 2620 US Route 52 South, Kenova, WV, 25530 12/13/2019 $11,976.25 Bill Payment #5285 3.208 Quality Magnetite LLC 2620 US Route 52 South, Kenova, WV, 25530 2/5/2020 $8,736.80 Bill Payment #5511 TOTAL: $20,713.05 3.209 Raben Tire Co LLC 2100 N New York Ave, Evansville, IN, 47711 1/14/2020 $1,962.95 Bill Payment #5350 3.210 Raben Tire Co LLC 2100 N New York Ave, Evansville, IN, 47711 1/23/2020 $7,109.06 Bill Payment #5397 TOTAL: $9,072.01 3.211 Raleigh Mine & Industrial Supply Inc. PO Box 72, Mt. Hope, WV, 25880 11/26/2019 $252.00 Bill Payment #5137 3.212 Raleigh Mine & Industrial Supply Inc. PO Box 72, Mt. Hope, WV, 25880 12/4/2019 $3,855.00 Bill Payment #5192 3.213 Raleigh Mine & Industrial Supply Inc. PO Box 72, Mt. Hope, WV, 25880 12/13/2019 $15,023.00 Bill Payment #5286 3.214 Raleigh Mine & Industrial Supply Inc. PO Box 72, Mt. Hope, WV, 25880 1/23/2020 $22,689.74 Bill Payment #5399 3.215 Raleigh Mine & Industrial Supply Inc. PO Box 72, Mt. Hope, WV, 25880 2/19/2020 $7,887.00 Bill Payment #Wire 02 TOTAL: $49,706.74 3.216 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 11/26/2019 $6,120.98 Bill Payment #5138 3.217 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 12/4/2019 $3,341.88 Bill Payment #5193 3.218 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 12/13/2019 $6,599.14 Bill Payment #5287 3.219 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 1/28/2020 $1,043.33 Bill Payment #5434 3.220 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 1/29/2020 $196.82 Bill Payment #5440 3.221 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 1/30/2020 $31.84 Bill Payment #5453 3.222 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 1/31/2020 $78.07 Bill Payment #5462 3.223 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 2/3/2020 $345.25 Bill Payment #5476 3.224 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 2/4/2020 $81.55 Bill Payment #5490 3.225 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 2/6/2020 $192.88 Bill Payment #5527 3.226 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 2/10/2020 $403.63 Bill Payment #5537 3.227 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 2/10/2020 $401.75 Bill Payment #5544 3.228 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 2/11/2020 $32.66 Bill Payment #5549 3.229 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 2/14/2020 $209.23 Bill Payment #5585 3.230 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 2/19/2020 $105.42 Bill Payment #Wire 02 3.231 Rexel USA, Inc 14951 Dallas Parkway, Dallas, TX, 75254 2/20/2020 $151.28 Bill Payment #Wire 02 TOTAL: $19,335.71 3.232 Richwood Industries, Inc. 707 7th Street West, Huntington, WV, 25704 12/4/2019 $11,695.93 Bill Payment #5194 3.233 Richwood Industries, Inc. 707 7th Street West, Huntington, WV, 25704 12/13/2019 $11,695.93 Bill Payment #5288 TOTAL: $23,391.86 3.234 River City Industrial Services, Inc. 2700 Kentronics Drive, Owensboro, KY, 42301 12/13/2019 $2,480.32 Bill Payment #5289 3.235 River City Industrial Services, Inc. 2700 Kentronics Drive, Owensboro, KY, 42301 2/5/2020 $10,215.24 Bill Payment #5514 TOTAL: $12,695.56 3.236 Road Builders, LLC PO Box 388, Greenville, KY, 42345 12/4/2019 $5,405.96 Bill Payment #5195 3.237 Road Builders, LLC PO Box 388, Greenville, KY, 42345 12/6/2019 $9,835.65 Bill Payment #5213 TOTAL: $15,241.61 3.238 Rockwood Casualty Insurance Company 654 Main Street, Rockwood, PA, 15557 12/13/2019 $198,601.00 Bill Payment #5290 3.239 Rockwood Casualty Insurance Company 654 Main Street, Rockwood, PA, 15557 1/27/2020 $157,429.00 Bill Payment #5427 3.240 Rockwood Casualty Insurance Company 654 Main Street, Rockwood, PA, 15557 2/11/2020 $208,892.00 Bill Payment #Wire 02 TOTAL: $564,922.00 3.241 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 11/26/2019 $6,881.57 Bill Payment #5139 3.242 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 12/4/2019 $12,370.43 Bill Payment #5196 3.243 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 12/13/2019 $25,533.98 Bill Payment #5291 3.244 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 1/16/2020 $2,152.31 Bill Payment #5363 3.245 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 1/21/2020 $2,646.53 Bill Payment #5385 3.246 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 1/22/2020 $259.24 Bill Payment #5391 3.247 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 1/23/2020 $1,833.39 Bill Payment #5404 3.248 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 1/27/2020 $264.59 Bill Payment #5421 3.249 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 1/28/2020 $3,744.89 Bill Payment #5433 3.250 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 1/29/2020 $3,316.98 Bill Payment #5443 3.251 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 1/30/2020 $285.90 Bill Payment #5454 3.252 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 1/31/2020 $157.34 Bill Payment #5465 3.253 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 2/4/2020 $141.20 Bill Payment #5493 3.254 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 2/5/2020 $369.15 Bill Payment #5505 3.255 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 2/6/2020 $658.24 Bill Payment #5520 3.256 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 2/7/2020 $1,457.87 Bill Payment #5531 3.257 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 2/10/2020 $1,624.10 Bill Payment #5542 3.258 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 2/12/2020 $2,241.88 Bill Payment #5562 3.259 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 2/14/2020 $178.15 Bill Payment #5587 3.260 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 2/19/2020 $1,272.83 Bill Payment #Wire 02 3.261 Royal Brass & Hose PO Box 51468, Knoxville, TN, 37950 2/20/2020 $751.75 Bill Payment #Wire 02 TOTAL: $68,142.32 3.262 Securitas Security Services USA, Inc. 9100 Shelbyville Road, Suite 120, Louisville, KY 40222 2/19/2020 $7,500.00 Bill Payment #Wire 02 TOTAL: $7,500.00 3.263 Setco, Inc. PO Box 809, 1803 NW Seminole Ave, Idabel, OK, 74745 1/31/2020 $27,203.00 Bill Payment #5460 3.264 Setco, Inc. PO Box 809, 1803 NW Seminole Ave, Idabel, OK, 74745 1/31/2020 $27,203.00 Bill Payment #5472 TOTAL: $54,406.00 3.265 SGS North America Inc. PO Box 2502, Carol Stream, IL, 60132-2502 11/26/2019 $2,207.00 Bill Payment #5140 3.266 SGS North America Inc. PO Box 2502, Carol Stream, IL, 60132-2502 12/4/2019 $9,008.40 Bill Payment #5198 3.267 SGS North America Inc. PO Box 2502, Carol Stream, IL, 60132-2502 12/13/2019 $6,250.01 Bill Payment #5292 3.268 SGS North America Inc. PO Box 2502, Carol Stream, IL, 60132-2502 2/6/2020 $5,260.61 Bill Payment #5516 3.269 SGS North America Inc. PO Box 2502, Carol Stream, IL, 60132-2502 2/20/2020 $4,314.55 Bill Payment #Wire 02 TOTAL: $27,040.57 3.270 Simmons Equipment Company PO Box 719, Pounding Mill, VA, 24637 11/26/2019 $3,655.77 Bill Payment #5142 3.271 Simmons Equipment Company PO Box 719, Pounding Mill, VA, 24637 12/4/2019 $2,212.33 Bill Payment #5200 3.272 Simmons Equipment Company PO Box 719, Pounding Mill, VA, 24637 12/13/2019 $5,471.93 Bill Payment #5295 3.273 Simmons Equipment Company PO Box 719, Pounding Mill, VA, 24637 2/6/2020 $7,790.61 Bill Payment #5521 TOTAL: $19,130.64 3.274 Southern Indiana Tire Inc. dba Best One Tire of Madisonville 1255 Nebo Rd, Madisonville, KY 42431 2/10/2020 $13,987.62 Bill Payment #5533 TOTAL: $13,987.62 3.275 Southern Pride Drilling, LLC PO Box 18266, Evansville, IN, 47719 12/4/2019 $35,425.25 Bill Payment #5201

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 4 of 6 Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 31 of 33

SOFA 3 Attachment Certain payments or transfers to creditors within 90 days before filing this case

Reason for Payment or Creditor's Name Creditor's Address Payment Date Payment Amount Transfer 3.276 Southern Pride Drilling, LLC PO Box 18266, Evansville, IN, 47719 12/13/2019 $32,914.50 Bill Payment #5297 3.277 Southern Pride Drilling, LLC PO Box 18266, Evansville, IN, 47719 2/3/2020 $13,813.00 Bill Payment #5473 3.278 Southern Pride Drilling, LLC PO Box 18266, Evansville, IN, 47719 2/19/2020 $31,846.50 Bill Payment #Wire 02 TOTAL: $113,999.25 3.279 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 11/26/2019 $15,770.41 Bill Payment #5144 3.280 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 12/4/2019 $3,349.70 Bill Payment #5202 3.281 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 12/13/2019 $37,993.72 Bill Payment #5298 3.282 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 1/23/2020 $500.44 Bill Payment #5407 3.283 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 1/24/2020 $233.09 Bill Payment #5416 3.284 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 1/27/2020 $852.89 Bill Payment #5423 3.285 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 1/28/2020 $2,033.88 Bill Payment #5432 3.286 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 1/29/2020 $12,168.80 Bill Payment #5439 3.287 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 1/29/2020 $1,571.86 Bill Payment #5444 3.288 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 1/30/2020 $90.69 Bill Payment #5455 3.289 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 1/30/2020 $8,020.60 Bill Payment #5459 3.290 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 1/31/2020 $1,480.62 Bill Payment #5466 3.291 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 2/3/2020 $2,111.94 Bill Payment #5478 3.292 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 2/4/2020 $1,123.90 Bill Payment #5491 3.293 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 2/6/2020 $1,013.96 Bill Payment #5522 3.294 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 2/10/2020 $3,899.74 Bill Payment #5541 3.295 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 2/11/2020 $737.19 Bill Payment #5558 3.296 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 2/12/2020 $3,634.38 Bill Payment #5569 3.297 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 2/14/2020 $8,394.19 Bill Payment #5579 3.298 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 2/19/2020 $2,663.24 Bill Payment #Wire 02 3.299 Special Mine Services, Inc. PO Box 188, West Frankfort, IL, 62896 2/20/2020 $140.85 Bill Payment #Wire 02 TOTAL: $107,786.09 3.300 Strata Equipment, LLC PO Box 930228, Atlanta, GA, 31193-0228 11/26/2019 $1,867.91 Bill Payment #5145 3.301 Strata Equipment, LLC PO Box 930228, Atlanta, GA, 31193-0228 12/4/2019 $12,251.88 Bill Payment #5203 3.302 Strata Equipment, LLC PO Box 930228, Atlanta, GA, 31193-0228 12/13/2019 $3,845.42 Bill Payment #5300 TOTAL: $17,965.21 3.303 Strata Safety Products LLC PO Box 930228, Atlanta, GA, 31193-0228 11/26/2019 $6,111.10 Bill Payment #5146 3.304 Strata Safety Products LLC PO Box 930228, Atlanta, GA, 31193-0228 12/4/2019 $17,748.06 Bill Payment #5204 3.305 Strata Safety Products LLC PO Box 930228, Atlanta, GA, 31193-0228 12/13/2019 $23,337.63 Bill Payment #5301 3.306 Strata Safety Products LLC PO Box 930228, Atlanta, GA, 31193-0228 2/4/2020 $2,331.00 Bill Payment #5494 3.307 Strata Safety Products LLC PO Box 930228, Atlanta, GA, 31193-0228 2/5/2020 $2,850.75 Bill Payment #5509 3.308 Strata Safety Products LLC PO Box 930228, Atlanta, GA, 31193-0228 2/6/2020 $913.99 Bill Payment #5526 3.309 Strata Safety Products LLC PO Box 930228, Atlanta, GA, 31193-0228 2/14/2020 $2,708.50 Bill Payment #5586 TOTAL: $56,001.03 3.310 Sunbelt Rentals, Inc. PO Box 409211, Atlanta, GA, 30384-9211 12/4/2019 $1,749.00 Bill Payment #5205 3.311 Sunbelt Rentals, Inc. PO Box 409211, Atlanta, GA, 30384-9211 12/13/2019 $3,984.75 Bill Payment #5302 3.312 Sunbelt Rentals, Inc. PO Box 409211, Atlanta, GA, 30384-9211 1/17/2020 $1,749.00 Bill Payment #5377 3.313 Sunbelt Rentals, Inc. PO Box 409211, Atlanta, GA, 30384-9211 2/14/2020 $1,757.34 Bill Payment #5581 TOTAL: $9,240.09 3.314 TPG Mt. Vernon Marine, LLC / Green River Barge Service 1341 N Capitol Ave, Indianapolis, IN, 46202-2313 11/26/2019 $26,563.00 Bill Payment #5148 TOTAL: $26,563.00 3.315 Trey K Mining & Electric, Inc. PO Box 235, Kimper, KY, 41539 12/13/2019 $54,425.00 Bill Payment #5303 3.316 Trey K Mining & Electric, Inc. PO Box 235, Kimper, KY, 41539 2/17/2020 $4,195.00 Bill Payment #5599 3.317 Trey K Mining & Electric, Inc. PO Box 235, Kimper, KY, 41539 2/18/2020 $4,195.00 Bill Payment #Wire 02 TOTAL: $62,815.00 3.318 Tri-State Bearing Co. Inc. PO Box 4737, Evansville, IN, 47724-0737 11/26/2019 $16.60 Bill Payment #5149 3.319 Tri-State Bearing Co. Inc. PO Box 4737, Evansville, IN, 47724-0737 12/4/2019 $1,609.04 Bill Payment #5207 3.320 Tri-State Bearing Co. Inc. PO Box 4737, Evansville, IN, 47724-0737 12/13/2019 $4,862.90 Bill Payment #5304 3.321 Tri-State Bearing Co. Inc. PO Box 4737, Evansville, IN, 47724-0737 2/6/2020 $970.42 Bill Payment #5529 3.322 Tri-State Bearing Co. Inc. PO Box 4737, Evansville, IN, 47724-0737 2/7/2020 $970.42 Bill Payment #5534 TOTAL: $8,429.38 3.323 United Central PO Box 743849, Atlanta, GA, 30374-3849 12/13/2019 $42,414.20 Bill Payment #5305 3.324 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/14/2020 $1,965.60 Bill Payment #5349 3.325 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/15/2020 $41,560.00 Bill Payment #5358 3.326 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/16/2020 $6,363.47 Bill Payment #5364 3.327 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/16/2020 $563.69 Bill Payment #5365 3.328 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/17/2020 $648.79 Bill Payment #5368 3.329 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/20/2020 $2,319.32 Bill Payment #5382 3.330 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/21/2020 $508.97 Bill Payment #5384 3.331 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/22/2020 $2,080.69 Bill Payment #5388 3.332 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/23/2020 $5,339.88 Bill Payment #5405 3.333 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/24/2020 $1,824.95 Bill Payment #5415 3.334 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/27/2020 $3,546.35 Bill Payment #5419 3.335 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/28/2020 $1,225.26 Bill Payment #5435 3.336 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/29/2020 $1,955.28 Bill Payment #5445 3.337 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/30/2020 $5,106.90 Bill Payment #5447 3.338 United Central PO Box 743849, Atlanta, GA, 30374-3849 1/31/2020 $2,818.98 Bill Payment #5461 3.339 United Central PO Box 743849, Atlanta, GA, 30374-3849 2/3/2020 $2,653.99 Bill Payment #5474 3.340 United Central PO Box 743849, Atlanta, GA, 30374-3849 2/4/2020 $3,335.26 Bill Payment #5489 3.341 United Central PO Box 743849, Atlanta, GA, 30374-3849 2/5/2020 $1,965.60 Bill Payment #5500 3.342 United Central PO Box 743849, Atlanta, GA, 30374-3849 2/6/2020 $2,034.87 Bill Payment #5519 3.343 United Central PO Box 743849, Atlanta, GA, 30374-3849 2/10/2020 $1,048.20 Bill Payment #5532 3.344 United Central PO Box 743849, Atlanta, GA, 30374-3849 2/10/2020 $3,501.88 Bill Payment #5536 3.345 United Central PO Box 743849, Atlanta, GA, 30374-3849 2/11/2020 $649.16 Bill Payment #5557 3.346 United Central PO Box 743849, Atlanta, GA, 30374-3849 2/12/2020 $3,586.07 Bill Payment #5564 3.347 United Central PO Box 743849, Atlanta, GA, 30374-3849 2/14/2020 $4,472.15 Bill Payment #5578 3.348 United Central PO Box 743849, Atlanta, GA, 30374-3849 2/19/2020 $44,353.91 Bill Payment #Wire 02 TOTAL: $187,843.42 Bill Payment #EFTPS 3.349 United States Treasury Internal Revenue Service, Kansas City, MO 64999-0002 11/26/2019 $19,872.22 270973323552323 3.350 United States Treasury Internal Revenue Service, Kansas City, MO 64999-0002 12/16/2019 $11,269.60 Bill Payment #ACH 12 3.351 United States Treasury Internal Revenue Service, Kansas City, MO 64999-0002 12/27/2019 $7,779.65 Bill Payment #EFTPS 270 3.352 United States Treasury Internal Revenue Service, Kansas City, MO 64999-0002 1/10/2020 $14,012.60 Bill Payment #EFTPS 270 In re: Hartshorne Mining, LLC Case No. 20-40135 Page 5 of 6 Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 32 of 33

SOFA 3 Attachment Certain payments or transfers to creditors within 90 days before filing this case

Reason for Payment or Creditor's Name Creditor's Address Payment Date Payment Amount Transfer 3.353 United States Treasury Internal Revenue Service, Kansas City, MO 64999-0002 1/23/2020 $9,657.89 Bill Payment #5408 3.354 United States Treasury Internal Revenue Service, Kansas City, MO 64999-0002 1/23/2020 $15,543.45 Bill Payment #EFTPS 270 3.355 United States Treasury Internal Revenue Service, Kansas City, MO 64999-0002 2/11/2020 $53,536.17 Bill Payment #EFTPS 270 3.356 United States Treasury Internal Revenue Service, Kansas City, MO 64999-0002 2/18/2020 $35,457.95 Bill Payment #EFTPS 270 TOTAL: $167,129.53 3.357 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 11/26/2019 $647.56 Bill Payment #5151 3.358 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 12/4/2019 $22,044.51 Bill Payment #5209 3.359 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 12/13/2019 $6,359.42 Bill Payment #5306 3.360 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 1/23/2020 $1,924.51 Bill Payment #5401 3.361 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 1/27/2020 $186.75 Bill Payment #5424 3.362 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 1/28/2020 $248.29 Bill Payment #5436 3.363 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 1/29/2020 $172.44 Bill Payment #5441 3.364 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 1/30/2020 $991.45 Bill Payment #5456 3.365 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 1/31/2020 $398.70 Bill Payment #5467 3.366 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 2/5/2020 $364.49 Bill Payment #5502 3.367 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 2/6/2020 $270.79 Bill Payment #5517 3.368 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 2/10/2020 $146.68 Bill Payment #5539 3.369 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 2/11/2020 $325.65 Bill Payment #5554 3.370 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 2/12/2020 $229.92 Bill Payment #5563 3.371 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 2/14/2020 $273.68 Bill Payment #5582 3.372 Wallace Electrical Systems, LLC 2853 Ken Gray Blvd, Suite 4, West Frankfort, IL, 62896 2/19/2020 $120.84 Bill Payment #Wire 02 TOTAL: $34,705.68 3.373 WC Hydraulics LLC 172 Philpot Lane, Beaver, WV, 25813 11/26/2019 $3,809.98 Bill Payment #5152 3.374 WC Hydraulics LLC 172 Philpot Lane, Beaver, WV, 25813 12/13/2019 $5,670.03 Bill Payment #5307 TOTAL: $9,480.01 3.375 West River Conveyors & Machinery Co. 8936 Dismal River Road, Oakwood, VA, 42631 12/13/2019 $230,359.00 Bill Payment #5309 TOTAL: $230,359.00 3.376 Williams Scotsman, Inc. PO Box 91975, Chicago, IL, 60693-1975 12/13/2019 $10,361.74 Bill Payment #5310 TOTAL: $10,361.74 3.377 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 11/26/2019 $16,842.11 Bill Payment #5153 3.378 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 12/4/2019 $18,992.77 Bill Payment #5210 3.379 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 12/13/2019 $54,398.26 Bill Payment #5311 3.380 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 1/14/2020 $874.50 Bill Payment #5348 3.381 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 1/17/2020 $326.70 Bill Payment #5366 3.382 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 1/20/2020 $2,663.51 Bill Payment #5369 3.383 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 1/20/2020 $2,663.51 Bill Payment #5381 3.384 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 1/21/2020 $672.20 Bill Payment #5383 3.385 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 1/21/2020 $326.70 Bill Payment #5386 3.386 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 1/22/2020 $2,985.94 Bill Payment #5389 3.387 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 1/23/2020 $910.31 Bill Payment #5396 3.388 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 1/28/2020 $65.72 Bill Payment #5437 3.389 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 1/29/2020 $6,638.67 Bill Payment #5442 3.390 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 1/30/2020 $1,799.04 Bill Payment #5457 3.391 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 1/31/2020 $970.32 Bill Payment #5468 3.392 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 2/3/2020 $244.80 Bill Payment #5479 3.393 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 2/4/2020 $1,603.60 Bill Payment #5492 3.394 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 2/5/2020 $355.92 Bill Payment #5503 3.395 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 2/5/2020 $4,241.19 Bill Payment #5504 3.396 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 2/6/2020 $373.81 Bill Payment #5528 3.397 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 2/10/2020 $427.04 Bill Payment #5543 3.398 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 2/11/2020 $2,022.56 Bill Payment #5556 3.399 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 2/12/2020 $1,072.83 Bill Payment #5565 3.400 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 2/14/2020 $3,496.97 Bill Payment #5584 3.401 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 2/19/2020 $619.37 Bill Payment #Wire 02 3.402 Woodruff Supply Co. Inc. PO Box 426, Madisonville, KY, 42431 2/20/2020 $491.50 Bill Payment #Wire 02 TOTAL: $126,079.85 3.403 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 11/26/2019 $2,639.79 Bill Payment #5109 3.404 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 12/4/2019 $13,550.72 Bill Payment #5165 3.405 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 12/13/2019 $2,456.35 Bill Payment #5235 3.406 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 1/10/2020 $2,008.65 Bill Payment #5346 3.407 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 1/13/2020 $718.00 Bill Payment #5347 3.408 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 1/14/2020 $2,606.01 Bill Payment #5351 3.409 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 1/16/2020 $1,253.40 Bill Payment #5362 3.410 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 1/20/2020 $1,418.75 Bill Payment #5370 3.411 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 1/22/2020 $1,839.50 Bill Payment #5390 3.412 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 1/27/2020 $1,931.50 Bill Payment #5425 3.413 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 1/28/2020 $1,161.12 Bill Payment #5438 3.414 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 1/30/2020 $1,474.25 Bill Payment #5458 3.415 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 1/31/2020 $1,650.00 Bill Payment #5463 3.416 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 2/3/2020 $1,386.00 Bill Payment #5475 3.417 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 2/5/2020 $2,292.74 Bill Payment #5506 3.418 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 2/10/2020 $1,763.20 Bill Payment #5535 3.419 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 2/11/2020 $486.74 Bill Payment #5555 3.420 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 2/12/2020 $296.65 Bill Payment #5566 3.421 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 2/13/2020 $226.80 Bill Payment #5574 3.422 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 2/14/2020 $1,136.20 Bill Payment #5591 3.423 XCAL Tools - Madisonville, LLC PO Box 645690, Pittsburgh, PA, 15264-5254 2/20/2020 $1,683.50 Bill Payment #WIRE 2 TOTAL: $43,979.87 3.424 Xylem Dewatering Solutions, Inc. 26717 Network Place, Chicago, IL, 60673-1267 12/13/2019 $21,301.50 Bill Payment #5312 TOTAL: $21,301.50

In re: Hartshorne Mining, LLC Case No. 20-40135 Page 6 of 6 Case 20-40133-thf Doc 251-1 Filed 04/10/20 Entered 04/10/20 11:00:47 Page 33 of 33