Custody Newsflash Nov 20Th, 2019
Total Page:16
File Type:pdf, Size:1020Kb
Custody Newsflash Nov 20th, 2019 List of Securities (ISIN, Record date and Board lot size) ======================================================================================== Category: Securities Information Summary: Below is the monthly updated list of Japanese stocks (including REIT and ETF) listed in Stock Exchanges in Japan with details (identification code, record date and board lot size) Impact: None Action: Just for information ======================================================================================== R/D(Fiscal Board lot Total Equities Securities ISIN Quick year end)* size Issued (in thou) Nikkei 300 Stock Index Listed Fund JP3013190008 0710 1000 1319 28,209 Daiwa ETF-TOPIX JP3027620008 0710 10 1305 2,829,238 TOPIX Exchange Traded Fund JP3027630007 0710 10 1306 6,126,349 Daiwa ETF-Nikkei 225 JP3027640006 0710 1 1320 118,554 Nikkei 225 Exchange Traded Fund JP3027650005 0708 1 1321 263,604 Nikko Exchange Traded Index Fund 225 JP3027660004 0708 10 1330 127,481 Nippon Building Fund Inc. JP3027670003 0630 1 8951 1,412 Japan Real Estate Investment Corporation JP3027680002 0331 1 8952 1,385 iShares Core Nikkei 225 ETF JP3027710007 0809 1 1329 29,524 Nikko Exchange Traded Index Fund TOPIX JP3039100007 0708 100 1308 2,752,215 Japan Retail Fund Investment Corporation JP3039710003 0228 1 8953 2,618 Daiwa ETF-TOPIX Core30 JP3040100004 0710 10 1310 1,116 Daiwa ETF-TOPIX Electric Appliances JP3040110003 0710 10 1610 1,023 Daiwa ETF-TOPIX Banks JP3040130001 0710 100 1612 4,673 TOPIX Core 30 Exchange Traded Fund JP3040140000 0715 10 1311 2,441 TOPIX Electric Appliances Exchange Traded Fund JP3040150009 0715 10 1613 1,141 TOPIX Banks Exchange Traded Fund JP3040170007 0715 100 1615 146,295 ORIX JREIT Inc. JP3040880001 0228 1 8954 2,760 Japan Prime Realty Investment Corporation JP3040890000 0630 1 8955 923 Premier Investment Corporation JP3041770003 0430 1 8956 1,316 TOKYU REIT, Inc. JP3044510000 0131 1 8957 977 Global One Real Estate Investment Corporation JP3044520009 0331 1 8958 961 United Urban Investment Corporation JP3045540006 0531 1 8960 3,118 MORI TRUST Sogo Reit, Inc. JP3046170001 0331 1 8961 1,320 Invincible Investment Corporation JP3046190009 0630 1 8963 6,096 Frontier Real Estate Investment Corporation JP3046200006 0630 1 8964 519 HEIWA REAL ESTATE REIT,Inc. JP3046220004 0531 1 8966 1,014 Japan Logistics Fund,Inc. JP3046230003 0131 1 8967 905 Fukuoka REIT Corporation JP3046240002 0228 1 8968 796 Kenedix Office Investment Corporation JP3046270009 0430 1 8972 428 Ichigo Office REIT Investment Corporation JP3046300004 0430 1 8975 1,532 Daiwa Office Investment Corporation JP3046310003 0531 1 8976 491 Hankyu Hanshin REIT,Inc. JP3046320002 0531 1 8977 695 Starts Proceed Investment Corporation JP3046340000 0430 1 8979 253 Daiwa House REIT Investment Corporation JP3046390005 0831 1 8984 2,075 Page1 of 71 Japan Hotel REIT Investment Corporation JP3046400002 1231 1 8985 4,462 Japan Rental Housing Investments Inc. JP3046410001 0331 1 8986 1,640 Japan Excellent,Inc. JP3046420000 1231 1 8987 1,305 Nippon Accommodations Fund Inc. JP3046440008 0228 1 3226 484 MCUBS MidCity Investment Corporation JP3046450007 1231 1 3227 1,643 MORI HILLS REIT INVESTMENT CORPORATION JP3046470005 0131 1 3234 1,874 Gold-Price-Linked Exchange Traded Fund JP3046490003 0708 10 1328 1,100 Industrial & Infrastructure Fund Investment JP3046500009 0731 1 3249 1,794 NEXT FUNDS ChinaAMC SSE50 Index Exchange JP3046510008 0708 1 1309 122 Traded Fund Russell/Nomura Small Cap Core Index Linked ETF JP3046520007 0715 1 1312 110 NEXT FUNDS TOPIX-17 FOODS ETF JP3046560003 0715 1 1617 25 NEXT FUNDS TOPIX-17 ENERGY RESOURCES ETF JP3046570002 0715 1 1618 24 NEXT FUNDS TOPIX-17 CONSTRUCTION & JP3046580001 0715 1 1619 32 MATERIALS ETF NEXT FUNDS TOPIX-17 RAW MATERIALS & JP3046590000 0715 1 1620 47 CHEMICALS ETF NEXT FUNDS TOPIX-17 PHARMACEUTICAL ETF JP3046600007 0715 1 1621 50 NEXT FUNDS TOPIX-17 AUTOMOBILES JP3046610006 0715 1 1622 71 TRANSPORTATION EQUIPMENT ETF NEXT FUNDS TOPIX-17 STEEL & NONFERROUS JP3046620005 0715 1 1623 14 NEXT FUNDS TOPIX-17 MACHINERY ETF JP3046630004 0715 1 1624 87 NEXT FUNDS TOPIX-17 ELECTRIC & PRECISION JP3046640003 0715 1 1625 150 INSTRUMENTS ETF NEXT FUNDS TOPIX-17 IT & SERVICES,OTHERS JP3046650002 0715 1 1626 46 NEXT FUNDS TOPIX-17 ELECTRIC POWER & GAS JP3046660001 0715 1 1627 100 NEXT FUNDS TOPIX-17 TRANSPORTATION & JP3046670000 0715 1 1628 30 LOGISTICS ETF NEXT FUNDS TOPIX-17 COMMERCIAL & JP3046680009 0715 1 1629 35 WHOLESALE TRADE ETF NEXT FUNDS TOPIX-17 RETAIL TRADE ETF JP3046690008 0715 1 1630 30 NEXT FUNDS TOPIX-17 BANKS ETF JP3046700005 0715 1 1631 309 NEXT FUNDS TOPIX-17 FINANCIALS (EX BANKS) JP3046710004 0715 1 1632 12 NEXT FUNDS TOPIX-17 REAL ESTATE ETF JP3046720003 0715 1 1633 19 Listed Index Fund China A Share (Panda) E Fund JP3046760009 0120 10 1322 358 NEXT FUNDS FTSE/JSE Africa Top40 Linked JP3046780007 0708 100 1323 1,014 Exchange Traded Fund NEXT FUNDS Russia RTS Linked Exchange Traded JP3046790006 0708 100 1324 10,258 NEXT FUNDS Ibovespa Linked Exchange Traded Fund JP3046800003 0708 100 1325 14,079 Daiwa ETF・TOPIX-17 FOODS JP3046810002 0720 1 1634 5 Daiwa ETF・TOPIX-17 ENERGY RESOURCES JP3046820001 0720 1 1635 19 Daiwa ETF・TOPIX-17 CONSTRUCTION & JP3046830000 0720 1 1636 16 Daiwa ETF・TOPIX-17 RAW MATERIALS & JP3046840009 0720 1 1637 9 Daiwa ETF・TOPIX-17 PHARMACEUTICAL JP3046850008 0720 1 1638 19 Daiwa ETF・TOPIX-17 AUTOMOBILES & JP3046860007 0720 1 1639 8 TRANSPORTATION EQUIPMENT Daiwa ETF・TOPIX-17 STEEL & NONFERROUS JP3046870006 0720 1 1640 10 Daiwa ETF・TOPIX-17 MACHINERY JP3046880005 0720 1 1641 9 Daiwa ETF・TOPIX-17 ELECTRIC APPLIANCES JP3046890004 0720 1 1642 12 PRECISION INSTRUMENTS Daiwa ETF・TOPIX-17 IT & SERVICES,OTHERS JP3046900001 0720 1 1643 19 Daiwa ETF・TOPIX-17 ELECTRIC POWER & GAS JP3046910000 0720 1 1644 19 Daiwa ETF・TOPIX-17 TRANSPORTATION & JP3046920009 0720 1 1645 14 Daiwa ETF・TOPIX-17 COMMERCIAL & WHOLESALE JP3046930008 0720 1 1646 10 TRADE Daiwa ETF・TOPIX-17 RETAIL TRADE JP3046940007 0720 1 1647 17 Daiwa ETF・TOPIX-17 BANKS JP3046950006 0720 1 1648 71 Daiwa ETF・TOPIX-17 FINANCIALS(EX BANKS) JP3046960005 0720 1 1649 13 Daiwa ETF・TOPIX-17 REAL ESTATE JP3046970004 0720 1 1650 6 Page2 of 71 NEXT FUNDS REIT INDEX ETF JP3047010008 0000 10 1343 160,817 MAXIS TOPIX Core30 ETF JP3047020007 0716 10 1344 931 Listed Index Fund J-REIT (Tokyo Stock Exchange JP3047030006 0000 100 1345 119,920 REIT Index) MAXIS NIKKEI225 ETF JP3047040005 0116 1 1346 60,796 MAXIS TOPIX ETF JP3047060003 0116 10 1348 792,604 MAXIS S&P Mitsubishi Group ETF JP3047070002 0116 100 1670 1,953 Simplex WTI ETF JP3047080001 0115 1 1671 7,715 Listed Index Fund International Bond (FTSE WGBI) JP3047090000 0110 10 1677 497 Monthly Dividend Payment Type NEXT FUNDS Nifty 50 Linked Exchange Traded Fund JP3047100007 0810 100 1678 35,790 Simple-X NY Dow Jones Index ETF JP3047110006 1206 10 1679 25 Listed Index Fund International Developed Countries JP3047120005 0120 10 1680 5,638 Equity Listed Index Fund International Emerging Countries JP3047130004 0120 10 1681 4,494 Equity NEXT FUNDS Nikkei-TOCOM Platinum Index Linked JP3047140003 0210 100 1682 1,940 Exchange One ETF Gold JP3047150002 0117 10 1683 14 Advance Residence Investment Corporation JP3047160001 0131 1 3269 1,385 Listed Index Fund Japan High Dividend JP3047170000 0108 10 1698 7,736 NEXT FUNDS NOMURA Crude Oil Long Index Linked JP3047180009 0210 10 1699 38,190 Exchange Japan Physical Gold ETF JP3047190008 0120 1 1540 15,026 Japan Physical Platinum ETF JP3047200005 0120 1 1541 3,108 Japan Physical Silver ETF JP3047210004 0120 1 1542 876 Japan Physical Palladium ETF JP3047220003 0120 1 1543 21 NEXT FUNDS NASDAQ-100 Exchange Traded Fund JP3047240001 0810 10 1545 800 NEXT FUNDS Dow Jones Industrial Average Exchange JP3047250000 0810 1 1546 270 Traded Fund Listed Index Fund US Equity (S&P500) JP3047260009 0120 10 1547 2,400 MAXIS Global Equity (MSCI Kokusai) ETF JP3047290006 0608 10 1550 3,720 JASDAQ-TOP20 ETF JP3047300003 0708 10 1551 201 KOKUSAI S&P500 VIX SHORT-TERM FUTURES JP3047310002 1114 1 1552 5,752 INDEX ETF MAXIS S&P Tokai ETF JP3047320001 0716 10 1553 1,649 Listed Index Fund World Equity (MSCI ACWI) ex Japan JP3047330000 0120 10 1554 1,990 Listed Index Fund Australian REIT (S&P/ASX200 A- JP3047340009 0110 10 1555 4,928 NEXT FUNDS Thai Stock SET50 Exchange Traded JP3047360007 0810 1 1559 200 NEXT FUNDS FTSE Bursa Malaysia KLCI Exchange JP3047370006 0810 1 1560 120 Traded Fund TSE Mothers Core ETF JP3047400001 0708 1 1563 332 Listed Index Fund Emerging Bond JP3047420009 0110 1 1566 415 MAXIS TOPIX Risk Control (5%) ETF JP3047430008 0716 10 1567 11 TOPIX Bull 2x ETF JP3047440007 0220 10 1568 710 TOPIX Bear -1x ETF JP3047450006 0220 10 1569 2,016 NEXT FUNDS Nikkei 225 Leveraged Index Exchange JP3047460005 0520 1 1570 9,640 Traded Fund NEXT FUNDS Nikkei 225 Inverse Index Exchange JP3047470004 0520 1 1571 24,550 Traded Fund Kenedix Residential Next Investment Corporation JP3047480003 0131 1 3278 907 Activia Properties Inc. JP3047490002 0531 1 3279 771 MAXIS TOPIX Risk Control (10%) ETF JP3047500008 0716 10 1574 300 GLP J-REIT JP3047510007 0831 1 3281 3,833 China Bull 2x HSCEI ETF JP3047520006 1204 10 1572 90 China Bear -1x HSCEI ETF JP3047530005 1204 10 1573 100 Comforia Residential REIT,Inc JP3047540004 0131 1 3282 640 Nippon Prologis REIT,Inc. JP3047550003 0531 1 3283 2,349 Page3 of 71 NEXT FUNDS Nomura Japan Equity High Dividend 70 JP3047560002 0107 1 1577 3,919 ETF Listed Index Fund Nikkei 225 (Mini) JP3047570001 0108 1 1578 4,381 Nikkei 225 Bull 2x ETF JP3047580000 0220 10 1579 590 Nikkei 225 Bear -1x ETF JP3047590009 0220 10 1580 4,002 Hoshino Resorts REIT,Inc. JP3047610005 0430 1 3287 221 Daiwa ETF・TOPIX Ex-Financials JP3047620004 0110 10 1585 21,943 Listed Index Fund TOPIX Ex-Financials JP3047630003 0108 1 1586 20,571 One REIT,Inc.